SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 34 1263 1297 97.38 2006-04-07
2 OnePlatform Asset Management Limited 17 908 925 98.16 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 71 818 889 92.01 2009-02-19
4 Merrill Lynch (Asia Pacific) Limited 26 810 836 96.89
5 Citigroup Global Markets Asia Limited 23 705 728 96.84 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 673 679 99.12
7 Merrill Lynch Far East Limited 24 609 633 96.21 2010-08-20
8 Morgan Stanley Hong Kong Securities Limited 12 598 610 98.03 2010-11-30
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 557 572 97.38
10 UBS SECURITIES ASIA LIMITED 16 555 571 97.20
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 14 553 567 97.53 2003-10-15
12 Everbright Securities Investment Services (HK) Limited 11 526 537 97.95
13 Credit Suisse (Hong Kong) Limited 38 500 538 92.94 2008-11-04
14 Manulife Investment Management (Hong Kong) Limited 6 497 503 98.81
15 KGI ASIA LIMITED 15 490 505 97.03
16 PHILLIP COMMODITIES (H.K.) LIMITED 4 451 455 99.12 2003-12-09
17 BARCLAYS CAPITAL ASIA LIMITED 26 430 456 94.30 2005-01-12
18 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 14 418 432 96.76 2003-09-30
19 CES Commodities (HK) Limited 6 394 400 98.50
20 KGI FUTURES (HONG KONG) LIMITED 8 363 371 97.84
21 BOCI SECURITIES LIMITED 15 355 370 95.95 2004-03-01
22 MACQUARIE CAPITAL LIMITED 21 354 375 94.40
23 HAITONG INTERNATIONAL FUTURES LIMITED 9 328 337 97.33
24 GOLDMAN SACHS FUTURES (ASIA) LIMITED 15 297 312 95.19
25 BOCOM International Securities Limited 11 292 303 96.37 2007-09-10
26 Daiwa Capital Markets Hong Kong Limited 14 271 285 95.09 2007-10-05
27 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 23 268 291 92.10 2008-08-20
28 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
29 CELESTIAL SECURITIES LIMITED 4 259 263 98.48
30 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 97.25
31 CLSA LIMITED 7 232 239 97.07
32 FULBRIGHT SECURITIES LIMITED 11 227 238 95.38 2010-05-18
33 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 208 215 96.74
34 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 207 213 97.18
35 CITIC Securities Brokerage (HK) Limited 14 201 215 93.49
36 Quam Securities Limited 9 199 208 95.67 2004-10-15
37 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 198 204 97.06
38 Tung Shing Securities (Brokers) Limited 6 198 204 97.06
39 CES Forex (HK) Limited 3 189 192 98.44
40 SG SECURITIES (HK) LIMITED 26 188 214 87.85 2003-12-16
41 DEUTSCHE SECURITIES ASIA LIMITED 8 184 192 95.83 2004-01-08
42 Yuanta Asia Investment (Hong Kong) Limited 11 183 194 94.33 2003-08-13
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 179 186 96.24 2009-10-15
44 HSBC BROKING SECURITIES (ASIA) LIMITED 8 175 183 95.63
45 DBS VICKERS (HONG KONG) LIMITED 4 172 176 97.73 2003-10-14
46 HSBC BROKING FUTURES (ASIA) LIMITED 5 171 176 97.16
47 PRUDENTIAL BROKERAGE LIMITED 3 171 174 98.28
48 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 168 174 96.55
49 CHIEF SECURITIES LIMITED 5 161 166 96.99 2006-04-20
50 EMPEROR SECURITIES LIMITED (HK) 7 161 168 95.83
51 FIL Investment Management (Hong Kong) Limited 7 160 167 95.81
52 EAST ASIA SECURITIES COMPANY LIMITED 4 154 158 97.47
53 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 153 161 95.03 2007-07-04
54 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 26 152 178 85.39 2005-02-15
55 HSBC BROKING FOREX (ASIA) LIMITED 6 147 153 96.08
56 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 143 146 97.95
57 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 142 145 97.93 2009-10-05
58 CELESTIAL COMMODITIES LIMITED 6 142 148 95.95
59 CLSA RESEARCH LIMITED 3 137 140 97.86
60 oOo Securities (HK) Group Limited 3 128 131 97.71 2004-12-03
61 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 124 128 96.88
62 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
63 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 96.64 2011-02-15
64 AXA CHINA REGION INVESTMENT SERVICES LIMITED 7 110 117 94.02 2006-01-25
65 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 109 113 96.46
66 JPMorgan Funds (Asia) Limited 9 109 118 92.37
67 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 106 118 89.83 2003-12-02
68 UBS SECURITIES HONG KONG LIMITED 9 106 115 92.17 2011-07-06
69 SOUTH CHINA SECURITIES LIMITED 5 105 110 95.45
70 CHONG HING SECURITIES LIMITED 4 104 108 96.30
71 CENTALINE WEALTH MANAGEMENT LIMITED 4 103 107 96.26 2004-04-02
72 JPMorgan Asset Management (Asia Pacific) Limited 11 100 111 90.09 2006-02-16
73 Nerico Brothers Limited (HK) 11 99 110 90.00 2004-11-30
74 RBS Asia Corporate Finance Limited 8 99 107 92.52
75 Credit Agricole Securities (Asia) Limited 14 95 109 87.16
76 MIZUHO SECURITIES ASIA LIMITED 16 95 111 85.59 2007-02-26
77 BlackRock (Hong Kong) Limited (d2017-01-20) 8 93 101 92.08
78 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 92 100 92.00 2003-10-31
79 HSBC Global Asset Management (Hong Kong) Limited 14 92 106 86.79 2006-03-29
80 CITIC Securities Futures (HK) Limited 11 91 102 89.22
81 EMPEROR FUTURES LIMITED 3 91 94 96.81
82 SOUTH CHINA COMMODITIES LIMITED 5 89 94 94.68
83 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
84 GET NICE SECURITIES LIMITED 4 88 92 95.65
85 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 88 94 93.62 2004-10-14
86 YF Life Investors Limited 3 86 89 96.63 2004-08-30
87 BOCI ASIA LIMITED 17 85 102 83.33
88 Credit Suisse Securities (Hong Kong) Limited 9 84 93 90.32
89 FIL Investment Advisors 5 84 89 94.38
90 iBest Consultants Limited 4 84 88 95.45 2008-04-15
91 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 83 89 93.26 2011-03-04
92 KINGSTON SECURITIES LIMITED 4 83 87 95.40
93 NOMURA SECURITIES (HONG KONG) LIMITED 5 83 88 94.32 2010-02-01
94 CINDA INTERNATIONAL SECURITIES LIMITED 4 82 86 95.35
95 MIB SECURITIES (HONG KONG) LIMITED 11 82 93 88.17
96 CCB INTERNATIONAL SECURITIES LIMITED 9 81 90 90.00 2005-08-19
97 Jefferies Hong Kong Limited 8 80 88 90.91 2010-01-04
98 SAMSUNG SECURITIES (ASIA) LIMITED 10 80 90 88.89
99 Huarong International Securities Limited 9 76 85 89.41 2004-10-25
100 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 76 91 83.52 2004-05-31
101 Macquarie Corporate (Hong Kong) Limited 11 76 87 87.36
102 SANFULL SECURITIES LIMITED 6 76 82 92.68
103 Success Securities Limited 3 76 79 96.20
104 SINOPAC SECURITIES (ASIA) LIMITED 14 74 88 84.09
105 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
106 FULBRIGHT FUTURES LIMITED 4 73 77 94.81 2005-12-05
107 Tung Shing Futures (Brokers) Limited 6 73 79 92.41
108 SG Asset Finance (Hong Kong) Limited 3 72 75 96.00 2003-10-02
109 CCB INTERNATIONAL CAPITAL LIMITED 10 71 81 87.65 2004-05-27
110 CORPORATE BROKERS LIMITED 4 71 75 94.67
111 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
112 RHB SECURITIES HONG KONG LIMITED 6 71 77 92.21 2006-11-17
113 Newedge Broker Hong Kong Limited 3 70 73 95.89
114 FWD Financial Planning Limited (HK) 4 68 72 94.44 2011-01-25
115 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
116 Moody's Investors Service Hong Kong Limited 3 67 70 95.71 2011-06-01
117 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
118 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 66 68 97.06
119 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 64 71 90.14
120 VC BROKERAGE LIMITED 3 64 67 95.52
121 GF Securities (Hong Kong) Brokerage Limited 7 63 70 90.00 2007-01-31
122 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 63 69 91.30
123 FWD Life Insurance Company (Bermuda) Limited 3 62 65 95.38
124 FIRST SHANGHAI SECURITIES LIMITED 5 58 63 92.06
125 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 58 71 81.69 2005-06-06
126 ICBC INTERNATIONAL CAPITAL LIMITED 13 58 71 81.69 2008-05-27
127 MUFG Securities Asia Limited 8 58 66 87.88 2010-12-31
128 Standard Chartered Securities (Hong Kong) Limited 12 58 70 82.86
129 INVESCO HONG KONG LIMITED 7 56 63 88.89
130 Lion Global Financial Limited 5 56 61 91.80 2008-10-10
131 UBS DERIVATIVES HONG KONG LIMITED 5 56 61 91.80
132 BCT Financial Limited 2 55 57 96.49 2010-11-24
133 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
134 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
135 VALUE PARTNERS LIMITED 3 55 58 94.83
136 VALUE PARTNERS HONG KONG LIMITED 3 54 57 94.74 2007-11-19
137 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 13 53 66 80.30 2005-11-29
138 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 92.98
139 Evergrande Securities (Hong Kong) Limited 6 53 59 89.83
140 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 96.23 2004-01-20
141 BLACKSTONE GROUP (HK) LIMITED (THE) 3 51 54 94.44 2008-10-14
142 ABCI Securities Company Limited 6 50 56 89.29 2005-11-15
143 ASSET MANAGEMENT GROUP LIMITED 2 50 52 96.15 2006-01-17
144 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 50 56 89.29
145 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 50 58 86.21
146 NATIXIS ASIA LIMITED 4 50 54 92.59 2004-10-19
147 Taiping Securities (HK) Co Limited 5 49 54 90.74
148 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
149 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 48 54 88.89 2007-01-12
150 CVP Securities Limited 2 48 50 96.00 2004-07-09
151 ICBC INTERNATIONAL SECURITIES LIMITED 9 47 56 83.93 2008-11-14
152 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 47 52 90.38
153 CHOW SANG SANG SECURITIES LIMITED 4 46 50 92.00
154 BGC SECURITIES (HONG KONG) LLC 6 44 50 88.00 2008-06-25
155 CGS International Securities Hong Kong Limited 8 44 52 84.62
156 Funderstone Securities Limited 7 44 51 86.27
157 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 95.65 2010-11-26
158 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 44 50 88.00 2007-04-04
159 Rakuten Securities Hong Kong Limited 3 44 47 93.62
160 BOCI RESEARCH LIMITED 5 43 48 89.58
161 Success Futures and Foreign Exchange Limited 4 43 47 91.49 2005-12-06
162 TSE'S SECURITIES LIMITED 3 43 46 93.48
163 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 42 47 89.36 2007-10-10
164 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 91.30
165 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 91.30
166 CSI Corporate Finance (HK) Limited 9 41 50 82.00 2007-08-01
167 Point72 Hong Kong Limited 3 41 44 93.18 2006-11-14
168 T.F.S. Derivatives HK Limited 7 41 48 85.42 2009-04-03
169 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 8 40 48 83.33 2004-07-15
170 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 40 47 85.11 2005-07-05
171 STOCKWELL SECURITIES LIMITED 3 40 43 93.02
172 Yuanta Securities (Hong Kong) Company Limited 11 40 51 78.43 2006-07-08
173 ICBC INTERNATIONAL FUTURES LIMITED 4 39 43 90.70 2009-05-06
174 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 39 44 88.64
175 Rothschild & Co Hong Kong Limited 3 39 42 92.86 2005-04-27
176 UBS Asset Management (Hong Kong) Limited 5 39 44 88.64
177 VC INTERNATIONAL TRADING LIMITED 4 38 42 90.48
178 Funderstone Futures Limited 6 37 43 86.05
179 Guosen Securities (HK) Brokerage Company, Limited 4 37 41 90.24 2010-02-26
180 Mason Securities Limited 5 37 42 88.10
181 MIB FUTURES (HONG KONG) LIMITED 4 37 41 90.24 2011-03-25
182 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 84.09 2007-04-26
183 WIN WONG SECURITIES LIMITED 4 37 41 90.24
184 Bright Fund Management Limited 4 36 40 90.00
185 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 36 43 83.72
186 ONE CHINA SECURITIES LIMITED 2 36 38 94.74 2004-03-01
187 ENLIGHTEN SECURITIES LIMITED 3 35 38 92.11
188 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 35 38 92.11 2010-06-29
189 UNITED SIMSEN FOREX DEALERS LIMITED 3 35 38 92.11
190 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 87.18 2008-12-31
191 FORTUNE (HK) SECURITIES LIMITED 2 34 36 94.44
192 WOCOM SECURITIES LIMITED 5 34 39 87.18
193 AllianceBernstein Hong Kong Limited 3 33 36 91.67 2006-10-05
194 ATHENA WEALTH MANAGEMENT LIMITED 2 33 35 94.29 2008-04-25
195 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
196 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 91.67
197 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
198 Religare Capital Markets (Hong Kong) Limited 7 33 40 82.50 2008-07-24
199 T G HOLBORN (HK) LIMITED 3 33 36 91.67
200 CINDA INTERNATIONAL FUTURES LIMITED 3 32 35 91.43
201 Goldman Sachs Investment Management Hong Kong Limited 4 32 36 88.89
202 Pictet Asset Management (Hong Kong) Limited 5 32 37 86.49 2006-10-26
203 RHB FUTURES HONG KONG LIMITED 4 32 36 88.89 2005-09-28
204 T. Rowe Price Hong Kong Limited 2 32 34 94.12 2010-12-21
205 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
206 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
207 Evergrande Futures (Hong Kong) Limited 5 31 36 86.11 2003-11-21
208 GET NICE FUTURES COMPANY LIMITED 2 31 33 93.94
