SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 WM (HK) Limited 2 1358 1360 99.85
2 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
3 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
4 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
5 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
6 OnePlatform Asset Management Limited 3 518 521 99.42
7 Citigroup Global Markets Asia Limited 15 497 512 97.07
8 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
9 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
10 Sun Life Hong Kong Limited 2 396 398 99.50
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
12 CES Commodities (HK) Limited 8 318 326 97.55
13 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
14 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
16 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
17 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
18 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
19 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
20 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
21 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
22 KGI ASIA LIMITED 13 237 250 94.80
23 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
24 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
25 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
26 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
27 Merrill Lynch Far East Limited 10 212 222 95.50
28 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
29 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
30 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
31 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
32 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
33 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
34 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
35 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
36 CES Forex (HK) Limited 4 142 146 97.26
37 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
38 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
39 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
40 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
41 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
42 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
43 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
44 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
45 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
46 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
48 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
49 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
50 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
51 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
52 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
53 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
54 CLSA LIMITED 6 97 103 94.17
55 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
56 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
57 Quam Securities Limited 7 90 97 92.78 2004-10-15
58 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
59 CITIC Securities Futures (HK) Limited 4 90 94 95.74
60 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
61 GET NICE SECURITIES LIMITED 6 85 91 93.41
62 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
63 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
64 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
65 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
66 CORPORATE BROKERS LIMITED 3 82 85 96.47
67 FT Securities Limited 3 82 85 96.47 2005-09-22
68 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
69 Lion Global Financial Limited 3 81 84 96.43
70 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
71 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
72 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
73 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
74 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
75 FIL Investment Advisors 6 71 77 92.21
76 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
77 China International Capital Corporation (International) Limited 6 70 76 92.11
78 JPMorgan Funds (Asia) Limited 5 70 75 93.33
79 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
80 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
81 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
82 YF Life Investors Limited 3 71 74 95.95 2004-08-30
83 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
84 EMPEROR FUTURES LIMITED 5 67 72 93.06
85 VC BROKERAGE LIMITED 3 69 72 95.83
86 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
87 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
88 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
89 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
90 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
91 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
92 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
93 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
94 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
95 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
96 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
97 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
98 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
99 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
100 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
101 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
102 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
103 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
104 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
105 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
106 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
107 T G HOLBORN (HK) LIMITED 3 52 55 94.55
108 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
109 Funderstone Securities Limited 4 50 54 92.59
110 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
111 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
112 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
113 Funderstone Futures Limited 2 48 50 96.00
114 KINGSTON SECURITIES LIMITED 3 47 50 94.00
115 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
116 SANFULL SECURITIES LIMITED 5 45 50 90.00
117 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
118 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
119 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
120 Newedge Broker Limited 4 45 49 91.84
121 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
122 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
123 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
124 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
125 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
126 Rakuten Securities Hong Kong Limited 2 46 48 95.83
127 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
128 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
129 VC FUTURES LIMITED 4 43 47 91.49
130 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
131 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
132 INVESCO HONG KONG LIMITED 5 40 45 88.89
133 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
134 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
135 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
136 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
137 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
138 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
139 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
140 RBS Asia Corporate Finance Limited 6 37 43 86.05
141 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
142 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
143 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
144 CVP Securities Limited 4 38 42 90.48 2004-07-09
145 iBest Consultants Limited 2 40 42 95.24
146 TSE'S SECURITIES LIMITED 2 40 42 95.24
147 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
148 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
149 BOCI ASIA LIMITED 9 31 40 77.50
150 CLSA RESEARCH LIMITED 2 38 40 95.00
151 FWD Financial Planning Limited (HK) 3 37 40 92.50
152 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
153 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
154 ICEA CAPITAL LIMITED 5 33 38 86.84
155 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
156 Sinofortune Securities Limited 3 35 38 92.11
157 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
158 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
159 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
160 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
161 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
162 Mason Securities Limited 3 33 36 91.67
163 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
