SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Abercrombie, Justin M Rep 2009-04-08 2009-04-09
2 Ang, Chow Yang Rep 2007-06-18
3 Ao, Man 敖曼 Rep 2014-09-11 2016-06-18
4 Arai, Taku Rep 2015-07-22 2015-07-24
5 Ayres, Frank Alan M Rep 2010-06-22 2010-06-24
6 Barrineau, James William M Rep 2013-01-07 2013-01-08
Rep 2013-09-10 2013-09-10
7 Bateman, Rory Lawrence (SFC:BAY467) Rep 2013-03-07 2013-03-07
8 Bertrand, Eric Philippe Maxime 56 M Rep 2007-02-06 2007-03-06
9 Bhatia, Manish (SFC:AGL970) Rep 2008-09-02
10 Bong, Peng Leong Terence M Rep 2010-10-26 2010-11-04
Rep 2010-11-25 2014-08-20
11 Boyce, Ian Duncan 貝思賢 72 M RO 2014-04-30
12 Brenner, Patrick Olivier M Rep 2013-11-04 2018-01-26
13 Brooks, Philip Andrew M Rep 2004-10-28 2005-07-15
14 Brown, Alan John (SFC:AMM410) M Rep 2007-05-14 2007-06-13
Rep 2008-11-25 2008-11-29
Rep 2009-08-24 2009-08-26
Rep 2011-04-11 2011-04-15
15 Bryant, Steve Roger M Rep 2012-09-12 2012-11-16
RO 2012-11-16 2021-04-14
16 Buck, Jennifer Katherine F Rep 2008-05-19 2008-07-19
Rep 2008-11-10 2008-11-23
17 Buckley, Paul James M Rep 2008-11-03 2010-11-05
18 Caderas, Daniel M Rep 2015-09-01 2017-08-25
19 Campion, James Edmund M RO 2004-07-12
20 Carline, Christian Benjamin M Rep 2008-05-13 2019-10-24
21 Chalmers, Nicholas (SFC:ADW939) M Rep 2004-04-14
22 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2005-08-29
23 Chan, Kenneth See Yin 陳思賢 M Rep 2004-07-02 2009-01-02
24 Chan, Pinky Yuen Yee 陳婉儀 Rep 2021-04-01
25 Chan, Winnie Wun-yin 陳韻妍 F Rep 2007-03-23 2007-08-10
26 Chan, Yvonne Hiu Yin 陳曉燕 F Rep 2007-09-18 2011-11-15
27 Chen, Chao-Teng 陳朝燈 Rep 2011-07-19 2011-07-21
28 Chen, Xi (SFC:BBD137) 陳曦 Rep 2013-04-10 2015-07-13
29 Cheng, Horace Sui Ho 鄭瑞昊 M Rep 2007-06-12 2009-08-01
30 Cheng, Kei Pong 鄭祁邦 Rep 2014-04-03 2021-06-15
31 Cheng, William Wai Fai 鄭偉輝 M Rep 2013-11-29
32 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 Rep 2013-10-09 2021-09-30
33 Cheung, Wing Wo 張永和 Rep 2024-04-24
34 Chin, Szu Yi 陳思伊 Rep 2008-12-22 2008-12-24
Rep 2009-11-02 2010-02-02
Rep 2010-02-26 2011-06-10
35 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 Rep 2008-10-27 2024-04-12
36 Chiu, Sze Miu 招詩苗 Rep 2011-09-19
37 Chow, Charles 周灼健 M Rep 2014-12-08
38 Chow, Yan Yan 周茵茵 Rep 2003-09-03 2022-12-21
39 Chu, Timothy Ting Fung 朱霆峰 M Rep 2015-05-12 2020-08-10
40 Chui, Henry Kar-Kea 徐家傑 M Rep 2008-01-17 2008-11-12
41 Chum, Terrace Pak Hing 覃伯興 M Rep 2006-03-31
42 Chung, Francis Chuan Pu 叢川普 47 M RO 2007-05-01
43 Clark, Alastair Stanley M Rep 2008-12-22 2008-12-24
Rep 2011-07-14 2011-07-15
Rep 2011-08-03 2013-12-13
44 Coghlan, Richard Anthony Nelson M Rep 2006-06-05 2008-01-09
