CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bo, Huaiyu 薄怀予 |
|
|
AJL222 |
Rep |
2004-02-09 |
2006-07-31 |
| 2 |
Chan, Marcella Man Wai 陳敏慧 |
|
|
ADH994 |
Rep |
2004-10-12 |
2006-06-17 |
| 3 |
Chen, Denise Jiun Jing 陳君靜 |
|
F |
AJK530 |
Rep |
2004-01-26 |
2006-05-19 |
| 4 |
Crotty, Philip John |
|
M |
ALZ870 |
Rep |
2005-05-19 |
2005-07-14 |
|
|
|
RO |
2005-07-14 |
2008-06-27 |
| 5 |
D'abo, John Gerard Nicholas |
37 |
M |
AFH717 |
Rep |
|
2004-12-06 |
| 6 |
Dewhurst, Simon |
|
M |
AHD700 |
Rep |
|
2006-11-14 |
| 7 |
Ferdinand, Timothy Mark Fletcher |
|
M |
ADO011 |
RO |
|
2005-12-31 |
| 8 |
Hanka, Robert (SFC:AEY453) |
|
M |
AEY453 |
Rep |
2005-06-22 |
2005-12-31 |
| 9 |
Hua, Fengmao 華風茂 |
37 |
M |
AFJ365 |
Rep |
2003-07-23 |
2005-10-20 |
| 10 |
Jiang, Sosia |
|
|
ALZ474 |
Rep |
2005-10-25 |
2006-10-12 |
| 11 |
King, Richard Yun Zing 金元成 |
39 |
M |
ADM983 |
Rep |
|
2003-10-13 |
| 12 |
Kum, Jocelyn Wan Sze 甘婉絲 |
|
|
AEZ035 |
Rep |
|
2004-06-04 |
| 13 |
Kwong, Wilson Wai Sun 鄺偉信 |
40 |
M |
ACJ218 |
Rep |
2003-12-17 |
2006-07-03 |
| 14 |
Lam, Allen Kar Fai 林嘉輝 |
|
M |
AHC422 |
Rep |
|
2006-06-05 |
| 15 |
Lee, Richard Anthony Treadgold |
|
M |
AFT495 |
Rep |
|
2006-01-16 |
| 16 |
Leow, Siok Ling 廖淑玲 |
|
|
ACR427 |
Rep |
|
2008-09-08 |
| 17 |
Liu, Mi (SFC:AIH139) 劉宓 |
|
|
AIH139 |
Rep |
|
2007-05-23 |
| 18 |
Reid, Robert Stephen |
|
M |
AIC473 |
Rep |
|
2005-08-04 |
|
|
|
RO |
2005-08-04 |
2012-07-05 |
| 19 |
Tan, Jacqueline K. 陳嘉嘉 |
|
F |
AJO745 |
Rep |
2004-03-23 |
2005-01-24 |
| 20 |
Tang, Leonard Chu 鄧儲 |
|
M |
AFC962 |
Rep |
|
2004-07-05 |
| 21 |
Taylor, Richard Kirby (SFC:ACO169) |
|
M |
ACO169 |
RO |
|
2020-04-03 |
| 22 |
To, Fung 杜峰 |
|
|
AFJ428 |
Rep |
|
2004-07-26 |
| 23 |
Tse, Kwok On 謝國安 |
|
|
AHG557 |
Rep |
|
2006-03-31 |
| 24 |
Wilson, Stuart Richard (SFC:ALZ457) |
|
M |
ALZ457 |
Rep |
2005-05-10 |
2014-11-18 |
| 25 |
Yeung, Kin Sing 楊健聲 |
|
|
AED619 |
RO |
|
2003-07-31 |
|
|
|
Rep |
2003-07-31 |
2008-11-18 |
| 26 |
Yuan, Kokuei |
|
|
AFG795 |
Rep |
|
2007-09-05 |
| 27 |
Zhi, Yu 職宇 |
|
|
AFQ326 |
Rep |
|
2011-07-29 |
| 28 |
Zhu, Qing (SFC:ADZ874) 朱慶 |
|
|
ADZ874 |
Rep |
|
2005-04-20 |
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