164 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
165 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
166 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
167 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
168 OnePlatform Securities Limited 2 33 35 94.29
169 Taiping Securities (HK) Co Limited 4 31 35 88.57
170 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
171 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
172 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
173 KAISER FUTURES LIMITED 3 31 34 91.18
174 PEACE TOWN FOREX LIMITED 4 30 34 88.24
175 WOCOM SECURITIES LIMITED 5 29 34 85.29
176 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
177 Beevest Securities Limited 5 28 33 84.85 2005-03-07
178 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
179 Prime Cdex Securities Limited 5 28 33 84.85
180 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
181 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
182 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
183 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
184 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
185 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
186 CASH Wealth Management Limited 4 27 31 87.10
187 DWS Investments Hong Kong Limited 6 25 31 80.65
188 Citadel Asia Limited 3 27 30 90.00 2005-10-21
189 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
190 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
191 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
192 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
193 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
194 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
195 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
196 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
197 KAISER SECURITIES LIMITED 3 26 29 89.66
198 Mason Futures Limited (HK) 3 26 29 89.66
199 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
200 PineBridge Investments Asia Limited 3 26 29 89.66
201 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
202 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
203 Amundi Hong Kong Limited 6 22 28 78.57
204 BOCI RESEARCH LIMITED 2 26 28 92.86
205 Fosun International Securities Limited 5 23 28 82.14
206 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
207 GAM HONG KONG LIMITED 4 24 28 85.71
208 SBI China Capital Securities Limited 3 25 28 89.29
209 WIN WONG SECURITIES LIMITED 2 26 28 92.86
210 WOCOM LIMITED (HK) 4 24 28 85.71
211 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
212 VALUE PARTNERS LIMITED 6 21 27 77.78
213 Well Link International Securities Limited 3 24 27 88.89
214 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
215 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
216 CLSA FUTURES LIMITED 3 23 26 88.46
217 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
218 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
219 HPEF Capital Partners Limited 6 20 26 76.92
220 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
221 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
222 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
223 Success Securities Limited 2 24 26 92.31
224 CGS International Securities Hong Kong Limited 5 20 25 80.00
225 CHONG HING SECURITIES LIMITED 4 21 25 84.00
226 Essence International Financial Holdings Limited 2 23 25 92.00
227 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
228 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
229 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
230 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
231 LEHIN SECURITIES LIMITED 3 22 25 88.00
232 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
233 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
234 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
235 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
236 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
237 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
238 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
239 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
240 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
241 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
242 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
243 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
244 HANG SENG SECURITIES LIMITED 4 19 23 82.61
245 INSTINET PACIFIC LIMITED 5 18 23 78.26
246 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
247 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
248 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
249 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
250 WINFULL SECURITIES LIMITED 3 20 23 86.96
251 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
252 DL BROKERAGE LIMITED 3 19 22 86.36
253 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
254 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
255 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
256 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
257 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
258 BUSINESS SECURITIES LIMITED 3 18 21 85.71
259 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
260 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
261 HENYEP SECURITIES LIMITED 3 18 21 85.71
262 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
263 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
264 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
265 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
266 NEW TREND FUTURES LIMITED 4 17 21 80.95
267 orientiert XYZ Securities Limited 2 19 21 90.48 2004-12-03
268 YICKO SECURITIES LIMITED 4 17 21 80.95
269 CAIIS Limited 2 18 20 90.00 2006-05-23
270 CSI Corporate Finance (HK) Limited 7 13 20 65.00
271 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
272 GAYANG SECURITIES LIMITED 2 18 20 90.00
273 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
274 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
275 MTF SECURITIES LIMITED 2 18 20 90.00
276 MUSHK Limited 6 14 20 70.00
277 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
278 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
279 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
280 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
281 ADMIS Hong Kong Limited 3 16 19 84.21
282 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
283 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
284 CC Finance Limited 4 15 19 78.95 2006-04-20
285 CSC FUTURES (HK) LIMITED 3 16 19 84.21
286 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
287 KINGSTON FUTURES LIMITED 2 17 19 89.47
288 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
289 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
290 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
291 Planetree Securities Limited 4 15 19 78.95
292 SBI China Capital Commodities Limited 2 17 19 89.47
293 Shang International Finance Limited 6 13 19 68.42
294 SPS SECURITIES LIMITED 5 14 19 73.68
295 Sun Life Financial Asia Services Limited 2 17 19 89.47
296 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
297 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
298 BEA Union Investment Management Limited 5 13 18 72.22
299 BERICH BROKERAGE LIMITED 4 14 18 77.78
300 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
301 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
302 China Tonghai (IA) Limited 5 13 18 72.22
303 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
304 CMB International Global Markets Limited 5 13 18 72.22
305 EWARTON SECURITIES LIMITED 3 15 18 83.33
306 GAOYU SECURITIES LIMITED 4 14 18 77.78
307 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
308 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
309 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
310 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
311 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
312 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
313 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
314 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
315 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
316 Belvest Investment Services Limited 3 14 17 82.35
317 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
318 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
319 CTBC Asia Limited 6 11 17 64.71 2004-01-14
320 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
321 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
322 Glory Sun Securities Limited 3 14 17 82.35
323 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
324 HUNG SING SECURITIES LIMITED 2 15 17 88.24
325 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
326 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
327 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