RO 2008-01-09 2015-08-01
45 Coleman, Lisa Maria F Rep 2006-06-16 2006-07-16
46 Conway, Allan Brian M Rep 2005-11-23 2005-12-24
Rep 2006-11-14 2006-12-14
Rep 2007-01-16 2007-02-16
Rep 2007-11-26 2007-12-07
Rep 2009-10-14 2016-09-27
47 Cox, Andrew Michael (SFC:AOA555) M Rep 2006-10-16 2006-11-16
48 Coyle, John (SFC:AUB182) M Rep 2009-11-09 2009-11-13
49 Cunningham, Jeremy James Warren M Rep 2008-03-28 2008-04-03
Rep 2008-11-18 2008-11-21
Rep 2009-06-15 2009-06-17
Rep 2009-11-26 2011-08-09
50 Custard, Curtis William M Rep 2006-05-10 2006-06-10
Rep 2007-03-27 2007-04-26
51 Dang, Yulei 党宇蕾 Rep 2007-07-09 2010-07-31
52 Dasher, Karl Franklin M Rep 2009-09-14 2009-09-16
53 Dawson, James (SFC:BCA004) M Rep 2013-10-23 2013-10-25
Rep 2014-05-08 2014-05-08
Rep 2015-07-23 2015-07-24
Rep 2015-11-10 2015-11-11
Rep 2016-01-18 2016-01-20
54 De Mello, Rajeev Donald M Rep 2011-09-23 2018-02-21
55 Debruyne, Lieven M O 李定邦 M Rep 2005-09-21 2006-03-21
RO 2006-03-21 2020-10-09
56 Dennis, Clive M Rep 2009-08-06 2010-11-24
57 Dreaneen, Andrew Robert M Rep 2013-02-25 2021-05-17
58 Durack, Christopher James M Rep 2016-02-01 2016-07-28
59 Enlund, Dianna Rep 2007-10-15 2007-10-31
60 Field, Nicholas Alfred M Rep 2007-01-16 2007-02-16
61 Fok, Pui Shan (SFC:AFT509) 霍佩珊 Rep 2007-05-14
Rep 2011-10-11 2015-12-01
62 Foo, Hee Lim Kevin M Rep 2011-06-23 2012-08-17
63 Ford, John Michael Frederic 52 M RO 2004-01-12 2005-06-20
64 Fung, Wendy Ching Suet 馮靜雪 F Rep 2003-10-10
65 Gao, Ya (SFC:BGC216) 高雅 Rep 2015-08-28
66 George, Manu Rep 2012-04-25 2012-05-24
Rep 2013-11-13 2020-03-05
67 Go, Swan Khing Rep 2012-10-22 2013-01-25
Rep 2013-10-09 2013-10-11
Rep 2014-04-02 2014-04-03
68 Goh, How Phuang 吳浩藩 Rep 2005-03-10 2005-06-10
Rep 2006-10-17 2006-11-17
Rep 2007-03-28 2007-06-08
Rep 2007-06-26 2011-07-23
69 Gotto, James Anthony Warren M Rep 2007-08-14 2007-09-14
70 Greif, Joseph Judah (SFC:AZD669) M Rep 2012-03-12 2019-07-30
71 Guo, Wei (SFC:ASU040) 郭煒 Rep 2010-06-10 2018-05-02
72 Harris, David Shannon M Rep 2008-11-03 2010-11-24
73 Hashmi, Wajahat Altaf Rep 2006-05-09 2006-08-09
74 Henriques, Guy Michael Quixano M Rep 2009-08-17 2009-12-03
75 Ho, Kelly Ngar Ying 何雅盈 F Rep 2007-05-07
76 Ho, Seow Eng Julia F Rep 2012-09-17
77 Ho, Veda Wing Sum 何詠心 F Rep 2009-09-28 2019-04-03
78 Ho, Vida Nim Yan 何念恩 Rep 2005-07-07
79 Ho, Winnie Wai Yee 何慧兒 F Rep 2006-08-04 2012-08-21
80 Howells, Christian Steven M Rep 2015-05-06 2023-09-28
81 Huang, Guan (SFC:BBT472) 黃冠 Rep 2013-08-20 2022-09-22
82 Hudson, Toby Walpole Rep
83 Hui, Pui Yu 許佩如 Rep 2010-10-04
84 Hui, Sau Wai (SFC:AEA524) 許秀慧 Rep 2004-04-26
