CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anurag (SFC:BBS873) | BBS873 | Rep | 2013-08-19 | 2023-12-05 | ||
| 2 | Agarwal, Ashish Ashok | M | ARQ376 | Rep | 2012-11-01 | 2019-12-02 | |
| 3 | Anwar, Jessica Felicia 翁淑美 | F | AXQ549 | Rep | 2012-12-17 | 2016-03-31 | |
| 4 | Bakhru, Hemant | BAU633 | Rep | 2013-02-01 | 2014-08-07 | ||
| 5 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 6 | Baratte, Nicolas Guy Gabriel | M | AWN751 | Rep | 2012-12-24 | 2019-08-21 | |
| 7 | Beller, David Peter | M | AZY853 | Rep | 2012-08-01 | 2018-03-31 | |
| 8 | Bevza, Irina | BCM645 | Rep | 2013-12-16 | 2018-08-11 | ||
| 9 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2012-02-27 | 2015-03-28 | |
| 10 | Bowers, John Pennington | M | ARM695 | Rep | 2012-12-24 | 2014-04-09 | |
| 11 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 12 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 13 | Bruce, Robert Cameron | M | AEC837 | Rep | 2012-12-24 | 2014-04-12 | |
| 14 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 15 | Campbell, Oliver Martin (SFC:AOO985) | M | AOO985 | Rep | 2012-12-24 | 2014-03-01 | |
| 16 | Capron, Jeremie Laurent | M | APB797 | Rep | 2012-12-10 | 2017-02-28 | |
| 17 | Chaturvedi, Deepti | ARP391 | Rep | 2012-12-03 | |||
| 18 | Chen, Qian (SFC:AYH384) 陳前 | AYH384 | Rep | 2011-10-21 | 2014-06-25 | ||
| 19 | Chen, Qianqian (SFC:AUV895) 陳乾乾 | AUV895 | Rep | 2012-12-31 | 2015-06-26 | ||
| 20 | Cheng, Patricia Oi Ching 鄭愛晶 | F | ATM958 | Rep | 2012-12-24 | 2019-07-12 | |
| 21 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | 2018-06-11 | |
| 22 | Chin, Clare Kit Ching | F | AQA973 | Rep | 2012-12-03 | 2014-01-23 | |
| 23 | Chung, Yong Ho | AQI680 | Rep | 2012-12-31 | |||
| 24 | Cochran, Shaun Donald | M | APA066 | Rep | 2012-12-31 | 2019-08-21 | |
| 25 | Defibaugh, Jay Loren | F | BBT996 | Rep | 2013-09-02 | ||
| 26 | Dhaliwal, Indar Singh | AZB959 | Rep | 2012-03-01 | 2015-02-26 | ||
| 27 | Dinwoodie, Christian Gilbert | M | ANA837 | Rep | 2012-12-03 | 2015-10-30 | |
| 28 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2012-12-03 | 2020-01-31 | |
| 29 | Dwerryhouse, Alan Damian (1966-11-10) | 47 | M | ARP686 | Rep | 2012-12-03 | 2015-06-04 |
| 30 | Dy, Alfred Olmedo | M | APA371 | Rep | 2012-11-01 | ||
| 31 | Evangelista, Jacqui Anne Kelly Lucas | F | BAB538 | Rep | 2012-08-31 | 2016-12-06 | |
| 32 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2012-12-17 | 2015-09-30 | |
| 33 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2012-12-10 | 2018-01-20 | ||
| 34 | Feng, Lingtian 馮令天 | AYQ548 | Rep | 2011-12-13 | 2015-01-30 | ||
| 35 | Feng, Tong (SFC:BBP739) 馮曈 | BBP739 | Rep | 2013-07-23 | 2018-01-11 | ||
| 36 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2012-12-03 | 2016-11-05 | |
| 37 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 38 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2012-12-17 | 2019-09-02 | |
| 39 | Garg, Amit (SFC:AVV363) | AVV363 | Rep | 2012-11-01 | |||
| 40 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | Rep | 2012-12-03 | 2014-06-30 | |
| 41 | Gill, Zachary Charles | M | AVL713 | Rep | 2012-12-31 | 2015-04-24 | |
| 42 | Gotama, Suwantara Lim | ARP468 | Rep | 2012-12-31 | 2018-11-01 | ||
| 43 | Harbison, Janet Ruth | F | ARP726 | Rep | 2012-12-10 | 2015-06-26 | |