209 Glory Sun Securities Limited 4 31 35 88.57
210 Mirae Asset Securities (HK) Limited 6 31 37 83.78 2007-01-11
211 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
212 BlackRock Asset Management North Asia Limited 5 30 35 85.71 2003-12-16
213 CASH Wealth Management Limited 4 30 34 88.24 2011-01-17
214 CMBC SECURITIES COMPANY LIMITED 7 30 37 81.08 2008-01-24
215 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
216 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 30 36 83.33
217 GF FUTURES (HONG KONG) CO., LIMITED 3 30 33 90.91 2007-02-16
218 Mason Futures Limited (HK) 4 30 34 88.24
219 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
220 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 30 36 83.33
221 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 30 33 90.91
222 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 30 35 85.71
223 VICTORY SECURITIES COMPANY LIMITED 4 30 34 88.24 2007-02-16
224 BSI Investment Advisors (Hong Kong) Limited 5 29 34 85.29 2010-08-27
225 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 29 31 93.55 2007-01-30
226 KAM FAI SECURITIES CO., LIMITED 4 29 33 87.88
227 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 29 32 90.63 2007-02-14
228 SINOPAC FUTURES (ASIA) LIMITED 5 29 34 85.29
229 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
230 CSC SECURITIES (HK) LIMITED 5 28 33 84.85 2003-12-29
231 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
232 GFI (HK) SECURITIES L.L.C. 3 28 31 90.32 2007-06-18
233 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 28 32 87.50 2005-11-15
234 MIDLAND WEALTH MANAGEMENT LIMITED 2 28 30 93.33 2008-02-18
235 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
236 WOCOM LIMITED (HK) 5 28 33 84.85
237 Northern Trust Company of Hong Kong Limited (The) 5 27 32 84.38 2011-09-05
238 OKASAN INTERNATIONAL (ASIA) LIMITED 4 27 31 87.10 2007-05-17
239 Rich Union Securities (H.K.) Limited 6 27 33 81.82
240 Wellington Management Hong Kong Limited (b2003-01-02) 5 27 32 84.38 2003-09-18
241 Amundi Hong Kong Limited 5 26 31 83.87
242 OnePlatform Securities Limited 2 26 28 92.86
243 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 83.87 2011-09-28
244 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 26 31 83.87 2009-06-02
245 South China Forex Limited 2 26 28 92.86 2010-06-21
246 Everbright Securities Digital Finance (HK) Limited 4 25 29 86.21
247 Hafoo Securities Limited 2 25 27 92.59 2009-12-09
248 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
249 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
250 CAPITAL RESEARCH COMPANY 3 24 27 88.89 2004-11-10
251 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 24 30 80.00 2006-07-03
252 GAYANG SECURITIES LIMITED 3 24 27 88.89 2010-11-09
253 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 24 34 70.59 2010-06-30
254 HARRIS FRASER (INTERNATIONAL) LIMITED 3 24 27 88.89
255 HGNH International Futures Co., Limited 7 24 31 77.42 2007-06-26
256 ICAP Securities Hong Kong Limited 3 24 27 88.89 2005-10-06
257 IMC Asia Pacific Limited 2 24 26 92.31 2007-03-12
258 LEHIN SECURITIES LIMITED 3 24 27 88.89
259 LUK FOOK SECURITIES (HK) LIMITED 4 24 28 85.71
260 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 24 28 85.71 2008-06-30
261 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 24 27 88.89
262 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
263 GUOTAI JUNAN CAPITAL LIMITED 6 23 29 79.31
264 HAITONG INTERNATIONAL CAPITAL LIMITED 7 23 30 76.67
265 IAM LEGACY LIMITED 3 23 26 88.46 2007-08-21
266 ICAP Equities Asia Limited 3 23 26 88.46 2008-12-22
267 IPP Financial Advisers Limited 2 23 25 92.00 2006-12-21
268 KAISER SECURITIES LIMITED 2 23 25 92.00
269 KINGSTON FUTURES LIMITED 3 23 26 88.46
270 RBC Capital Markets (Hong Kong) Limited 5 23 28 82.14 2010-09-09
271 Renaissance Capital (Hong Kong) Limited 5 23 28 82.14 2010-09-02
272 Sino-Rich Securities & Futures Limited 3 23 26 88.46 2010-11-17
273 SMBC Nikko Securities (Hong Kong) Limited 5 23 28 82.14
274 CAPITAL GLOBAL MANAGEMENT LIMITED 4 22 26 84.62 2005-09-17
275 CMB International Securities Limited 4 22 26 84.62 2010-06-15
276 DELTA ASIA SECURITIES LIMITED 4 22 26 84.62 2011-12-23
277 KAISER FUTURES LIMITED 3 22 25 88.00
278 North Beta International Securities Limited 2 22 24 91.67 2009-07-17
279 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 88.00
280 SDICS International Securities (Hong Kong) Limited 4 22 26 84.62 2010-05-18
281 TAI SHING STOCK INVESTMENT CO. LIMITED 2 22 24 91.67
282 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
283 WILSON SECURITIES LIMITED 2 22 24 91.67 2010-02-25
284 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
285 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 21 29 72.41 2003-08-29
286 BOCI ASSET MANAGEMENT LIMITED 9 21 30 70.00
287 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
288 Interactive Brokers LLC 3 21 24 87.50 2007-03-19
289 ORIENTAL PATRON SECURITIES LIMITED 5 21 26 80.77
290 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 21 29 72.41 2007-06-20
291 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
292 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
293 Eastspring Investments (Hong Kong) Limited 4 20 24 83.33 2006-08-08
294 HSBC BROKING SECURITIES (HONG KONG) LIMITED 4 20 24 83.33
295 HUNG SING SECURITIES LIMITED 4 20 24 83.33
296 INSTINET PACIFIC LIMITED 4 20 24 83.33
297 JIMEI SECURITIES LIMITED 2 20 22 90.91 2008-12-09
298 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 90.91
299 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
300 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
301 S&P Global Ratings Hong Kong Limited 7 20 27 74.07 2011-06-01
302 SynerWealth Financial Limited 3 20 23 86.96 2009-02-04
303 Vantage Capital Markets HK Limited 5 20 25 80.00 2008-10-02
304 Well Link International Securities Limited 3 20 23 86.96
305 WING FUNG FUTURES LIMITED 3 20 23 86.96 2006-04-21
306 WING FUNG SECURITIES LIMITED 3 20 23 86.96
307 AXA Financial Planning (Hong Kong) Limited 5 19 24 79.17
308 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
309 DL BROKERAGE LIMITED 3 19 22 86.36
310 Fidelity Management & Research (Hong Kong) Limited 3 19 22 86.36 2008-09-04
311 Fosun International Securities Limited 10 19 29 65.52 2008-06-23
312 GAM HONG KONG LIMITED 3 19 22 86.36
313 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 19 23 82.61 2008-07-03
314 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 19 24 79.17
315 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
316 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
317 PIPER JAFFRAY ASIA LIMITED 5 19 24 79.17
318 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 82.61
319 Virtu ITG Hong Kong Limited 5 19 24 79.17
320 Allianz Global Investors Hong Kong Limited 4 18 22 81.82
321 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82 2010-09-10
322 BUSINESS SECURITIES LIMITED 2 18 20 90.00
323 CAIIS Limited 3 18 21 85.71 2006-05-23
324 CHINA EVERBRIGHT CAPITAL LIMITED 6 18 24 75.00 2005-05-09
325 CLSA FUTURES LIMITED 4 18 22 81.82
326 DWS Investments Hong Kong Limited 4 18 22 81.82
327 Guotai Junan FX Limited 3 18 21 85.71 2010-10-21
328 HARVEST GLOBAL INVESTMENTS LIMITED 5 18 23 78.26 2009-02-16
329 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 18 26 69.23
330 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 18 21 85.71 2007-01-09
331 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 85.71
332 Planetree Securities Limited 4 18 22 81.82
333 REDFORD SECURITIES LIMITED 2 18 20 90.00 2005-03-31
334 Rifa Securities Limited 4 18 22 81.82
335 SBI China Capital Commodities Limited 5 18 23 78.26
336 BEA Union Investment Management Limited 5 17 22 77.27
337 BERICH BROKERAGE LIMITED 3 17 20 85.00
338 CBH Asia Limited 3 17 20 85.00 2010-09-24
339 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
340 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 17 20 85.00 2008-12-17
341 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
342 GAOYU SECURITIES LIMITED 5 17 22 77.27
343 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
344 HENYEP SECURITIES LIMITED 3 17 20 85.00
345 HPEF Capital Partners Limited 9 17 26 65.38
346 I-ACCESS INVESTORS LIMITED 6 17 23 73.91 2005-07-13
347 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
348 ORIENT SECURITIES LIMITED 3 17 20 85.00
349 Prime Cdex Securities Limited 4 17 21 80.95
350 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 8 17 25 68.00
351 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
352 SPS SECURITIES LIMITED 4 17 21 80.95
353 St. James's Place (Hong Kong) Limited 1 17 18 94.44
354 Sunrise Brokers (Hong Kong) Limited 2 17 19 89.47 2009-12-09
355 TEMPLETON ASSET MANAGEMENT LTD 3 17 20 85.00
356 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
357 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
358 YICKO SECURITIES LIMITED 4 17 21 80.95
359 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
360 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
361 Channel 8 Wealth Management Limited 3 16 19 84.21 2010-01-27
362 CITIC Securities CLSA Capital Partners (HK) Limited 5 16 21 76.19
363 De Riva Asia Limited 2 16 18 88.89 2010-07-29
364 ENLIGHTEN FUTURES LIMITED 4 16 20 80.00
365 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
366 EWARTON SECURITIES LIMITED 6 16 22 72.73
367 FIRST SECURITIES (HK) LIMITED 7 16 23 69.57 2009-08-03
368 HANG SENG SECURITIES LIMITED 6 16 22 72.73
369 HSBC FUTURES (SINGAPORE) PTE LTD 3 16 19 84.21 2007-04-20
370 Income Partners Asset Management (HK) Limited 4 16 20 80.00
371 Keefe, Bruyette & Woods Asia Limited 8 16 24 66.67 2010-03-03
372 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
373 MTF SECURITIES LIMITED 2 16 18 88.89
374 PEGASUS FUND MANAGERS LIMITED 2 16 18 88.89 2011-01-28
375 Public Securities Limited 4 16 20 80.00
376 Qantex Capital Markets Limited 2 16 18 88.89 2009-04-14
377 SFM HK Management Limited 4 16 20 80.00 2010-11-01
378 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
379 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
380 YUEXING SECURITIES COMPANY LIMITED 3 16 19 84.21
381 Yunfeng Financial Markets Limited 10 16 26 61.54
382 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
383 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
384 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
385 Open Securities Limited 6 15 21 71.43 2010-07-16
386 Quam Capital Limited (b1994-08-04) 6 15 21 71.43
387 Shang International Finance Limited 11 15 26 57.69
388 Winner International Securities Limited 3 15 18 83.33
389 Beevest Securities Limited 6 14 20 70.00 2005-03-07
390 BOCOM International (Asia) Limited 8 14 22 63.64 2007-09-21
391 BOCOM International Asset Management Limited 7 14 21 66.67 2007-09-13
392 CITIC Securities Asset Management (HK) Limited 3 14 17 82.35 2008-08-01
393 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 14 19 73.68 2009-03-31
394 CNI Securities Group Limited 3 14 17 82.35 2009-12-15
395 CSC FUTURES (HK) LIMITED 4 14 18 77.78
396 Everbright Securities Global (HK) Limited 3 14 17 82.35
397 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
398 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
399 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
400 JPMorgan Asset Management Real Assets (Asia) Limited 2 14 16 87.50 2009-06-26
401 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 73.68 2006-09-12
402 NATIONAL RESOURCES SECURITIES LIMITED 4 14 18 77.78
403 Neuberger Berman Asia Limited 3 14 17 82.35 2008-03-13
404 Tiger Securities Asset Management Company Limited 6 14 20 70.00 2006-12-29
405 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 73.68 2007-01-11
406 WINFULL SECURITIES LIMITED 3 14 17 82.35
407 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
408 AISANCE ASSET MANAGEMENT LIMITED 5 13 18 72.22 2005-06-16
409 AMPLE CAPITAL LIMITED 9 13 22 59.09 2007-01-02
410 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
411 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
412 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
413 CMB International Capital Limited 4 13 17 76.47 2010-09-07
414 CVC Asia Pacific Limited 4 13 17 76.47 2009-11-16
415 Double Haven Capital (Hong Kong) Limited 3 13 16 81.25 2007-02-16
416 Future Growth Financial Services Limited 3 13 16 81.25 2010-04-08
417 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
418 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
419 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
420 HING WONG SECURITIES LIMITED 3 13 16 81.25
421 LOMBARD ODIER (HONG KONG) LIMITED 5 13 18 72.22
422 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
423 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
424 Oppenheimer Investments Asia Limited 2 13 15 86.67 2010-02-12