328 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
329 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
330 Shacom Securities Limited 2 15 17 88.24
331 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
332 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
333 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
334 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
335 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
336 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
337 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
338 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
339 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
340 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
341 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
342 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
343 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
344 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
345 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
346 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
347 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
348 Polaris Capital (Asia) Limited 4 12 16 75.00
349 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
350 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
351 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
352 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
353 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
354 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
355 CBH Asia Limited 2 13 15 86.67
356 ELSTONE SECURITIES LIMITED 4 11 15 73.33
357 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
358 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
359 HANG TAI SECURITIES LIMITED 2 13 15 86.67
360 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
361 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
362 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
363 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
364 ONSHINE SECURITIES LIMITED 3 12 15 80.00
365 Open Securities Limited 4 11 15 73.33
366 PineBridge Investments Hong Kong Limited 4 11 15 73.33
367 PO SANG SECURITIES LIMITED 2 13 15 86.67
368 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
369 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
370 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
371 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
372 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
373 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
374 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
375 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
376 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
377 LAMTEX SECURITIES LIMITED 3 11 14 78.57
378 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
379 LUEN SING SECURITIES LIMITED 4 10 14 71.43
380 MALAHON SECURITIES LIMITED 2 12 14 85.71
381 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
382 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
383 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
384 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
385 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
386 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
387 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
388 AIF CAPITAL LIMITED 6 7 13 53.85
389 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
390 Bright Fund Management Limited 3 10 13 76.92
391 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
392 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
393 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
394 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
395 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
396 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
397 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
398 EAST ASIA FUTURES LIMITED 2 11 13 84.62
399 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
400 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
401 HING WONG SECURITIES LIMITED 3 10 13 76.92
402 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
403 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
404 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
405 M&F Asset Management Limited 3 10 13 76.92
406 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
407 MANGO FINANCIAL LIMITED 2 11 13 84.62
408 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
409 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
410 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
411 RPS INVESTMENT LIMITED 4 9 13 69.23
412 SBI China Capital Financial Services Limited 3 10 13 76.92
413 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
414 TANG PING KONG LIMITED 3 10 13 76.92
415 Tyche Group Limited 3 10 13 76.92
416 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
417 Virtu ITG Hong Kong Limited 4 9 13 69.23
418 WINTECH SECURITIES LIMITED 3 10 13 76.92
419 Wisetrade Securities Limited 3 10 13 76.92
420 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
421 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
422 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
423 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
424 Fubon Capital (HK) Limited 5 7 12 58.33
425 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
426 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
427 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
428 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
429 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
430 LIM ADVISORS LIMITED 5 7 12 58.33
431 Minerva Holding Financial Securities Limited 3 9 12 75.00
432 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
433 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
434 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
435 Rich Union Securities (H.K.) Limited 5 7 12 58.33
436 SEEKERS MARKETS LIMITED 2 10 12 83.33
437 Sinofortune Financial Capital Limited 3 9 12 75.00
438 St. James's Place (Hong Kong) Limited 3 9 12 75.00
439 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
440 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
441 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
442 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
443 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
444 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
445 WING FAT SECURITIES LIMITED 3 9 12 75.00
446 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
447 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
448 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
449 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
450 BULLISH SECURITIES LIMITED 2 9 11 81.82
451 BUSINESS FUTURES LIMITED 3 8 11 72.73
452 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
453 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
454 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
455 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
456 EVERHOT SECURITIES LIMITED 3 8 11 72.73
457 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
458 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
459 Income Partners Asset Management (HK) Limited 4 7 11 63.64
460 Instinet Alpha Trading Limited 6 5 11 45.45
461 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
462 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
463 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
464 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
465 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
466 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
467 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
468 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
469 ORIENT SECURITIES LIMITED 2 9 11 81.82
470 Planetree Futures Limited 4 7 11 63.64
471 ROOFER SECURITIES LIMITED 2 9 11 81.82
472 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
473 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
474 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
475 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
476 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
477 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
478 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
479 Well Link Securities Limited 2 9 11 81.82 2005-11-11
480 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
481 ANGUS MOORE LIMITED 3 7 10 70.00
482 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
483 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
484 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
485 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
486 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
487 FE SECURITIES LIMITED 4 6 10 60.00
488 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
489 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
