SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
2 AASTOCKS.COM LIMITED 2 0 2 0.00
3 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
4 ADM SECURITIES LIMITED 2 0 2 0.00
5 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
6 AIF Securities Limited 4 0 4 0.00 2004-11-02
7 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
8 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
9 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
10 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
11 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
12 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
13 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
14 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
15 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
16 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
17 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
18 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
19 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
20 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
21 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
22 Avia Asset Management Limited 2 0 2 0.00
23 Axis Capital Management Limited 2 0 2 0.00
24 BALI SECURITIES CO. LIMITED 3 0 3 0.00
25 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
26 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
27 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
28 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
29 Beijing Securities Limited 1 0 1 0.00
30 Bentley Capital Limited (HK) 3 0 3 0.00
31 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
32 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
33 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
34 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
35 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
36 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
37 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
38 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
39 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
40 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
41 CERES CAPITAL LIMITED 2 0 2 0.00
42 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
43 Chanceton Capital Partners Limited 3 0 3 0.00
44 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
45 CHEETAH ADVISORS LIMITED 2 0 2 0.00
46 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
47 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
48 China Access Advisors Limited 2 0 2 0.00 2005-10-21
49 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
50 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
51 China Finance Holdings Limited 2 0 2 0.00
52 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
53 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
54 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
55 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
56 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
57 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
58 COMMENCE COMPANY LIMITED 2 0 2 0.00
59 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
60 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
61 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
62 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
63 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
64 D.J. SECURITIES LIMITED 2 0 2 0.00
65 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
66 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
67 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
68 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
69 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
70 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
71 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
72 ENZARD LIMITED 2 0 2 0.00 2004-05-21
73 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
74 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
75 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
76 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
77 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
78 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
79 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
80 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
81 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
82 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
83 FULLJET SECURITIES LIMITED 2 0 2 0.00
84 Funderstone Asset Management (HK) Limited 2 0 2 0.00
85 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
86 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
87 GET NICE CAPITAL LIMITED 3 0 3 0.00
88 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
89 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
90 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
91 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
92 Greentech Technology Asset Management Company Limited 2 0 2 0.00
93 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
94 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
95 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
96 HENCO CAPITAL LIMITED 2 0 2 0.00
97 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
98 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
99 HOORAY CAPITAL LIMITED 2 0 2 0.00
100 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
101 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
102 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
103 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
104 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
105 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
106 IMARKETS LIMITED 2 0 2 0.00
107 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
108 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
109 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
110 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
111 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
112 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
113 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
114 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
115 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
116 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
117 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
118 KARFORD SECURITIES LIMITED 2 0 2 0.00
119 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
120 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
121 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
122 KGI Asset Management Limited 2 0 2 0.00
123 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
124 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
125 LAU & COMPANY LIMITED 2 0 2 0.00
126 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
127 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
128 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
129 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
130 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
131 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
132 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
133 MANDARIN VP (HK) LIMITED 2 0 2 0.00
134 MARC FABER LIMITED 2 0 2 0.00
135 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
136 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
137 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
138 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
139 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
140 Metaverse Securities Limited (HK) 5 0 5 0.00
141 MFG Limited (HK) 2 0 2 0.00 2006-07-17
142 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
143 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
144 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
145 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
146 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
147 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
148 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
149 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
150 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
151 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
152 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
153 Oshidori Corporate Finance Limited 2 0 2 0.00
154 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
155 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
156 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
157 Pacific Sun Advisors Limited 3 0 3 0.00
158 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
159 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
160 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
161 PGIM (Hong Kong) Limited 2 0 2 0.00
162 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
163 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