85 Hui, Tsz Fung 許子峰 Rep 2016-05-04
86 Imam, Michael Raza M Rep 2007-01-22 2010-11-30
87 Jacobelli Yau, Maurien Oi Man 丘愛敏 Rep 2004-09-23 2020-11-24
88 Kalra, Showbhik Rep 2013-10-29 2019-12-20
89 Kamal, Nur' Ashikin Binte Rep 2011-03-11 2013-04-01
90 Kan, Chi Cheung 鄞子翔 Rep 2007-05-29 2021-01-22
91 Ki, Shui Ping 祁瑞萍 Rep 2022-12-30
92 Kim, Seung Ju 金升柱 Rep 2007-08-30 2008-04-24
RO 2008-04-24
93 Kim, Young Roe Rep 2009-09-01 2019-03-15
94 Koester, Andreas Josef Johannes M Rep 2006-05-08 2006-06-08
95 Kong, Cheuk Hang (SFC:ADD792) 江焯亨 Rep 2003-12-11
96 Kung, Tak Ho 孔德豪 Rep 2007-06-01
97 Kwan, Anna Wai Yee 關慧儀 F Rep 2010-08-13 2011-05-10
98 Kwan, Ka Po (SFC:AED278) 關嘉寶 Rep 2007-06-21
99 Kwok, Karen Ka Pik 郭嘉碧 F Rep 2005-06-07 2012-07-31
100 Lam, Dennis Saihong 林世康 36 M Rep 2005-02-18 2008-02-28
101 Lam, Kit Wah 林潔華 Rep 2015-10-20 2017-09-25
102 Lau, Chi Kin (SFC:AEN528) 劉志堅 Rep 2005-04-08
103 Lau, Karen Kwan Chuk 劉堃竹 F Rep 2004-03-15
104 Lau, Pei Man Hidy 劉姵妏 Rep 2010-10-05 2018-04-30
105 Lau, Roger Yee Ho 劉以浩 M Rep 2010-02-09 2022-09-22
106 Lau, Tse Fung 劉子峯 Rep 2010-06-09 2010-07-21
107 Law, Clara Yuet Yee 羅月兒 F Rep 2005-08-10
RO 2005-08-10 2006-02-08
Rep 2006-02-08 2006-04-12
RO 2006-04-12
108 Lee, Deborah Wai Chung 李慧中 F Rep 2009-03-16 2010-03-26
109 Lee, Elaine Shuk Tak 李淑德 F Rep
110 Lee, King Fuei Rep 2006-08-09
111 Lee, Man Kit (SFC:AEY549) 李文傑 Rep 2012-07-30
112 Lee, Miu Chi 利妙芝 Rep 2012-01-19
113 Lee, Oliver David Graham M Rep 2014-02-17 2015-08-27
114 Lee, Sai Yin 李世賢 Rep 2007-10-02 2018-05-02
115 Lee, Shiu Kuen 李少娟 Rep 2008-09-12 2014-04-27
116 Lee, Stella Yee Hing 李懿馨 F Rep
117 Lee, Wai Fung (SFC:AFU140) 李韋鋒 Rep 2003-06-12
118 Lee, Wilson Kwok Wai 李國偉 M Rep 2010-12-03 2011-05-28
119 Leung, Rita Siu Ling 梁少玲 Rep 2008-09-12 2009-10-24
120 Li, Jing (SFC:AMI391) 李婧 Rep 2010-11-29 2018-04-27
121 Li, Man Ling (SFC:ADW938) 李蔓玲 Rep 2003-04-17
122 Li, Yang (SFC:BBU800) 李阳 Rep 2013-09-05
123 Lim, Siok-Mei Rep 2008-04-01 2009-01-12
124 Liu, Jia (SFC:APO197) 劉佳 Rep 2014-10-16 2023-05-04
125 Liu, Qing (SFC:BGH970) 劉勍 Rep 2015-10-08 2017-06-15
126 Liu, Wai Keung (SFC:AEE248) 廖偉強 Rep 2004-10-28
127 Lo, Lai Ha 盧麗霞 Rep 2007-08-21
128 Lo, Wai Leung (SFC:ADA869) 盧偉良 Rep 2008-04-09
RO 2008-04-09
129 Lothian, Scott Alan M Rep 2013-09-06 2013-09-06
Rep 2014-05-13 2014-05-14
130 Ludlam, Christopher David M Rep 2016-01-25 2016-01-29
131 Lui, David Yin Tat 雷賢達 66 M RO 2009-03-17
Rep 2009-03-17 2016-04-22
132 Lui, Mandy Man Lok 雷敏諾 F Rep 2012-11-06 2015-11-14
133 Luk, Kim Ping 陸劍平 Rep 2010-07-30
134 Luo, Laura Ying 羅瑩 51 F Rep 2013-07-25
135 Luong, Jay C. 梁競之 Rep 2008-05-29
136 Ma, Calvin Kwai Shing 馬桂承 M Rep 2010-06-29 2012-05-31
