CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Yiu Bong 區耀邦 | Rep | 2005-12-23 | 2008-05-10 | ||
| 2 | Bhatt, Jay Hemant | Rep | 2004-05-10 | |||
| 3 | Bradley, Edmund Hugh | M | RO | 2014-06-18 | ||
| 4 | Cashmore, Nicholas Willoughby | M | Rep | 2004-11-16 | 2007-02-01 | |
| 5 | Chan, Dominic Chi Ming 陳志銘 | M | Rep | 2008-05-07 | ||
| 6 | Chan, Gabriel Raeburn 陳偉邦 | M | Rep | 2003-12-09 | 2004-08-27 | |
| 7 | Chan, Kerry Mo Yu 陳慕瑜 | Rep | 2004-11-22 | |||
| 8 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-08-31 | |||
| 9 | Chen, Zi Mu | Rep | 2004-07-26 | 2006-11-09 | ||
| 10 | Cheng, Brian Chi Ming 鄭志明 | 24 | M | Rep | 2005-10-13 | 2007-12-21 |
| 11 | Cheng, Ming-Kai 鄭名凱 | Rep | 2005-09-16 | 2006-05-04 | ||
| Rep | 2006-08-21 | 2011-08-01 | ||||
| 12 | Cheng, Tau Cheung 鄭導昌 | Rep | 2006-09-07 | |||
| 13 | Cheung, Francis Yiu Cheong 張耀昌 | M | Rep | 2012-12-10 | ||
| 14 | Cheung, Tsz Kit 張子傑 | Rep | 2004-04-23 | 2005-09-21 | ||
| 15 | Chiu, On Sang 丘安生 | Rep | 2003-09-24 | 2005-01-24 | ||
| 16 | Coull, Gary William John 顧家利 | 52 | M | RO | 2006-10-26 | |
| 17 | Driscoll, Andrew Tasman | M | Rep | 2005-03-07 | 2012-12-03 | |
| 18 | Fallon, Nicola Gillian | F | Rep | 2004-07-06 | 2007-02-01 | |
| 19 | Fischer, Aaron Alexander 余雅樂 | M | Rep | 2005-04-19 | 2007-02-01 | |
| 20 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | Rep | 2007-03-08 | ||
| 21 | Graham, William James Angus | 37 | M | Rep | 2004-07-26 | 2005-01-10 |
| 22 | Ho, Ka Wai (SFC:AKV099) 何家維 | 39 | M | Rep | 2005-05-18 | 2009-03-04 |
| 23 | Jing, Xingyu | Rep | 2004-03-22 | 2005-05-25 | ||
| 24 | Kwan, Wing Kin (SFC:ALU751) 關永堅 | Rep | 2005-03-10 | 2007-05-03 | ||
| 25 | Kwan, Wing Lok 關榮樂 | Rep | 2004-09-09 | 2009-03-04 | ||
| 26 | Lai, Hui Chuan 賴惠娟 | Rep | 2006-11-28 | 2010-11-30 | ||
| 27 | Lai, Miranda Fung Sin 黎鳳仙 | F | Rep | 2005-03-02 | 2005-09-21 | |
| 28 | Lam, Wai Fung (SFC:AIH365) 林偉峰 | Rep | 2003-09-10 | |||
| 29 | Lau, Siu Man (SFC:ACV996) 劉紹文 | Rep | 2004-07-06 | |||
| 30 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2004-07-02 | 2005-09-28 | ||
| 31 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | Rep | 2005-03-03 | 2010-04-22 | ||
| 32 | Lee, Sai Fan 李世璠 | Rep | 2004-01-27 | 2006-10-27 | ||
| 33 | Lee, Sarah Hau Yee 李巧兒 | F | Rep | 2003-09-13 | ||
| 34 | Leung, Heung Yik 梁向奕 | Rep | 2012-12-10 | |||
| 35 | Leung, Kevin Koon Yip 梁冠業 | M | Rep | 2006-01-23 | 2008-04-29 | |
| 36 | Leung, Wing Chong (SFC:AJE082) 梁穎聰 | Rep | 2003-09-18 | 2004-06-16 | ||
| 37 | Li, Hui (SFC:ACF342) 李慧 | Rep | 2007-03-15 | |||
| 38 | Liu, Yun (SFC:AHS958) 劉運 | Rep | 2004-04-06 | |||
