GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chen, Yijin (SFC:APD345) 陳義進 | Rep | 2007-06-25 | 2010-09-30 | ||
| 4 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2011-03-08 | ||
| 5 | Gan, Tian (SFC:AMI240) 甘添 | Rep | 2005-08-03 | 2008-02-01 | ||
| 6 | Huang, Qijun (SFC:ANR779) 黃奇俊 | Rep | 2006-07-26 | 2010-03-12 | ||
| 7 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | Rep | 2005-01-10 | 2005-05-27 | ||
| 8 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-11-11 | 2006-11-11 | ||
| 9 | Lam, Ying (SFC:ANL982) 林迎 | Rep | 2006-07-03 | 2009-02-26 | ||
| 10 | Lau, Ho To 劉浩濤 | Rep | 2008-01-18 | 2008-11-14 | ||
| 11 | Law, Chi Pang 羅志鵬 | Rep | 2007-05-03 | 2011-05-07 | ||
| Rep | 2011-10-17 | 2014-05-02 | ||||
| 12 | Lee, Wing Yan (SFC:APH871) 李泳欣 | Rep | 2007-07-27 | 2011-05-07 | ||
| 13 | Li, Guangjie 李光杰 | 43 | M | Rep | 2006-03-08 | 2018-07-06 |
| 14 | Li, Zhao (SFC:AYB049) 李招 | Rep | 2011-09-12 | 2013-07-29 | ||
| 15 | Liu, Xiaotao (SFC:AXI167) 劉曉韜 | Rep | 2011-05-27 | 2013-05-01 | ||
| 16 | Long, Xiaobo 龍小波 | 45 | M | Rep | 2006-09-04 | 2006-09-27 |
| 17 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2006-07-10 | |||
| 18 | Lu, Shengxi 盧聖喜 | Rep | 2003-10-22 | 2004-03-11 | ||
| Rep | 2006-09-04 | 2006-09-27 | ||||
| 19 | Lui, David 雷昌年 | M | Rep | 2007-05-04 | 2011-04-16 | |
| 20 | Luk, Chun Kin 陸晉建 | Rep | 2011-12-12 | 2012-09-24 | ||
| 21 | Mai, Siwei 麥斯韋 | Rep | 2011-06-01 | 2011-10-19 | ||
| 22 | Mak, Chak Hung 麥澤鴻 | Rep | 2006-05-11 | 2006-06-05 | ||
| RO | 2006-06-05 | 2008-11-14 | ||||
| 23 | Man, Chi Ho (SFC:AQO169) 文志豪 | Rep | 2010-12-31 | 2013-10-13 | ||
| 24 | Man, Judith Chi Tak 文智德 | F | Rep | 2003-10-27 | 2003-12-12 | |
| 25 | Ming, Liang 明亮 | 30 | F | Rep | 2008-05-21 | 2017-12-06 |
| 26 | Mok, Wai Man Derek 莫偉民 | M | Rep | 2008-01-22 | 2010-12-15 | |
| 27 | Ng, Kwong Kei 吳廣基 | Rep | 2008-02-01 | 2008-12-16 | ||
| 28 | San To, Hok Kwan 申屠學軍 | M | Rep | 2003-10-23 | ||
| RO | 2003-10-23 | 2006-03-07 | ||||
| 29 | Shum, Christ Chi Kau 岑智球 | Rep | 2010-05-03 | |||
| 30 | Sung, On Na 宋安娜 | Rep | 2011-05-27 | 2020-08-10 | ||
| 31 | Sze, Yuk Man 施旭雯 | Rep | 2008-01-28 | 2010-05-03 | ||
| 32 | Tang, Davina Tak-wai 鄧德慧 | F | Rep | 2006-12-27 | 2010-04-24 | |
| 33 | Tong, Leung Kwing 唐良炯 | Rep | 2010-06-09 | 2012-03-08 | ||
| 34 | Woo, Peter 吳培魏 | M | Rep | 2008-11-25 | 2009-04-01 | |
| 35 | Wu, Kaiping (SFC:AKR460) 吳凱平 | Rep | 2004-07-26 | 2005-01-26 | ||
| 36 | Wu, Yang (SFC:ATX173) 吳泱 | Rep | 2010-01-19 | 2010-04-01 | ||
| 37 | Xie, Liuyi 謝柳毅 | Rep | 2006-09-04 | 2006-09-27 | ||
| 38 | Yim, Fung 閻峰 | 48 | M | RO | 2020-11-16 | |
| 39 | Yuan, Junping 袁軍平 | Rep | 2005-07-28 | 2008-09-30 | ||
| RO | 2008-09-30 | 2017-09-04 | ||||
| 40 | Yuen, Pui Sze 袁佩詩 | Rep | 2006-05-23 | 2021-09-27 | ||
| 41 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | Rep | 2003-12-24 | 2005-01-05 | ||
| 42 | Zhu, Qizhi 朱奇志 | Rep | 2005-04-20 | 2008-06-12 | ||
| RO | 2008-06-12 | 2009-06-01 |
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