SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 1 1 2 50.00
2 3V Capital Limited 3 3 6 50.00 2005-07-18
3 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
4 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
5 AASTOCKS.COM LIMITED 2 0 2 0.00
6 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
7 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
8 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
9 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
10 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
11 abrdn Hong Kong Limited 3 2 5 40.00
12 Absolute Investment Management (HK) Limited 3 3 6 50.00
13 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
14 ACM ASIA LIMITED 2 1 3 33.33
15 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
16 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
17 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
18 ADM SECURITIES LIMITED 2 0 2 0.00
19 ADMIS Hong Kong Limited 3 16 19 84.21
20 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
21 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
22 Aevitas Securities Limited 2 4 6 66.67
23 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
24 AIF CAPITAL LIMITED 6 7 13 53.85
25 AIF Securities Limited 4 0 4 0.00 2004-11-02
26 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
27 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
28 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
29 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
30 AJ Securities Limited 2 6 8 75.00
31 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
32 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
33 Allard Partners Limited 2 5 7 71.43
34 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
35 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
36 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
37 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
38 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
39 Alpha Nova Capital Management Limited 2 2 4 50.00
40 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
41 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
42 ALPS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
43 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
44 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
45 ALTUS CAPITAL LIMITED 2 3 5 60.00
46 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
47 AM Squared Limited 2 5 7 71.43 2005-06-30
48 AMPLE CAPITAL LIMITED 3 2 5 40.00
49 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
50 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
51 Amundi Hong Kong Limited 6 22 28 78.57
52 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
53 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
54 ANGUS MOORE LIMITED 3 7 10 70.00
55 Anli Securities Limited 2 6 8 75.00
56 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
57 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
58 Anuenue Securities Limited 4 5 9 55.56
59 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
60 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
61 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
62 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
63 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
64 Arta Global Futures Limited 2 2 4 50.00
65 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
66 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
67 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
68 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
69 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
70 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
71 Asia Pacific Financial Capital Limited 3 9 12 75.00
72 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
73 Asia Pacific Securities Limited 3 35 38 92.11
74 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
75 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
76 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
77 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
78 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
79 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
80 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
81 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
82 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
83 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
84 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
85 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
86 Averest Capital Limited 2 3 5 60.00
87 Avia Asset Management Limited 2 0 2 0.00
88 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
89 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
90 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
91 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
92 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
93 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
94 Axis Capital Management Limited 2 0 2 0.00
95 BALI SECURITIES CO. LIMITED 3 0 3 0.00
96 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
97 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
98 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
99 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
100 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
101 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
102 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
103 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
104 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
105 BEA Union Investment Management Limited 5 13 18 72.22
106 BEAR BRIGHT LIMITED 2 2 4 50.00
107 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
108 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
109 Beevest Securities Limited 5 28 33 84.85 2005-03-07
110 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
111 Beijing Securities Limited 1 0 1 0.00
112 Belvest Investment Services Limited 3 14 17 82.35
113 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
114 Bentley Capital Limited (HK) 3 0 3 0.00
115 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
116 BERICH BROKERAGE LIMITED 4 14 18 77.78
117 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
118 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
119 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
120 Black Marble Securities Limited 2 3 5 60.00
121 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
122 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
123 BLOOMYEARS LIMITED 2 4 6 66.67
124 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
125 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
126 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
127 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
128 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
129 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
130 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
131 BOCI ASIA LIMITED 9 31 40 77.50
132 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
133 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
134 BOCI RESEARCH LIMITED 2 26 28 92.86
135 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
136 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
137 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
138 BOKHARY SECURITIES LIMITED 2 7 9 77.78
139 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
140 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
141 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
142 BOWEN ASIA LIMITED 5 2 7 28.57
143 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
144 Bradbury Securities Limited 2 7 9 77.78
145 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
146 Bright Fund Management Limited 3 10 13 76.92
147 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
148 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
149 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
150 Broadway Wealth Management Limited 1 6 7 85.71
151 BROOKE CAPITAL LIMITED 2 1 3 33.33
152 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
153 BULLISH SECURITIES LIMITED 2 9 11 81.82
154 BUSINESS FUTURES LIMITED 3 8 11 72.73
155 BUSINESS SECURITIES LIMITED 3 18 21 85.71
156 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
157 CAIIS Limited 2 18 20 90.00 2006-05-23
158 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
159 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
160 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
161 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
162 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
163 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
164 Capital International, Inc. 2 7 9 77.78
165 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
166 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
167 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