425 Optima Capital Limited 4 13 17 76.47 2007-10-25
426 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
427 PO SANG SECURITIES LIMITED 2 13 15 86.67
428 SDICS International Futures (Hong Kong) Limited 3 13 16 81.25 2010-10-25
429 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
430 Waterland Securities (HK) Company Limited 2 13 15 86.67 2009-02-20
431 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 13 16 81.25 2008-09-02
432 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
433 APG Investments Asia Limited 7 12 19 63.16 2008-11-18
434 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
435 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 85.71
436 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
437 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
438 China Galaxy International Securities (Hong Kong) Co., Limited 5 12 17 70.59 2011-09-12
439 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 75.00 2006-12-08
440 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 75.00 2007-04-20
441 CTBC Asia Limited 5 12 17 70.59 2004-01-14
442 DAEWOO SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
443 DBS ASIA CAPITAL LIMITED 8 12 20 60.00
444 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
445 ELSTONE SECURITIES LIMITED 4 12 16 75.00
446 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
447 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
448 HANG TAI SECURITIES LIMITED 3 12 15 80.00
449 ICBC (ASIA) SECURITIES LIMITED 4 12 16 75.00
450 iFAST Financial (HK) Limited 4 12 16 75.00 2007-03-30
451 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
452 MoneyMore Securities Limited 2 12 14 85.71
453 PRIME SECURITIES LIMITED (HK) 2 12 14 85.71
454 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
455 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
456 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
457 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
458 TT INTERNATIONAL (HONG KONG) LIMITED 7 12 19 63.16 2004-06-04
459 Well Link Securities Limited 3 12 15 80.00 2005-11-11
460 WINTECH SECURITIES LIMITED 4 12 16 75.00
461 ASA SECURITIES LIMITED 2 11 13 84.62 2010-08-19
462 AXA Investment Managers Asia Limited 2 11 13 84.62 2005-07-21
463 BULLISH SECURITIES LIMITED 2 11 13 84.62
464 CC Finance Limited 3 11 14 78.57 2006-04-20
465 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
466 CMB International Global Markets Limited 3 11 14 78.57
467 Eclipse Options (HK) Limited 2 11 13 84.62 2007-05-31
468 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 11 13 84.62
469 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
470 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 11 15 73.33 2010-06-29
471 HEAD & SHOULDERS SECURITIES LIMITED 3 11 14 78.57 2008-03-27
472 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
473 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 73.33 2009-07-10
474 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
475 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
476 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
477 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 73.33 2003-06-06
478 M&F Asset Management Limited 4 11 15 73.33
479 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
480 MCP Asset Management Company Limited 3 11 14 78.57 2005-08-23
481 Nomura Asset Management Hong Kong Limited 4 11 15 73.33
482 ORIENTAL PATRON ASIA LIMITED 6 11 17 64.71
483 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
484 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 11 16 68.75
485 Public Financial Securities Limited 3 11 14 78.57
486 Pyramis Global Advisors (Hong Kong) Limited 5 11 16 68.75 2008-07-29
487 Rabo Brokerage HK Limited 3 11 14 78.57 2007-09-12
488 Robeco Hong Kong Limited 5 11 16 68.75 2007-12-18
489 SDIC Securities International Financial Holdings Limited 2 11 13 84.62
490 Shacom Securities Limited 2 11 13 84.62
491 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 73.33
492 SINO GRADE SECURITIES LIMITED 2 11 13 84.62
493 SPARX Asia Investment Advisors Limited 2 11 13 84.62 2004-04-20
494 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
495 Vision Capital Investment Management Limited 3 11 14 78.57 2003-12-17
496 Wells Fargo Securities Asia Limited 3 11 14 78.57 2008-04-25
497 Anuenue Securities Limited 2 10 12 83.33
498 Asia Pacific Securities Limited 4 10 14 71.43
499 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 71.43 2008-08-08
500 Astrum Capital Management Limited (HK) 3 10 13 76.92 2005-07-08
501 Bosera Asset Management (International) Co., Limited 4 10 14 71.43 2010-11-05
502 BWC FOREX LIMITED 3 10 13 76.92 2009-12-11
503 China Gather Wealth Financial Company Limited 6 10 16 62.50 2005-04-01
504 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
505 Citadel Asia Limited 3 10 13 76.92 2005-10-21
506 CSOP Asset Management Limited 3 10 13 76.92 2008-09-29
507 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 66.67
508 GF Capital (Hong Kong) Limited 6 10 16 62.50 2007-01-31
509 HAMON ASSET MANAGEMENT LIMITED 4 10 14 71.43
510 HAMON INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43
511 HENIK SECURITIES LIMITED 2 10 12 83.33
512 Janus Henderson Investors Hong Kong Limited 4 10 14 71.43
513 LIM ADVISORS LIMITED 4 10 14 71.43
514 MANGO FINANCIAL LIMITED 3 10 13 76.92
515 MOELIS & COMPANY ASIA LIMITED 2 10 12 83.33 2009-12-11
516 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 10 12 83.33 2011-11-25
517 ORIENT SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2010-07-21
518 Penjing Asset Management (HK) Limited 5 10 15 66.67 2005-03-24
519 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 10 16 62.50 2009-07-30
520 Redford Asset Management Limited 4 10 14 71.43 2010-03-09
521 Rifa Futures Limited 2 10 12 83.33 2008-12-01
522 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
523 SEEKERS MARKETS LIMITED 2 10 12 83.33
524 SHUN HENG SECURITIES LIMITED 2 10 12 83.33
525 SUN SECURITIES LIMITED 2 10 12 83.33 2011-04-01
526 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
527 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
528 ZMF Asset Management Limited 2 10 12 83.33 2011-01-21
529 AIF CAPITAL LIMITED 4 9 13 69.23
530 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
531 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
532 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
533 CES Capital International (Hong Kong) Co., Limited 8 9 17 52.94 2008-03-20
534 China Finance KAB Limited 2 9 11 81.82 2004-12-23
535 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
536 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
537 D. E. Shaw & Co. (Asia Pacific) Limited 3 9 12 75.00 2007-11-14
538 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
539 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
540 EAST ASIA FUTURES LIMITED 3 9 12 75.00
541 EQT Partners Asia Limited 4 9 13 69.23 2011-04-15
542 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
543 Fortune Origin Securities Limited 3 9 12 75.00 2009-07-09
544 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
545 HAMON ASIAN ADVISORS LIMITED 4 9 13 69.23
546 HSBC BROKING (CHINA) LIMITED 3 9 12 75.00
547 IBTS ASIA (HK) LIMITED 4 9 13 69.23 2005-11-17
548 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
549 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
550 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
551 JS SECURITIES LIMITED (HK) 1 9 10 90.00 2011-01-20
552 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
553 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
554 LUEN SING SECURITIES LIMITED 3 9 12 75.00
555 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
556 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
557 MFG Limited (HK) 5 9 14 64.29 2006-07-17
558 Minerva Holding Financial Securities Limited 2 9 11 81.82
559 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
560 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 75.00 2010-11-03
561 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
562 Neutral Financial Holding Company Limited 4 9 13 69.23
563 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
564 ORIENTAL WEALTH SECURITIES LIMITED 3 9 12 75.00 2008-09-05
565 PIMCO Asia Limited 3 9 12 75.00 2006-05-17
566 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
567 ROOFER SECURITIES LIMITED 3 9 12 75.00
568 RPS INVESTMENT LIMITED 3 9 12 75.00
569 Samsung Asset Management (Hong Kong) Limited 2 9 11 81.82 2008-04-23
570 SINOMAX SECURITIES LIMITED 3 9 12 75.00
571 STOCKWELL COMMODITIES LIMITED 3 9 12 75.00
572 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
573 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
574 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 9 15 60.00 2008-08-07
575 TANG PING KONG LIMITED 3 9 12 75.00
576 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
577 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 9 12 75.00
578 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
579 Win Securities Limited 3 9 12 75.00
580 WING FAT SECURITIES LIMITED 3 9 12 75.00
581 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
582 Wisetrade Securities Limited 3 9 12 75.00
583 WSY INVESTMENTS LIMITED 2 9 11 81.82 2009-09-04
584 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
585 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
586 abrdn Hong Kong Limited 4 8 12 66.67
587 AIF Securities Limited 5 8 13 61.54 2004-11-02
588 Alpha Financial Group Limited 2 8 10 80.00 2005-10-31
589 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 80.00 2007-05-08
590 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
591 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
592 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
593 Bradbury Securities Limited 2 8 10 80.00
594 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
595 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
596 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
597 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
598 China Tonghai (IA) Limited 3 8 11 72.73
599 CINDA INTERNATIONAL CAPITAL LIMITED 6 8 14 57.14
600 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
601 DAH SING SECURITIES LIMITED 3 8 11 72.73
602 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 72.73
603 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 80.00 2009-01-02
604 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 72.73
605 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
606 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
607 FDB Financial Group Limited 3 8 11 72.73
608 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 80.00 2005-02-16
609 GAVEKAL CAPITAL LIMITED 2 8 10 80.00 2003-06-09
610 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
611 Hamilton Lane (Hong Kong) Limited 2 8 10 80.00 2010-07-05
612 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
613 ICBC Asset Management (Global) Company Limited 2 8 10 80.00
614 iTTa Capital Limited 2 8 10 80.00 2003-05-29
615 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
616 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
617 KVB Kunlun Securities (HK) Limited 2 8 10 80.00 2008-07-02
618 Legg Mason International Equities (Hong Kong) Limited 3 8 11 72.73
619 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2008-09-03
620 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73
621 NITTAN CAPITAL ASIA LIMITED 2 8 10 80.00 2011-08-05
622 Oaktree Capital (Hong Kong) Limited 3 8 11 72.73 2006-07-12
623 Oreana Financial Services Limited 3 8 11 72.73 2011-07-12
624 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
625 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
626 SDHG International Securities Limited 3 8 11 72.73
627 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
628 SOLID KING SECURITIES LIMITED 3 8 11 72.73
629 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
630 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
631 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
632 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
633 VC CAPITAL LIMITED 5 8 13 61.54
634 YUE XIU FUTURES COMPANY LIMITED 2 8 10 80.00
635 YUE XIU SECURITIES COMPANY LIMITED 3 8 11 72.73
636 Zijing Capital Limited 3 8 11 72.73 2003-05-07
637 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
638 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 77.78
639 Anli Securities Limited 2 7 9 77.78
640 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 7 13 53.85 2011-01-04
641 BUSINESS FUTURES LIMITED 2 7 9 77.78
642 Capital International, Inc. 2 7 9 77.78 2007-07-03
643 CF GLOBAL (HK) LIMITED 3 7 10 70.00 2006-11-22
644 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
645 COHEN & STEERS ASIA LIMITED 3 7 10 70.00 2005-07-29
