SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
2 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
3 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
4 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
5 Citigroup Global Markets Asia Limited 15 497 512 97.07
6 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
7 KGI ASIA LIMITED 13 237 250 94.80
8 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
9 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
10 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
11 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
12 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
13 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
14 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
15 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
16 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
17 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
18 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
19 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
20 Merrill Lynch Far East Limited 10 212 222 95.50
21 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
22 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
23 BOCI ASIA LIMITED 9 31 40 77.50
24 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
25 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
26 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
27 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
28 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
29 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
30 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
31 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
32 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
33 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
34 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
35 CES Commodities (HK) Limited 8 318 326 97.55
36 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
37 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
38 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
39 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
40 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
41 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
42 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
43 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
44 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
45 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
46 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
47 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
48 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
49 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
50 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
51 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
52 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
53 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
54 CSI Corporate Finance (HK) Limited 7 13 20 65.00
55 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
56 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
57 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
58 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
59 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
60 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
61 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
62 Quam Securities Limited 7 90 97 92.78 2004-10-15
63 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
64 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
65 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
66 AIF CAPITAL LIMITED 6 7 13 53.85
67 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
68 Amundi Hong Kong Limited 6 22 28 78.57
69 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
70 China International Capital Corporation (International) Limited 6 70 76 92.11
71 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
72 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
73 CLSA LIMITED 6 97 103 94.17
74 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
75 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
76 CTBC Asia Limited 6 11 17 64.71 2004-01-14
77 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
78 DWS Investments Hong Kong Limited 6 25 31 80.65
79 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
80 FIL Investment Advisors 6 71 77 92.21
81 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
82 GET NICE SECURITIES LIMITED 6 85 91 93.41
83 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
84 HPEF Capital Partners Limited 6 20 26 76.92
85 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
86 Instinet Alpha Trading Limited 6 5 11 45.45
87 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
88 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
89 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
90 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
91 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
92 MUSHK Limited 6 14 20 70.00
93 RBS Asia Corporate Finance Limited 6 37 43 86.05
94 Shang International Finance Limited 6 13 19 68.42
95 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
96 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
97 VALUE PARTNERS LIMITED 6 21 27 77.78
98 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
99 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
100 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
101 BEA Union Investment Management Limited 5 13 18 72.22
102 Beevest Securities Limited 5 28 33 84.85 2005-03-07
103 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
104 BOWEN ASIA LIMITED 5 2 7 28.57
105 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
106 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
107 CGS International Securities Hong Kong Limited 5 20 25 80.00
108 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
109 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
110 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
111 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
112 China Tonghai (IA) Limited 5 13 18 72.22
113 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
114 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
115 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
116 CMB International Global Markets Limited 5 13 18 72.22
117 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
118 CSC ASIA LIMITED 5 3 8 37.50
119 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
120 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
121 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
122 EMPEROR FUTURES LIMITED 5 67 72 93.06
123 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
124 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
125 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
126 Fosun International Securities Limited 5 23 28 82.14
127 Fubon Capital (HK) Limited 5 7 12 58.33
128 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
129 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
130 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
131 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
132 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
133 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
134 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
135 HPEF Venture Partners Limited 5 5 10 50.00
136 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
137 Huajin Corporate Finance (International) Limited 5 5 10 50.00
138 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
139 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
140 ICEA CAPITAL LIMITED 5 33 38 86.84
141 INSTINET PACIFIC LIMITED 5 18 23 78.26
142 INVESCO HONG KONG LIMITED 5 40 45 88.89
143 JPMorgan Funds (Asia) Limited 5 70 75 93.33
144 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
145 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
146 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
147 LIM ADVISORS LIMITED 5 7 12 58.33
148 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
149 Matrix Securities Limited 5 2 7 28.57
150 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
151 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
152 Metaverse Securities Limited (HK) 5 0 5 0.00
153 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
154 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
155 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
156 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
157 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
158 Prime Cdex Securities Limited 5 28 33 84.85
159 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
160 Rich Union Securities (H.K.) Limited 5 7 12 58.33
161 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
162 SANFULL SECURITIES LIMITED 5 45 50 90.00
163 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
164 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
165 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
166 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
167 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
168 SPS SECURITIES LIMITED 5 14 19 73.68
169 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
170 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
171 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
172 WOCOM SECURITIES LIMITED 5 29 34 85.29
173 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
174 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
175 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
176 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
177 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
178 AIF Securities Limited 4 0 4 0.00 2004-11-02
179 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
180 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
181 Anuenue Securities Limited 4 5 9 55.56
182 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
183 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
184 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
185 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
186 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
187 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
188 BERICH BROKERAGE LIMITED 4 14 18 77.78
189 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
190 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
191 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
192 CASH Wealth Management Limited 4 27 31 87.10
193 CC Finance Limited 4 15 19 78.95 2006-04-20
194 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
195 CES Forex (HK) Limited 4 142 146 97.26
196 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
197 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
198 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
199 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
200 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
201 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
