CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Crotty, Philip John | M | ALZ870 | Rep | 2005-05-19 | 2005-07-14 | |
| RO | 2005-07-14 | 2008-06-27 | |||||
| 2 | D'abo, John Gerard Nicholas | 38 | M | AFH717 | Rep | 2004-09-14 | |
| 3 | Dewhurst, Simon | M | AHD700 | Rep | 2004-09-14 | ||
| 4 | Ferdinand, Timothy Mark Fletcher | M | ADO011 | RO | 2005-12-31 | ||
| 5 | Hanka, Robert (SFC:AEY453) | M | AEY453 | Rep | 2004-05-18 | 2005-12-31 | |
| 6 | King, Richard Yun Zing 金元成 | 40 | M | ADM983 | Rep | 2003-10-13 | |
| 7 | Kum, Jocelyn Wan Sze 甘婉絲 | AEZ035 | Rep | 2004-06-04 | |||
| 8 | Lam, Allen Kar Fai 林嘉輝 | M | AHC422 | Rep | 2004-09-14 | ||
| 9 | Lee, Richard Anthony Treadgold | M | AFT495 | Rep | 2006-01-16 | ||
| RO | 2006-01-16 | 2016-04-06 | |||||
| 10 | Leow, Siok Ling 廖淑玲 | ACR427 | Rep | 2004-09-14 | |||
| 11 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 12 | Liu, Mi (SFC:AIH139) 劉宓 | AIH139 | Rep | 2004-09-14 | |||
| 13 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2006-05-08 | 2006-06-19 | |
| RO | 2006-06-19 | 2007-09-01 | |||||
| 14 | Reid, Robert Stephen | M | AIC473 | Rep | 2004-09-14 | ||
| Rep | 2005-05-23 | 2005-08-04 | |||||
| RO | 2005-08-04 | 2012-07-05 | |||||
| 15 | Shen, Hui (SFC:ACE838) 沈輝 | ACE838 | Rep | 2006-05-22 | 2007-08-01 | ||
| 16 | Tang, Leonard Chu 鄧儲 | M | AFC962 | Rep | 2004-07-05 | ||
| 17 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 18 | To, Fung 杜峰 | AFJ428 | Rep | 2004-07-26 | |||
| 19 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2004-09-14 | |||
| 20 | Yuan, Kokuei | AFG795 | Rep | 2004-09-14 | |||
| 21 | Zhi, Yu 職宇 | AFQ326 | Rep | 2004-09-14 | |||
| 22 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2004-09-14 | |||
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