164 Polen Capital HK Limited 2 0 2 0.00
165 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
166 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
167 QUAM FUTURES LIMITED 2 0 2 0.00
168 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
169 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
170 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
171 SA Capital Limited (HK) 3 0 3 0.00
172 SCM CHINA LIMITED 2 0 2 0.00
173 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
174 Silk Road International Capital Limited 3 0 3 0.00
175 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
176 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
177 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
178 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
179 SPDB International Holdings Limited 4 0 4 0.00
180 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
181 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
182 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
183 Stellar Securities Limited 3 0 3 0.00
184 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
185 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
186 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
187 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
188 T. M. MANAGEMENT LIMITED 2 0 2 0.00
189 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
190 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
191 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
192 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
193 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
194 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
195 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
196 TVC MANAGEMENT LIMITED 2 0 2 0.00
197 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
198 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
199 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
200 VC International Asset Management Limited 3 0 3 0.00
201 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
202 VERCAP Financial Services Limited 2 0 2 0.00
203 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
204 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
205 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
206 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
207 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
208 WELLAM INVESTMENT LIMITED 2 0 2 0.00
209 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
210 WING TAK SECURITIES LIMITED 2 0 2 0.00
211 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
212 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
213 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
214 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
215 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
216 313 Capital Management Limited 1 1 2 50.00
217 ACM ASIA LIMITED 2 1 3 33.33
218 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
219 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
220 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
221 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
222 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
223 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
224 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
225 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
226 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
227 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
228 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
229 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
230 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
231 BROOKE CAPITAL LIMITED 2 1 3 33.33
232 CBRE Investment Management (Asia) Limited 2 1 3 33.33
233 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
234 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
235 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
236 China Enterprise Securities Company Limited 2 1 3 33.33
237 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
238 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
239 CHUANGS & CO. LIMITED 3 1 4 25.00
240 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
241 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
242 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
243 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
244 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
245 COL Securities (HK) Limited 3 1 4 25.00
246 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
247 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
248 CUPOLA CAPITAL LIMITED 3 1 4 25.00
249 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
250 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
251 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
252 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
253 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
254 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
255 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
256 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
257 FULL WIN SECURITIES LIMITED 2 1 3 33.33
258 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
259 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
260 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
261 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
262 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
263 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
264 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
265 HSZ (HONG KONG) LIMITED 3 1 4 25.00
266 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
267 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
268 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
269 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
270 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
271 iVenture Investment Management Limited 2 1 3 33.33
272 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
273 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
274 JK Capital Management Limited 3 1 4 25.00
275 JOINCAP CAPITAL LIMITED 2 1 3 33.33
276 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
277 JVSakk Asia Limited 2 1 3 33.33
278 Kaiser KT Capital Limited 3 1 4 25.00
279 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
280 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
281 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
282 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
283 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
284 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
285 Longitude Asia Limited 3 1 4 25.00
286 Lynx Portfolio Limited 2 1 3 33.33
287 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
288 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
289 MEAG Hong Kong Limited 3 1 4 25.00
290 Merdeka Securities Limited 3 1 4 25.00
291 MESSIS CAPITAL LIMITED 2 1 3 33.33
292 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
293 MING HON SECURITIES LIMITED 3 1 4 25.00
294 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
295 Network Financial Services Limited 2 1 3 33.33
296 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
297 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
298 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
299 Nuada Limited 2 1 3 33.33 2004-01-15
300 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
301 Open Asset Management Limited 2 1 3 33.33
302 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
303 PANURGY LIMITED 2 1 3 33.33
304 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
305 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
306 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
307 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
308 PRIVATE CAPITAL LIMITED 2 1 3 33.33
309 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
310 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
311 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
312 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
313 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
314 Redford Asset Management Limited 1 1 2 50.00
315 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
316 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
317 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
318 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
319 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
320 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
321 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
322 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
323 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
324 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
325 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
326 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
327 SIU YIP COMMODITY LIMITED 3 1 4 25.00