646 FT Securities Limited 3 7 10 70.00 2005-09-22
647 HANG SENG FUTURES LIMITED 2 7 9 77.78
648 Hao Tian International Securities Limited 4 7 11 63.64
649 HERMES SECURITIES LIMITED 2 7 9 77.78
650 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
651 Hong Kong Stock Link Securities Limited 2 7 9 77.78
652 Hongkong Bay Securities Limited 2 7 9 77.78
653 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
654 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
655 KILMOREY SECURITIES LIMITED 2 7 9 77.78
656 KWOK HING SECURITIES LIMITED 2 7 9 77.78
657 LAMTEX SECURITIES LIMITED 3 7 10 70.00
658 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
659 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
660 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
661 Leonteq Securities (Hong Kong) Limited 2 7 9 77.78 2011-04-07
662 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 70.00 2007-12-21
663 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
664 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
665 ONSHINE SECURITIES LIMITED 3 7 10 70.00
666 ORIENT FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2011-02-28
667 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
668 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
669 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
670 Permira Advisers Limited 2 7 9 77.78 2008-08-19
671 Planetree Futures Limited 4 7 11 63.64
672 PO LEE SECURITIES LIMITED 3 7 10 70.00
673 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
674 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
675 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
676 SAIL ADVISORS LIMITED 5 7 12 58.33 2004-05-17
677 Segantii Capital Management Limited 2 7 9 77.78 2007-11-22
678 SJS Markets Limited 3 7 10 70.00 2005-03-02
679 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
680 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
681 THING ON SECURITIES LIMITED 2 7 9 77.78
682 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
683 TPG-AXON CAPITAL (HK), LIMITED 2 7 9 77.78 2005-05-31
684 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
685 Tyche Group Limited 2 7 9 77.78
686 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 70.00
687 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
688 VMS Securities Limited 4 7 11 63.64
689 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
690 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
691 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
692 ZBI Asia Limited 3 7 10 70.00 2010-02-22
693 313 Capital Management Limited 2 6 8 75.00 2010-04-19
694 AD Capital Management (Hong Kong) Limited 2 6 8 75.00 2004-09-08
695 ALTUS CAPITAL LIMITED 3 6 9 66.67
696 ALTUS INVESTMENTS LIMITED (HK) 2 6 8 75.00 2005-12-14
697 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
698 Balyasny Asset Management (Hong Kong) Limited 2 6 8 75.00 2008-03-03
699 Beijing Securities Limited 3 6 9 66.67 2008-11-07
700 BOKHARY SECURITIES LIMITED 2 6 8 75.00
701 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
702 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
703 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00
704 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
705 China Jianxin Financial Services Limited 2 6 8 75.00 2009-11-17
706 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
707 Everbright Capital Management Limited 2 6 8 75.00 2007-09-24
708 EVERHOT SECURITIES LIMITED 3 6 9 66.67
709 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
710 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
711 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
712 FLAG Squadron Asia Limited 6 6 12 50.00 2006-10-24
713 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
714 Golden Hen Securities and Futures Limited 2 6 8 75.00 2010-05-13
715 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
716 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
717 GT CAPITAL LIMITED 3 6 9 66.67
718 HONG KONG INTERNATIONAL FUTURES LIMITED 4 6 10 60.00
719 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
720 HUA NAN SECURITIES (HK) LIMITED 4 6 10 60.00 2008-04-08
721 Huajin Corporate Finance (International) Limited 4 6 10 60.00
722 Huayu Securities Limited 2 6 8 75.00
723 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 6 10 60.00 2009-12-14
724 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
725 JANCHOR PARTNERS LIMITED 2 6 8 75.00 2009-11-06
726 JIMEI FUTURES LIMITED 2 6 8 75.00 2008-12-09
727 Joy Silver Limited 3 6 9 66.67
728 K.K.M. SECURITIES LIMITED 2 6 8 75.00
729 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
730 KMT SECURITIES LIMITED 2 6 8 75.00
731 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 6 10 60.00
732 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
733 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
734 LUEN HING SECURITIES LIMITED 2 6 8 75.00
735 LUK FOOK FUTURES (HK) LIMITED 2 6 8 75.00 2011-12-05
736 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
737 MERCER INVESTMENTS (HK) LIMITED 2 6 8 75.00 2005-08-04
738 METRO CAPITAL FUTURES LIMITED 3 6 9 66.67
739 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 6 8 75.00 2011-04-14
740 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
741 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
742 PCA Investments Hong Kong, Limited 3 6 9 66.67 2011-06-16
743 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 66.67 2008-07-29
744 PineBridge Investments Hong Kong Limited 4 6 10 60.00
745 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
746 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2004-09-15
747 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
748 RBS Asia Futures Limited 4 6 10 60.00
749 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
750 Redwood Peak Limited 2 6 8 75.00 2007-10-05
751 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
752 SOUTH CHINA RESEARCH LIMITED 3 6 9 66.67
753 SPS COMMODITIES LIMITED 2 6 8 75.00
754 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
755 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
756 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
757 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
758 Templewater Hong Kong Limited 4 6 10 60.00
759 Tensant Securities Limited 2 6 8 75.00 2004-08-25
760 TIANDA SECURITIES LIMITED 2 6 8 75.00 2011-01-18
761 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
762 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
763 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
764 Vontobel (Hong Kong) Limited 3 6 9 66.67 2008-11-27
765 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
766 WING ON SECURITIES LIMITED 2 6 8 75.00
767 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
768 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
769 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
770 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
771 AJ Securities Limited 2 5 7 71.43
772 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 62.50 2004-09-07
773 Allard Partners Limited 2 5 7 71.43
774 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 62.50
775 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
776 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
777 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 55.56 2004-11-17
778 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
779 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
780 Chanceton Capital Partners Limited 4 5 9 55.56
781 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
782 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 5 8 62.50
783 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 5 8 62.50 2011-04-26
784 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
785 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00 2007-02-16
786 COMGEST FAR EAST LIMITED 2 5 7 71.43
787 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
788 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2009-10-14
789 EMPEROR CORPORATE FINANCE LIMITED 4 5 9 55.56 2009-12-24
790 FAIRWIN BROKING LIMITED 2 5 7 71.43
791 FB SECURITIES (HONG KONG) LIMITED 1 5 6 83.33
792 FORTUNE FINANCIAL CAPITAL LIMITED 2 5 7 71.43 2009-03-12
793 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
794 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
795 Gain Capital - Forex.com Hong Kong Limited 2 5 7 71.43 2009-07-22
796 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
797 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
798 Gong Ping Securities Limited 2 5 7 71.43 2010-12-08
799 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
800 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
801 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 5 7 71.43 2010-10-06
802 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
803 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
804 JK Capital Management Limited 4 5 9 55.56
805 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
806 JVSakk Asset Management Limited 3 5 8 62.50 2008-08-28
807 KB Securities Hong Kong Limited 2 5 7 71.43
808 KING FOOK SECURITIES COMPANY LIMITED 5 5 10 50.00
809 King Sun Securities Limited 2 5 7 71.43
810 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
811 Mackenzie Investments Asia Limited 4 5 9 55.56
812 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
813 MAGIC COMPASS FUTURES LIMITED 2 5 7 71.43
814 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
815 NEW SPRING CAPITAL LIMITED 2 5 7 71.43 2011-06-17
816 Octal Capital Limited 4 5 9 55.56 2011-06-01
817 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
818 Oshidori Securities Limited 3 5 8 62.50
819 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
820 PGIM (Hong Kong) Limited 2 5 7 71.43
821 PHOENIX CAPITAL SECURITIES LIMITED 6 5 11 45.45 2006-07-03
822 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
823 Prudence Investment Management (Hong Kong) Limited 3 5 8 62.50 2009-06-08
824 QMIS Securities Limited 3 5 8 62.50 2009-07-24
825 Realord Asia Pacific Securities Limited 3 5 8 62.50 2010-11-24
826 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
827 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
828 SDICS International Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
829 Sensible Asset Management Limited 3 5 8 62.50 2005-06-18
830 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
831 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
832 T G SECURITIES LIMITED 3 5 8 62.50 2005-12-19
833 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
834 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
835 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 5 8 62.50 2008-04-11
836 VALUABLE CAPITAL LIMITED 2 5 7 71.43 2010-07-14
837 VISION FINANCE ASSET MANAGEMENT LIMITED 6 5 11 45.45 2006-11-14
838 Wanhai Securities (HK) Limited 3 5 8 62.50
839 WINNINGTON CAPITAL LIMITED 4 5 9 55.56
840 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
841 Aevitas Securities Limited 2 4 6 66.67
842 AKTIS CAPITAL ADVISORY LIMITED 4 4 8 50.00 2003-11-29
843 Aletheia Analyst Network Limited 2 4 6 66.67 2008-06-03
844 AMBITION SECURITIES CO. LIMITED 2 4 6 66.67 2010-12-28
845 AP Asset Management (HK) Limited 3 4 7 57.14 2004-07-07
846 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
847 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
848 Argonaut Securities (Asia) Limited 4 4 8 50.00 2011-09-08
849 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
850 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
851 Asset Management One Hong Kong Limited 2 4 6 66.67 2010-03-10
852 BaoQiao Partners Capital Limited 3 4 7 57.14 2008-03-05
853 Belvest Investment Services Limited 2 4 6 66.67
854 BMI Securities Limited 2 4 6 66.67 2011-03-14
855 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
856 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
857 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
858 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
859 China Best International Futures Co., Limited 3 4 7 57.14 2011-03-10
860 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
861 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
862 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
863 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
864 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
865 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
866 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
867 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2004-07-28
868 CS Wealth Securities Limited 4 4 8 50.00
869 DNB Asset Management (Asia) Limited 4 4 8 50.00
870 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
871 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
