CNI Securities Group Limited 中國北方證券集團有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
Role From Until
1 Bao, Quan 包全 RO 2011-06-28
2 Chau, Samiel Chung Yin 周中彥 RO 2021-08-10
3 Fong, Ting Kwan 方鼎鈞 Rep 2020-10-27 2022-12-18
4 Fox, Robin Jonathan Gibbs M Rep 2020-08-17
5 Hammond, Michael Edmund M Rep 2020-11-06 2022-07-15
6 Koo, Siu Kong 顧兆光 Rep 2017-09-26
7 Lee, Sin Man (SFC:APV763) 李善文 Rep 2021-04-27
8 Or, Lee Sa 柯莉莎 Rep 2020-05-20
9 Wong, Wai Ming (SFC:ASD119) 黃偉明 Rep 2020-06-01 2022-04-11
10 Youngblood, Mark Leland M Rep 2013-10-25

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