Cinda International Holdings Limited 信達國際控股有限公司
Connie Ng Chiu Mui & Law Kai Yee v Robertsons, solicitors
HK Court of First Instance, 3-Nov-2014
"The Plaintiffs’ claims were mostly concocted. They have utterly failed to prove any factual basis of breach of duty of care and standard of care on the part of Robertsons."
HK Court of First Instance, 3-Nov-2014
"The Plaintiffs’ claims were mostly concocted. They have utterly failed to prove any factual basis of breach of duty of care and standard of care on the part of Robertsons."
Connie Ng Chiu Mui & Law Kai Yee v Shum Lik Keung & Lo Cho Yan
HK Court of First Instance, 22-Aug-2011
The judge rules that the content of SFC compulsory interviews under Section 183 of the SFO are subject to absolute privilege, so an interviewee cannot be sued for alleged libel, slander or false and malicious statements.
HK Court of First Instance, 22-Aug-2011
The judge rules that the content of SFC compulsory interviews under Section 183 of the SFO are subject to absolute privilege, so an interviewee cannot be sued for alleged libel, slander or false and malicious statements.
Re Cinda International FX Ltd
HK Court of First Instance, 23-Mar-2011
"there are still 114 clients who have not claimed their moneys from the applicant".
HK Court of First Instance, 23-Mar-2011
"there are still 114 clients who have not claimed their moneys from the applicant".
Fins Development Ltd & Hong Kong Huaming Co Ltd v Elke Tang Yuen Ting
HK Court of First Instance, 18-Mar-2011
This case involves possible abuse of funds from a wholly-owned subsidiary of Jingwei Textile (0350) which purportedly were intended to be routed into leveraged foreign exchange accounts held in the names of two of its staff at Cosmos Hantec Investment (NZ) Ltd, an unlicensed entity. The defendant was declared bankrupt after being fined by the SFC last year.
HK Court of First Instance, 18-Mar-2011
This case involves possible abuse of funds from a wholly-owned subsidiary of Jingwei Textile (0350) which purportedly were intended to be routed into leveraged foreign exchange accounts held in the names of two of its staff at Cosmos Hantec Investment (NZ) Ltd, an unlicensed entity. The defendant was declared bankrupt after being fined by the SFC last year.
SFC disciplines trio for unlicensed leveraged forex trading
SFC, 2-Jun-2009
Note: Elke Tang was subsequently made bankrupt in HCB 2421/2010 on 26-May-2010, so we don't know whether she ever paid the fine.
SFC, 2-Jun-2009
Note: Elke Tang was subsequently made bankrupt in HCB 2421/2010 on 26-May-2010, so we don't know whether she ever paid the fine.
SFC prosecutes Mr Chow Lai Yin for cold calling and aiding & abetting unlicensed activities
SFC, 9-Nov-2006
SFC, 9-Nov-2006
SFC prosecutes Mr Choi Chi Ming for cold calling and disclosing details of an SFC interview
SFC, 9-Jun-2006
SFC, 9-Jun-2006
SFC suspends Mr Siu Hon Ming for 5 weeks for improper conduct including failures relating to cold calling
SFC, 13-Feb-2006
SFC, 13-Feb-2006
SFC reprimands Hantec International Finance Group Ltd for poor internal controls and staff supervision
SFC, 14-Sep-2004
SFC, 14-Sep-2004
SFC suspends Ms Kwan Wai Fong for 4 weeks for misconduct in handling client accounts
SFC, 5-May-2003
SFC, 5-May-2003
SFC suspends Mr Fung Siu Fai for 2 weeks for breaching a licence condition and other failings
SFC, 17-Jan-2003
SFC, 17-Jan-2003
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