137 Mackay, Neil Alexander M Rep 2007-11-16 2009-11-30
138 Mackenzie, David Kirkwood M Rep 2006-02-08 2013-12-27
RO 2013-12-27 2019-04-30
139 Maguire, Raymond M Rep 2015-05-04 2020-03-20
140 Maisonneuve, Virginie Monique F Rep 2008-04-11 2008-04-17
Rep 2009-04-06 2009-04-09
Rep 2009-05-13 2009-05-15
Rep 2009-11-16 2013-11-15
141 Marinucci, Raffaella (SFC:AMU534) Rep 2005-12-09 2009-04-30
142 Marriott, Gavin Brent M Rep 2009-01-20 2009-01-24
Rep 2010-11-22 2010-11-25
Rep 2011-03-07 2011-03-11
143 Marsland, John Robert M Rep 2012-03-21 2012-03-23
Rep 2013-03-07 2013-03-08
Rep 2013-06-19 2013-06-19
Rep 2013-11-26 2013-11-26
Rep 2014-01-16 2014-01-17
144 Matthews, Timothy Richard M Rep 2014-11-12 2014-11-14
Rep 2015-11-12 2015-11-13
145 McLaughlin, John Gerard (SFC:BDY312) M Rep 2014-08-18 2014-08-22
146 Meachem, Laura Anne F Rep 2015-01-30 2015-02-17
147 Money, Giles Richard M Rep 2011-05-25 2011-05-27
148 Monsen, Thor Kristian Vigso Rep 2008-04-15 2009-02-11
149 Mooney, David John Francis 54 M Rep 2006-09-07 2006-10-06
150 Moute, Benjamin Daniel Germain 41 M Rep 2008-09-29 2010-11-24
151 Ng, Peng Fong Rep 2011-06-30
152 Ng, Teck Neng 黃得能 Rep 2007-08-30 2010-12-16
153 Ng, Ying Min Grace 吳穎敏 Rep 2012-07-31
154 Osborn, Adam Gihon M Rep
155 Pang, Matthew Man Yat 彭文逸 M Rep 2015-03-11 2022-09-22
156 Parbrook, Robin Stewart M RO 2008-04-06
Rep 2008-04-06 2023-05-04
157 Prawitz, Alexander Gunter Peter M Rep 2012-03-07 2012-10-17
Rep 2012-11-23 2017-08-28
158 Price, Charles Dominic M Rep 2008-02-18 2008-02-25
159 Raman, Ranjiv Rep 2012-10-24 2013-01-24
Rep 2013-05-29 2013-05-31
Rep 2013-10-09 2013-10-11
Rep 2014-04-03 2014-04-04
160 Rayon, Lionel Pierre Victor M Rep 2016-01-26 2016-01-27
161 Rucker, Rupert Charles William M Rep 2007-03-01 2021-05-17
162 Saier, Georges-Arnaud Rep 2007-03-28 2007-04-27
163 Schemmann, Sonja Rep 2007-06-11 2007-07-11
164 Scott, Elisabeth Charlotte F RO 2008-04-06
Rep 2008-04-06 2009-12-08
165 See, Thomas M Rep 2013-08-26 2013-08-28
Rep 2013-12-04 2013-12-06
Rep 2014-11-12 2014-11-14
Rep 2015-02-04 2015-02-05
Rep 2016-01-25 2016-01-26
166 Sennitt, Richard John M Rep 2013-10-21 2013-10-22
167 Serocold, Mark Joseph Pearce M Rep 2010-11-23 2012-04-13
168 Shelton, Janan Rebecca Rep 2012-11-12 2012-11-12
169 Shen, Jiaojiao 沈嬌嬌 Rep 2013-12-16 2018-08-02
170 Shum, Richard (SFC:ADQ861) 岑傑誠 M Rep 2003-07-28
RO 2003-07-28 2003-12-11
171 Shum, Taro Ka Chun 岑嘉俊 Rep 2012-02-06
172 Sidani, Rami Rep 2010-06-24 2010-11-24
Rep 2011-02-24 2021-05-17
173 Simler, Justin Paul M Rep 2007-03-21 2007-04-21
Rep 2007-10-15 2007-10-31
Rep 2008-07-15 2008-07-18