328 SKY WARD ASIA LIMITED 2 1 3 33.33
329 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
330 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
331 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
332 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
333 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
334 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
335 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
336 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
337 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
338 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
339 Tokio Marine Investment Services, Limited 3 1 4 25.00
340 Towers Watson Hong Kong Limited 3 1 4 25.00
341 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
342 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
343 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
344 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
345 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
346 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
347 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
348 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
349 WAI FAT SECURITIES LIMITED 2 1 3 33.33
350 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
351 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
352 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
353 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
354 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
355 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
356 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
357 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
358 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
359 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
360 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
361 abrdn Hong Kong Limited 3 2 5 40.00
362 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
363 Alpha Nova Capital Management Limited 2 2 4 50.00
364 AMPLE CAPITAL LIMITED 3 2 5 40.00
365 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
366 Arta Global Futures Limited 2 2 4 50.00
367 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
368 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
369 BEAR BRIGHT LIMITED 2 2 4 50.00
370 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
371 BOWEN ASIA LIMITED 5 2 7 28.57
372 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
373 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
374 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
375 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
376 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
377 China Integrity Investment Limited 2 2 4 50.00
378 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
379 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
380 COMGEST FAR EAST LIMITED 2 2 4 50.00
381 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
382 CTW SECURITIES LIMITED 2 2 4 50.00
383 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
384 DAH SING SECURITIES LIMITED 2 2 4 50.00
385 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
386 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
387 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
388 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
389 EAA SECURITIES LIMITED 3 2 5 40.00
390 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
391 EQT Partners Asia Limited 2 2 4 50.00
392 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
393 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
394 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
395 GCAM Limited 2 2 4 50.00 2004-10-19
396 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
397 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
398 Goldbridge Securities Limited 3 2 5 40.00
399 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
400 Goldin Equities Limited 2 2 4 50.00
401 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
402 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
403 Grit Securities Limited 2 2 4 50.00
404 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
405 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
406 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
407 HIP HING SECURITIES LIMITED 2 2 4 50.00
408 HOI SANG SECURITIES LIMITED 3 2 5 40.00
409 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
410 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
411 HOORAY SECURITIES LIMITED 3 2 5 40.00
412 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
413 HOU TAK SECURITIES LIMITED 2 2 4 50.00
414 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
415 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
416 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
417 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
418 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
419 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
420 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
421 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
422 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
423 Lombard Investments (HK) Limited 2 2 4 50.00
424 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
425 Mackenzie Investments Asia Limited 3 2 5 40.00
426 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
427 Matrix Securities Limited 5 2 7 28.57
428 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
429 MEGABASE SECURITIES LIMITED 2 2 4 50.00
430 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
431 MLI LIMITED (d2018-03-29) 2 2 4 50.00
432 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
433 Nittan Securities Asia Limited 2 2 4 50.00
434 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
435 Optima Capital Limited 3 2 5 40.00
436 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
437 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
438 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
439 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
440 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
441 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
442 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
443 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
444 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
445 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
446 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
447 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
448 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
449 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
450 SHACOM FUTURES LIMITED 3 2 5 40.00
451 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
452 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
453 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
454 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
455 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
456 T & F Equities Limited 2 2 4 50.00 2005-11-23
457 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
458 Tensant Securities Limited 2 2 4 50.00 2004-08-25
459 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
460 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
461 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
462 TRUTH SECURITIES LIMITED 4 2 6 33.33
463 UKFP (Asia) HK Limited 1 2 3 66.67
464 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
465 Vantum Futures Limited 2 2 4 50.00
466 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
467 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
468 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
469 VMS Securities Limited 2 2 4 50.00
470 WAH THAI SECURITIES LIMITED 3 2 5 40.00
471 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
472 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
473 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
474 WILBY SECURITIES LIMITED 2 2 4 50.00
475 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
476 YARDLEY SECURITIES LIMITED 2 2 4 50.00
477 3V Capital Limited 3 3 6 50.00 2005-07-18
478 Absolute Investment Management (HK) Limited 3 3 6 50.00
479 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
480 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
481 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
482 ALPS ADVISORY (HK) LIMITED 2 3 5 60.00
483 ALTUS CAPITAL LIMITED 2 3 5 60.00
484 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
485 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
486 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
487 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
488 Averest Capital Limited 2 3 5 60.00
489 Black Marble Securities Limited 2 3 5 60.00
490 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
491 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