490 HANG SENG FUTURES LIMITED 2 8 10 80.00
491 Hao Tian International Securities Limited 2 8 10 80.00
492 HERMES SECURITIES LIMITED 2 8 10 80.00
493 Hong Kong Stock Link Securities Limited 3 7 10 70.00
494 HPEF Venture Partners Limited 5 5 10 50.00
495 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
496 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
497 Huajin Corporate Finance (International) Limited 5 5 10 50.00
498 iBest Securities Company Limited 3 7 10 70.00
499 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
500 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
501 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
502 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
503 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
504 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
505 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
506 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
507 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
508 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
509 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
510 SOLID KING SECURITIES LIMITED 3 7 10 70.00
511 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
512 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
513 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
514 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
515 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
516 VC CAPITAL LIMITED 4 6 10 60.00
517 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
518 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
519 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
520 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
521 Anuenue Securities Limited 4 5 9 55.56
522 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
523 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
524 BOKHARY SECURITIES LIMITED 2 7 9 77.78
525 Bradbury Securities Limited 2 7 9 77.78
526 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
527 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
528 Capital International, Inc. 2 7 9 77.78
529 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
530 China Finance KAB Limited 2 7 9 77.78 2004-12-23
531 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
532 ETRADE SECURITIES LIMITED 2 7 9 77.78
533 Everbright Securities Global (HK) Limited 2 7 9 77.78
534 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
535 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
536 GLS SECURITIES LIMITED 2 7 9 77.78
537 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
538 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
539 HENIK SECURITIES LIMITED 2 7 9 77.78
540 Hongkong Bay Securities Limited 2 7 9 77.78
541 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
542 Huayu Securities Limited 2 7 9 77.78
543 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
544 K.K.M. SECURITIES LIMITED 2 7 9 77.78
545 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
546 KMT SECURITIES LIMITED 2 7 9 77.78
547 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
548 LUEN HING SECURITIES LIMITED 3 6 9 66.67
549 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
550 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
551 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
552 Neutral Financial Holding Company Limited 2 7 9 77.78
553 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
554 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
555 SELINA & CO. LIMITED (HK) 2 7 9 77.78
556 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
557 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
558 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
559 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
560 SJS Markets Limited 3 6 9 66.67 2005-03-02
561 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
562 SPS COMMODITIES LIMITED 2 7 9 77.78
563 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
564 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
565 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
566 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
567 WING ON SECURITIES LIMITED 2 7 9 77.78
568 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
569 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
570 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
571 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
572 AJ Securities Limited 2 6 8 75.00
573 Anli Securities Limited 2 6 8 75.00
574 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
575 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
576 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
577 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
578 CES International Commodities (HK) Limited 3 5 8 62.50
579 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
580 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
581 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
582 CS Wealth Securities Limited 4 4 8 50.00
583 CSC ASIA LIMITED 5 3 8 37.50
584 CVC Asia Pacific Limited 3 5 8 62.50
585 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
586 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
587 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
588 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
589 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
590 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
591 GIGA (HONG KONG) LIMITED 2 6 8 75.00
592 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
593 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
594 Imagi Brokerage Limited 3 5 8 62.50
595 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
596 Interactive Brokers LLC 2 6 8 75.00
597 Joy Silver Limited 4 4 8 50.00
598 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
599 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
600 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
601 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
602 MCP Holdings Limited (HK) 3 5 8 62.50
603 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
604 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
605 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
606 Oshidori Securities Limited 3 5 8 62.50
607 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
608 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
609 Public Financial Securities Limited 2 6 8 75.00
610 Rifa Securities Limited 2 6 8 75.00
611 SDHG International Securities Limited 3 5 8 62.50
612 SINOMAX SECURITIES LIMITED 2 6 8 75.00
613 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
614 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
615 Standard Commodities (Asia) Limited 3 5 8 62.50
616 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
617 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
618 WING FUNG SECURITIES LIMITED 2 6 8 75.00
619 Yunfeng Financial Markets Limited 3 5 8 62.50
620 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
621 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
622 Allard Partners Limited 2 5 7 71.43
623 AM Squared Limited 2 5 7 71.43 2005-06-30
624 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
625 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
626 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
627 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
628 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
629 BOWEN ASIA LIMITED 5 2 7 28.57
630 Broadway Wealth Management Limited 1 6 7 85.71
631 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
632 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
633 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
634 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
635 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
636 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
637 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
638 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
639 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
640 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
641 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
642 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
643 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
644 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
645 FAIRWIN BROKING LIMITED 2 5 7 71.43
646 FDB Financial Group Limited 4 3 7 42.86
647 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
648 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
649 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
650 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
651 Goldyard Capital Limited 2 5 7 71.43
652 GT CAPITAL LIMITED 2 5 7 71.43
653 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
654 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
655 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