174 Siu, Samuel Chung Sum 蕭仲森 M Rep 2008-08-15 2010-10-15
175 So, Yuk Fong (SFC:AOX343) 蘇玉芳 Rep 2011-06-10 2022-03-23
176 Sondhi, Simran Rep 2007-02-06 2007-03-06
177 Sparks, Wesley Allen Rep 2012-05-07 2012-05-08
Rep 2013-02-25 2013-02-26
178 Stanton, Benjamin M Rep 2009-11-09 2009-11-13
179 Sze, Pui Kay 施培基 Rep 2005-09-02 2014-08-16
180 Tai, Amy Yuk Yi 戴玉儀 F Rep 2012-06-15 2023-02-28
181 Taljard, Garth Barry M Rep 2011-07-07 2018-12-14
182 Tam, Kit Sai 譚潔茜 Rep 2008-06-23
183 Tan, Amina 陳明雅 Rep 2006-11-03
184 Tan, Siew Shen 陳修賢 Rep 2004-10-26 2005-10-08
185 Tang, Angela On Key 鄧安琪 F Rep 2008-08-11 2019-11-15
186 Tang, Wai Chi Ricky 鄧偉志 Rep 2011-12-12 2021-05-31
187 Tang, Wai Sen 鄧慧珊 Rep 2005-08-17 2010-01-08
188 Taylor, Christopher Neil (SFC:ANP718) M Rep 2006-06-30 2006-07-30
189 Tsang, Angela Nga Yan 曾雅恩 F Rep 2008-05-20 2021-05-14
190 Tsang, Billy Sze Wai 曾思偉 Rep 2004-08-17
191 Tsang, Selina Wai Sze 曾慧詩 F Rep 2007-06-01
192 Tse, Chi Ho (SFC:AEB972) 謝志豪 Rep 2006-02-22 2008-02-02
193 Tse, Kam Chuen 謝淦全 Rep 2014-11-07 2017-09-05
194 Tung, Lai Kwan 董麗君 Rep 2010-09-29
195 Van Der Schaft, Pieter Rep 2012-11-28 2014-04-30
196 Van Duren, Tim M Rep 2014-02-17 2016-07-04
197 Wade, Keith Martin M Rep 2007-10-15 2007-10-31
Rep 2007-12-05 2007-12-11
Rep 2009-12-01 2009-12-04
198 Wang, Yingying (SFC:BFA820) 汪莹莹 Rep 2015-03-10 2017-07-13
199 Weatherill, Lucas Scott M Rep 2005-11-17 2007-05-28
200 Webber, Simon Mark M Rep 2007-03-23 2007-04-21
Rep 2007-05-14 2007-06-14
Rep 2008-02-18 2010-11-24
201 Wilson, Thomas George St John M Rep 2010-06-22 2010-06-24
202 Wong, Amelia Ngar Men 黃雅雯 F Rep 2007-11-09
203 Wong, Chen Lung 黃震龍 Rep 2003-09-05
204 Wong, Yuk Wah (SFC:AFV475) 黃玉華 Rep 2010-09-28 2023-02-07
205 Wooldridge, Sherry Lin 林淑娥 F Rep 2010-05-03
206 Wu, Hui (SFC:ANJ209) 吳蕙 Rep 2006-05-09 2013-08-16
207 Wyke, Christopher John (SFC:AOR598) M Rep 2007-03-12 2021-04-30
208 Xiao, Yunchao 肖運超 Rep 2016-01-04 2018-04-21
209 Xu, Bo (SFC:AYA837) 徐博 Rep 2011-09-15 2019-04-08
210 Yan, Yuk Hei 嚴煜稀 Rep 2005-10-14 2007-02-23
211 Yap, Sze Sze 葉絲絲 Rep 2012-11-01 2015-05-23
212 Yeung, Ho Yip 楊豪業 Rep 2012-10-10 2014-09-20
213 Yip, Sau Wing 葉秀榮 Rep 2015-10-15 2015-12-12
214 Yiu, Ken Keung 姚強 M Rep 2007-06-01 2010-07-14
215 Yu, Maggie Man Ki 余曼琪 F Rep 2015-10-14 2023-06-01
216 Yuen, Man Suet 袁漫雪 Rep 2003-11-26
217 Yung, Yuk Chun (SFC:AGG014) 容玉珍 Rep 2004-01-16
218 Zhang, Qianhua 張倩驊 Rep 2015-10-20 2022-03-07
219 Zheng, Chong 鄭冲 Rep 2013-11-04
220 Zhu, Hui (SFC:AKI716) 朱慧 Rep 2007-06-11 2011-07-30
221 Zhu, Yanlin 朱彥霖 Rep 2013-08-21 2017-09-08

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