UBS DERIVATIVES HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Beshke, Clarence John M ADS271 RO 2005-05-20
2 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
3 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2005-03-24
4 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2007-04-28
5 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2009-06-10
6 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
7 Fok, Ronald King Man 霍敬文 26 M AGE025 Rep 2005-03-24
8 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2016-12-18
9 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
10 Lee, Simon Chun Kit 李俊傑 27 M AHA361 Rep 2009-04-22
11 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2009-03-13
12 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
13 Yoon, Chi Won ACN181 RO 2003-09-15 2005-06-09

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