656 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
657 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
658 KILMOREY SECURITIES LIMITED 2 5 7 71.43
659 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
660 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
661 Matrix Securities Limited 5 2 7 28.57
662 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
663 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
664 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
665 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
666 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
667 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
668 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
669 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
670 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
671 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
672 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
673 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
674 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
675 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
676 STANDARD & POOR'S, LLC 2 5 7 71.43
677 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
678 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
679 SUN'S FUTURE LIMITED 3 4 7 57.14
680 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
681 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
682 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
683 TC Investment Management (Asia) Limited 2 5 7 71.43
684 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
685 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
686 Wanhai Securities (HK) Limited 3 4 7 57.14
687 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
688 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
689 3V Capital Limited 3 3 6 50.00 2005-07-18
690 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
691 Absolute Investment Management (HK) Limited 3 3 6 50.00
692 Aevitas Securities Limited 2 4 6 66.67
693 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
694 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
695 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
696 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
697 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
698 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
699 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
700 BLOOMYEARS LIMITED 2 4 6 66.67
701 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
702 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
703 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
704 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
705 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
706 China Reserve Securities Limited 3 3 6 50.00
707 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
708 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
709 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
710 Delta Asia Wealth Management Limited 2 4 6 66.67
711 DNB Asset Management (Asia) Limited 3 3 6 50.00
712 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
713 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
714 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
715 Finet Securities Limited 3 3 6 50.00
716 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
717 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
718 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
719 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
720 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
721 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
722 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
723 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
724 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
725 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
726 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
727 iFAST Securities (HK) Limited 3 3 6 50.00
728 INTERCHINA FUTURES LIMITED 2 4 6 66.67
729 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
730 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
731 iTTa Capital Limited 2 4 6 66.67 2003-05-29
732 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
733 KWOK HING SECURITIES LIMITED 2 4 6 66.67
734 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
735 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
736 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
737 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
738 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
739 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
740 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
741 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
742 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
743 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
744 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
745 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
746 Public Securities Limited 2 4 6 66.67
747 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
748 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
749 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
750 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
751 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
752 ROSA SECURITIES LIMITED 3 3 6 50.00
753 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
754 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
755 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
756 SIU ON SECURITIES LIMITED 2 4 6 66.67
757 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
758 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
759 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
760 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
761 TANG KEE SECURITIES LIMITED 3 3 6 50.00
762 Templewater Hong Kong Limited 2 4 6 66.67
763 THING ON SECURITIES LIMITED 2 4 6 66.67
764 TRUTH SECURITIES LIMITED 4 2 6 33.33
765 United Securities Limited (HK) 1 5 6 83.33
766 Value Partners Private Equity Limited 3 3 6 50.00
767 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
768 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
769 Waton Securities International Limited 2 4 6 66.67
770 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
771 Win Securities Limited 3 3 6 50.00
772 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
773 YF FUTURES COMPANY LIMITED 2 4 6 66.67
774 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
775 abrdn Hong Kong Limited 3 2 5 40.00
776 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
777 ALPS ADVISORY (HK) LIMITED 2 3 5 60.00
778 ALTUS CAPITAL LIMITED 2 3 5 60.00
779 AMPLE CAPITAL LIMITED 3 2 5 40.00
780 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
781 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
782 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
783 Averest Capital Limited 2 3 5 60.00
784 Black Marble Securities Limited 2 3 5 60.00
785 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
786 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
787 CCB Securities Limited 2 3 5 60.00
788 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
789 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
790 ChapmanCraig Limited 2 3 5 60.00
791 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
792 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
793 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
794 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
795 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
796 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
797 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
798 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
799 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
800 EAA SECURITIES LIMITED 3 2 5 40.00
801 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
802 F. R. ZIMMERN LIMITED 2 3 5 60.00
803 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
804 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
805 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
806 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
807 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
808 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
809 Goldbridge Securities Limited 3 2 5 40.00
810 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
811 Grand Cartel Securities Company Limited 2 3 5 60.00
812 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
813 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
814 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
815 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
816 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
817 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
818 HOI SANG SECURITIES LIMITED 3 2 5 40.00