168 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
169 CASH Wealth Management Limited 4 27 31 87.10
170 CBH Asia Limited 2 13 15 86.67
171 CBRE Investment Management (Asia) Limited 2 1 3 33.33
172 CC Finance Limited 4 15 19 78.95 2006-04-20
173 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
174 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
175 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
176 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
177 CCB Securities Limited 2 3 5 60.00
178 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
179 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
180 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
181 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
182 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
183 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
184 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
185 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
186 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
187 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
188 CERES CAPITAL LIMITED 2 0 2 0.00
189 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
190 CES Commodities (HK) Limited 8 318 326 97.55
191 CES Forex (HK) Limited 4 142 146 97.26
192 CES International Commodities (HK) Limited 3 5 8 62.50
193 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
194 CGS International Securities Hong Kong Limited 5 20 25 80.00
195 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
196 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
197 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
198 Chanceton Capital Partners Limited 3 0 3 0.00
199 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
200 ChapmanCraig Limited 2 3 5 60.00
201 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
202 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
203 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
204 CHEETAH ADVISORS LIMITED 2 0 2 0.00
205 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
206 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
207 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
208 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
209 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
210 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
211 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
212 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
213 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
214 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
215 China Access Advisors Limited 2 0 2 0.00 2005-10-21
216 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
217 China Best International Futures Co., Limited 2 3 5 60.00
218 China Enterprise Securities Company Limited 2 1 3 33.33
219 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
220 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
221 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
222 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
223 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
224 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
225 China Finance Holdings Limited 2 0 2 0.00
226 China Finance KAB Limited 2 7 9 77.78 2004-12-23
227 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
228 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
229 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
230 China Integrity Investment Limited 2 2 4 50.00
231 China International Capital Corporation (International) Limited 6 70 76 92.11
232 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
233 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
234 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
235 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
236 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
237 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
238 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
239 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
240 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
241 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
242 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
243 China Reserve Securities Limited 3 3 6 50.00
244 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
245 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
246 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
247 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
248 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
249 China Tonghai (IA) Limited 5 13 18 72.22
250 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
251 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
252 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
253 CHONG HING SECURITIES LIMITED 4 21 25 84.00
254 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
255 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
256 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
257 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
258 CHUANGS & CO. LIMITED 3 1 4 25.00
259 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
260 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
261 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
262 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
263 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
264 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
265 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
266 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
267 Citadel Asia Limited 3 27 30 90.00 2005-10-21
268 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
269 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
270 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
271 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
272 CITIC Securities Futures (HK) Limited 4 90 94 95.74
273 Citigroup Global Markets Asia Limited 15 497 512 97.07
274 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
275 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
276 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
277 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
278 CLSA FUTURES LIMITED 3 23 26 88.46
279 CLSA LIMITED 6 97 103 94.17
280 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
281 CLSA RESEARCH LIMITED 2 38 40 95.00
282 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
283 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
284 CMB International Global Markets Limited 5 13 18 72.22
285 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
286 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
287 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
288 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
289 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
290 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
291 COL Securities (HK) Limited 3 1 4 25.00
292 COMGEST FAR EAST LIMITED 2 2 4 50.00
293 COMMENCE COMPANY LIMITED 2 0 2 0.00
294 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
295 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
296 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
297 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
298 CORPORATE BROKERS LIMITED 3 82 85 96.47
299 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
300 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
301 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
302 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
303 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
304 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
305 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
306 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
307 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
308 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
309 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
310 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
311 CS Wealth Securities Limited 4 4 8 50.00
312 CSC ASIA LIMITED 5 3 8 37.50
313 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
314 CSC FUTURES (HK) LIMITED 3 16 19 84.21
315 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
316 CSI Corporate Finance (HK) Limited 7 13 20 65.00
317 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
318 CTBC Asia Limited 6 11 17 64.71 2004-01-14
319 CTW SECURITIES LIMITED 2 2 4 50.00
320 CUPOLA CAPITAL LIMITED 3 1 4 25.00
321 CVC Asia Pacific Limited 3 5 8 62.50
322 CVP Securities Limited 4 38 42 90.48 2004-07-09
323 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
324 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
325 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
326 D.J. SECURITIES LIMITED 2 0 2 0.00
327 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
328 DAH SING SECURITIES LIMITED 2 2 4 50.00
329 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