| 39 | Lobello, Christopher Michael | M | Rep | 2008-01-07 | ||
| 40 | Lowe, Adrian Phillip 劉世君 | M | Rep | 2008-06-30 | ||
| 41 | Lu, Wen Pin 盧文彬 | Rep | 2003-07-08 | 2006-06-23 | ||
| 42 | Lui, Man Yee 呂敏儀 | Rep | 2005-08-24 | 2008-06-20 | ||
| 43 | Luk, Amy Ka Ping 陸嘉萍 | 34 | F | Rep | 2005-09-30 | 2007-07-21 |
| 44 | Luk, Priscilla Hau Yi 陸巧兒 | F | Rep | 2003-08-11 | ||
| 45 | Man, Wai Lok 文偉樂 | Rep | 2012-12-17 | |||
| 46 | McKenzie, Paul Conor | M | Rep | 2003-07-02 | 2012-12-24 | |
| 47 | Montague, Jolyon Charles | M | Rep | 2003-08-04 | 2009-09-28 | |
| 48 | Morrison, Robert William Bentley | 45 | M | RO | 2006-11-14 | 2009-06-30 |
| 49 | Ng, Karen Ka Fai 吳家暉 | 26 | F | Rep | 2004-09-14 | 2005-12-07 |
| 50 | O'Connor, Kevin John (SFC:AJC482) | M | Rep | 2003-08-04 | 2007-06-30 | |
| 51 | Obi, Uzoamaka Uduego | Rep | 2003-06-20 | |||
| 52 | Peza, Charle Ong | Rep | 2003-05-05 | 2004-08-10 | ||
| 53 | Powell, Simon Philip | M | Rep | 2006-09-27 | 2012-12-31 | |
| 54 | Reynolds, Andrew Shawn | 41 | M | Rep | 2007-02-01 | |
| 55 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2003-07-02 | 2004-05-10 | |
| Rep | 2005-06-28 | 2005-12-23 | ||||
| Rep | 2006-07-17 | 2007-06-19 | ||||
| 56 | Sanft, Erwin Ralph (SFC:AED179) 歐文 | M | Rep | 2004-06-25 | ||
| 57 | Sangiambut, Manop | Rep | 2004-03-10 | 2005-09-28 | ||
| 58 | Saunders, John Russell | M | Rep | 2007-09-11 | ||
| 59 | Schutte, Daniel Johannes | M | Rep | 2009-12-31 | ||
| 60 | Shi, Fangqiu 史方遒 | Rep | 2006-10-17 | |||
| 61 | Snelgrove, Paul Rodger | M | Rep | 2004-09-24 | 2006-07-28 | |
| 62 | Solvet, Eric Serge | M | Rep | 2006-02-20 | 2007-03-19 | |
| 63 | Stevenson, Andrew Mark Bryce | 43 | M | Rep | 2004-08-02 | 2008-08-01 |
| 64 | Tan, Janice Chui Ha 譚翠霞 | Rep | 2007-06-07 | |||
| 65 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | Rep | 2005-10-25 | 2006-09-29 | ||
| 66 | Thirlwall, Oliver Julian | M | Rep | 2003-09-30 | ||
| 67 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-02 | 2010-06-30 | ||
| 68 | Wang, Bo (SFC:AGD229) 汪波 | Rep | 2004-09-16 | 2005-01-06 | ||
| 69 | Wilkinson, Anthony John Cooper | M | Rep | 2005-10-25 | 2011-05-27 | |
| 70 | Wong, Mabel Mei Po 黃美寶 | F | Rep | 2005-10-21 | ||
| 71 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2006-10-09 | 2012-12-24 | ||
| 72 | Wood, Christopher James Russell | 49 | M | Rep | 2012-12-10 | |
| 73 | Yeung, Keith Kwok Ki 楊國基 | M | Rep | 2006-07-26 | ||
| 74 | Zee, Chi Ming 徐啟敏 | Rep | 2004-03-30 | 2005-04-27 | ||
| 75 | Zhang, Feng (SFC:AGP569) 張峰 | Rep | 2003-08-14 | 2004-07-13 |
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