UBS DERIVATIVES HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
Role From Until
1 Beshke, Clarence John M RO 2005-05-20
2 Blackburn, Andrew James (SFC:AJE473) M Rep 2003-09-29 2003-12-10
3 Bradshaw, John (SFC:AHC328) M Rep 2005-03-24
4 Chan, Brian Hon Kei 陳漢基 M Rep 2004-04-15 2009-04-22
5 Cheng, Jimmy Min Tat 鄭勉達 M RO 2007-04-28
6 Coffeng, John Martinus (SFC:ADJ820) M Rep 2009-06-10
7 Easterbrook, Trevor Stephen M Rep 2004-02-23
8 Fok, Ronald King Man 霍敬文 27 M Rep 2005-03-24
9 Ho, Tsz Leung 何子樑 Rep 2003-09-02 2016-12-18
10 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2007-04-19
11 Lee, Simon Chun Kit 李俊傑 28 M Rep 2009-04-22
12 Melwani, Rajesh Ramesh (SFC:AEU252) M Rep 2009-03-13
13 Sum, Hing Man 岑慶文 Rep 2014-04-11
14 Wong, Stephen (SFC:AJO207) 黃錦豪 M Rep 2004-03-19 2008-04-30
15 Yoon, Chi Won RO 2003-09-15 2005-06-09

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