330 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
331 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
332 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
333 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
334 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
335 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
336 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
337 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
338 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
339 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
340 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
341 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
342 Delta Asia Wealth Management Limited 2 4 6 66.67
343 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
344 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
345 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
346 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
347 DL BROKERAGE LIMITED 3 19 22 86.36
348 DNB Asset Management (Asia) Limited 3 3 6 50.00
349 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
350 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
351 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
352 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
353 DWS Investments Hong Kong Limited 6 25 31 80.65
354 EAA SECURITIES LIMITED 3 2 5 40.00
355 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
356 EAST ASIA FUTURES LIMITED 2 11 13 84.62
357 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
358 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
359 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
360 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
361 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
362 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
363 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
364 ELSTONE SECURITIES LIMITED 4 11 15 73.33
365 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
366 EMPEROR FUTURES LIMITED 5 67 72 93.06
367 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
368 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
369 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
370 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
371 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
372 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
373 ENZARD LIMITED 2 0 2 0.00 2004-05-21
374 EQT Partners Asia Limited 2 2 4 50.00
375 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
376 ESR Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
377 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
378 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
379 ETRADE SECURITIES LIMITED 2 7 9 77.78
380 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
381 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
382 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
383 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
384 Everbright Securities Global (HK) Limited 2 7 9 77.78
385 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
386 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
387 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
388 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
389 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
390 EVERHOT SECURITIES LIMITED 3 8 11 72.73
391 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
392 EWARTON SECURITIES LIMITED 3 15 18 83.33
393 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
394 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
395 F. R. ZIMMERN LIMITED 2 3 5 60.00
396 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
397 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
398 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
399 FAIRWIN BROKING LIMITED 2 5 7 71.43
400 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
401 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
402 FDB Financial Group Limited 4 3 7 42.86
403 FE SECURITIES LIMITED 4 6 10 60.00
404 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
405 FIL Investment Advisors 6 71 77 92.21
406 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
407 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
408 Finet Securities Limited 3 3 6 50.00
409 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
410 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
411 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
412 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
413 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
414 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
415 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
416 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
417 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
418 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
419 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
420 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
421 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
422 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
423 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
424 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
425 Fosun International Securities Limited 5 23 28 82.14
426 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
427 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
428 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
429 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
430 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
431 FT Securities Limited 3 82 85 96.47 2005-09-22
432 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
433 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
434 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
435 Fubon Capital (HK) Limited 5 7 12 58.33
436 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
437 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
438 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
439 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
440 FULL WIN SECURITIES LIMITED 2 1 3 33.33
441 FULLJET SECURITIES LIMITED 2 0 2 0.00
442 Funderstone Asset Management (HK) Limited 2 0 2 0.00
443 Funderstone Futures Limited 2 48 50 96.00
444 Funderstone Securities Limited 4 50 54 92.59
445 FWD Financial Planning Limited (HK) 3 37 40 92.50
446 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
447 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
448 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
449 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
450 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
451 GAM HONG KONG LIMITED 4 24 28 85.71
452 GAOYU SECURITIES LIMITED 4 14 18 77.78
453 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
454 GAYANG SECURITIES LIMITED 2 18 20 90.00
455 GCAM Limited 2 2 4 50.00 2004-10-19
456 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
457 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
458 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
459 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
460 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
461 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
462 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
463 GET NICE CAPITAL LIMITED 3 0 3 0.00
464 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
465 GET NICE SECURITIES LIMITED 6 85 91 93.41
466 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
467 GIGA (HONG KONG) LIMITED 2 6 8 75.00
468 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
469 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
470 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
471 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
472 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
473 Glory Sun Securities Limited 3 14 17 82.35
474 GLS SECURITIES LIMITED 2 7 9 77.78
475 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
476 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
477 Goldbridge Securities Limited 3 2 5 40.00
478 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
479 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
480 Goldin Equities Limited 2 2 4 50.00
481 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
482 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
483 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
484 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
485 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
486 Goldyard Capital Limited 2 5 7 71.43
487 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
488 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
489 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
490 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
491 Grand Cartel Securities Company Limited 2 3 5 60.00
492 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
