SHANGGU ASSET MANAGEMENT (ASIA) LIMITED 上古亞洲資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Chan, Chun Hin (SFC:AZX879) 陳俊軒 AZX879 Rep 2021-02-01
2 Chan, James Wai Keung 陳偉強 BJD772 RO 2017-06-16 2021-02-04
Rep 2021-02-04 2022-07-28
3 Chan, King Yuet 陳琼月 AHF243 Rep 2017-12-20 2018-03-14
4 Chan, Kwok Wai (SFC:BSJ425) 陳覺偉 BSJ425 Rep 2022-05-17 2024-10-17
5 Chan, Pui Shuen 陳沛璇 AQM267 Rep 2018-09-14 2019-01-25
6 Cheong, Fung Nean 鍾豐年 ADZ294 Rep 2021-11-26
7 Choi, Ching Lam (SFC:BMI298) 蔡清琳 BMI298 Rep 2018-04-04 2018-10-21
8 Ho, Doris Pui Sze 何珮詩 F AXR403 Rep 2020-09-01 2024-07-01
9 Ho, Ting Kay 何定錤 AEH400 Rep 2019-10-28 2019-12-05
RO 2019-12-05 2022-03-15
10 Huang, Yi-Nung 黃憶農 BPK396 Rep 2020-03-20 2021-06-30
11 Koay, Yi Chuan 郭毅全 BNO680 Rep 2018-12-11 2023-04-01
12 Lam, Tak Lim 林德廉 BTG256 Rep 2022-12-23 2024-02-26
13 Lau, Hok Sum (SFC:ADV455) 劉學森 ADV455 Rep 2017-09-01 2018-02-13
14 Lee, Yan Lam (SFC:BHP426) 李欣霖 BHP426 Rep 2020-09-29 2020-11-13
RO 2020-11-13 2022-05-25
15 Leung, Ethan Ka Hin 梁嘉軒 M BRB011 Rep 2021-05-14 2021-10-04
16 Leung, Yin Wing 梁彥頴 ACD641 Rep 2021-01-12 2021-02-26
RO 2021-02-26
17 Leung, Yiu Lun (SFC:AFV160) 梁耀麟 AFV160 Rep 2018-02-02 2018-07-13
18 Lin, Ni (SFC:BAL766) 林昵 BAL766 RO 2017-06-16 2018-05-31
19 Lo, Kong Kin 盧剛建 ATJ079 Rep 2018-06-06 2018-12-31
20 Ma, Hiu Fai 馬曉暉 AOR615 Rep 2018-09-11
21 Mok, Sin Yee 莫倩儀 AMS525 RO 2017-06-16 2020-01-01
22 Ng, Ka Wa 吳家華 BMT299 Rep 2020-11-04 2021-05-01
23 Pang, Ching Man 彭政文 AQS351 Rep 2018-04-18 2018-05-29
RO 2018-05-29 2019-07-05
Rep 2021-09-15 2021-10-12
RO 2021-10-12 2023-03-11
24 Tam, Ka Yan (SFC:BNP677) 譚嘉欣 BNP677 Rep 2023-03-08
25 Tang, Donmany Hing Pang 鄧慶鵬 AEX291 Rep 2018-02-22 2018-09-07
26 Tang, Lipeng 唐力鵬 BUP689 Rep 2024-02-16
27 Tse, Yuen Fun 謝苑芬 ACE215 Rep 2018-04-11 2019-12-18
28 Tsui, Jane Ching 徐晶 F AMM147 Rep 2018-05-07
29 Wang, Guangcan 王光燦 BRZ721 Rep 2024-02-16
30 Wang, Wei (SFC:AKI926) 王瑋 AKI926 RO 2017-06-16 2019-01-31
31 Wong, Simon Sun Ming 王新鳴 M AMX405 Rep 2018-01-18
32 Yau, Gary Shu Cheung 游樹祥 M AAJ570 RO 2020-07-02 2021-04-16
RO 2023-03-28

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