ICAP Equities Asia Limited

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Acton, Mark David M ASX749 Rep 2009-05-11 2013-04-15
2 Andrews, Scott Carter M ASH792 Rep 2009-01-21 2010-06-10
3 Behl, Arminder Singh (SFC:APM133) APM133 Rep 2009-01-05 2010-06-10
4 Bus, Maartje Leonoor AJN012 Rep 2009-01-08 2010-04-14
5 Byrne, Luke William M AUB086 Rep 2009-10-28 2010-05-20
6 Collett, Michael James (SFC:AUB134) M AUB134 Rep 2009-11-26 2010-04-29
7 Corner, Andrew Mark Gordon M AOK590 Rep 2010-08-17 2010-11-19
RO 2010-11-19 2013-05-31
8 Creedon, Tom M APL757 Rep 2010-01-15 2012-07-27
9 Czerkawski, Paul Andrew (SFC:ARR800) M ARR800 Rep 2009-04-14 2009-12-10
10 Davidson, Russell (SFC:ABV703) M ABV703 RO 2008-12-22 2010-10-04
11 Dehlouz, Laurent ASX160 RO 2009-05-14 2011-07-29
12 Farooqi, Mohamed Adnan 范毛亞 M ASW886 Rep 2009-05-04 2009-07-04
13 Fok, Gary Do Ming 霍道明 M ASX198 Rep 2009-05-05 2015-05-19
14 Goldie, Benjamin James M AJD455 Rep 2010-01-27 2010-03-09
15 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2008-12-22 2010-04-30
16 Gutu, Tafadzwa (SFC:AWM073) AWM073 Rep 2010-12-20 2014-03-31
17 Hart, Paul Howard Farmer M ASF491 Rep 2009-03-12 2009-08-03
18 Hart, William (SFC:ANR266) M ANR266 Rep 2009-07-22 2010-04-29
19 Huang, Yiran (SFC:AWS789) 黃屹然 AWS789 Rep 2011-01-28 2014-07-31
20 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2009-01-19 2010-04-19
21 James, Joel Graeme M AWS778 Rep 2011-01-28 2014-03-10
22 Lagerlow, Aaron William M ATC868 Rep 2009-06-09 2009-09-09
Rep 2009-11-10 2010-04-14
23 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2009-03-18 2010-04-13
24 Larkin, John Michael M AVC808 Rep 2010-05-07 2012-04-05
25 Lawrence, Andrew John (SFC:AEC577) M AEC577 Rep 2009-04-29 2009-08-24
26 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-12-29 2010-04-27
27 Lord, Phillip Wilson M AJG087 Rep 2009-01-23 2010-04-12
28 McClumpha, Donald Stuart (SFC:ARI619) M ARI619 RO 2010-06-21 2011-02-28
29 Neary, Jarrod Kevin M AST182 Rep 2009-05-04 2010-11-30
Rep 2011-03-04 2013-12-14
30 Ng, Soon Wei 伍順輝 AEN030 Rep 2009-04-07 2010-04-14
31 O'Donnell, Loretta Maura F AUA695 Rep 2009-12-01 2010-04-12
32 Pascual, Francis Mark Azcarate M APS311 Rep 2011-03-21 2012-04-30
33 Ponter, Mark Charles M AWM067 Rep 2011-01-13 2011-05-31
34 Royal, Carol F AUB786 Rep 2009-11-20 2010-04-19
35 Sajnani, Roshan AUH912 Rep 2010-08-25 2010-12-31
36 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2009-05-07 2014-07-25
37 Smedhall, Sandra Estelle F ARW143 Rep 2009-05-21 2012-01-24
38 Son, Yong Koo 孫容九 ARD485 Rep 2009-04-30 2011-03-17
39 Starr, Tea AUA701 Rep 2009-11-10 2010-04-13
40 Streeter, Charles Henry Roger M ASD370 Rep 2009-03-12 2009-08-12
41 Taylor, Jamie Robert (SFC:ASX463) M ASX463 Rep 2009-05-04 2014-07-25
42 Tham, Ngiap Lyn Carolyn 譚業蓮 AUD962 Rep 2009-11-23 2010-05-14
43 Thomas, Andrew James (SFC:ASX464) M ASX464 Rep 2009-05-04 2012-01-30
44 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2009-01-19 2009-07-29
RO 2009-07-29 2010-05-05
45 Willis, Paul Michael (SFC:ASM024) M ASM024 Rep 2009-03-11 2009-08-29
46 Wyer, Michael John M ATH336 Rep 2009-07-02 2010-08-31
47 Xiang, Jisong 項吉松 ALP923 Rep 2009-10-12 2010-04-28
48 Zhang, Rui (SFC:AWU195) 張睿 AWU195 Rep 2011-02-16 2015-05-01

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top