SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Ang, Chow Yang APC577 Rep 2007-06-18
2 Ao, Man 敖曼 ANT251 Rep 2014-09-11 2016-06-18
3 Bhatia, Manish (SFC:AGL970) AGL970 Rep 2008-09-02
4 Brenner, Patrick Olivier M BCC759 Rep 2013-11-04 2018-01-26
5 Bryant, Steve Roger M ALI655 RO 2012-11-16 2021-04-14
6 Caderas, Daniel M BGB571 Rep 2015-09-01 2017-08-25
7 Carline, Christian Benjamin M AQZ701 Rep 2008-05-13 2019-10-24
8 Chan, Pinky Yuen Yee 陳婉儀 AFI268 Rep 2021-04-01
9 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2014-04-03 2021-06-15
10 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 AWS224 Rep 2013-10-09 2021-09-30
11 Cheung, Wing Wo 張永和 AFR615 Rep 2024-04-24
12 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 AGN586 Rep 2008-10-27 2024-04-12
13 Chiu, Sze Miu 招詩苗 AQD961 Rep 2011-09-19
14 Chow, Charles 周灼健 M ANH153 Rep 2014-12-08
15 Chow, Yan Yan 周茵茵 ADW712 Rep 2003-09-03 2022-12-21
16 Chu, Timothy Ting Fung 朱霆峰 M AXH173 Rep 2015-05-12 2020-08-10
17 Conway, Allan Brian M AMS702 Rep 2009-10-14 2016-09-27
18 De Mello, Rajeev Donald M ATI148 Rep 2011-09-23 2018-02-21
19 Debruyne, Lieven M O 李定邦 M ACS819 RO 2006-03-21 2020-10-09
20 Dreaneen, Andrew Robert (SFC:BAX627) M BAX627 Rep 2013-02-25 2021-05-17
21 Fok, Pui Shan (SFC:AFT509) 霍佩珊 AFT509 Rep 2011-10-11 2015-12-01
22 Gao, Ya (SFC:BGC216) 高雅 BGC216 Rep 2015-08-28
23 George, Manu AZJ281 Rep 2013-11-13 2020-03-05
24 Greif, Joseph Judah (SFC:AZD669) M AZD669 Rep 2012-03-12 2019-07-30
25 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2010-06-10 2018-05-02
26 Ho, Seow Eng Julia F BAE896 Rep 2012-09-17
27 Ho, Veda Wing Sum 何詠心 F AOA335 Rep 2009-09-28 2019-04-03
28 Howells, Christian Steven M BFJ339 Rep 2015-05-06 2023-09-28
29 Huang, Guan (SFC:BBT472) 黃冠 BBT472 Rep 2013-08-20 2022-09-22
30 Hudson, Toby Walpole ADE163 Rep
31 Hui, Pui Yu 許佩如 AFY007 Rep 2010-10-04
32 Hui, Tsz Fung 許子峰 AFQ009 Rep 2016-05-04
33 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-09-23 2020-11-24
34 Kalra, Showbhik BCD976 Rep 2013-10-29 2019-12-20
35 Kan, Chi Cheung 鄞子翔 AOZ112 Rep 2007-05-29 2021-01-22
36 Ki, Shui Ping 祁瑞萍 ABD063 Rep 2022-12-30
37 Kim, Seung Ju 金升柱 APM142 RO 2008-04-24
38 Kim, Young Roe ATP155 Rep 2009-09-01 2019-03-15
39 Lam, Kit Wah 林潔華 BGJ350 Rep 2015-10-20 2017-09-25
40 Lau, Pei Man Hidy 劉姵妏 AVZ457 Rep 2010-10-05 2018-04-30
41 Lau, Roger Yee Ho 劉以浩 M ASS671 Rep 2010-02-09 2022-09-22
42 Law, Clara Yuet Yee 羅月兒 F ACS196 RO 2006-04-12
43 Lee, Elaine Shuk Tak 李淑德 F AFI432 Rep
44 Lee, King Fuei ANT780 Rep 2006-08-09
45 Lee, Man Kit (SFC:AEY549) 李文傑 AEY549 Rep 2012-07-30