493 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
494 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
495 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
496 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
497 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
498 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
499 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
500 Greentech Technology Asset Management Company Limited 2 0 2 0.00
501 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
502 Grit Securities Limited 2 2 4 50.00
503 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
504 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
505 GT CAPITAL LIMITED 2 5 7 71.43
506 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
507 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
508 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
509 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
510 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
511 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
512 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
513 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
514 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
515 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
516 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
517 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
518 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
519 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
520 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
521 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
522 HANG SENG FUTURES LIMITED 2 8 10 80.00
523 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
524 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
525 HANG SENG SECURITIES LIMITED 4 19 23 82.61
526 HANG TAI SECURITIES LIMITED 2 13 15 86.67
527 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
528 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
529 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
530 Hao Tian International Securities Limited 2 8 10 80.00
531 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
532 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
533 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
534 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
535 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
536 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
537 HENCO CAPITAL LIMITED 2 0 2 0.00
538 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
539 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
540 HENIK SECURITIES LIMITED 2 7 9 77.78
541 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
542 HENYEP SECURITIES LIMITED 3 18 21 85.71
543 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
544 HERMES SECURITIES LIMITED 2 8 10 80.00
545 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
546 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
547 HING WONG SECURITIES LIMITED 3 10 13 76.92
548 HIP HING SECURITIES LIMITED 2 2 4 50.00
549 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
550 HOI SANG SECURITIES LIMITED 3 2 5 40.00
551 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
552 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
553 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
554 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
555 Hong Kong Stock Link Securities Limited 3 7 10 70.00
556 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
557 Hongkong Bay Securities Limited 2 7 9 77.78
558 HOORAY CAPITAL LIMITED 2 0 2 0.00
559 HOORAY SECURITIES LIMITED 3 2 5 40.00
560 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
561 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
562 HOU TAK SECURITIES LIMITED 2 2 4 50.00
563 HPEF Capital Partners Limited 6 20 26 76.92
564 HPEF Venture Partners Limited 5 5 10 50.00
565 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
566 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
567 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
568 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
569 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
570 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
571 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
572 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
573 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
574 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
575 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
576 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
577 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
578 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
579 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
580 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
581 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
582 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
583 HSZ (HONG KONG) LIMITED 3 1 4 25.00
584 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
585 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
586 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
587 Huajin Corporate Finance (International) Limited 5 5 10 50.00
588 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
589 Huayu Securities Limited 2 7 9 77.78
590 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
591 HUNG SING FUTURES LIMITED 2 3 5 60.00
592 HUNG SING SECURITIES LIMITED 2 15 17 88.24
593 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
594 iBest Consultants Limited 2 40 42 95.24
595 iBest Securities Company Limited 3 7 10 70.00
596 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
597 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
598 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
599 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
600 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
601 ICEA CAPITAL LIMITED 5 33 38 86.84
602 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
603 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
604 iFAST Securities (HK) Limited 3 3 6 50.00
605 Imagi Brokerage Limited 3 5 8 62.50
606 IMARKETS LIMITED 2 0 2 0.00
607 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
608 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
609 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
610 Income Partners Asset Management (HK) Limited 4 7 11 63.64
611 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
612 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
613 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
614 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
615 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
616 Instinet Alpha Trading Limited 6 5 11 45.45
617 INSTINET PACIFIC LIMITED 5 18 23 78.26
618 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
619 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
620 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
621 Interactive Brokers LLC 2 6 8 75.00
622 INTERCHINA FUTURES LIMITED 2 4 6 66.67
623 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
624 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
625 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
626 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
627 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
628 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
629 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
630 INVESCO HONG KONG LIMITED 5 40 45 88.89
631 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
632 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
633 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
634 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
635 iTTa Capital Limited 2 4 6 66.67 2003-05-29
636 iVenture Investment Management Limited 2 1 3 33.33
637 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
638 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
639 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
640 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
641 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
642 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
643 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
644 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
645 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
646 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
647 JK Capital Management Limited 3 1 4 25.00
648 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
649 JOINCAP CAPITAL LIMITED 2 1 3 33.33
650 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
651 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
652 Joy Silver Limited 4 4 8 50.00
653 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
654 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
