SHANGGU ASSET MANAGEMENT (ASIA) LIMITED 上古亞洲資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Chan, Chun Hin (SFC:AZX879) 陳俊軒 AZX879 Rep 2021-02-01
2 Chan, James Wai Keung 陳偉強 BJD772 RO 2017-06-16 2021-02-04
Rep 2021-02-04 2022-07-28
3 Chan, King Shing 陳敬誠 BEM719 Rep 2024-05-03
4 Chan, King Yuet 陳琼月 AHF243 Rep 2017-12-20 2018-03-14
5 Chan, Kwok Wai (SFC:BSJ425) 陳覺偉 BSJ425 Rep 2022-05-17 2024-10-17
6 Chan, Pui Shuen 陳沛璇 AQM267 Rep 2018-09-14 2019-01-25
7 Chen, Tin Wai 陳天偉 AUK299 Rep 2024-08-13
8 Cheong, Fung Nean 鍾豐年 ADZ294 Rep 2021-11-26
9 Cheuk, Kam Fai (SFC:AOW764) 卓錦輝 AOW764 Rep 2024-06-25
10 Cheung, Jacky Shiu Ming 張兆明 AHR463 Rep 2024-06-11
11 Chiu, Christine Ka Man 趙嘉敏 F ARV873 Rep 2024-08-30
12 Choi, Ching Lam (SFC:BMI298) 蔡清琳 BMI298 Rep 2018-04-04 2018-10-21
13 Ding, Dorothy Mei Ling 丁美伶 F BIE128 Rep 2024-08-13
14 Ho, Doris Pui Sze 何珮詩 F AXR403 Rep 2020-09-01 2024-07-01
15 Ho, Pui Ki (SFC:BRQ498) 何珮琪 BRQ498 Rep 2024-07-18
16 Ho, Ting Kay 何定錤 AEH400 Rep 2019-10-28 2019-12-05
RO 2019-12-05 2022-03-15
17 Huang, Yi-Nung 黃憶農 BPK396 Rep 2020-03-20 2021-06-30
18 Koay, Yi Chuan 郭毅全 BNO680 Rep 2018-12-11 2023-04-01
19 Lam, Elsa Suk Fan 林淑芬 F ALL309 Rep 2024-07-03
20 Lam, Tak Lim 林德廉 BTG256 Rep 2022-12-23 2024-02-26
21 Lau, Hok Sum (SFC:ADV455) 劉學森 ADV455 Rep 2017-09-01 2018-02-13
22 Lee, Abel Kwong Kee 李廣基 M AHC087 Rep 2024-06-11
23 Lee, Eunice Jovin 李彥諮 F BUR061 Rep 2024-09-03
24 Lee, Yan Lam (SFC:BHP426) 李欣霖 BHP426 Rep 2020-09-29 2020-11-13
RO 2020-11-13 2022-05-25
25 Leung, Ethan Ka Hin 梁嘉軒 M BRB011 Rep 2021-05-14 2021-10-04
26 Leung, Yin Wing 梁彥頴 ACD641 Rep 2021-01-12 2021-02-26
RO 2021-02-26
27 Leung, Yiu Lun (SFC:AFV160) 梁耀麟 AFV160 Rep 2018-02-02 2018-07-13
28 Li, Chuen Ho 李傳浩 BFY111 Rep 2024-07-03
29 Lin, Ni (SFC:BAL766) 林昵 BAL766 RO 2017-06-16 2018-05-31
30 Lo, Kong Kin 盧剛建 ATJ079 Rep 2018-06-06 2018-12-31
31 Lo, Ying Fan 盧影芬 AQG683 Rep 2024-06-24
32 Luk, Philip Wai Keung 陸偉強 M AVN394 Rep 2024-07-18
33 Ma, Hiu Fai 馬曉暉 AOR615 Rep 2018-09-11
34 Mok, Sin Yee 莫倩儀 AMS525 RO 2017-06-16 2020-01-01
35 Ng, Ka Wa 吳家華 BMT299 Rep 2020-11-04 2021-05-01
36 Pang, Ching Man 彭政文 AQS351 Rep 2018-04-18 2018-05-29
RO 2018-05-29 2019-07-05
Rep 2021-09-15 2021-10-12
RO 2021-10-12 2023-03-11
37 Siu, Kathleen Wing Mui 蕭詠梅 F ASD062 Rep 2024-06-11
38 Tam, Ka Yan (SFC:BNP677) 譚嘉欣 BNP677 Rep 2023-03-08
39 Tang, Donmany Hing Pang 鄧慶鵬 AEX291 Rep 2018-02-22 2018-09-07
40 Tang, Lipeng 唐力鵬 BUP689 Rep 2024-02-16
41 Tsang, Kin Wang 曾健宏 ATC206 Rep 2024-07-22
42 Tse, Fung Chiu 謝豐照 BGW564 Rep 2024-06-24
43 Tse, Yuen Fun 謝苑芬 ACE215 Rep 2018-04-11 2019-12-18
44 Tsui, Jane Ching 徐晶 F AMM147 Rep 2018-05-07
45 Wang, Guangcan 王光燦 BRZ721 Rep 2024-02-16
46 Wang, Wei (SFC:AKI926) 王瑋 AKI926 RO 2017-06-16 2019-01-31
47 Wong, Cheuk Man (SFC:BEI451) 黃灼敏 BEI451 Rep 2024-06-11
48 Wong, Simon Sun Ming 王新鳴 M AMX405 Rep 2018-01-18
49 Yau, Gary Shu Cheung 游樹祥 M AAJ570 RO 2020-07-02 2021-04-16
RO 2023-03-28
50 Yip, Alex Cheuk Lok 葉卓躒 BDQ756 Rep 2024-07-03
51 Yung, Richard Jr. 榮文淵 M ABA159 Rep 2024-07-10

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