| 44 | Hashim, Abdullah Sophian Bin Mohamed | M | BBU397 | Rep | 2013-09-04 | 2018-01-02 | |
| 45 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2012-12-03 | 2014-05-30 | ||
| 46 | Huang, Li Shun 黃立舜 | AVJ727 | Rep | 2012-12-24 | 2015-01-22 | ||
| 47 | Hui, Colin King Jeung 許敬彰 | M | BBQ624 | Rep | 2013-08-30 | 2015-06-19 | |
| 48 | Hui, Lap Yin 許立賢 | AVW181 | Rep | 2012-12-17 | 2016-07-30 | ||
| 49 | Jain, Vikash Kumar | M | AZW299 | Rep | 2012-07-16 | ||
| 50 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 51 | Joshi, Nimish Amar | ATR487 | Rep | 2012-12-24 | 2014-03-01 | ||
| 52 | Kale, Shrikant Baburao | AWL660 | Rep | 2012-12-31 | 2019-05-03 | ||
| 53 | Kedia, Mahesh Kumar | M | ANZ660 | Rep | 2012-12-17 | 2019-05-03 | |
| 54 | Kim, John Piljung | M | ASL857 | Rep | 2010-06-22 | 2014-10-03 | |
| 55 | Kou, Mariana Chung Yin 高頌妍 | 29 | F | AVE181 | Rep | 2012-12-24 | 2019-11-30 |
| 56 | Lam, Man Ho (SFC:AXI653) 林文浩 | AXI653 | Rep | 2012-12-17 | 2018-11-10 | ||
| 57 | Lam, Oliver O Karr 林傲家 | M | AZO548 | Rep | 2012-05-31 | 2016-07-09 | |
| 58 | Laprise, James Scott | M | AOU071 | Rep | 2012-12-10 | 2015-01-22 | |
| 59 | Lee, Kam Chiu (SFC:AQE317) 李錦超 | AQE317 | Rep | 2013-10-02 | 2022-04-29 | ||
| 60 | Lee, Kuen Long 李坤龍 | AXR044 | Rep | 2011-10-13 | 2019-10-22 | ||
| 61 | Lesmina, Sarina | AOU971 | Rep | 2012-12-31 | |||
| 62 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 63 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | AMJ602 | Rep | 2012-12-31 | 2015-08-28 | ||
| 64 | Li, Yuan (SFC:AXQ330) 李原 | AXQ330 | Rep | 2012-12-24 | 2014-05-02 | ||
| 65 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2012-12-03 | 2016-08-29 | ||
| 66 | Lin, Ye (SFC:BAM249) 林野 | BAM249 | Rep | 2013-11-11 | 2015-05-22 | ||
| 67 | Lisahapanya, Narongpand | AVU843 | Rep | 2012-12-17 | 2019-12-17 | ||
| 68 | Liu, Marcus Chun Hao 廖俊豪 | M | AVY718 | Rep | 2012-12-17 | 2017-03-02 | |
| 69 | Loong, Chee Wei | AMJ210 | Rep | 2012-11-01 | 2015-01-23 | ||
| 70 | Ma, Cherry 馬卓藍 | F | AYC317 | Rep | 2012-12-03 | 2019-05-25 | |
| 71 | Maheshwari, Vivek | M | AVU988 | Rep | 2012-12-31 | 2019-12-02 | |
| 72 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | 2019-05-21 | ||
| 73 | Matthew, Oliver James Gray | M | ARO877 | Rep | 2012-12-24 | ||
| 74 | Maynard, Andrew Charles | M | ACK647 | RO | 2012-09-07 | 2015-03-19 | |
| 75 | McKenzie, Paul Conor | M | AAV863 | Rep | 2012-12-24 | 2020-02-13 | |
| 76 | Meng, Fanjie (SFC:AVC118) 孟凡杰 | AVC118 | Rep | 2012-12-10 | 2018-04-25 | ||
| 77 | Muston, Nigel Peter | M | AQU888 | Rep | 2012-12-24 | ||
| 78 | Naik, Abhijeet Kisan | ATS209 | Rep | 2012-11-01 | 2017-08-30 | ||
| 79 | Nandurkar, Mahesh Yashwant | M | ARQ374 | Rep | 2012-12-17 | 2019-12-02 | |
| 80 | Oh, Jon Teng | ATC963 | Rep | 2012-12-17 | 2017-07-22 | ||
| 81 | Ovington, Derek Ramsay | M | AVV998 | Rep | 2012-07-31 | 2015-06-12 | |
| 82 | Panjwani, Rajesh | M | ARQ373 | Rep | 2012-12-24 | 2017-07-01 | |
| 83 | Panpiemras, Soraphob | AOX440 | Rep | 2012-12-31 | 2021-12-01 | ||
| 84 | Park, Terence-Young | ARN268 | Rep | 2012-12-31 | 2015-01-16 | ||
| 85 | Pathmakanthan, Shrianand | ANZ816 | Rep | 2013-03-15 | 2016-03-29 | ||
| 86 | Paulsen, Morten (SFC:AXW972) | AXW972 | Rep | 2012-12-17 | |||
| 87 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-10-27 | 2014-07-10 | ||