819 HOORAY SECURITIES LIMITED 3 2 5 40.00
820 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
821 HUNG SING FUTURES LIMITED 2 3 5 60.00
822 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
823 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
824 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
825 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
826 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
827 Kam Wah Investments Limited 2 3 5 60.00
828 KB Securities Hong Kong Limited 2 3 5 60.00
829 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
830 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
831 Mackenzie Investments Asia Limited 3 2 5 40.00
832 MAGUSTA FUTURES LIMITED 2 3 5 60.00
833 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
834 Metaverse Securities Limited (HK) 5 0 5 0.00
835 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
836 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
837 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
838 MORTON SECURITIES LIMITED 2 3 5 60.00
839 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
840 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
841 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
842 Optima Capital Limited 3 2 5 40.00
843 Oreana Financial Services Limited 2 3 5 60.00
844 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
845 PO LEE SECURITIES LIMITED 2 3 5 60.00
846 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
847 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
848 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
849 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
850 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
851 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
852 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
853 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
854 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
855 SHACOM FUTURES LIMITED 3 2 5 40.00
856 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
857 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
858 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
859 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
860 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
861 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
862 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
863 TAIFAIR FUTURES LIMITED 2 3 5 60.00
864 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
865 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
866 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
867 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
868 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
869 WAH SANG SECURITIES LIMITED 2 3 5 60.00
870 WAH THAI SECURITIES LIMITED 3 2 5 40.00
871 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
872 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
873 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
874 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
875 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
876 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
877 Zhongrong International Futures Co., Limited 2 3 5 60.00
878 Zijing Capital Limited 2 3 5 60.00 2003-05-07
879 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
880 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
881 AIF Securities Limited 4 0 4 0.00 2004-11-02
882 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
883 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
884 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
885 Alpha Nova Capital Management Limited 2 2 4 50.00
886 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
887 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
888 Arta Global Futures Limited 2 2 4 50.00
889 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
890 BEAR BRIGHT LIMITED 2 2 4 50.00
891 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
892 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
893 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
894 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
895 China Integrity Investment Limited 2 2 4 50.00
896 CHUANGS & CO. LIMITED 3 1 4 25.00
897 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
898 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
899 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
900 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
901 COL Securities (HK) Limited 3 1 4 25.00
902 COMGEST FAR EAST LIMITED 2 2 4 50.00
903 CTW SECURITIES LIMITED 2 2 4 50.00
904 CUPOLA CAPITAL LIMITED 3 1 4 25.00
905 DAH SING SECURITIES LIMITED 2 2 4 50.00
906 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
907 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
908 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
909 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
910 EQT Partners Asia Limited 2 2 4 50.00
911 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
912 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
913 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
914 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
915 GCAM Limited 2 2 4 50.00 2004-10-19
916 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
917 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
918 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
919 Goldin Equities Limited 2 2 4 50.00
920 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
921 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
922 Grit Securities Limited 2 2 4 50.00
923 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
924 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
925 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
926 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
927 HIP HING SECURITIES LIMITED 2 2 4 50.00
928 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
929 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
930 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
931 HOU TAK SECURITIES LIMITED 2 2 4 50.00
932 HSZ (HONG KONG) LIMITED 3 1 4 25.00
933 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
934 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
935 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
936 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
937 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
938 JK Capital Management Limited 3 1 4 25.00
939 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
940 Kaiser KT Capital Limited 3 1 4 25.00
941 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
942 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
943 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
944 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
945 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
946 Lombard Investments (HK) Limited 2 2 4 50.00
947 Longitude Asia Limited 3 1 4 25.00
948 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
949 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
950 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
951 MEAG Hong Kong Limited 3 1 4 25.00
952 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
953 MEGABASE SECURITIES LIMITED 2 2 4 50.00
954 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
955 Merdeka Securities Limited 3 1 4 25.00
956 MING HON SECURITIES LIMITED 3 1 4 25.00
957 MLI LIMITED (d2018-03-29) 2 2 4 50.00
958 Nittan Securities Asia Limited 2 2 4 50.00
959 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
960 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
961 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
962 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
963 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
964 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
965 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
966 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
967 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
968 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
969 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
970 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
971 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
972 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
973 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
974 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
975 SIU YIP COMMODITY LIMITED 3 1 4 25.00
976 SPDB International Holdings Limited 4 0 4 0.00
977 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
978 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
979 T & F Equities Limited 2 2 4 50.00 2005-11-23
980 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
981 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
982 Tensant Securities Limited 2 2 4 50.00 2004-08-25