655 JPMorgan Funds (Asia) Limited 5 70 75 93.33
656 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
657 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
658 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
659 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
660 JVSakk Asia Limited 2 1 3 33.33
661 K.K.M. SECURITIES LIMITED 2 7 9 77.78
662 KAISER FUTURES LIMITED 3 31 34 91.18
663 Kaiser KT Capital Limited 3 1 4 25.00
664 KAISER SECURITIES LIMITED 3 26 29 89.66
665 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
666 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
667 Kam Wah Investments Limited 2 3 5 60.00
668 KARFORD SECURITIES LIMITED 2 0 2 0.00
669 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
670 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
671 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
672 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
673 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
674 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
675 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
676 KB Securities Hong Kong Limited 2 3 5 60.00
677 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
678 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
679 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
680 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
681 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
682 KGI ASIA LIMITED 13 237 250 94.80
683 KGI Asset Management Limited 2 0 2 0.00
684 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
685 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
686 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
687 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
688 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
689 KILMOREY SECURITIES LIMITED 2 5 7 71.43
690 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
691 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
692 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
693 King Sun Securities Limited 2 8 10 80.00
694 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
695 KINGSTON FUTURES LIMITED 2 17 19 89.47
696 KINGSTON SECURITIES LIMITED 3 47 50 94.00
697 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
698 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
699 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
700 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
701 KMT SECURITIES LIMITED 2 7 9 77.78
702 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
703 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
704 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
705 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
706 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
707 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
708 KWOK HING SECURITIES LIMITED 2 4 6 66.67
709 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
710 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
711 LAMTEX SECURITIES LIMITED 3 11 14 78.57
712 LAU & COMPANY LIMITED 2 0 2 0.00
713 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
714 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
715 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
716 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
717 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
718 LEHIN SECURITIES LIMITED 3 22 25 88.00
719 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
720 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
721 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
722 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
723 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
724 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
725 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
726 LIM ADVISORS LIMITED 5 7 12 58.33
727 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
728 Lion Global Financial Limited 3 81 84 96.43
729 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
730 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
731 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
732 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
733 Lombard Investments (HK) Limited 2 2 4 50.00
734 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
735 Longitude Asia Limited 3 1 4 25.00
736 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
737 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
738 LUEN HING SECURITIES LIMITED 3 6 9 66.67
739 LUEN SING SECURITIES LIMITED 4 10 14 71.43
740 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
741 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
742 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
743 Lynx Portfolio Limited 2 1 3 33.33
744 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
745 M&F Asset Management Limited 3 10 13 76.92
746 Mackenzie Investments Asia Limited 3 2 5 40.00
747 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
748 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
749 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
750 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
751 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
752 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
753 MAGUSTA FUTURES LIMITED 2 3 5 60.00
754 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
755 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
756 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
757 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
758 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
759 MANDARIN VP (HK) LIMITED 2 0 2 0.00
760 MANGO FINANCIAL LIMITED 2 11 13 84.62
761 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
762 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
763 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
764 MARC FABER LIMITED 2 0 2 0.00
765 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
766 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
767 Mason Futures Limited (HK) 3 26 29 89.66
768 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
769 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
770 Mason Securities Limited 3 33 36 91.67
771 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
772 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
773 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
774 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
775 Matrix Securities Limited 5 2 7 28.57
776 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
777 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
778 MCP Holdings Limited (HK) 3 5 8 62.50
779 MEAG Hong Kong Limited 3 1 4 25.00
780 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
781 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
782 MEGABASE SECURITIES LIMITED 2 2 4 50.00
783 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
784 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
785 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
786 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
787 Merdeka Securities Limited 3 1 4 25.00
788 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
789 Merrill Lynch Far East Limited 10 212 222 95.50
790 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
791 MESSIS CAPITAL LIMITED 2 1 3 33.33
792 Metaverse Securities Limited (HK) 5 0 5 0.00
793 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
794 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
795 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
796 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
797 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
798 MFG Limited (HK) 2 0 2 0.00 2006-07-17
799 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
800 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
801 Minerva Holding Financial Securities Limited 3 9 12 75.00
802 MING HON SECURITIES LIMITED 3 1 4 25.00
803 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
804 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
805 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
806 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
807 MLI LIMITED (d2018-03-29) 2 2 4 50.00
808 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
809 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
810 MoneyMore Securities Limited 2 12 14 85.71
811 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
812 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
813 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
814 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
815 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
816 MORTON SECURITIES LIMITED 2 3 5 60.00
817 MTF SECURITIES LIMITED 2 18 20 90.00
818 MUSHK Limited 6 14 20 70.00
819 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
820 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
821 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