872 Emperor Asset Management Limited 2 4 6 66.67 2009-11-03
873 Encap (Global) Asset Management Limited 2 4 6 66.67 2009-03-30
874 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
875 EXS Capital Asia Limited 2 4 6 66.67 2008-06-12
876 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
877 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
878 FE SECURITIES LIMITED 2 4 6 66.67
879 Finet Securities Limited 3 4 7 57.14
880 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
881 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 66.67 2008-05-14
882 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
883 GLG Partners Hong Kong Limited 2 4 6 66.67 2010-11-30
884 Goldin Equities Limited 4 4 8 50.00 2008-12-17
885 Gong Ping Futures Limited 2 4 6 66.67 2011-11-22
886 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
887 Guo Tong Capital Management Company Limited 2 4 6 66.67 2010-05-24
888 GUODU SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2009-03-20
889 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
890 Horizon Asset International (HK) Limited 3 4 7 57.14 2008-09-03
891 HPEF Venture Partners Limited 4 4 8 50.00
892 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
893 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
894 Imagi Brokerage Limited 3 4 7 57.14
895 INTERCHINA SECURITIES LIMITED 2 4 6 66.67
896 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
897 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
898 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
899 Kerogen Capital (Asia) Limited 3 4 7 57.14 2010-02-01
900 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 66.67 2008-07-02
901 LCA Solutions Limited 2 4 6 66.67 2010-07-30
902 Lighthorse Asset Management (HK) Limited 2 4 6 66.67 2009-09-04
903 Longitude Asia Limited 2 4 6 66.67
904 M SECURITIES LIMITED (HK) 2 4 6 66.67 2006-02-23
905 MAN HON YEUNG SECURITIES LIMITED 3 4 7 57.14
906 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
907 Nine Masts Capital Limited 3 4 7 57.14 2010-05-11
908 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
909 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
910 Open Asset Management Limited 5 4 9 44.44 2011-03-08
911 orientiert International Markets Limited 2 4 6 66.67 2005-01-11
912 ORION INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2009-11-06
913 Oshidori Corporate Finance Limited 2 4 6 66.67
914 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
915 PacBridge Capital Partners (HK) Limited 2 4 6 66.67 2009-03-17
916 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
917 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 4 8 50.00 2007-03-08
918 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
919 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
920 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
921 Principal Investment & Retirement Services Limited 2 4 6 66.67 2011-08-17
922 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
923 RHB CAPITAL HONG KONG LIMITED 4 4 8 50.00
924 ROSA SECURITIES LIMITED 3 4 7 57.14
925 SDICS International Corporate Finance (Hong Kong) Limited 3 4 7 57.14 2010-09-01
926 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
927 SELINA & CO. LIMITED (HK) 2 4 6 66.67
928 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2008-11-07
929 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-01-18
930 SINO CAPITAL SECURITIES LIMITED 2 4 6 66.67
931 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
932 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
933 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
934 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
935 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
936 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
937 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
938 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
939 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
940 Towers Watson Investment Services Hong Kong Limited 3 4 7 57.14 2007-05-14
941 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-04-11
942 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
943 TRUTH SECURITIES LIMITED 4 4 8 50.00
944 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
945 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
946 UIC FINANCIAL ADVISORS LIMITED 4 4 8 50.00 2010-04-13
947 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
948 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
949 WEALTH MANAGEMENT GROUP LIMITED 3 4 7 57.14 2007-02-02
950 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
951 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
952 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
953 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
954 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
955 YF FUTURES COMPANY LIMITED 2 4 6 66.67
956 Yuexiu REIT Asset Management Limited 2 4 6 66.67 2005-12-08
957 Aliantis Capital Limited 2 3 5 60.00 2007-10-10
958 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
959 Arta Asset Management Limited 3 3 6 50.00 2008-07-10
960 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
961 Averest Capital Limited 3 3 6 50.00
962 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
963 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
964 Black Marble Securities Limited 2 3 5 60.00
965 Blossomhill Investment Limited 4 3 7 42.86 2010-03-04
966 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2004-11-10
967 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
968 BNY Mellon Investment Management Hong Kong Limited 3 3 6 50.00 2008-06-06
969 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
970 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2006-11-01
971 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
972 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
973 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
974 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
975 CCB Securities Limited 2 3 5 60.00
976 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-08-23
977 CES International Commodities (HK) Limited 2 3 5 60.00
978 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
979 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
980 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
981 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
982 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-07-06
983 China Reserve Securities Limited 4 3 7 42.86
984 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
985 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
986 CNCB (Hong Kong) Capital Limited 6 3 9 33.33 2010-10-27
987 CTRISKS RATING LIMITED 3 3 6 50.00 2011-06-01
988 CTW SECURITIES LIMITED 2 3 5 60.00
989 Davidson Kempner Asia Limited 3 3 6 50.00 2010-05-04
990 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
991 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
992 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
993 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
994 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
995 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
996 ENZARD LIMITED 2 3 5 60.00 2004-05-21
997 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
998 Evercore Asia Limited 4 3 7 42.86 2011-03-04
999 F. R. ZIMMERN LIMITED 2 3 5 60.00
1000 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
1001 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1002 Funderstone Asset Management (HK) Limited 3 3 6 50.00
1003 GIGA (HONG KONG) LIMITED 2 3 5 60.00
1004 GLS SECURITIES LIMITED 3 3 6 50.00
1005 Goldbridge Securities Limited 2 3 5 60.00
1006 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1007 Goldin Financial Limited 2 3 5 60.00 2009-06-01
1008 Grand Cartel Securities Company Limited 2 3 5 60.00
1009 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1010 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1011 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1012 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1013 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1014 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2007-09-21
1015 HUNG SING FUTURES LIMITED 2 3 5 60.00
1016 iBest Securities Company Limited 2 3 5 60.00
1017 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
1018 iFAST Securities (HK) Limited 3 3 6 50.00
1019 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
1020 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1021 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1022 JEFFERIES BACHE (HONG KONG) LIMITED 2 3 5 60.00
1023 JT CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2010-10-13
1024 Kam Wah Investments Limited 2 3 5 60.00
1025 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1026 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
1027 KPMG CORPORATE FINANCE LIMITED 4 3 7 42.86
1028 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
1029 LT Securities Limited 3 3 6 50.00 2011-04-01
1030 M3 Capital Partners (HK) Limited 2 3 5 60.00 2008-10-17
1031 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1032 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1033 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 3 6 50.00 2007-05-11
1034 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1035 MEIJI YASUDA ASIA LIMITED 4 3 7 42.86
1036 Merdeka Securities Limited 3 3 6 50.00
1037 Metaverse Securities Limited (HK) 3 3 6 50.00 2010-12-17
1038 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-09-06
1039 Nikko Asset Management Hong Kong Limited 3 3 6 50.00
1040 OLD PEAK LIMITED (HK) 4 3 7 42.86 2005-08-26
1041 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2010-08-18
1042 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1043 Parry International Trading Limited 3 3 6 50.00 2010-08-26
1044 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1045 Progeny (Hong Kong) Limited 2 3 5 60.00 2010-07-09
1046 Quam Asset Management Limited (b1983-06-28) 4 3 7 42.86
1047 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
1048 RAYS Capital Partners Limited 3 3 6 50.00 2011-05-19
1049 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1050 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1051 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 50.00
1052 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1053 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1054 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1055 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1056 Saxo Capital Markets HK Limited 3 3 6 50.00 2011-01-19
1057 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1058 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 60.00 2011-02-28
1059 SIU ON SECURITIES LIMITED 3 3 6 50.00
1060 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 50.00
1061 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
1062 STARLING GROUP FUTURES LIMITED 2 3 5 60.00 2008-11-05
1063 SUN'S FUTURE LIMITED 2 3 5 60.00
1064 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1065 TC Capital International Limited 3 3 6 50.00 2010-08-11
1066 Tenacity Partners Limited 2 3 5 60.00 2010-08-13
1067 TFI Asset Management Limited 2 3 5 60.00 2009-06-18
1068 Tora Trading Services Limited (HK) 3 3 6 50.00 2008-11-14
1069 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1070 UPBEST ASSETS MANAGEMENT LIMITED 2 3 5 60.00
1071 Value Partners Private Equity Limited 2 3 5 60.00
1072 Vision Asset Management (HK) Limited 3 3 6 50.00 2009-06-04
1073 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 3 7 42.86 2007-11-29
1074 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1075 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1076 Waton Securities International Limited 2 3 5 60.00
1077 WILBY SECURITIES LIMITED 2 3 5 60.00
1078 Xeram and Company (Asia) Limited 3 3 6 50.00 2003-12-19
1079 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1080 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1081 Yuanta Financial (Hong Kong) Limited 4 3 7 42.86 2010-02-03
1082 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
1083 Absolute Investment Management (HK) Limited 3 2 5 40.00
1084 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1085 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1086 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1087 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1088 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1089 Altis Partners (Asia) Limited 3 2 5 40.00 2010-10-22
1090 AM Squared Limited 2 2 4 50.00 2005-06-30
1091 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1092 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
1093 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1094 Arta Global Futures Limited 3 2 5 40.00
