CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Alexander, Michael Lewis | M | Rep | 2004-12-22 | 2005-02-01 | |
RO | 2005-02-01 | 2005-08-04 | ||||
Rep | 2005-08-04 | 2010-07-19 | ||||
2 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
3 | Bahurel, Julien Yves | Rep | 2004-06-17 | |||
4 | Bao, Danny Q 包強 | Rep | 2006-07-21 | 2007-01-19 | ||
5 | Bird, John David (SFC:AKY461) | M | Rep | 2004-12-29 | 2005-02-01 | |
RO | 2005-02-01 | 2012-02-27 | ||||
6 | Bonsor, Edward Richard | 30 | M | Rep | 2003-06-23 | 2004-02-15 |
Rep | 2004-03-17 | 2006-06-02 | ||||
Rep | 2006-06-23 | 2006-09-22 | ||||
7 | Bourmayan, Vahe Olivier | M | Rep | 2003-09-16 | 2004-06-16 | |
8 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
9 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
10 | Brnadic, Joe | Rep | 2003-07-22 | 2004-05-15 | ||
11 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
12 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
13 | Chan, Chau Yuen 陳秋源 | Rep | 2006-11-10 | |||
14 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
15 | Chan, Ka Wai (SFC:AGF175) 陳嘉慧 | Rep | 2003-09-09 | 2003-11-06 | ||
16 | Chan, Kerry Mo Yu 陳慕瑜 | Rep | 2004-02-05 | 2004-11-22 | ||
17 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2005-07-06 | 2006-04-24 | ||
Rep | 2006-09-07 | 2019-12-11 | ||||
18 | Chan, Wa Ming 陳華明 | Rep | 2005-09-27 | |||
19 | Chan, Yat Hang 陳日恆 | Rep | 2006-05-30 | |||
20 | Chau, Raymond Kai Chung 周啟聰 | M | Rep | 2005-04-11 | ||
21 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
22 | Chen, Augustine | Rep | 2004-09-01 | 2007-03-29 | ||
23 | Chen, Xin (SFC:AIC946) 陳心 | Rep | 2004-05-04 | 2005-12-09 | ||
24 | Chen, Zi Mu | Rep | 2006-03-15 | 2006-11-09 | ||
25 | Cheng, Matthew Yu Yuan 鄭裕源 | M | Rep | 2005-06-14 | 2009-03-04 | |
26 | Cheng, Sheng-Jung 鄭勝榮 | Rep | 2006-03-30 | 2007-04-21 | ||
27 | Cheng, Tau Cheung 鄭導昌 | Rep | 2006-09-12 | 2008-05-03 | ||
28 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
29 | Cheung, Adrian Kwok Kuen 張國權 | M | Rep | 2005-05-26 | 2006-08-04 | |
30 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | Rep | 2006-12-04 | 2007-01-24 | ||
31 | Cho, Ji Hyun 趙智賢 | Rep | 2003-07-02 | |||
32 | Choi Park, Jae Won 崔朴在元 | Rep | 2005-08-18 | 2008-04-12 | ||
33 | Choi, Sheung Ngai 蔡尚毅 | Rep | 2006-12-01 | |||
34 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-07 | ||
35 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2006-09-28 | |||
36 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2005-04-20 | ||
37 | Chui, Kit Man 崔結文 | Rep | 2004-06-17 | |||
38 | Clark, Bettina Gay | F | Rep | 2008-01-31 | ||
39 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
40 | Coull, Gary William John 顧家利 | 52 | M | RO | 2006-10-16 | |
41 | Dadabhoy, Imran Sooleman | Rep | 2003-12-09 | 2005-03-09 | ||
42 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
43 | Deng, Lan 鄧蘭 | Rep | 2006-03-10 | 2006-04-27 | ||
44 | Dyas, Jonathan Luke | M | Rep | 2004-01-13 | 2005-01-12 | |
45 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
