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SFC fines Glory Sun Securities Ltd HK$1.2m, suspends current and former ROs
SFC, 15-Jul-2019
The firm is a partly-owned subsidiary of Glory Sun Financial (1282). The firm's controls were ineffective to prevent naked short-selling by an account executive, Hui Kwok Piu.
Organisations
- COSLIGHT TECHNOLOGY INTERNATIONAL GROUP LIMITED
- Glory Sun Securities Limited 寶新證券有限公司
- Renze Harvest International Limited 中澤豐國際有限公司
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