SPARX Asia Investment Advisors Limited

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Allen, Thomas Lloyd M AHR049 Rep 2004-09-15 2009-05-31
2 Brennan, Martin (SFC:AHN339) M AHN339 RO 2004-04-20 2011-07-12
3 Chau, Kwok Fai 周國輝 ANX794 Rep 2006-09-11 2014-08-18
4 Doud, Thomas Andrew M ALS129 Rep 2005-03-22 2011-10-28
5 Easterbrook, Trevor Stephen M AGX021 Rep 2005-06-22 2009-03-31
6 Flint, Darryl Mark M AIO091 Rep 2004-04-30 2007-04-03
7 Fong, William Chi Wai 方志偉 M AKO760 Rep 2004-06-23 2007-04-30
8 Fung, David Yu Wai 馮裕偉 M ADY240 Rep 2006-09-11 2012-01-11
9 Hung, Horace Yiu Keung 熊耀強 M ANJ138 Rep 2006-06-14 2011-07-21
10 Kim, Min Soo (SFC:AEP532) AEP532 Rep 2006-02-01 2009-06-05
11 King, Geoffrey Chang Wei 金昌尉 M AIN737 Rep 2006-12-13 2007-01-22
12 Liu, Shun Hong (SFC:ANQ958) 廖舜康 ANQ958 Rep 2006-07-17 2008-01-07
13 Macleod, Torquil Magnus M ALN360 Rep 2006-11-03 2011-10-28
14 Malik, Farhat Abbas (SFC:AIO088) M AIO088 RO 2004-04-20 2010-06-30
15 Mepani, Pravin (SFC:ALW554) ALW554 Rep 2005-05-09 2012-02-09
16 Michalski, Tytus M AGK696 Rep 2004-05-11 2009-06-16
17 Naughton, Thomas Edmund Wyville 34 M AIO093 Rep 2004-04-22 2007-03-19
18 Parsons, Paul Rodney M AOD107 Rep 2006-11-09 2009-03-31
19 Pidgeon, Thomas Graham M AOD603 Rep 2006-11-09 2009-03-31
20 Tang, Nelson Yu Ming 湯毓銘 36 M ADT740 Rep 2005-03-29 2007-01-31
21 Tye, Philip Andrew 44 M AIR629 RO 2004-04-20 2007-02-05
22 Vaswani, Arun Purushotam M AMK294 Rep 2005-08-29 2011-10-28
23 Wong, Raymond Tin Wai 黃田卉 M AMZ920 Rep 2006-07-25 2010-07-23
24 Yang, Richard Shih Hau 楊世浩 M ADQ367 Rep 2006-12-13 2007-01-22
25 Yip, Ka Hay 葉家曦 ALG208 Rep 2004-11-18 2007-03-19

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