City Financial Investment Company (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Barker, Geoffrey Charles M ADF374 RO 2013-12-03 2019-08-16
2 Bibby, Nicholas Paley M ADB688 RO 2013-12-03 2019-08-16
3 Chu, Richard Shan Yao 朱善堯 M AUW031 RO 2017-03-16 2019-03-14
4 Ferns, Stewart Kenneth M AQP587 Rep 2017-01-25 2017-08-18
5 Lau, Tsz Lung (SFC:AJL083) 劉子龍 AJL083 Rep 2017-06-05 2019-03-14
6 Li, Ronald Wing Chung 李穎中 M ASU509 RO 2014-09-26 2018-07-31
7 Liao, Wei (SFC:AYJ548) 廖薇 AYJ548 Rep 2013-12-04 2016-10-31
8 Matwejev, Gregory M AMM450 Rep 2015-02-26 2016-06-11
9 Miller, Steven Michael (SFC:AHF976) M AHF976 Rep 2017-03-08 2019-03-14
10 Rawle, Peter Richard (SFC:BDA027) M BDA027 Rep 2017-05-18 2018-06-25
11 Scrase, Neil John 單國雄 M AME544 Rep 2013-12-04 2019-08-16
12 Tseng, Po Ming BAY473 Rep 2017-05-09 2019-04-08

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