46 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
47 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
48 | Fishwick, Eric James | M | Rep | |||
49 | Gatehouse, Nicholas Robert | M | Rep | 2003-06-23 | ||
50 | Gornall, Adrian Rubin | M | Rep | 2004-06-02 | 2008-07-17 | |
51 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
52 | He, Lang | Rep | 2003-07-22 | 2003-11-04 | ||
53 | Hill, Liam Patrick | M | Rep | 2004-04-19 | 2004-05-06 | |
54 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
55 | Ho, Chi-Pin | Rep | 2006-06-09 | 2007-04-02 | ||
56 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2005-12-22 | 2006-07-19 | |
57 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
58 | Huang, Jason Hsi | M | Rep | 2006-02-20 | 2006-11-24 | |
59 | Hue, Hideki Ying Fai 許英輝 | Rep | 2004-03-10 | |||
60 | Hugh, Chuen Loong 丘俊隆 | Rep | 2006-01-31 | |||
61 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | Rep | 2005-07-27 | |||
62 | Ismail, Akbar | M | Rep | 2004-12-28 | ||
63 | Jenwipakul, Kiattisak | Rep | 2005-08-15 | 2007-05-10 | ||
64 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
65 | Kam, Alice Pui Lee 金蓓莉 | F | Rep | 2004-03-23 | ||
66 | Kam, Yiu Man 甘耀文 | Rep | 2005-09-27 | |||
67 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
68 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
69 | Kim, Eugene Hwang | M | Rep | 2006-07-25 | 2008-11-28 | |
70 | Kim, Ki Soo | Rep | 2004-05-10 | |||
71 | Kinnear-Nock, Scott William | 38 | M | Rep | 2008-04-15 | |
72 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
73 | Kukreja, Kathy Sham | F | Rep | 2006-02-20 | 2007-05-04 | |
74 | Kwok, Ana 郭安妮 | Rep | 2004-03-09 | |||
75 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
76 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | Rep | 2005-04-13 | 2007-05-28 | ||
77 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
78 | Lam, Monica Ze Wa 林詩華 | F | Rep | 2004-12-07 | 2006-09-01 | |
79 | Lam, Pung 林芃 | Rep | 2004-01-07 | |||
80 | Lam, Steve Kwok Leung 林國樑 | M | Rep | 2006-05-25 | 2007-06-25 | |
81 | Lam, Wai Shing (SFC:AHX164) 林偉成 | Rep | 2005-09-27 | |||
82 | Lane, Graeme John | 41 | M | Rep | 2006-11-24 | 2008-11-20 |
83 | Lau, Cyrus Chi Ning 劉志寧 | M | Rep | 2003-05-30 | 2004-12-09 | |
84 | Lau, Kwok Ming (SFC:ABA828) 劉國明 | Rep | 2006-09-28 | 2006-09-29 | ||
85 | Lau, Shirley Suet Sum 劉雪心 | F | Rep | 2004-06-17 | ||
86 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
87 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2005-09-28 | 2006-06-30 | ||
88 | Lee, Patrick Maung | M | Rep | 2006-01-23 | 2008-05-10 | |
89 | Lee, Sheldon (SFC:ACO981) 李超倫 | Rep | 2005-10-05 | |||
90 | Leung, Jason Tye 梁泰 | M | Rep | 2006-10-25 | 2006-11-20 | |
91 | Leung, Polly Pui Ling | F | Rep | 2003-07-17 | 2009-01-23 | |
92 | Leung, Siu Ping (SFC:ALG104) 梁少萍 | Rep | 2004-09-20 | 2005-02-15 | ||
93 | Li, Chun Sheng (SFC:ABP733) 李俊盛 | Rep | 2004-12-09 | |||
94 | Li, Kwok Yau | Rep | 2003-11-11 | |||
95 | Li, Xiao (SFC:AOH927) 李皛 | Rep | 2006-12-22 | 2008-11-11 | ||