492 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
493 CCB Securities Limited 2 3 5 60.00
494 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
495 ChapmanCraig Limited 2 3 5 60.00
496 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
497 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
498 China Reserve Securities Limited 3 3 6 50.00
499 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
500 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
501 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
502 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
503 CSC ASIA LIMITED 5 3 8 37.50
504 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
505 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
506 DNB Asset Management (Asia) Limited 3 3 6 50.00
507 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
508 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
509 F. R. ZIMMERN LIMITED 2 3 5 60.00
510 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
511 FDB Financial Group Limited 4 3 7 42.86
512 Finet Securities Limited 3 3 6 50.00
513 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
514 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
515 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
516 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
517 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
518 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
519 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
520 Grand Cartel Securities Company Limited 2 3 5 60.00
521 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
522 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
523 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
524 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
525 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
526 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
527 HUNG SING FUTURES LIMITED 2 3 5 60.00
528 iFAST Securities (HK) Limited 3 3 6 50.00
529 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
530 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
531 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
532 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
533 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
534 Kam Wah Investments Limited 2 3 5 60.00
535 KB Securities Hong Kong Limited 2 3 5 60.00
536 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
537 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
538 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
539 MAGUSTA FUTURES LIMITED 2 3 5 60.00
540 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
541 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
542 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
543 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
544 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
545 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
546 MORTON SECURITIES LIMITED 2 3 5 60.00
547 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
548 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
549 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
550 Oreana Financial Services Limited 2 3 5 60.00
551 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
552 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
553 PO LEE SECURITIES LIMITED 2 3 5 60.00
554 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
555 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
556 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
557 RBS Asia Futures Limited 0 3 3 100.00
558 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
559 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
560 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
561 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
562 ROSA SECURITIES LIMITED 3 3 6 50.00
563 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
564 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
565 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
566 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
567 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
568 TAIFAIR FUTURES LIMITED 2 3 5 60.00
569 TANG KEE SECURITIES LIMITED 3 3 6 50.00
570 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
571 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
572 Value Partners Private Equity Limited 3 3 6 50.00
573 WAH SANG SECURITIES LIMITED 2 3 5 60.00
574 Win Securities Limited 3 3 6 50.00
575 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
576 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
577 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
578 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
579 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
580 Zhongrong International Futures Co., Limited 2 3 5 60.00
581 Zijing Capital Limited 2 3 5 60.00 2003-05-07
582 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
583 Aevitas Securities Limited 2 4 6 66.67
584 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
585 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
586 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
587 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
588 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
589 BLOOMYEARS LIMITED 2 4 6 66.67
590 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
591 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
592 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
593 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
594 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
595 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
596 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
597 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
598 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
599 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
600 CS Wealth Securities Limited 4 4 8 50.00
601 Delta Asia Wealth Management Limited 2 4 6 66.67
602 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
603 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
604 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
605 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
606 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
607 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
608 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
609 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
610 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
611 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
612 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
613 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
614 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
615 INTERCHINA FUTURES LIMITED 2 4 6 66.67
616 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
617 iTTa Capital Limited 2 4 6 66.67 2003-05-29
618 Joy Silver Limited 4 4 8 50.00
619 KWOK HING SECURITIES LIMITED 2 4 6 66.67
620 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
621 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
622 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
623 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
624 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
625 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
626 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
627 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
628 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
629 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
630 Public Securities Limited 2 4 6 66.67
631 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
632 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
633 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
634 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
635 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
636 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
637 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
638 SIU ON SECURITIES LIMITED 2 4 6 66.67
639 SUN'S FUTURE LIMITED 3 4 7 57.14
640 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
641 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
642 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
643 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
644 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
645 Templewater Hong Kong Limited 2 4 6 66.67
646 THING ON SECURITIES LIMITED 2 4 6 66.67
647 Wanhai Securities (HK) Limited 3 4 7 57.14
648 Waton Securities International Limited 2 4 6 66.67
649 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
650 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
651 YF FUTURES COMPANY LIMITED 2 4 6 66.67
652 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
653 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
654 Allard Partners Limited 2 5 7 71.43
655 AM Squared Limited 2 5 7 71.43 2005-06-30
