DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2004 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Carter, Darren (SFC:AEJ360) | RO | 2007-01-31 | |||
2 | Chan, Ka Yeung (SFC:ALF671) 陳嘉陽 | 24 | M | Rep | 2004-09-08 | 2005-01-05 |
3 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | Rep | 2007-02-15 | |||
4 | Chan, Ronnie Kin Yu 陳建宇 | M | Rep | 2004-09-08 | 2014-01-16 | |
5 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | Rep | 2003-07-25 | 2004-07-13 | ||
6 | Cheung, Terence Ching Leung 張正樑 | M | Rep | 2004-09-09 | ||
RO | 2004-09-09 | 2012-07-25 | ||||
7 | Dominick, Frank | M | Rep | 2003-06-12 | ||
8 | Ip, Florence Hiu Man 葉曉雯 | F | Rep | 2003-05-27 | 2006-03-11 | |
9 | Lau, Tsz Lung (SFC:AJL083) 劉子龍 | Rep | 2004-02-03 | 2006-04-01 | ||
10 | Ngan, George Kwok Tung 顏國棟 | M | RO | 2003-06-16 | 2007-01-31 | |
11 | Sirpal, Sajeev | RO | 2003-10-16 | |||
12 | Wong, Tin Lam (SFC:AKI638) 黃天嵐 | Rep | 2004-04-07 | 2005-08-20 |
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