1095 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1096 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1097 Avia Asset Management Limited 2 2 4 50.00
1098 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1099 BEAR BRIGHT LIMITED 2 2 4 50.00
1100 BETA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
1101 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2009-09-28
1102 BLOOMYEARS LIMITED 2 2 4 50.00
1103 BOCHK Asset Management Limited 4 2 6 33.33 2010-12-15
1104 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1105 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
1106 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 2 2 4 50.00 2007-01-18
1107 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1108 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2008-10-31
1109 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1110 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1111 CHELSEA SECURITIES LIMITED (HK) 6 2 8 25.00
1112 China Alpha Fund Management (HK) Limited 4 2 6 33.33 2010-05-31
1113 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1114 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
1115 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1116 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1117 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1118 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
1119 CIFM Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-07-20
1120 CINDA INTERNATIONAL RESEARCH LIMITED 3 2 5 40.00 2010-07-26
1121 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
1122 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1123 Complus Asset Management Limited 2 2 4 50.00 2011-05-25
1124 CPIC Investment Management (H.K.) Company Limited 2 2 4 50.00 2011-02-07
1125 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
1126 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
1127 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1128 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1129 Daishin Securities Asia Limited 4 2 6 33.33 2008-11-24
1130 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1131 EFG Asset Management (HK) Limited 2 2 4 50.00 2008-06-06
1132 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1133 ESR Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1134 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
1135 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1136 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1137 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1138 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-11-15
1139 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
1140 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1141 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
1142 GEOMATRIX (H.K.) LIMITED 1 2 3 66.67
1143 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
1144 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1145 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 2 6 33.33 2008-12-02
1146 Gottex Fund Management (Hong Kong) Limited 3 2 5 40.00 2005-11-04
1147 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
1148 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
1149 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1150 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1151 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
1152 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1153 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1154 HIP HING SECURITIES LIMITED 2 2 4 50.00
1155 HKFAEx Group Limited 2 2 4 50.00 2007-02-15
1156 Hong Kong Securities (International) Company Limited 2 2 4 50.00 2009-07-23
1157 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1158 HOORAY SECURITIES LIMITED 3 2 5 40.00
1159 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1160 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1161 HuaAn Asset Management (Hong Kong) Limited 2 2 4 50.00 2010-12-01
1162 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 2 6 33.33 2009-11-16
1163 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1164 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 2 5 40.00
1165 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
1166 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1167 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 2 4 50.00
1168 KEC Capital Company Limited 2 2 4 50.00 2010-10-04
1169 Kirin Asset Management Limited 1 2 3 66.67 2007-06-12
1170 Liquidnet Asia Limited 3 2 5 40.00 2007-08-15
1171 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1172 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1173 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1174 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1175 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1176 Matrix Securities Limited 4 2 6 33.33
1177 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
1178 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1179 MESSIS CAPITAL LIMITED 5 2 7 28.57
1180 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1181 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
1182 MORTON SECURITIES LIMITED 3 2 5 40.00
1183 Nittan Securities Asia Limited 2 2 4 50.00
1184 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1185 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1186 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
1187 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1188 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
1189 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1190 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 2 6 33.33 2008-03-12
1191 PRIME COURAGE SECURITIES COMPANY LIMITED 2 2 4 50.00 2011-09-19
1192 Prince Capital Management Limited 2 2 4 50.00 2008-04-28
1193 R.J. O'Brien & Associates HK Limited 2 2 4 50.00 2007-10-29
1194 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
1195 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1196 RHB ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-05-08
1197 Riverwest Advisors Limited 3 2 5 40.00 2009-07-02
1198 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
1199 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1200 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1201 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1202 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1203 SILVERSTONE INVESTMENTS LIMITED (HK) 3 2 5 40.00
1204 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1205 SOUTH CHINA CAPITAL LIMITED 2 2 4 50.00
1206 Springboard Capital Limited 2 2 4 50.00 2010-07-02
1207 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1208 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1209 Stellar Securities Limited 2 2 4 50.00
1210 Sucden Financial (HK) Limited 2 2 4 50.00 2009-04-28
1211 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 2 6 33.33 2007-02-01
1212 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1213 Synergy Fund Management Group Limited 2 2 4 50.00 2010-05-26
1214 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1215 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1216 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1217 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-10-27
1218 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1219 TR Advisors Limited 2 2 4 50.00 2008-12-02
1220 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1221 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1222 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1223 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1224 United Securities Limited (HK) 2 2 4 50.00
1225 Vantum Futures Limited 2 2 4 50.00
1226 VC International Asset Management Limited 3 2 5 40.00
1227 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1228 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1229 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1230 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1231 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1232 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1233 YUE XIU ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-04-12
1234 3V Capital Limited 3 1 4 25.00 2005-07-18
1235 ALETHEIA TECHNOLOGIES LIMITED 3 1 4 25.00 2010-07-30
1236 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1237 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1238 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-08-03
1239 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1240 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
1241 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1242 Asia Pacific Asset Management Limited 1 1 2 50.00 2010-05-20
1243 Asia Pacific Financial Capital Limited 1 1 2 50.00
1244 ASM ADVISORY LIMITED 1 1 2 50.00 2009-11-30
1245 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1246 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1247 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1248 BALI SECURITIES CO. LIMITED 4 1 5 20.00
1249 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1250 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
1251 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1252 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1253 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1254 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1255 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1256 BOWEN ASIA LIMITED 3 1 4 25.00
1257 Brilliant Norton Securities Company Limited 2 1 3 33.33 2011-12-01
1258 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1259 Canaccord Genuity (Hong Kong) Limited 2 1 3 33.33 2011-05-04
1260 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1261 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1262 CCTIC International Limited 1 1 2 50.00 2010-06-28
1263 Celera Markets Limited 2 1 3 33.33 2008-08-12
1264 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1265 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 1 3 33.33 2011-06-24
1266 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1267 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1268 China Galaxy International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2011-12-14
1269 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1270 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
1271 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1272 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 33.33
1273 China Value Investment Limited (HK) 2 1 3 33.33 2008-07-15
1274 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1275 CHUANGS & CO. LIMITED 3 1 4 25.00
1276 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1277 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1278 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1279 COL Securities (HK) Limited 3 1 4 25.00
1280 ConvergEx Asia Pacific Limited 2 1 3 33.33 2010-12-03
1281 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1282 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
1283 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1284 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1285 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1286 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1287 D.J. SECURITIES LIMITED 2 1 3 33.33
1288 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 1 3 33.33 2011-09-02
1289 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1290 Delta Asia Wealth Management Limited 2 1 3 33.33
1291 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1292 EAA SECURITIES LIMITED 2 1 3 33.33
1293 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1294 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1295 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1296 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1297 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1298 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1299 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1300 F&C Asset Management Asia Limited 1 1 2 50.00 2008-10-15
1301 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1302 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1303 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1304 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1305 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1306 Fortune Asset Management Limited (HK) 2 1 3 33.33 2009-12-16
1307 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1308 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1309 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1310 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
1311 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1312 Fubon Fund Management (Hong Kong) Limited 2 1 3 33.33