656 Anuenue Securities Limited 4 5 9 55.56
657 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
658 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
659 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
660 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
661 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
662 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
663 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
664 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
665 CES International Commodities (HK) Limited 3 5 8 62.50
666 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
667 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
668 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
669 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
670 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
671 CVC Asia Pacific Limited 3 5 8 62.50
672 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
673 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
674 FAIRWIN BROKING LIMITED 2 5 7 71.43
675 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
676 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
677 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
678 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
679 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
680 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
681 Goldyard Capital Limited 2 5 7 71.43
682 GT CAPITAL LIMITED 2 5 7 71.43
683 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
684 HPEF Venture Partners Limited 5 5 10 50.00
685 Huajin Corporate Finance (International) Limited 5 5 10 50.00
686 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
687 Imagi Brokerage Limited 3 5 8 62.50
688 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
689 Instinet Alpha Trading Limited 6 5 11 45.45
690 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
691 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
692 KILMOREY SECURITIES LIMITED 2 5 7 71.43
693 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
694 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
695 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
696 MCP Holdings Limited (HK) 3 5 8 62.50
697 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
698 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
699 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
700 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
701 Oshidori Securities Limited 3 5 8 62.50
702 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
703 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
704 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
705 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
706 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
707 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
708 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
709 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
710 SDHG International Securities Limited 3 5 8 62.50
711 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
712 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
713 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
714 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
715 STANDARD & POOR'S, LLC 2 5 7 71.43
716 Standard Commodities (Asia) Limited 3 5 8 62.50
717 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
718 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
719 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
720 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
721 TC Investment Management (Asia) Limited 2 5 7 71.43
722 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
723 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
724 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
725 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
726 United Securities Limited (HK) 1 5 6 83.33
727 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
728 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
729 Yunfeng Financial Markets Limited 3 5 8 62.50
730 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
731 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
732 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
733 AJ Securities Limited 2 6 8 75.00
734 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
735 Anli Securities Limited 2 6 8 75.00
736 Broadway Wealth Management Limited 1 6 7 85.71
737 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
738 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
739 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
740 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
741 FE SECURITIES LIMITED 4 6 10 60.00
742 GIGA (HONG KONG) LIMITED 2 6 8 75.00
743 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
744 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
745 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
746 Interactive Brokers LLC 2 6 8 75.00
747 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
748 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
749 LUEN HING SECURITIES LIMITED 3 6 9 66.67
750 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
751 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
752 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
753 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
754 Public Financial Securities Limited 2 6 8 75.00
755 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
756 Rifa Securities Limited 2 6 8 75.00
757 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
758 SINOMAX SECURITIES LIMITED 2 6 8 75.00
759 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
760 SJS Markets Limited 3 6 9 66.67 2005-03-02
761 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
762 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
763 VC CAPITAL LIMITED 4 6 10 60.00
764 WING FUNG SECURITIES LIMITED 2 6 8 75.00
765 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
766 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
767 AIF CAPITAL LIMITED 6 7 13 53.85
768 ANGUS MOORE LIMITED 3 7 10 70.00
769 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
770 BOKHARY SECURITIES LIMITED 2 7 9 77.78
771 Bradbury Securities Limited 2 7 9 77.78
772 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
773 Capital International, Inc. 2 7 9 77.78
774 China Finance KAB Limited 2 7 9 77.78 2004-12-23
775 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
776 ETRADE SECURITIES LIMITED 2 7 9 77.78
777 Everbright Securities Global (HK) Limited 2 7 9 77.78
778 Fubon Capital (HK) Limited 5 7 12 58.33
779 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
780 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
781 GLS SECURITIES LIMITED 2 7 9 77.78
782 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
783 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
784 HENIK SECURITIES LIMITED 2 7 9 77.78
785 Hong Kong Stock Link Securities Limited 3 7 10 70.00
786 Hongkong Bay Securities Limited 2 7 9 77.78
787 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
788 Huayu Securities Limited 2 7 9 77.78
789 iBest Securities Company Limited 3 7 10 70.00
790 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
791 Income Partners Asset Management (HK) Limited 4 7 11 63.64
792 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
793 K.K.M. SECURITIES LIMITED 2 7 9 77.78
794 KMT SECURITIES LIMITED 2 7 9 77.78
795 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
796 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
797 LIM ADVISORS LIMITED 5 7 12 58.33
798 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
799 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
800 Neutral Financial Holding Company Limited 2 7 9 77.78
801 Planetree Futures Limited 4 7 11 63.64
802 Rich Union Securities (H.K.) Limited 5 7 12 58.33
803 SELINA & CO. LIMITED (HK) 2 7 9 77.78
804 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
805 SOLID KING SECURITIES LIMITED 3 7 10 70.00
806 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
807 SPS COMMODITIES LIMITED 2 7 9 77.78
808 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
809 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
810 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
811 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
812 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
813 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
814 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
815 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
816 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
817 WING ON SECURITIES LIMITED 2 7 9 77.78
818 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
819 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
820 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
