Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013		 ⚥ SFC ID Role From Until
1 Barnard, David (SFC:AVD117) M AVD117 Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
2 Barua, Chirantan (SFC:AZT869) AZT869 Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
3 Beveridge, Neil Alexander Stewart M ATM595 RO 2011-09-28
4 Bian, Lu 邊璐 AWZ273 Rep 2011-10-24 2016-06-27
5 Brackett, Robert Alan M BBA483 Rep 2013-03-25 2013-03-28
6 Chan, Jean Ching Lan 陳靜蘭 BBH620 Rep 2013-05-16 2016-04-17
7 Chen, Mo (SFC:AYI933) 陳默 AYI933 Rep 2011-10-31 2014-02-15
8 Chen, Yen-Fu 陳彥甫 AYE805 Rep 2013-03-13 2014-07-11
9 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-10-27 2014-05-12
10 Chia, Kiara Kim Szu Shyan AVT057 Rep 2011-10-24 2013-04-02
Rep 2013-04-05 2013-04-09
11 Ching, Yi Edmund 莊毅 M AKU003 Rep 2012-11-12 2012-11-16
Rep 2013-04-05 2013-04-09
12 Chung, Ka Po 鍾家寶 ANN404 Rep 2011-10-24 2022-07-18
13 Cox, Mark Henry 郭馬克 M ADP699 RO 2011-09-28 2022-03-31
14 Crispin, James Anthony M ANU647 Rep 2013-05-13 2018-10-05
15 Dai, Hao (SFC:BAX544) 戴浩 BAX544 Rep 2013-02-20 2020-08-31
16 Dibadj, Ali M BBA266 Rep 2013-03-25 2013-03-31
17 Feng, Siwei 馮思為 AZZ395 Rep 2012-08-16 2013-06-22
18 Ferragu, Pierre Charles Louis Hubert Marie M AWJ160 Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
19 Garcia, Cristobal Antonio M ANM682 Rep 2011-10-24 2021-06-30
20 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2011-09-28 2024-04-09
21 Gupta, Gaurav (SFC:BAH386) BAH386 Rep 2012-10-15 2012-10-19
22 Harned, Douglas Stuart M AWE188 Rep 2012-10-31 2012-11-05
23 Henderson, Samuel Thomas M AVD913 Rep 2011-10-24 2013-06-26
24 Herman, Neal Thomson AVO978 Rep 2013-01-07 2014-07-14
25 Ho, Purdy Pin Pin 何翩翩 ASI353 Rep 2013-04-15 2014-01-11
26 Huang, Jie (SFC:BBF165) 黃頡 BBF165 Rep 2013-04-30 2022-07-21
27 Hulkunte Nagaraj, Ayush AVV794 Rep 2011-10-24 2019-02-22
28 Kim, Joshua Taehyun M ATL814 Rep 2011-10-24 2012-05-18
29 Ko, Raymond 高力文 M AIL123 Rep 2011-10-24 2012-12-11
30 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-10-27 2013-03-09
31 Koo, Da Wan 丘多完 AXR520 Rep 2012-07-27 2013-12-28
32 Kwek, Kevin Siew Beng M AZN097 Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
Rep 2013-05-15 2013-05-16
33 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-10-24 2021-08-27
34 Lau, Vanessa Bik Yun 劉碧茵 41 F AYW242 Rep 2012-01-27 2015-09-13
35 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2011-10-24 2015-11-23
36 Li, Hsinlin 李欣霖 AVK469 Rep 2011-10-24
37 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-10-24 2013-08-31
38 Lin, Jie (SFC:BBI105) 林洁 BBI105 Rep 2013-05-27 2014-09-20
39 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-10-24 2013-09-08
40 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2011-10-24 2013-02-09
41 Marchesseau, Eric Jacques M AUZ419 Rep 2013-05-06 2013-10-10
42 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F AXW260 Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
43 Miles, Michael Christopher M AZT872 Rep 2012-07-03 2016-09-25
44 Moel Modiano, Alberto M AVD880 Rep 2011-10-24 2017-06-30
45 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2011-10-24 2021-02-12
46 Parker, Michael Wade M AUR866 Rep 2011-10-24 2016-11-02
47 Prozesky, Paul Martin M AUK244 Rep 2012-06-19 2012-06-20
48 Qiu, Wangshu 裘望舒 AVW563 Rep 2011-10-24 2013-08-23
49 Ritter, Andrew Jacob M AXX603 Rep 2012-04-05 2013-01-04
50 Shim, Aidan Taehoon AYV975 Rep 2012-03-26 2012-08-27
51 Shiu, Yik Hung 蕭奕雄 AEP548 Rep 2013-05-06 2016-07-01
52 Stirling, Joshua C M BAZ987 Rep 2013-03-25 2013-03-26
53 Stirling, Trevor John (SFC:AXK433) M AXK433 Rep 2012-06-28 2012-06-29
54 Sun Mattison, Linda Wu F BBF677 Rep 2013-05-03 2015-10-16
55 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2013-03-27 2019-09-06
56 Tiano, Joseph Salvatore M AVM432 Rep 2011-10-24 2013-06-29
57 Topouzoglou, Norbert Mihran M AZI605 Rep 2012-04-23 2018-05-25
58 Tsang, Kenneth Ky Sung 曾紀崇 M AZH816 Rep 2012-04-17 2014-01-09
59 Tse, Jaff Ka Wai 謝家威 ADR277 RO 2011-09-28 2018-09-26
60 Tsui, Eva Tsun Ying 徐俊英 F AZQ388 Rep 2012-06-15 2013-07-08
61 Van Brugge, Robert Pieter M AUA340 RO 2011-09-28
62 Vyas, Joy (SFC:BBJ069) BBJ069 Rep 2013-05-30 2013-05-31
63 Wang, Huan (SFC:AWI425) 王歡 AWI425 Rep 2013-03-25 2015-09-20
64 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-10-24 2015-02-04
65 Warburton, Max Eliot Adair AVD908 Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
Rep 2013-04-08 2013-04-11
66 Wen, Bo (SFC:BAD547) 文博 BAD547 Rep 2012-09-04 2016-01-30
67 Werner, Michael Joseph M AUO124 Rep 2011-10-24 2013-09-11
68 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-10-24 2018-01-28
69 Wood, Andrew Dennis M AYM450 Rep 2011-12-08 2011-12-09
70 Wright, Thomas Rowe M AUA323 Rep 2012-04-23 2012-04-27
71 Zhang, Liang (SFC:AVA073) AVA073 Rep 2011-10-24 2012-02-29
72 Zhou, Jing (SFC:BAA703) 周璟 BAA703 Rep 2013-04-05 2016-05-22
73 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 AYQ808 Rep 2012-06-07

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