Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | ALQ438 | Rep | 2011-10-06 | 2011-11-04 | ||
| RO | 2011-11-04 | 2015-02-27 | |||||
| 2 | Au Yeung, Doris | F | BEH818 | Rep | 2014-10-10 | 2015-09-17 | |
| 3 | Boyer, Jason Jon | 46 | M | AKN214 | Rep | 2011-10-04 | 2011-11-16 |
| RO | 2011-11-16 | 2015-04-08 | |||||
| 4 | Brown, Martyn Roger | M | ALJ768 | Rep | 2012-04-27 | 2014-05-01 | |
| 5 | Capace, Max Anthony | M | BEE065 | Rep | 2014-09-19 | 2016-07-12 | |
| 6 | Chan, Kitty Kit Yee 陳潔儀 | F | AAB440 | Rep | 2008-02-23 | ||
| 7 | Chan, Kwok Keung (SFC:ACD404) 陳國強 | ACD404 | Rep | 2003-10-15 | |||
| RO | 2003-10-15 | 2008-07-01 | |||||
| 8 | Chan, Sung Wai 陳崇煒 | 66 | M | AFQ793 | Rep | 2009-04-15 | 2012-04-25 |
| 9 | Chan, Wai Ming (SFC:ABY549) 陳偉明 | ABY549 | Rep | 2007-08-15 | |||
| 10 | Cheng, Stephen Lai Hung 鄭禮鴻 | M | AAB447 | Rep | 2003-09-25 | ||
| RO | 2003-09-25 | 2008-02-23 | |||||
| 11 | Cheung, Fung Cheung 張鳳翔 | ACP534 | Rep | 2003-10-15 | |||
| 12 | Cheung, Yiu Chiu 張耀超 | AAD306 | Rep | 2009-05-29 | |||
| 13 | Ding, Nan (SFC:BDX264) 丁楠 | BDX264 | Rep | 2014-08-05 | 2016-01-04 | ||
| 14 | Goldman, David (SFC:BBX563) | M | BBX563 | Rep | 2014-05-27 | 2016-02-02 | |
| 15 | Gray, Jeremy Robin 謝濬安 | M | BCS906 | Rep | 2014-01-15 | 2014-12-30 | |
| 16 | Ha, Steve Wai Cheung 夏偉祥 | M | ARQ021 | Rep | 2013-04-19 | 2015-12-21 | |
| 17 | Hamilton, Robert Anthony | M | AZC455 | Rep | 2012-03-12 | 2014-07-07 | |
| 18 | Har-Even, Itamar | APA734 | Rep | 2011-11-02 | 2015-04-21 | ||
| 19 | He, Kevin | M | AWE615 | Rep | 2014-04-17 | 2014-12-30 | |
| 20 | He, Wei (SFC:BAK475) 何蔚 | BAK475 | Rep | 2012-11-05 | 2017-01-27 | ||
| 21 | Henke Von Parpart, Uwe | APY709 | Rep | 2011-09-30 | 2015-05-06 | ||
| 22 | Hoegee, Brian Richard | M | ARF808 | Rep | 2012-06-19 | 2014-03-01 | |
| 23 | Hui, Kam Lee 許錦利 | AAB304 | Rep | ||||
| 24 | Hung, Kwong Ngai 洪岡藝 | AEM105 | Rep | 2014-07-18 | 2015-12-17 | ||
| 25 | Joseph, Michael Eric | M | ARH187 | Rep | 2012-02-28 | 2015-04-21 | |
| 26 | Ko, Samantha Wing Yan 高穎欣 | 35 | F | AMI557 | Rep | 2012-07-19 | 2014-12-02 |
| 27 | Koh, Peter Kwing Chang 許宏昌 | 69 | M | AAA503 | RO | 2008-11-14 | 2010-10-31 |
| 28 | Ku, Lawrence James Sau Shan 顧受山 | 46 | M | ASF395 | Rep | 2013-01-17 | 2015-05-29 |
| 29 | Kwan, Angelina Agnes 關蕙 | 48 | F | AEH541 | RO | 2010-09-28 | 2013-01-25 |
| 30 | La Rocca, Daniel Anthony Jr | M | AQG793 | Rep | 2011-10-10 | 2013-08-16 | |
| 31 | Lahiri, Prithvijit 溥瑞思 | AOV401 | Rep | 2013-03-27 | 2014-08-07 | ||
| 32 | Lau, Kenneth Kin On 劉健安 | M | ABQ709 | Rep | 2005-04-19 | ||
| 33 | Lee, Faith Ming Yin 李銘賢 | 42 | F | AED719 | Rep | 2004-03-29 | |
| 34 | Leung, Catherine Ching Wan 梁靜筠 | F | AGS493 | Rep | 2003-11-10 | ||
| 35 | Leung, Fiona Man Yee 梁文怡 | F | APO627 | Rep | 2014-01-14 | 2016-06-13 | |
| 36 | Leung, Hoi Tung 梁凱同 | AHW149 | Rep | 2009-12-09 | 2015-03-24 | ||