822 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
823 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
824 Network Financial Services Limited 2 1 3 33.33
825 Neutral Financial Holding Company Limited 2 7 9 77.78
826 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
827 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
828 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
829 NEW TREND FUTURES LIMITED 4 17 21 80.95
830 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
831 Newedge Broker Limited 4 45 49 91.84
832 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
833 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
834 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
835 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
836 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
837 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
838 Nittan Securities Asia Limited 2 2 4 50.00
839 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
840 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
841 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
842 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
843 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
844 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
845 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
846 Nuada Limited 2 1 3 33.33 2004-01-15
847 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
848 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
849 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
850 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
851 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
852 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
853 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
854 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
855 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
856 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
857 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
858 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
859 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
860 OnePlatform Asset Management Limited 3 518 521 99.42
861 OnePlatform Securities Limited 2 33 35 94.29
862 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
863 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
864 ONSHINE SECURITIES LIMITED 3 12 15 80.00
865 oOo Securities (HK) Group Limited 2 19 21 90.48 2004-12-03
866 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
867 Open Asset Management Limited 2 1 3 33.33
868 Open Securities Limited 4 11 15 73.33
869 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
870 Optima Capital Limited 3 2 5 40.00
871 Oreana Financial Services Limited 2 3 5 60.00
872 ORIENT SECURITIES LIMITED 2 9 11 81.82
873 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
874 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
875 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
876 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
877 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
878 Oshidori Corporate Finance Limited 2 0 2 0.00
879 Oshidori Securities Limited 3 5 8 62.50
880 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
881 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
882 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
883 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
884 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
885 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
886 Pacific Sun Advisors Limited 3 0 3 0.00
887 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
888 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
889 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
890 PANURGY LIMITED 2 1 3 33.33
891 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
892 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
893 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
894 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
895 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
896 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
897 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
898 PEACE TOWN FOREX LIMITED 4 30 34 88.24
899 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
900 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
901 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
902 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
903 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
904 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
905 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
906 PGIM (Hong Kong) Limited 2 0 2 0.00
907 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
908 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
909 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
910 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
911 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
912 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
913 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
914 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
915 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
916 PineBridge Investments Asia Limited 3 26 29 89.66
917 PineBridge Investments Hong Kong Limited 4 11 15 73.33
918 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
919 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
920 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
921 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
922 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
923 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
924 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
925 Planetree Futures Limited 4 7 11 63.64
926 Planetree Securities Limited 4 15 19 78.95
927 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
928 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
929 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
930 PO LEE SECURITIES LIMITED 2 3 5 60.00
931 PO SANG SECURITIES LIMITED 2 13 15 86.67
932 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
933 Polaris Capital (Asia) Limited 4 12 16 75.00
934 Polen Capital HK Limited 2 0 2 0.00
935 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
936 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
937 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
938 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
939 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
940 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
941 Prime Cdex Securities Limited 5 28 33 84.85
942 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
943 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
944 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
945 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
946 PRIVATE CAPITAL LIMITED 2 1 3 33.33
947 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
948 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
949 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
950 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
951 Public Financial Securities Limited 2 6 8 75.00
952 Public Securities Limited 2 4 6 66.67
953 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
954 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
955 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
956 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
957 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
958 QUAM FUTURES LIMITED 2 0 2 0.00
959 Quam Securities Limited 7 90 97 92.78 2004-10-15
960 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
961 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
962 Rakuten Securities Hong Kong Limited 2 46 48 95.83
963 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
964 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
965 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
966 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
967 RBS Asia Corporate Finance Limited 6 37 43 86.05
968 RBS Asia Futures Limited 0 3 3 100.00
969 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
970 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
971 Redford Asset Management Limited 1 1 2 50.00
972 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
973 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
974 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
975 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
976 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
977 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
978 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
979 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
980 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
981 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