983 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
984 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
985 Tokio Marine Investment Services, Limited 3 1 4 25.00
986 Towers Watson Hong Kong Limited 3 1 4 25.00
987 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
988 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
989 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
990 Vantum Futures Limited 2 2 4 50.00
991 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
992 VMS Securities Limited 2 2 4 50.00
993 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
994 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
995 WILBY SECURITIES LIMITED 2 2 4 50.00
996 YARDLEY SECURITIES LIMITED 2 2 4 50.00
997 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
998 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
999 ACM ASIA LIMITED 2 1 3 33.33
1000 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1001 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
1002 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
1003 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1004 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
1005 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
1006 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1007 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
1008 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1009 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1010 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1011 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1012 Bentley Capital Limited (HK) 3 0 3 0.00
1013 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
1014 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1015 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1016 BROOKE CAPITAL LIMITED 2 1 3 33.33
1017 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
1018 CBRE Investment Management (Asia) Limited 2 1 3 33.33
1019 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1020 Chanceton Capital Partners Limited 3 0 3 0.00
1021 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
1022 China Enterprise Securities Company Limited 2 1 3 33.33
1023 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1024 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1025 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
1026 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1027 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
1028 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1029 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1030 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1031 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
1032 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
1033 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
1034 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
1035 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
1036 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1037 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
1038 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1039 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1040 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
1041 GET NICE CAPITAL LIMITED 3 0 3 0.00
1042 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1043 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
1044 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
1045 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1046 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
1047 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
1048 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1049 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
1050 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
1051 iVenture Investment Management Limited 2 1 3 33.33
1052 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
1053 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
1054 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1055 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
1056 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1057 JVSakk Asia Limited 2 1 3 33.33
1058 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
1059 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
1060 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1061 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1062 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
1063 Lynx Portfolio Limited 2 1 3 33.33
1064 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
1065 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
1066 MESSIS CAPITAL LIMITED 2 1 3 33.33
1067 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
1068 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
1069 Network Financial Services Limited 2 1 3 33.33
1070 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1071 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1072 Nuada Limited 2 1 3 33.33 2004-01-15
1073 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1074 Open Asset Management Limited 2 1 3 33.33
1075 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1076 Pacific Sun Advisors Limited 3 0 3 0.00
1077 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1078 PANURGY LIMITED 2 1 3 33.33
1079 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
1080 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1081 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
1082 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
1083 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1084 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
1085 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1086 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1087 RBS Asia Futures Limited 0 3 3 100.00
1088 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1089 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1090 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
1091 SA Capital Limited (HK) 3 0 3 0.00
1092 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1093 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1094 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
1095 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1096 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1097 Silk Road International Capital Limited 3 0 3 0.00
1098 SKY WARD ASIA LIMITED 2 1 3 33.33
1099 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1100 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1101 Stellar Securities Limited 3 0 3 0.00
1102 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1103 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1104 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1105 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1106 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1107 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1108 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1109 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1110 UKFP (Asia) HK Limited 1 2 3 66.67
1111 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1112 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1113 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
1114 VC International Asset Management Limited 3 0 3 0.00
1115 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
1116 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1117 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1118 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1119 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1120 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1121 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1122 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1123 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1124 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1125 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1126 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1127 313 Capital Management Limited 1 1 2 50.00
1128 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1129 AASTOCKS.COM LIMITED 2 0 2 0.00
1130 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
1131 ADM SECURITIES LIMITED 2 0 2 0.00
1132 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
1133 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1134 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
1135 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
1136 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1137 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1138 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1139 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1140 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1141 Avia Asset Management Limited 2 0 2 0.00
1142 Axis Capital Management Limited 2 0 2 0.00