| 88 | Phanussopakul, Pattawan | BBU886 | Rep | 2013-09-09 | 2014-06-14 | ||
| 89 | Phutela, Shantnu | AXX520 | Rep | 2012-12-31 | 2022-04-06 | ||
| 90 | Powell, Simon Philip | M | AOA162 | Rep | 2012-12-31 | 2015-04-17 | |
| 91 | Richter, Christopher John | M | AQI406 | Rep | 2012-12-03 | ||
| 92 | Riddick, Andrew William | M | AAA869 | Rep | 2013-12-12 | 2019-12-01 | |
| 93 | Roper, Ian David (SFC:AVI752) | M | AVI752 | Rep | 2010-06-18 | 2015-09-10 | |
| 94 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 95 | Ryall, Scott John | M | AWE006 | Rep | 2010-11-01 | 2017-04-28 | |
| 96 | Schuster, Andreas Albert | M | APF264 | Rep | 2012-11-01 | 2015-07-31 | |
| 97 | Schutte, Daniel Johannes | M | AHD687 | RO | 2012-10-18 | 2019-04-12 | |
| 98 | Shi, Jialong 史家龙 | ASK682 | Rep | 2012-12-17 | 2014-01-10 | ||
| 99 | Shin, Yoon Sik | AQO387 | Rep | 2013-09-16 | 2023-06-16 | ||
| 100 | Smith, Nicholas David Paul | M | BAD766 | Rep | 2012-09-06 | ||
| 101 | Snyder, Nathan Westley | M | AXV966 | Rep | 2012-05-07 | 2016-01-22 | |
| 102 | Stanton, David Andrew | M | AWT701 | Rep | 2013-09-24 | 2019-06-08 | |
| 103 | Tanedo, Corrince Hazel Gan | AVV718 | Rep | 2012-12-10 | 2016-10-21 | ||
| 104 | Tang, William Harry Jiasheng 唐嘉盛 | M | AZX333 | Rep | 2012-08-10 | 2015-04-30 | |
| 105 | Tong, Hoi Kit Jeffrey 湯凱傑 | M | ASH721 | Rep | 2012-06-08 | 2019-05-03 | |
| 106 | Trisno, Merlissa Paramitha | BBU408 | Rep | 2013-09-04 | 2015-07-24 | ||
| 107 | Tyagi, Abhishek (SFC:AXY338) | AXY338 | Rep | 2012-11-01 | 2015-02-06 | ||
| 108 | Vanderschelden, Alexandra | F | AYG475 | Rep | 2012-11-01 | 2014-02-21 | |
| 109 | Vantarakis, Jayden Cain | AXX772 | Rep | 2012-12-10 | 2015-06-26 | ||
| 110 | Wai, Helena Suk Chong 衛淑莊 | 66 | F | AAB508 | RO | 2019-05-01 | |
| 111 | Wan, Paul Po Wing 溫寶榮 | M | APC277 | Rep | 2012-12-24 | 2015-06-09 | |
| 112 | Wang, Zhong Yang 王鐘楊 | AXN241 | Rep | 2012-12-24 | 2017-06-28 | ||
| 113 | Waterhouse, Julian Brian | M | ALB052 | Rep | 2012-12-10 | 2017-04-01 | |
| 114 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2012-12-31 | 2015-06-18 | ||
| 115 | Wong, Yew Kiang | AOY690 | Rep | 2012-12-31 | |||
| 116 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2012-12-24 | 2020-11-30 | ||
| 117 | Wood, Christopher James Russell | 56 | M | ADU465 | Rep | 2012-12-10 | 2019-05-21 |
| 118 | Woods, John Joseph | M | AUN839 | Rep | 2012-12-17 | 2015-06-11 | |
| 119 | Wu, Kit Ling 胡潔玲 | AZC825 | Rep | 2012-03-08 | 2019-05-03 | ||
| 120 | Xu, Ben (SFC:BBH786) 徐犇 | M | BBH786 | Rep | 2013-05-22 | 2016-09-03 | |
| 121 | Yam, Tsz Chun 任子駿 | AQC811 | Rep | 2012-12-31 | 2014-07-04 | ||
| 122 | Yau, Man Fu (SFC:BCA258) 丘文孚 | BCA258 | Rep | 2013-12-11 | 2016-07-22 | ||
| 123 | Yonts, Charles Anthony | M | AJM207 | Rep | 2012-12-03 | 2019-09-28 | |
| 124 | Yoshida, Masao | AXY832 | Rep | 2012-12-17 | 2015-01-21 | ||
| 125 | Yuen, Hang Ngai 袁恆毅 | ARS103 | Rep | 2012-12-03 | 2019-05-03 | ||
| 126 | Yusui (bourlet), Edward Kai | M | AVV364 | Rep | 2012-12-03 | ||
| 127 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2011-04-06 | 2014-04-30 | ||
| 128 | Zhao, Yingxiang 趙英向 | AVK731 | Rep | 2010-07-02 | 2015-10-01 | ||
| 129 | Zhou, Enxu 周恩旭 | AWJ278 | Rep | 2010-11-30 | 2014-07-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy