NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chiong, Sai Lung 張世龍 | AHM814 | Rep | 2004-11-29 | 2006-04-28 | ||
| 2 | Chung, Man Sun 鍾文燊 | AAI552 | Rep | 2008-12-10 | |||
| 3 | Go, Yoshinori 鄉喜順 | M | ADG400 | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | |||||
| 4 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-05-13 | ||
| 5 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-05-12 | |||
| 6 | Ng, Wai Man (SFC:AAU344) 吳偉文 | AAU344 | Rep | 2008-12-12 | |||
| 7 | Poon, Catherine Tin Lai 潘天麗 | F | ADV934 | Rep | 2004-11-29 | 2009-04-30 | |
| 8 | Teraguchi, Tomoyuki | AKX077 | Rep | 2004-07-05 | 2005-02-02 | ||
| 9 | Tong, Yuk Sun 唐玉臣 | AAB845 | Rep | 2008-12-10 | |||
| 10 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2004-11-29 | 2009-05-14 | ||
| 11 | Wong, Frederick Wai Cheung 黃偉翔 | M | AAC897 | Rep | 2004-10-29 | 2007-07-07 | |
| 12 | Wong, Peter Tat Ming 黃達明 | M | ABP198 | Rep | 2004-11-29 | ||
| 13 | Yoshizawa, Noriyasu | ACG722 | RO | 2005-05-11 | |||
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