96 | Li, Xiaoli (SFC:ALY129) 李曉麗 | Rep | 2005-04-21 | 2007-04-12 | ||
97 | Liang, Zhong (SFC:AOG834) 梁忠 | Rep | 2006-12-04 | 2007-08-06 | ||
98 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
99 | Liu, Hiu Lau 廖曉柳 | Rep | 2006-06-15 | 2007-07-31 | ||
100 | Liu, Louisa Yun Yun 劉欣欣 | F | Rep | 2003-05-28 | 2004-06-28 | |
101 | Liu, Wei (SFC:ALG199) 劉煒 | Rep | 2004-09-23 | 2007-03-19 | ||
102 | Liu, Yun (SFC:AHS958) 劉運 | Rep | 2004-02-05 | 2004-04-06 | ||
103 | Lo, Chi Keung (SFC:AFT940) 盧志強 | Rep | 2003-09-30 | 2006-02-03 | ||
104 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | Rep | 2003-06-16 | 2004-03-16 | ||
105 | Lu, Wubin 陸嫵彬 | Rep | 2006-07-20 | 2008-11-13 | ||
106 | Lucas, Edwin (SFC:AAI491) | M | RO | 2004-05-21 | 2005-02-22 | |
Rep | 2005-03-18 | 2008-12-31 | ||||
107 | Lui, Wai Yip 呂偉業 | Rep | 2005-07-27 | 2009-03-04 | ||
108 | Lurie, Mattan Hillel | Rep | 2006-02-20 | 2006-10-16 | ||
109 | Ma, Adeline 馬雅蓮 | F | Rep | 2005-07-28 | 2008-11-20 | |
110 | Machayekhi, Emmanuel Dana | Rep | 2003-10-20 | 2004-06-04 | ||
111 | Macqueen, Edward Charles | M | Rep | 2003-08-25 | 2006-06-02 | |
112 | Maggs, Ashton Rex | Rep | 2005-05-11 | 2006-01-31 | ||
113 | Man, Christine Shu Yee 文淑誼 | 40 | F | Rep | 2006-08-15 | 2008-03-01 |
114 | Markosov, Suren Gueorgui | Rep | 2006-10-10 | 2008-04-25 | ||
115 | Martin, Todd Stuart | M | Rep | 2006-07-08 | 2008-11-13 | |
116 | McCoy, Michael Andrew | M | RO | 2003-10-03 | ||
117 | McKenzie, Paul Conor | M | Rep | 2003-07-22 | ||
118 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
119 | Mohideen, Khaleelur Rahman | Rep | 2003-06-23 | |||
120 | Montague, Jolyon Charles | M | Rep | 2005-10-25 | 2009-09-28 | |
121 | Morrison, Robert William Bentley | 45 | M | RO | 2003-07-25 | 2009-06-30 |
122 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
123 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
124 | Ng, Raymond Chun To 吳鎮濤 | 38 | M | Rep | 2004-12-20 | |
125 | Ngo, Long Hoang 黃龍 | Rep | 2005-05-11 | 2008-01-29 | ||
126 | Nguyen, Kim Thi | Rep | 2006-02-20 | 2008-05-28 | ||
127 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-06-06 | 2009-05-08 | |
128 | Ong, Polly So Po 王素寶 | F | Rep | |||
129 | Paterson, James Willock | M | Rep | 2005-09-29 | ||
Rep | 2006-02-10 | 2007-03-09 | ||||
130 | Phang, Michael Tau Shien 龐道賢 | M | Rep | 2005-10-17 | 2006-03-16 | |
131 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
132 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2003-07-22 | ||
Rep | 2006-01-04 | 2007-02-05 | ||||
133 | Roche, Thomas Damian (SFC:ACU450) | M | Rep | 2003-07-25 | ||
RO | 2003-07-25 | 2004-12-13 | ||||
134 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
135 | Ruber, Matthew Albert | M | Rep | 2008-09-26 | ||
136 | Sachanandani, Bharat Kumar 邵巴特 | M | Rep | 2003-08-13 | 2004-06-17 | |
137 | Saldanha, Joshua Gerard | M | Rep | 2006-02-20 | 2007-06-26 | |
138 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
139 | Saunders, John Russell | M | Rep | 2003-05-02 | ||
140 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