821 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
822 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
823 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
824 BUSINESS FUTURES LIMITED 3 8 11 72.73
825 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
826 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
827 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
828 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
829 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
830 EVERHOT SECURITIES LIMITED 3 8 11 72.73
831 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
832 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
833 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
834 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
835 HANG SENG FUTURES LIMITED 2 8 10 80.00
836 Hao Tian International Securities Limited 2 8 10 80.00
837 HERMES SECURITIES LIMITED 2 8 10 80.00
838 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
839 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
840 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
841 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
842 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
843 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
844 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
845 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
846 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
847 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
848 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
849 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
850 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
851 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
852 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
853 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
854 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
855 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
856 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
857 BULLISH SECURITIES LIMITED 2 9 11 81.82
858 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
859 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
860 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
861 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
862 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
863 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
864 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
865 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
866 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
867 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
868 Minerva Holding Financial Securities Limited 3 9 12 75.00
869 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
870 ORIENT SECURITIES LIMITED 2 9 11 81.82
871 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
872 ROOFER SECURITIES LIMITED 2 9 11 81.82
873 RPS INVESTMENT LIMITED 4 9 13 69.23
874 Sinofortune Financial Capital Limited 3 9 12 75.00
875 St. James's Place (Hong Kong) Limited 3 9 12 75.00
876 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
877 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
878 Virtu ITG Hong Kong Limited 4 9 13 69.23
879 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
880 Well Link Securities Limited 2 9 11 81.82 2005-11-11
881 WING FAT SECURITIES LIMITED 3 9 12 75.00
882 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
883 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
884 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
885 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
886 Bright Fund Management Limited 3 10 13 76.92
887 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
888 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
889 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
890 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
891 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
892 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
893 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
894 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
895 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
896 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
897 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
898 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
899 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
900 HING WONG SECURITIES LIMITED 3 10 13 76.92
901 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
902 LUEN SING SECURITIES LIMITED 4 10 14 71.43
903 M&F Asset Management Limited 3 10 13 76.92
904 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
905 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
906 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
907 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
908 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
909 SBI China Capital Financial Services Limited 3 10 13 76.92
910 SEEKERS MARKETS LIMITED 2 10 12 83.33
911 TANG PING KONG LIMITED 3 10 13 76.92
912 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
913 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
914 Tyche Group Limited 3 10 13 76.92
915 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
916 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
917 WINTECH SECURITIES LIMITED 3 10 13 76.92
918 Wisetrade Securities Limited 3 10 13 76.92
919 CTBC Asia Limited 6 11 17 64.71 2004-01-14
920 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
921 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
922 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
923 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
924 EAST ASIA FUTURES LIMITED 2 11 13 84.62
925 ELSTONE SECURITIES LIMITED 4 11 15 73.33
926 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
927 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
928 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
929 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
930 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
931 LAMTEX SECURITIES LIMITED 3 11 14 78.57
932 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
933 MANGO FINANCIAL LIMITED 2 11 13 84.62
934 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
935 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
936 Open Securities Limited 4 11 15 73.33
937 PineBridge Investments Hong Kong Limited 4 11 15 73.33
938 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
939 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
940 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
941 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
942 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
943 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
944 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
945 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
946 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
947 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
948 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
949 MALAHON SECURITIES LIMITED 2 12 14 85.71
950 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
951 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
952 ONSHINE SECURITIES LIMITED 3 12 15 80.00
953 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
954 Polaris Capital (Asia) Limited 4 12 16 75.00
955 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
956 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
957 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
958 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
959 BEA Union Investment Management Limited 5 13 18 72.22
960 CBH Asia Limited 2 13 15 86.67
961 China Tonghai (IA) Limited 5 13 18 72.22
962 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
963 CMB International Global Markets Limited 5 13 18 72.22
964 CSI Corporate Finance (HK) Limited 7 13 20 65.00
965 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
966 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
967 HANG TAI SECURITIES LIMITED 2 13 15 86.67
968 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
969 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
970 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
971 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
972 PO SANG SECURITIES LIMITED 2 13 15 86.67
973 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
974 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
975 Shang International Finance Limited 6 13 19 68.42
976 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
977 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
978 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
979 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
980 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
981 Belvest Investment Services Limited 3 14 17 82.35