982 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
983 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
984 Rich Union Securities (H.K.) Limited 5 7 12 58.33
985 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
986 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
987 Rifa Securities Limited 2 6 8 75.00
988 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
989 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
990 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
991 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
992 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
993 ROOFER SECURITIES LIMITED 2 9 11 81.82
994 ROSA SECURITIES LIMITED 3 3 6 50.00
995 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
996 RPS INVESTMENT LIMITED 4 9 13 69.23
997 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
998 SA Capital Limited (HK) 3 0 3 0.00
999 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
1000 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1001 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
1002 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
1003 SANFULL SECURITIES LIMITED 5 45 50 90.00
1004 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
1005 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
1006 SBI China Capital Commodities Limited 2 17 19 89.47
1007 SBI China Capital Financial Services Limited 3 10 13 76.92
1008 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
1009 SBI China Capital Securities Limited 3 25 28 89.29
1010 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
1011 SCM CHINA LIMITED 2 0 2 0.00
1012 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1013 SDHG International Securities Limited 3 5 8 62.50
1014 SDIC Securities International Financial Holdings Limited 2 23 25 92.00
1015 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
1016 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
1017 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1018 SEEKERS MARKETS LIMITED 2 10 12 83.33
1019 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
1020 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1021 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
1022 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
1023 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
1024 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
1025 SHACOM FUTURES LIMITED 3 2 5 40.00
1026 Shacom Securities Limited 2 15 17 88.24
1027 Shang International Finance Limited 6 13 19 68.42
1028 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1029 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1030 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1031 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1032 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
1033 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
1034 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
1035 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
1036 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
1037 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1038 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
1039 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
1040 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
1041 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1042 Silk Road International Capital Limited 3 0 3 0.00
1043 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1044 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1045 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1046 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
1047 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1048 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
1049 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1050 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
1051 SINOMAX SECURITIES LIMITED 2 6 8 75.00
1052 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
1053 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
1054 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
1055 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
1056 SIU ON SECURITIES LIMITED 2 4 6 66.67
1057 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1058 SJS Markets Limited 3 6 9 66.67 2005-03-02
1059 SKY WARD ASIA LIMITED 2 1 3 33.33
1060 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1061 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
1062 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1063 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1064 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1065 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1066 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1067 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
1068 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
1069 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
1070 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
1071 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1072 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
1073 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
1074 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
1075 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
1076 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
1077 SPDB International Holdings Limited 4 0 4 0.00
1078 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
1079 SPS COMMODITIES LIMITED 2 7 9 77.78
1080 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1081 SPS SECURITIES LIMITED 5 14 19 73.68
1082 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1083 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1084 St. James's Place (Hong Kong) Limited 3 9 12 75.00
1085 STANDARD & POOR'S, LLC 2 5 7 71.43
1086 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
1087 Standard Commodities (Asia) Limited 3 5 8 62.50
1088 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1089 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
1090 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
1091 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
1092 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1093 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
1094 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
1095 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
1096 Stellar Securities Limited 3 0 3 0.00
1097 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1098 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
1099 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
1100 Success Securities Limited 2 24 26 92.31
1101 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1102 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
1103 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
1104 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1105 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
1106 Sun Life Financial Asia Services Limited 2 17 19 89.47
1107 Sun Life Hong Kong Limited 2 396 398 99.50
1108 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1109 SUN'S FUTURE LIMITED 3 4 7 57.14
1110 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1111 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1112 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
1113 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1114 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1115 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1116 T & F Equities Limited 2 2 4 50.00 2005-11-23
1117 T G HOLBORN (HK) LIMITED 3 52 55 94.55
1118 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
1119 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1120 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
1121 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1122 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1123 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1124 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1125 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
1126 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1127 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1128 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1129 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1130 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1131 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
1132 Taiping Securities (HK) Co Limited 4 31 35 88.57
1133 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1134 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1135 TANG PING KONG LIMITED 3 10 13 76.92
1136 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1137 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1138 TC Investment Management (Asia) Limited 2 5 7 71.43
1139 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1140 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1141 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
