Suen, Jenkin 孫靖乾

SFC obtains DQs against ex-senior execs of Shandong Molong (0568) for faking accountsJudgment
SFC, 2-Mar-2021
Justice Linda Chan criticises the SFC for (1) producing 3 alternative sets of admitted facts on the gravity of the wrongdoing before deciding on the most serious one (knowingly causing the earnings inflation); (2) failing to advance any mitigating factors; and (3) producing 10 bundles of documents that were not needed.
Lai Voon Wai, ex-CCB and BOCOM, loses appeal on 5-year ban for IPO sponsor failuresSFAT Determination
SFC, 30-Sep-2020
Neither of the two IPOs proceeded. The SFAT Determination provides interesting insight into events at BOCOM International (3329) before its own listing in 2017.

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top