982 BERICH BROKERAGE LIMITED 4 14 18 77.78
983 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
984 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
985 GAOYU SECURITIES LIMITED 4 14 18 77.78
986 Glory Sun Securities Limited 3 14 17 82.35
987 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
988 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
989 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
990 MUSHK Limited 6 14 20 70.00
991 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
992 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
993 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
994 SPS SECURITIES LIMITED 5 14 19 73.68
995 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
996 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
997 CC Finance Limited 4 15 19 78.95 2006-04-20
998 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
999 EWARTON SECURITIES LIMITED 3 15 18 83.33
1000 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
1001 HUNG SING SECURITIES LIMITED 2 15 17 88.24
1002 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
1003 Planetree Securities Limited 4 15 19 78.95
1004 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1005 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
1006 Shacom Securities Limited 2 15 17 88.24
1007 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
1008 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
1009 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1010 ADMIS Hong Kong Limited 3 16 19 84.21
1011 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
1012 CSC FUTURES (HK) LIMITED 3 16 19 84.21
1013 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
1014 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
1015 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
1016 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
1017 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
1018 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1019 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1020 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
1021 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
1022 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
1023 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1024 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
1025 KINGSTON FUTURES LIMITED 2 17 19 89.47
1026 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
1027 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
1028 NEW TREND FUTURES LIMITED 4 17 21 80.95
1029 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1030 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
1031 SBI China Capital Commodities Limited 2 17 19 89.47
1032 Sun Life Financial Asia Services Limited 2 17 19 89.47
1033 YICKO SECURITIES LIMITED 4 17 21 80.95
1034 BUSINESS SECURITIES LIMITED 3 18 21 85.71
1035 CAIIS Limited 2 18 20 90.00 2006-05-23
1036 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
1037 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
1038 GAYANG SECURITIES LIMITED 2 18 20 90.00
1039 HENYEP SECURITIES LIMITED 3 18 21 85.71
1040 INSTINET PACIFIC LIMITED 5 18 23 78.26
1041 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
1042 MTF SECURITIES LIMITED 2 18 20 90.00
1043 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
1044 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
1045 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1046 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
1047 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
1048 DL BROKERAGE LIMITED 3 19 22 86.36
1049 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
1050 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
1051 HANG SENG SECURITIES LIMITED 4 19 23 82.61
1052 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
1053 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
1054 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
1055 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
1056 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
1057 orientiert XYZ Securities Limited 2 19 21 90.48 2004-12-03
1058 CGS International Securities Hong Kong Limited 5 20 25 80.00
1059 HPEF Capital Partners Limited 6 20 26 76.92
1060 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
1061 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
1062 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
1063 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
1064 WINFULL SECURITIES LIMITED 3 20 23 86.96
1065 CHONG HING SECURITIES LIMITED 4 21 25 84.00
1066 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
1067 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
1068 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
1069 VALUE PARTNERS LIMITED 6 21 27 77.78
1070 Amundi Hong Kong Limited 6 22 28 78.57
1071 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
1072 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
1073 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
1074 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
1075 LEHIN SECURITIES LIMITED 3 22 25 88.00
1076 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
1077 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
1078 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
1079 CLSA FUTURES LIMITED 3 23 26 88.46
1080 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
1081 Essence International Financial Holdings Limited 2 23 25 92.00
1082 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
1083 Fosun International Securities Limited 5 23 28 82.14
1084 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
1085 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
1086 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
1087 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
1088 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
1089 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
1090 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
1091 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
1092 GAM HONG KONG LIMITED 4 24 28 85.71
1093 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
1094 Success Securities Limited 2 24 26 92.31
1095 Well Link International Securities Limited 3 24 27 88.89
1096 WOCOM LIMITED (HK) 4 24 28 85.71
1097 DWS Investments Hong Kong Limited 6 25 31 80.65
1098 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
1099 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
1100 SBI China Capital Securities Limited 3 25 28 89.29
1101 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
1102 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
1103 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
1104 BOCI RESEARCH LIMITED 2 26 28 92.86
1105 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
1106 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
1107 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
1108 KAISER SECURITIES LIMITED 3 26 29 89.66
1109 Mason Futures Limited (HK) 3 26 29 89.66
1110 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
1111 PineBridge Investments Asia Limited 3 26 29 89.66
1112 WIN WONG SECURITIES LIMITED 2 26 28 92.86
1113 CASH Wealth Management Limited 4 27 31 87.10
1114 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
1115 Citadel Asia Limited 3 27 30 90.00 2005-10-21
1116 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
1117 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
1118 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
1119 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
1120 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
1121 Beevest Securities Limited 5 28 33 84.85 2005-03-07
1122 Prime Cdex Securities Limited 5 28 33 84.85
1123 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1124 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
1125 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
1126 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
1127 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
1128 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
1129 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
1130 WOCOM SECURITIES LIMITED 5 29 34 85.29
1131 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
1132 PEACE TOWN FOREX LIMITED 4 30 34 88.24
1133 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1134 BOCI ASIA LIMITED 9 31 40 77.50
1135 KAISER FUTURES LIMITED 3 31 34 91.18
1136 Taiping Securities (HK) Co Limited 4 31 35 88.57
1137 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
1138 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
1139 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
1140 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
1141 ICEA CAPITAL LIMITED 5 33 38 86.84
1142 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
1143 Mason Securities Limited 3 33 36 91.67
1144 OnePlatform Securities Limited 2 33 35 94.29