1142 Templewater Hong Kong Limited 2 4 6 66.67
1143 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1144 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1145 THING ON SECURITIES LIMITED 2 4 6 66.67
1146 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1147 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
1148 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1149 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
1150 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
1151 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1152 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
1153 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
1154 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1155 Tokio Marine Investment Services, Limited 3 1 4 25.00
1156 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
1157 Towers Watson Hong Kong Limited 3 1 4 25.00
1158 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1159 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
1160 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1161 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
1162 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
1163 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
1164 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
1165 TRUTH SECURITIES LIMITED 4 2 6 33.33
1166 TSE'S SECURITIES LIMITED 2 40 42 95.24
1167 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1168 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
1169 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
1170 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
1171 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1172 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1173 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1174 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1175 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1176 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
1177 TVC MANAGEMENT LIMITED 2 0 2 0.00
1178 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
1179 Tyche Group Limited 3 10 13 76.92
1180 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
1181 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
1182 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
1183 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
1184 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
1185 UKFP (Asia) HK Limited 1 2 3 66.67
1186 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1187 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1188 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1189 United Securities Limited (HK) 1 5 6 83.33
1190 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
1191 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
1192 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
1193 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
1194 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
1195 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1196 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1197 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
1198 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1199 VALUE PARTNERS LIMITED 6 21 27 77.78
1200 Value Partners Private Equity Limited 3 3 6 50.00
1201 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1202 Vantum Futures Limited 2 2 4 50.00
1203 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
1204 VC BROKERAGE LIMITED 3 69 72 95.83
1205 VC CAPITAL LIMITED 4 6 10 60.00
1206 VC International Asset Management Limited 3 0 3 0.00
1207 VC INTERNATIONAL TRADING LIMITED 4 43 47 91.49
1208 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
1209 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
1210 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
1211 VERCAP Financial Services Limited 2 0 2 0.00
1212 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1213 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1214 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
1215 Virtu ITG Hong Kong Limited 4 9 13 69.23
1216 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
1217 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
1218 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
1219 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
1220 VMS Securities Limited 2 2 4 50.00
1221 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1222 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1223 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1224 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1225 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1226 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1227 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1228 Wanhai Securities (HK) Limited 3 4 7 57.14
1229 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1230 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1231 Waton Securities International Limited 2 4 6 66.67
1232 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1233 Well Link International Securities Limited 3 24 27 88.89
1234 Well Link Securities Limited 2 9 11 81.82 2005-11-11
1235 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1236 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
1237 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1238 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
1239 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1240 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1241 WILBY SECURITIES LIMITED 2 2 4 50.00
1242 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1243 Win Securities Limited 3 3 6 50.00
1244 WIN WONG SECURITIES LIMITED 2 26 28 92.86
1245 WINFULL SECURITIES LIMITED 3 20 23 86.96
1246 WING FAT SECURITIES LIMITED 3 9 12 75.00
1247 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
1248 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1249 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1250 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
1251 WING ON SECURITIES LIMITED 2 7 9 77.78
1252 WING TAK SECURITIES LIMITED 2 0 2 0.00
1253 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
1254 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1255 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1256 Winner International Securities Limited 4 17 21 80.95
1257 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1258 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
1259 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1260 WINTECH SECURITIES LIMITED 3 10 13 76.92
1261 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
1262 Wisetrade Securities Limited 3 10 13 76.92
1263 WM (HK) Limited 2 1358 1360 99.85
1264 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
1265 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1266 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1267 WOCOM LIMITED (HK) 4 24 28 85.71
1268 WOCOM SECURITIES LIMITED 5 29 34 85.29
1269 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1270 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1271 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1272 Xeram and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1273 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
1274 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1275 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1276 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1277 YF Life Investors Limited 3 71 74 95.95 2004-08-30
1278 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
1279 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1280 YICKO SECURITIES LIMITED 4 17 21 80.95
1281 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1282 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1283 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1284 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1285 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1286 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1287 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1288 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
1289 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
1290 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
1291 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1292 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
1293 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1294 Yunfeng Financial Markets Limited 3 5 8 62.50
1295 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1296 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1297 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
1298 Zijing Capital Limited 2 3 5 60.00 2003-05-07
1299 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
1299 Average 3.11 21.62 24.72 87.43

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