46 Lee, Miu Chi 利妙芝 AYR769 Rep 2012-01-19
47 Lee, Sai Yin 李世賢 AFN905 Rep 2007-10-02 2018-05-02
48 Lee, Stella Yee Hing 李懿馨 F AGC460 Rep 2024-07-09
49 Li, Jing (SFC:AMI391) 李婧 AMI391 Rep 2010-11-29 2018-04-27
50 Li, Yang (SFC:BBU800) 李阳 BBU800 Rep 2013-09-05
51 Liu, Jia (SFC:APO197) 劉佳 APO197 Rep 2014-10-16 2023-05-04
52 Liu, Qing (SFC:BGH970) 劉勍 BGH970 Rep 2015-10-08 2017-06-15
53 Liu, Wai Keung (SFC:AEE248) 廖偉強 AEE248 Rep 2004-10-28
54 Lo, Lai Ha 盧麗霞 AIX153 Rep 2007-08-21
55 Lo, Wai Leung (SFC:ADA869) 盧偉良 ADA869 RO 2008-04-09
56 Lui, David Yin Tat 雷賢達 65 M AAJ229 Rep 2009-03-17 2016-04-22
57 Lui, Mandy Man Lok 雷敏諾 F BAI757 Rep 2012-11-06 2015-11-14
58 Luong, Jay C. 梁競之 AGN573 Rep 2008-05-29
59 Mackenzie, David Kirkwood M AFG706 RO 2013-12-27 2019-04-30
60 Maguire, Raymond M ANZ631 Rep 2015-05-04 2020-03-20
61 Ng, Peng Fong AXN051 Rep 2011-06-30
62 Ng, Ying Min Grace 吳穎敏 AZZ102 Rep 2012-07-31
63 Osborn, Adam Gihon M AAZ357 Rep
64 Pang, Matthew Man Yat 彭文逸 M ANE767 Rep 2015-03-11 2022-09-22
65 Parbrook, Robin Stewart M ACI102 Rep 2008-04-06 2023-05-04
66 Prawitz, Alexander Gunter Peter M AZC709 Rep 2012-11-23 2017-08-28
67 Rucker, Rupert Charles William M AOL530 Rep 2007-03-01 2021-05-17
68 Shen, Jiaojiao 沈嬌嬌 BCM624 Rep 2013-12-16 2018-08-02
69 Sidani, Rami AVJ147 Rep 2011-02-24 2021-05-17
70 So, Yuk Fong (SFC:AOX343) 蘇玉芳 AOX343 Rep 2011-06-10 2022-03-23
71 Tai, Amy Yuk Yi 戴玉儀 F ADT504 Rep 2012-06-15 2023-02-28
72 Taljard, Garth Barry M AXO818 Rep 2011-07-07 2018-12-14
73 Tang, Angela On Key 鄧安琪 F AFO588 Rep 2008-08-11 2019-11-15
74 Tang, Wai Chi Ricky 鄧偉志 AUS271 Rep 2011-12-12 2021-05-31
75 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2008-05-20 2021-05-14
76 Tse, Kam Chuen 謝淦全 BEL960 Rep 2014-11-07 2017-09-05
77 Tung, Lai Kwan 董麗君 AOM604 Rep 2010-09-29
78 Van Duren, Tim M BCW818 Rep 2014-02-17 2016-07-04
79 Wang, Yingying (SFC:BFA820) 汪莹莹 BFA820 Rep 2015-03-10 2017-07-13
80 Wong, Amelia Ngar Men 黃雅雯 F AEX263 Rep 2007-11-09
81 Wong, Yuk Wah (SFC:AFV475) 黃玉華 AFV475 Rep 2010-09-28 2023-02-07
82 Wooldridge, Sherry Lin 林淑娥 F AEV538 Rep 2010-05-03
83 Wyke, Christopher John (SFC:AOR598) M AOR598 Rep 2007-03-12 2021-04-30
84 Xu, Bo (SFC:AYA837) 徐博 AYA837 Rep 2011-09-15 2019-04-08
85 Yip, Sau Wing 葉秀榮 BGI785 Rep 2015-10-15 2015-12-12
86 Yu, Maggie Man Ki 余曼琪 F BGI343 Rep 2015-10-14 2023-06-01
87 Zhang, Qianhua 張倩驊 BGK306 Rep 2015-10-20 2022-03-07
88 Zheng, Chong 鄭冲 AQQ143 Rep 2013-11-04
89 Zhu, Yanlin 朱彥霖 BBT505 Rep 2013-08-21 2017-09-08

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