141 | Skinner, Donald William Lennox | 44 | M | RO | 2012-07-05 | |
142 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
143 | So, Ka Man (SFC:AHX165) 蘇家文 | Rep | 2008-11-24 | |||
144 | So, Petrina Pui Yan 蘇佩恩 | Rep | 2005-08-18 | 2008-08-08 | ||
145 | Steele, Michael Ryan | M | Rep | 2003-12-23 | 2005-04-20 | |
146 | Stiles, Andrew Guy | M | Rep | 2003-12-09 | 2008-02-13 | |
147 | Stone, Richard Neil | M | Rep | 2005-03-29 | ||
148 | Sugandhi, Mardian Jun 石駿逸 | Rep | 2005-08-18 | 2007-08-31 | ||
149 | Sutton, Peter Thomas | M | Rep | 2009-03-30 | ||
150 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
151 | Tam, Shing Hei 譚成希 | Rep | 2003-08-27 | |||
152 | Tang, Calvin Kam Ming 鄧鑑明 | M | Rep | 2006-02-20 | 2008-11-20 | |
153 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | Rep | 2005-05-04 | 2006-09-29 | ||
154 | Thomas, Howel Gruffudd Rhys | 31 | M | Rep | 2005-01-12 | |
155 | Ting, Carter Richard 丁文達 | Rep | 2004-07-19 | 2007-04-04 | ||
156 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | Rep | 2005-01-19 | |||
157 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-22 | |||
158 | Ulrich, Jing | Rep | 2003-04-30 | |||
159 | Um, Austin Joon | Rep | 2003-05-02 | |||
160 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
161 | Wai, Helena Suk Chong 衛淑莊 | 59 | F | RO | 2019-05-01 | |
162 | Walker, James Russell (SFC:AAB473) | M | RO | 2004-02-24 | ||
163 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
164 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
165 | Wang, Min (SFC:AMP537) 王敏 | Rep | 2005-10-21 | 2006-11-07 | ||
166 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
167 | Wee, Kheng Hoe Jason | M | Rep | 2006-03-29 | 2007-02-01 | |
168 | White, Christopher James (SFC:ACS947) | M | Rep | 2003-05-16 | ||
169 | White, Jamie Paul (SFC:ALZ472) | M | Rep | 2005-05-11 | 2006-04-03 | |
170 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
171 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
172 | Witts, Richard Arthur | 63 | M | Rep | 2008-08-08 | |
173 | Wong, Ming Shing 黃明勝 | Rep | 2005-07-19 | |||
174 | Wood, Malcolm George (SFC:ANI728) | M | Rep | 2006-04-26 | 2008-11-20 | |
175 | Wynniatt-Husey, Tania Ione | Rep | 2003-10-31 | |||
176 | Xu, Ling (SFC:ANR862) 徐玲 | Rep | 2006-07-28 | 2007-04-12 | ||
177 | Xu, Weizhe 徐煒哲 | Rep | 2005-09-16 | 2006-08-11 | ||
178 | Xu, Zhihua (SFC:AJG583) 許之樺 | Rep | 2003-11-25 | 2005-10-05 | ||
179 | Yang, Qinyu 楊沁宇 | Rep | 2003-09-08 | 2004-01-09 | ||
180 | Yap, Li Yun | Rep | 2005-05-11 | 2006-02-02 | ||
181 | Yeoh, Jonathan Sheung Chern | M | Rep | 2006-02-20 | 2008-11-24 | |
182 | Yip, Chun Man (SFC:ACS017) 葉振文 | Rep | 2006-11-06 | 2008-11-20 | ||
183 | Yoo, Peter B | M | Rep | 2006-10-23 | 2007-08-10 | |
184 | Yu, Kai Kai 余皆佳 | Rep | 2004-05-26 | |||
185 | Yung, Melody Wing Ping 容詠萍 | F | Rep | 2005-03-03 | 2008-02-04 | |
186 | Yusup, Daniel | M | Rep | 2006-04-26 | 2007-07-13 | |
187 | Ziegler, Richard Paul | 35 | M | Rep | 2005-11-29 | 2024-02-14 |
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