GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | AXT532 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chen, Yijin (SFC:APD345) 陳義進 | APD345 | Rep | 2008-08-29 | 2010-09-30 | ||
| 4 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2004-03-30 | ||
| RO | 2004-11-29 | 2011-03-08 | |||||
| 5 | Hong, Mei 洪梅 | BAM634 | Rep | 2012-11-23 | 2020-04-20 | ||
| 6 | Lam, Ying (SFC:ANL982) 林迎 | ANL982 | Rep | 2006-11-24 | 2009-02-26 | ||
| 7 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | BCC071 | Rep | 2013-10-17 | 2020-11-13 | ||
| 8 | Li, Zhao (SFC:AYB049) 李招 | AYB049 | Rep | 2011-09-12 | 2013-07-29 | ||
| 9 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2006-06-05 | 2006-06-13 | ||
| RO | 2007-01-08 | 2008-11-14 | |||||
| 10 | Ming, Liang (1981) 明亮 | 32 | F | AQS482 | Rep | 2008-08-29 | 2017-12-06 |
| 11 | Mok, Wai Man Derek (SFC:AMC666) 莫偉民 | M | AMC666 | Rep | 2008-03-14 | 2010-12-15 | |
| 12 | Ng, King Kwong 吳景光 | APS297 | Rep | 2012-10-24 | 2014-11-11 | ||
| 13 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-09-26 | ||
| 14 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2003-12-30 | |||
| Rep | 2004-11-29 | 2010-05-03 | |||||
| 15 | Sung, On Na 宋安娜 | AXI168 | Rep | 2011-05-27 | 2020-08-10 | ||
| 16 | Tang, Davina Tak-wai 鄧德慧 | F | ACZ857 | Rep | 2006-12-27 | 2010-04-24 | |
| 17 | Tong, Leung Kwing 唐良炯 | AIL180 | Rep | 2010-06-09 | 2012-03-08 | ||
| 18 | Weng, Xiyun 翁錫贇 | AYS791 | Rep | 2012-01-03 | 2013-11-25 | ||
| 19 | Wu, Yang (SFC:ATX173) 吳泱 | ATX173 | Rep | 2010-01-19 | 2010-04-01 | ||
| 20 | Yim, Fung 閻峰 | 50 | M | AFP741 | RO | 2004-03-30 | |
| RO | 2004-11-29 | 2020-11-16 | |||||
| 21 | Yuan, Junping 袁軍平 | ALS806 | Rep | 2008-09-30 | 2011-03-07 | ||
| RO | 2011-03-07 | 2017-09-04 | |||||
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