SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 2 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | AJG655 | Rep | 2003-11-21 | 2005-03-02 | ||
| 3 | Cheng, Chor Ki 鄭礎祺 | AHS149 | Rep | 2003-06-24 | 2005-03-14 | ||
| 4 | Cheung, Felix Cheuk Leung 張焯樑 | M | AFT492 | Rep | 2004-03-24 | 2004-04-29 | |
| 5 | Chow, Eric Wai Tat 鄒偉達 | M | AED684 | RO | 2003-11-04 | 2004-06-27 | |
| 6 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 7 | Chung, Sandy Lai Sze 鍾麗詩 | AFM502 | Rep | 2006-08-14 | |||
| 8 | Ip, Pui Lan 葉佩蘭 | F | ACJ206 | Rep | 2003-09-24 | 2005-05-20 | |
| 9 | Kwok, Stephen Chee King 郭子敬 | M | AJF051 | Rep | 2003-10-23 | 2005-03-14 | |
| 10 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2004-04-30 | 2009-02-01 | |
| 11 | Lau, Sze Ming 劉思明 | AHX958 | Rep | 2004-09-21 | |||
| 12 | Lee, Peter Ching Wah 李清華 | M | AJB897 | Rep | 2003-07-16 | 2003-09-08 | |
| 13 | Lee, Tat Yuen 李達源 | AIV808 | Rep | 2004-05-31 | 2006-01-04 | ||
| 14 | Li, Shing 李誠 | AJT939 | Rep | 2004-07-14 | 2004-11-10 | ||
| 15 | Pang, Ching Lok 彭正樂 | AIS156 | Rep | 2003-04-16 | 2003-07-17 | ||
| 16 | Poon, Chi Wai (SFC:AGG750) 潘志偉 | AGG750 | Rep | 2004-05-02 | |||
| 17 | Poon, Lung Sang 潘龍生 | ACD954 | Rep | 2004-02-09 | 2004-05-03 | ||
| 18 | Pun, Tit Shan 潘鐵珊 | 44 | M | ABR234 | RO | 2004-09-21 | 2008-01-01 |
| 19 | Tam, Kin San 譚建新 | AJD858 | Rep | 2004-07-28 | 2006-07-13 | ||
| 20 | Tse, Ka Chun (SFC:AJG653) 謝家俊 | AJG653 | Rep | 2003-11-21 | 2003-12-22 | ||
| 21 | Tsoi, Yuen Hoi 蔡元開 | M | AJI239 | Rep | 2003-12-18 | 2005-02-04 | |
| 22 | Wong, Kenneth Chin Pang 黃展鵬 | M | AHQ839 | Rep | 2003-06-24 | 2005-03-14 | |
| 23 | Yip, Lai Mei 葉麗薇 | AHI476 | Rep | 2005-03-14 |
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