GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Agne, Mark Edward (SFC:ANP670) M ANP670 RO 2006-09-26 2016-05-21
2 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
3 Besson, Guillaume Gerard Marie M ALI003 RO 2011-02-23 2016-03-02
4 Bollinger, Stefan Rolf AVO601 RO 2011-12-06 2013-10-16
5 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
6 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
7 Chau, Chun 周聰 ACS103 Rep 2016-10-10
8 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
9 Cheung, Suk Mun 張淑敏 AIG228 Rep 2011-08-02 2014-05-31
10 Flamand, Philippe Francois M AUS996 Rep 2010-02-25 2012-05-01
11 Joly, Jean Denis AMN692 RO 2012-02-06 2016-05-04
12 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
13 Ko, Cheuk Yan 高卓仁 AVA622 Rep 2011-07-18 2016-10-10
14 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
15 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2011-10-04 2012-09-11
16 Lau, Lambert Ming Yeung 劉名揚 33 M AGP157 Rep 2015-10-19
17 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
18 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
19 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
20 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
21 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
22 Okabe, Toru AGG883 Rep 2012-07-28
23 Paradise, James Richard M AHA220 Rep 2012-02-17 2012-07-13
24 Piplani, Dhruv AOX012 RO 2011-12-12 2013-06-22
25 Reinert, Alexandre Richard Harald M ATB503 Rep 2011-08-16 2016-10-10
26 Rennie, Andrew Kenneth M AYR079 Rep 2012-01-03 2012-03-27
27 Ryan, David Michael (SFC:ADX838) M ADX838 Rep 2008-06-01 2012-05-14
28 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
29 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
30 Shen, Benjamin Guanfuu M AVS738 Rep 2010-08-26 2012-07-07
31 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
32 Suen, Ming Chit 孫明哲 ADC059 RO 2011-12-16 2016-10-10
33 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
34 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
35 Torrible, David Geoffrey 大衛德利保 M ACC905 Rep 2012-02-06 2013-01-01
36 Towfigh, Frederick (SFC:ADD816) M ADD816 RO 2011-08-25 2016-10-10
37 Ueda, Eiji AYZ602 Rep 2012-02-14 2012-07-13
38 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
39 Wu, Michael David Ping Lam 吳炳霖 30 M ASD087 Rep 2008-12-05 2013-10-25
40 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
41 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
42 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
43 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top