1145 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
1146 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
1147 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
1148 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
1149 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
1150 Sinofortune Securities Limited 3 35 38 92.11
1151 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
1152 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
1153 FWD Financial Planning Limited (HK) 3 37 40 92.50
1154 RBS Asia Corporate Finance Limited 6 37 43 86.05
1155 CLSA RESEARCH LIMITED 2 38 40 95.00
1156 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
1157 CVP Securities Limited 4 38 42 90.48 2004-07-09
1158 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
1159 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
1160 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
1161 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
1162 iBest Consultants Limited 2 40 42 95.24
1163 INVESCO HONG KONG LIMITED 5 40 45 88.89
1164 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
1165 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
1166 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
1167 TSE'S SECURITIES LIMITED 2 40 42 95.24
1168 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
1169 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
1170 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
1171 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
1172 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1173 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
1174 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
1175 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
1176 VC FUTURES LIMITED 4 43 47 91.49
1177 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
1178 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
1179 Newedge Broker Limited 4 45 49 91.84
1180 SANFULL SECURITIES LIMITED 5 45 50 90.00
1181 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
1182 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
1183 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
1184 Rakuten Securities Hong Kong Limited 2 46 48 95.83
1185 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
1186 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
1187 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
1188 KINGSTON SECURITIES LIMITED 3 47 50 94.00
1189 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
1190 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
1191 Funderstone Futures Limited 2 48 50 96.00
1192 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
1193 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
1194 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
1195 Funderstone Securities Limited 4 50 54 92.59
1196 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
1197 T G HOLBORN (HK) LIMITED 3 52 55 94.55
1198 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
1199 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
1200 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
1201 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
1202 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
1203 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
1204 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
1205 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
1206 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
1207 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
1208 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
1209 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
1210 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
1211 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
1212 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
1213 EMPEROR FUTURES LIMITED 5 67 72 93.06
1214 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
1215 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
1216 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
1217 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
1218 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
1219 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
1220 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
1221 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
1222 VC BROKERAGE LIMITED 3 69 72 95.83
1223 China International Capital Corporation (International) Limited 6 70 76 92.11
1224 JPMorgan Funds (Asia) Limited 5 70 75 93.33
1225 FIL Investment Advisors 6 71 77 92.21
1226 YF Life Investors Limited 3 71 74 95.95 2004-08-30
1227 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
1228 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
1229 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
1230 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
1231 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
1232 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
1233 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
1234 Lion Global Financial Limited 3 81 84 96.43
1235 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
1236 CORPORATE BROKERS LIMITED 3 82 85 96.47
1237 FT Securities Limited 3 82 85 96.47 2005-09-22
1238 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
1239 GET NICE SECURITIES LIMITED 6 85 91 93.41
1240 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
1241 CITIC Securities Futures (HK) Limited 4 90 94 95.74
1242 Quam Securities Limited 7 90 97 92.78 2004-10-15
1243 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
1244 CLSA LIMITED 6 97 103 94.17
1245 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
1246 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
1247 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
1248 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
1249 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
1250 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
1251 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
1252 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
1253 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
1254 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
1255 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
1256 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
1257 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
1258 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
1259 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
1260 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
1261 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
1262 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
1263 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
1264 CES Forex (HK) Limited 4 142 146 97.26
1265 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
1266 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
1267 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
1268 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
1269 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
1270 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
1271 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
1272 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
1273 Merrill Lynch Far East Limited 10 212 222 95.50
1274 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
1275 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
1276 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
1277 KGI ASIA LIMITED 13 237 250 94.80
1278 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
1279 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
1280 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
1281 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
1282 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
1283 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
1284 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
1285 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
1286 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
1287 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
1288 CES Commodities (HK) Limited 8 318 326 97.55
1289 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
1290 Sun Life Hong Kong Limited 2 396 398 99.50
1291 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
1292 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
1293 Citigroup Global Markets Asia Limited 15 497 512 97.07
1294 OnePlatform Asset Management Limited 3 518 521 99.42
1295 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
1296 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
1297 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
1298 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
1299 WM (HK) Limited 2 1358 1360 99.85
1299 Average 3.11 21.62 24.72 87.43

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