1313 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1314 GCAM Limited 2 1 3 33.33 2004-10-19
1315 GCIS LIMITED 2 1 3 33.33 2007-05-16
1316 GET NICE CAPITAL LIMITED 2 1 3 33.33
1317 Goldyard Capital Limited 2 1 3 33.33
1318 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1319 Greater China Securities Limited (b1999-04-26) 2 1 3 33.33
1320 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 1 4 25.00
1321 Grit Securities Limited 2 1 3 33.33
1322 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1323 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1324 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1325 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
1326 HOORAY CAPITAL LIMITED 2 1 3 33.33
1327 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1328 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1329 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1330 IMARKETS LIMITED 2 1 3 33.33
1331 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1332 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1333 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1334 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1335 Innoform-Ashfield Capital Limited 2 1 3 33.33 2007-08-07
1336 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1337 INTERCHINA FUTURES LIMITED 2 1 3 33.33
1338 INV Partners Limited 3 1 4 25.00 2009-11-24
1339 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1340 iVenture Investment Management Limited 2 1 3 33.33
1341 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1342 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1343 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1344 KCG FUND MANAGEMENT LIMITED 3 1 4 25.00 2007-05-04
1345 KGI Asset Management Limited 2 1 3 33.33
1346 KGI CAPITAL ASIA LIMITED 6 1 7 14.29
1347 Kilometre Capital Management Limited 0 1 1 100.00 2010-06-01
1348 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1349 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1350 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
1351 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1352 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1353 LBN Advisers Limited 3 1 4 25.00 2007-09-13
1354 Lexicon Partners (Asia) Limited 2 1 3 33.33 2007-03-21
1355 Liquid Capital Markets Hong Kong Limited 2 1 3 33.33 2009-10-29
1356 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1357 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1358 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1359 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1360 MEAG Hong Kong Limited 5 1 6 16.67
1361 MIGHTY BROKERAGE (ASIA) LIMITED 2 1 3 33.33 2011-11-22
1362 Milma & Co. Limited 2 1 3 33.33 2008-09-24
1363 MING HON SECURITIES LIMITED 3 1 4 25.00
1364 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1365 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1366 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1367 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1368 NAN FUNG INVESTMENT ADVISER LIMITED 2 1 3 33.33 2011-10-19
1369 NEW GALA SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-02-02
1370 Nuada Limited 4 1 5 20.00 2004-01-15
1371 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
1372 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1373 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1374 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1375 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1376 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1377 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1378 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1379 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1380 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1381 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1382 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1383 Pamirs Capital (H.K.) Limited 2 1 3 33.33 2010-09-10
1384 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
1385 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
1386 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1387 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1388 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1389 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1390 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2007-05-02
1391 Ping An of China Capital (Hong Kong) Company Limited 2 1 3 33.33 2010-12-07
1392 Proton Capital Limited 3 1 4 25.00 2007-10-16
1393 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1394 QMIS Asset Management Limited 5 1 6 16.67 2009-08-13
1395 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1396 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1397 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1398 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1399 Ruffer (Asia) Limited 2 1 3 33.33 2008-06-05
1400 Safari Asia Limited 1 1 2 50.00 2010-04-30
1401 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1402 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1403 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1404 SEQUENCE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-09-01
1405 SHACOM FUTURES LIMITED 2 1 3 33.33
1406 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1407 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1408 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-06-14
1409 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1410 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
1411 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1412 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1413 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
1414 South West Capital Limited (d2013-12-11) 3 1 4 25.00 2011-06-30
1415 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1416 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1417 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1418 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1419 TC CAPITAL MANAGEMENT LIMITED (HK) 1 1 2 50.00 2011-10-24
1420 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1421 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1422 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1423 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1424 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1425 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1426 Two Fish Capital HK Limited 2 1 3 33.33 2010-08-17
1427 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1428 VBG Capital Limited 3 1 4 25.00 2008-11-11
1429 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1430 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1431 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1432 Viking Global Hong Kong Limited 4 1 5 20.00 2010-09-17
1433 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1434 VTB Capital Hong Kong Limited 3 1 4 25.00 2011-06-30
1435 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1436 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1437 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
1438 WORLDWIDE BROKERAGE LIMITED 3 1 4 25.00
1439 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1440 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1441 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1442 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1443 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1444 AASTOCKS.COM LIMITED 2 0 2 0.00
1445 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1446 ACM ASIA LIMITED 2 0 2 0.00
1447 ADM SECURITIES LIMITED 2 0 2 0.00
1448 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1449 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1450 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0.00
1451 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1452 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1453 Alpha Nova Capital Management Limited 2 0 2 0.00
1454 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1455 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1456 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1457 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1458 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1459 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1460 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1461 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
1462 Apus Investments Limited 1 0 1 0.00 2008-09-04
1463 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1464 ARISAIG PARTNERS (HK) LIMITED 2 0 2 0.00 2006-01-20
1465 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1466 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1467 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1468 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1469 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
1470 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1471 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1472 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1473 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1474 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1475 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1476 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1477 Axis Capital Management Limited 2 0 2 0.00
1478 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1479 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1480 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1481 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1482 Bentley Capital Limited (HK) 4 0 4 0.00
1483 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1484 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1485 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1486 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1487 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1488 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1489 Broadway Wealth Management Limited 2 0 2 0.00
1490 BROOKE CAPITAL LIMITED 2 0 2 0.00
1491 CAIDAO CAPITAL LIMITED 3 0 3 0.00 2008-07-15
1492 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1493 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1494 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1495 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1496 Carret Private Capital Limited 1 0 1 0.00 2007-05-28
1497 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1498 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1499 CENTALINE SECURITIES LIMITED 4 0 4 0.00 2011-10-07
1500 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1501 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1502 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1503 CERES CAPITAL LIMITED 2 0 2 0.00
1504 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1505 Changjiang Asset Management (HK) Limited 2 0 2 0.00 2011-12-16
1506 Changjiang Securities Brokerage (HK) Limited 2 0 2 0.00 2011-12-13
1507 ChapmanCraig Limited 2 0 2 0.00
1508 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1509 CHARLESWIN BULLION LIMITED 2 0 2 0.00 2011-11-07
1510 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1511 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1512 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1513 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1514 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
1515 China Finance Holdings Limited 2 0 2 0.00
1516 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1517 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1518 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1519 CHINA TIMES SECURITIES LIMITED 3 0 3 0.00 2011-02-21
1520 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1521 CHN International Group Limited 2 0 2 0.00 2010-02-22
1522 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1523 CMB International Insurance Consultancy Co., Limited 1 0 1 0.00 2010-11-01
1524 CMT ADVISORS ASIA LIMITED 1 0 1 0.00 2006-03-31
1525 COMMENCE COMPANY LIMITED 2 0 2 0.00
1526 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1527 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1528 CSC ASIA LIMITED 2 0 2 0.00
1529 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1530 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
1531 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1532 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1533 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1534 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1535 Dymon Asia Capital (HK) Limited 2 0 2 0.00 2011-08-31
1536 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1537 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1538 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1539 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1540 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1541 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
