Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013		 ⚥ SFC ID Role From Until
1 Baek, Kwonwoo AXX434 Rep 2011-08-22 2012-10-17
2 Bernstein, Steven A M AUQ299 RO 2010-02-12 2011-11-30
3 Bhatia, Chetan (SFC:AUG618) AUG618 RO 2010-02-12 2012-01-27
4 Bu, Wenyuan 卜文淵 AUW509 Rep 2010-04-19 2011-10-11
5 Chan, Jenny Wai-yee F AXZ591 Rep 2011-09-05 2012-07-04
6 Cheng, Yan Ting 鄭恩婷 AUC961 Rep 2012-09-12 2013-05-31
7 Chow, Jerry Man Kit 周文傑 M BAP381 Rep 2012-12-17 2013-05-03
8 Chung, Michael (SFC:AUC505) M AUC505 Rep 2012-04-30
9 Cook Iii, Thomas Crawford M ASI335 RO 2010-02-12 2010-09-07
10 Gan, Jonathan Chin Jer M AXS794 Rep 2011-08-22 2012-04-12
11 Green, Robin Adam M ACQ540 RO 2012-06-11 2017-08-31
12 Holder, Daniel William (SFC:AQM604) M AQM604 Rep 2012-10-03 2013-01-29
RO 2013-01-29 2013-08-31
13 Holmes, Charles Broadfoot M AUG616 RO 2010-02-12 2015-03-15
14 Huang, Bo-Kai 黃柏愷 AKY607 Rep 2010-10-13 2012-01-18
RO 2012-01-18 2014-06-30
15 Huang, Cliff Stevens 黃子明 M AIM307 Rep 2013-05-30 2013-08-12
RO 2013-08-12
16 Hui, Florence Wai Ying 許慧瑩 F AUW505 Rep 2010-04-19 2011-03-21
17 Kaneko, Satsuki ANT209 Rep 2010-08-27 2011-02-07
18 Kang, Minja AGJ645 Rep 2010-09-24 2011-05-18
19 Lai, Carlos 黎嘉樂 M AWU252 Rep 2011-03-09 2012-04-12
20 Lai, Voon San 賴汶山 ACQ503 Rep 2012-10-03 2013-05-31
21 Lau, Caroline Man Har 劉曼霞 F AVK663 Rep 2010-08-05 2013-02-18
22 Lau, Lik Alaric 劉力 AHK681 Rep 2012-05-17 2012-11-01
23 Liao, Ya Tzu 廖雅姿 ALN825 Rep 2010-10-15 2011-10-21
24 Lim, Jie Ru Gillian F BBA912 Rep 2013-03-25 2014-03-07
25 Lin, Michelle Chia-Hsing F AUW242 Rep 2010-04-19 2011-03-18
26 Liu, Hanhua 劉漢華 AUW243 Rep 2010-03-16 2011-03-27
27 Millet, Matthieu Louis Fumiyochi M ARH193 Rep 2010-03-11 2011-08-25
28 Moeller, Corinna Georgina F BAX763 Rep 2013-02-27 2013-09-25
29 Newman, Neil Lionel M ABF170 Rep 2012-09-19 2013-02-18
30 Ng, Chi Fai (SFC:ACR411) 吳梓輝 ACR411 RO 2010-02-12 2011-03-09
31 Ruddick, Matthew M AKI367 Rep 2013-03-11 2013-07-08
RO 2013-07-08 2013-12-31
32 Shah, Dhawal Arvind AYM782 Rep 2011-11-24 2016-06-30
33 So, Mei Lun 蘇美倫 ADK736 Rep 2012-12-10 2013-09-16
RO 2013-09-16 2014-01-24
34 Tan, Eugenio T 陳傳溜 M ACM304 RO 2013-09-26 2016-12-31
35 Wang, Shuyi (SFC:AVQ913) 王舒誼 AVQ913 Rep 2010-08-31 2011-04-19
36 Wong, Jia 王嘉 AUW494 Rep 2010-04-19 2012-04-16
37 Wong, Pak Chun 王柏俊 AQZ536 Rep 2011-02-23 2012-08-23
38 Wool, Kyle Michael M AWV269 Rep 2011-03-11 2013-05-07
39 Xu, Dapeng (SFC:AUZ670) 徐大鵬 AUZ670 Rep 2010-05-28 2015-06-30
40 Yang, Wu-Kuang 楊武光 AOV395 Rep 2011-10-27 2012-03-30
41 Ye, Calvin M AZL767 Rep 2012-05-17 2014-01-15
42 Yip, Chung Leung 葉仲量 AWF608 Rep 2010-11-08 2012-04-26
43 Yiu, Ka Hing 姚嘉興 AVW705 Rep 2010-10-08 2010-10-15

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