In this article

SFC bans Joanna Chu Lai Wa, ex-RO of Guosen Securities, for 1 year

SFC, 23-Jun-2020

For turning a blind eye to third-party deposits into client accounts.

Organisations

• Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
• Guosen Securities (HK) Financial Holdings Company, Limited 國信證券(香港)金融控股有限公司
• Guosen Securities Company Limited 國信證券股份有限公司

People

• Chu, Joanna Lai Wa 朱麗華

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