1542 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1543 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1544 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1545 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1546 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1547 FACTORIAL MANAGEMENT LIMITED 2 0 2 0.00 2011-12-30
1548 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1549 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1550 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1551 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1552 FULLJET SECURITIES LIMITED 2 0 2 0.00
1553 Future Growth Asset Management Limited 2 0 2 0.00 2010-05-11
1554 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1555 GF International Investment Management Limited 3 0 3 0.00 2011-09-08
1556 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1557 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1558 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1559 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1560 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1561 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1562 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1563 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1564 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1565 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1566 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1567 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1568 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
1569 Hana Asia Limited 2 0 2 0.00 2010-03-25
1570 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1571 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1572 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1573 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1574 HGNH International Asset Management Co., Limited 2 0 2 0.00 2011-10-24
1575 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1576 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
1577 Hillhouse Investment Management Limited 2 0 2 0.00 2011-01-24
1578 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1579 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1580 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
1581 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1582 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
1583 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1584 Hui Xian Asset Management Limited 3 0 3 0.00 2011-04-08
1585 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1586 ICBC Credit Suisse Asset Management (International) Company Limited 3 0 3 0.00 2011-11-18
1587 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1588 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
1589 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1590 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
1591 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1592 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1593 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1594 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1595 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1596 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1597 JVSakk Asia Limited 2 0 2 0.00
1598 JW Capital Limited (HK) 3 0 3 0.00 2011-12-19
1599 Kaiser KT Capital Limited 3 0 3 0.00
1600 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1601 KARFORD SECURITIES LIMITED 2 0 2 0.00
1602 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1603 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1604 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1605 King Wai Asset Management Company Limited 2 0 2 0.00 2011-09-05
1606 KINGDOM INVESTMENT MANAGERS LIMITED 4 0 4 0.00 2008-12-02
1607 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1608 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1609 Knight Capital Asia Limited 2 0 2 0.00 2008-10-23
1610 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1611 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1612 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2011-10-31
1613 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1614 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1615 LAU & COMPANY LIMITED 2 0 2 0.00
1616 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1617 LEGENDS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-23
1618 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1619 LINZ GLOBAL (HK) LIMITED 3 0 3 0.00 2010-09-28
1620 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1621 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-02-17
1622 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1623 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1624 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1625 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1626 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1627 MARC FABER LIMITED 2 0 2 0.00
1628 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1629 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0.00 2007-06-12
1630 Myo Capital Advisers Limited 1 0 1 0.00 2007-11-16
1631 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1632 NEW TREND FUTURES LIMITED 2 0 2 0.00
1633 New Vision Asset Management Limited 2 0 2 0.00 2011-12-01
1634 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1635 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1636 NEXT MILE INVESTMENT LIMITED 2 0 2 0.00 2011-07-22
1637 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1638 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1639 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
1640 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1641 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1642 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1643 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1644 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1645 Otkcab Limited 2 0 2 0.00 2011-10-07
1646 Pacific Advantage Capital Limited 3 0 3 0.00 2010-10-25
1647 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1648 Pacific Sun Advisors Limited 2 0 2 0.00
1649 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1650 Partners Capital Asia Limited 3 0 3 0.00 2011-08-04
1651 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1652 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1653 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1654 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1655 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1656 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1657 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1658 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1659 Polen Capital HK Limited 2 0 2 0.00
1660 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
1661 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1662 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1663 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1664 PRIVATE CAPITAL LIMITED 2 0 2 0.00
1665 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1666 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1667 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1668 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1669 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1670 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1671 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1672 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1673 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1674 ROCIM Limited 3 0 3 0.00 2007-06-29
1675 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1676 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 0.00 2010-08-16
1677 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1678 Ruisen Port Securities Limited 4 0 4 0.00 2011-01-05
1679 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1680 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0.00
1681 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1682 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1683 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1684 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
1685 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1686 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1687 Select Investment Services Limited (HK) 3 0 3 0.00 2011-09-16
1688 SFGHK Limited 2 0 2 0.00 2007-06-12
1689 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1690 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1691 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1692 SHUN LOONG FUTURES LIMITED 1 0 1 0.00
1693 Silk Road International Capital Limited 2 0 2 0.00
1694 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1695 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1696 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1697 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1698 SKY WARD ASIA LIMITED 2 0 2 0.00
1699 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1700 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-07-22
1701 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
1702 SoFi Securities (Hong Kong) Limited 2 0 2 0.00 2011-12-22
1703 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1704 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1705 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1706 SPDB International Holdings Limited 4 0 4 0.00
1707 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
1708 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1709 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1710 STAND RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00 2011-11-08
1711 STANHILL (HONG KONG) LIMITED 2 0 2 0.00
1712 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1713 STI Asset Management Limited 3 0 3 0.00 2008-10-22
1714 Stifel Hong Kong Limited 2 0 2 0.00 2011-10-20
1715 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1716 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1717 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1718 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1719 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1720 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1721 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1722 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1723 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1724 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1725 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1726 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1727 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1728 TIRESIAS CAPITAL HONG KONG LIMITED 2 0 2 0.00 2010-03-11
1729 Tokio Marine Investment Services, Limited 4 0 4 0.00
1730 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1731 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1732 Trafalgar Capital Management (HK) Limited 3 0 3 0.00 2010-02-01
1733 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1734 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1735 TVC MANAGEMENT LIMITED 2 0 2 0.00
1736 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1737 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1738 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1739 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1740 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1741 VERCAP Financial Services Limited 2 0 2 0.00
1742 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1743 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1744 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1745 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1746 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1747 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1748 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1749 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1750 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1751 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1752 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1753 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1754 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1755 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1756 WMG Asia Limited 2 0 2 0.00 2007-02-28
1757 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1758 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1759 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1759 Average 3.40 21.70 25.11 86.44

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