1143 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1144 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1145 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1146 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1147 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1148 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1149 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1150 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1151 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
1152 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1153 CERES CAPITAL LIMITED 2 0 2 0.00
1154 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1155 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1156 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1157 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1158 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1159 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1160 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1161 China Finance Holdings Limited 2 0 2 0.00
1162 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
1163 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1164 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
1165 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1166 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1167 COMMENCE COMPANY LIMITED 2 0 2 0.00
1168 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1169 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1170 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1171 D.J. SECURITIES LIMITED 2 0 2 0.00
1172 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1173 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1174 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1175 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1176 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1177 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
1178 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1179 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1180 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1181 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
1182 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
1183 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1184 FULLJET SECURITIES LIMITED 2 0 2 0.00
1185 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1186 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
1187 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1188 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
1189 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
1190 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1191 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1192 Greentech Technology Asset Management Company Limited 2 0 2 0.00
1193 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1194 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1195 HENCO CAPITAL LIMITED 2 0 2 0.00
1196 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1197 HOORAY CAPITAL LIMITED 2 0 2 0.00
1198 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
1199 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1200 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1201 IMARKETS LIMITED 2 0 2 0.00
1202 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1203 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1204 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1205 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1206 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
1207 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1208 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1209 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1210 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1211 KARFORD SECURITIES LIMITED 2 0 2 0.00
1212 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1213 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1214 KGI Asset Management Limited 2 0 2 0.00
1215 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1216 LAU & COMPANY LIMITED 2 0 2 0.00
1217 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
1218 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
1219 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1220 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
1221 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1222 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1223 MARC FABER LIMITED 2 0 2 0.00
1224 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1225 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1226 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
1227 MFG Limited (HK) 2 0 2 0.00 2006-07-17
1228 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1229 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1230 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
1231 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
1232 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1233 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
1234 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1235 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1236 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1237 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1238 Oshidori Corporate Finance Limited 2 0 2 0.00
1239 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1240 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1241 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
1242 PGIM (Hong Kong) Limited 2 0 2 0.00
1243 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1244 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
1245 Polen Capital HK Limited 2 0 2 0.00
1246 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1247 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1248 QUAM FUTURES LIMITED 2 0 2 0.00
1249 Redford Asset Management Limited 1 1 2 50.00
1250 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1251 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1252 SCM CHINA LIMITED 2 0 2 0.00
1253 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1254 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1255 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1256 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1257 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1258 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1259 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1260 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1261 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1262 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1263 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1264 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1265 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1266 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1267 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1268 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
1269 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
1270 TVC MANAGEMENT LIMITED 2 0 2 0.00
1271 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1272 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1273 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
1274 VERCAP Financial Services Limited 2 0 2 0.00
1275 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1276 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
1277 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1278 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1279 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1280 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1281 WING TAK SECURITIES LIMITED 2 0 2 0.00
1282 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1283 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1284 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1285 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
1286 Beijing Securities Limited 1 0 1 0.00
1287 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1288 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1289 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
1290 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1291 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1292 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
1293 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
1294 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
1295 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1296 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
1297 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
1298 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
1299 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
1299 Average 3.11 21.62 24.72 87.43

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