| 37 | Li, Xiaofei (SFC:BEI897) | BEI897 | Rep | 2014-10-27 | 2016-02-02 | ||
| 38 | Lin, Tianru 林天儒 | ASM230 | Rep | 2009-03-23 | 2012-10-09 | ||
| 39 | Lowe, Norman C. 勞樹源 | M | ACB086 | RO | 2004-03-08 | ||
| 40 | Luk, Wai Yip 陸偉業 | APK359 | Rep | 2014-06-18 | 2018-05-08 | ||
| 41 | Ma, Lai Mei 馬麗眉 | AHC358 | Rep | 2012-07-26 | 2016-08-02 | ||
| 42 | Mackay, Tristan Scott | M | BDH664 | Rep | 2014-04-14 | 2014-07-21 | |
| 43 | Maguire, John Martin 麥若航 | 50 | M | ADC364 | Rep | 2011-10-03 | 2011-11-07 |
| RO | 2011-11-07 | 2018-04-08 | |||||
| 44 | McGonegal, Brett Alexander | 42 | M | AOH375 | Rep | 2011-10-03 | 2011-11-11 |
| RO | 2011-11-11 | 2016-02-02 | |||||
| 45 | Meredith, Robyn Bradsher | BBT313 | Rep | 2013-08-20 | 2014-12-30 | ||
| 46 | Mitchell, Patrick Callahan | M | AVA493 | Rep | 2011-10-10 | 2013-04-30 | |
| 47 | Mullins, Andrew Arthur Robert | M | BCQ748 | Rep | 2014-01-09 | 2015-02-16 | |
| 48 | Ng, Lai Kwan (SFC:AGK856) 吳麗群 | AGK856 | Rep | 2005-02-01 | |||
| 49 | Ng, Yin Tsang 吳彥錚 | AAF139 | RO | 2003-08-30 | |||
| 50 | Ngai, Yan Hoo 倪恩浩 | AAB466 | Rep | 2013-12-18 | |||
| 51 | Price, Ryan Daniel | M | BCK799 | Rep | 2013-12-03 | 2016-02-02 | |
| 52 | Pun, Kai Cheung 潘啟祥 | ADR182 | Rep | 2012-11-28 | 2014-01-02 | ||
| 53 | Raphael Ilitzky, Ladislao Shlomo 榮志朗 | AZY530 | Rep | 2012-10-12 | 2013-02-18 | ||
| 54 | Ronis, Kristaps | BEB410 | Rep | 2014-09-02 | 2014-12-30 | ||
| 55 | Song, Jiali (SFC:AYE293) 宋嘉麗 | AYE293 | Rep | 2013-03-28 | 2014-04-23 | ||
| 56 | Starr, Michael Lewis | M | AWP051 | Rep | 2013-03-08 | 2013-10-18 | |
| 57 | Sze-To, Winston 司徒治權 | M | AAV699 | Rep | 2006-03-22 | ||
| RO | 2006-03-22 | 2013-08-27 | |||||
| 58 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | ANR260 | Rep | 2012-10-05 | 2014-12-30 | ||
| 59 | Tze, Kan Fat 謝勤發 | 41 | M | AET872 | Rep | 2011-12-21 | 2011-12-23 |
| RO | 2011-12-23 | 2018-02-28 | |||||
| 60 | Welch, David John Jr | M | ASW658 | Rep | 2012-12-05 | 2014-03-06 | |
| RO | 2014-03-06 | 2016-02-02 | |||||
| 61 | Whittingham, John David Carlisle Michael 王大偉 | M | BCJ581 | Rep | 2013-11-26 | 2016-02-02 | |
| 62 | Wong, Chor Yee 王楚儀 | AGK639 | Rep | 2004-08-23 | 2005-01-05 | ||
| 63 | Yen, Charlotte Sau Fan 任秀芬 | F | ANF039 | Rep | 2011-11-29 | 2012-03-06 | |
| RO | 2012-03-06 | 2019-01-01 | |||||
| 64 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2012-10-08 | 2013-05-10 | ||
| 65 | Yip, Ha Yee 葉夏儀 | AJD275 | RO | 2003-10-31 | 2005-08-19 | ||
| 66 | Yiu, Chun Nam 姚鎮南 | ABG971 | Rep | 2005-01-01 | |||
| 67 | Yuan, Chun (1969) 袁春 | 45 | M | AYA581 | Rep | 2011-09-14 | 2013-03-31 |
| 68 | Zhang, Lin (SFC:BBC904) 張琳 | BBC904 | Rep | 2013-04-10 | 2014-03-01 | ||
| 69 | Zhang, Xinyu (SFC:AQS183) 張新宇 | 54 | M | AQS183 | Rep | 2008-06-26 | 2008-12-29 |
| RO | 2008-12-29 | 2012-05-31 | |||||
| 70 | Zolad, Bryan Christopher | M | BAX769 | Rep | 2013-02-27 | 2015-02-27 | |
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