202 CHONG HING SECURITIES LIMITED 4 21 25 84.00
203 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
204 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
205 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
206 CITIC Securities Futures (HK) Limited 4 90 94 95.74
207 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
208 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
209 CS Wealth Securities Limited 4 4 8 50.00
210 CVP Securities Limited 4 38 42 90.48 2004-07-09
211 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
212 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
213 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
214 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
215 ELSTONE SECURITIES LIMITED 4 11 15 73.33
216 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
217 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
218 FDB Financial Group Limited 4 3 7 42.86
219 FE SECURITIES LIMITED 4 6 10 60.00
220 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
221 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
222 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
223 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
224 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
225 Funderstone Securities Limited 4 50 54 92.59
226 GAM HONG KONG LIMITED 4 24 28 85.71
227 GAOYU SECURITIES LIMITED 4 14 18 77.78
228 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
229 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
230 HANG SENG SECURITIES LIMITED 4 19 23 82.61
231 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
232 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
233 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
234 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
235 Income Partners Asset Management (HK) Limited 4 7 11 63.64
236 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
237 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
238 Joy Silver Limited 4 4 8 50.00
239 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
240 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
241 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
242 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
243 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
244 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
245 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
246 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
247 LUEN SING SECURITIES LIMITED 4 10 14 71.43
248 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
249 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
250 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
251 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
252 NEW TREND FUTURES LIMITED 4 17 21 80.95
253 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
254 Newedge Broker Limited 4 45 49 91.84
255 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
256 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
257 Open Securities Limited 4 11 15 73.33
258 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
259 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
260 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
261 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
262 PEACE TOWN FOREX LIMITED 4 30 34 88.24
263 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
264 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
265 PineBridge Investments Hong Kong Limited 4 11 15 73.33
266 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
267 Planetree Futures Limited 4 7 11 63.64
268 Planetree Securities Limited 4 15 19 78.95
269 Polaris Capital (Asia) Limited 4 12 16 75.00
270 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
271 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
272 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
273 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
274 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
275 RPS INVESTMENT LIMITED 4 9 13 69.23
276 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
277 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
278 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
279 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
280 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
281 SPDB International Holdings Limited 4 0 4 0.00
282 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
283 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
284 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
285 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
286 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
287 Taiping Securities (HK) Co Limited 4 31 35 88.57
288 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
289 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
290 TRUTH SECURITIES LIMITED 4 2 6 33.33
291 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
292 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
293 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
294 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
295 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
296 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
297 VC CAPITAL LIMITED 4 6 10 60.00
298 VC INTERNATIONAL TRADING LIMITED 4 43 47 91.49
299 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
300 Virtu ITG Hong Kong Limited 4 9 13 69.23
301 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
302 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
303 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
304 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
305 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
306 Winner International Securities Limited 4 17 21 80.95
307 WOCOM LIMITED (HK) 4 24 28 85.71
308 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
309 YICKO SECURITIES LIMITED 4 17 21 80.95
310 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
311 3V Capital Limited 3 3 6 50.00 2005-07-18
312 abrdn Hong Kong Limited 3 2 5 40.00
313 Absolute Investment Management (HK) Limited 3 3 6 50.00
314 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
315 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
316 ADMIS Hong Kong Limited 3 16 19 84.21
317 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
318 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
319 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
320 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
321 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
322 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
323 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
324 AMPLE CAPITAL LIMITED 3 2 5 40.00
325 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
326 ANGUS MOORE LIMITED 3 7 10 70.00
327 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
328 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
329 Asia Pacific Financial Capital Limited 3 9 12 75.00
330 Asia Pacific Securities Limited 3 35 38 92.11
331 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
332 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
333 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
334 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
335 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
336 BALI SECURITIES CO. LIMITED 3 0 3 0.00
337 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
338 Belvest Investment Services Limited 3 14 17 82.35
339 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
340 Bentley Capital Limited (HK) 3 0 3 0.00
341 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
342 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
343 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
344 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
345 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
346 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
347 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
348 Bright Fund Management Limited 3 10 13 76.92
349 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
350 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
351 BUSINESS FUTURES LIMITED 3 8 11 72.73
352 BUSINESS SECURITIES LIMITED 3 18 21 85.71
353 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
354 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
355 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
356 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
357 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
358 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
359 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
360 CES International Commodities (HK) Limited 3 5 8 62.50
361 Chanceton Capital Partners Limited 3 0 3 0.00
362 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
363 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
364 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
365 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
366 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
367 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
368 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
369 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
370 China Reserve Securities Limited 3 3 6 50.00
371 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
372 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
373 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
374 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
375 CHUANGS & CO. LIMITED 3 1 4 25.00
376 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
377 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
378 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
379 Citadel Asia Limited 3 27 30 90.00 2005-10-21
380 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
381 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
382 CLSA FUTURES LIMITED 3 23 26 88.46
383 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
384 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
385 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
386 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
387 COL Securities (HK) Limited 3 1 4 25.00
388 CORPORATE BROKERS LIMITED 3 82 85 96.47
389 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
390 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
391 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
392 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
393 CSC FUTURES (HK) LIMITED 3 16 19 84.21
394 CUPOLA CAPITAL LIMITED 3 1 4 25.00
395 CVC Asia Pacific Limited 3 5 8 62.50
396 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
397 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
398 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
399 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
400 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
401 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
402 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
403 DL BROKERAGE LIMITED 3 19 22 86.36
404 DNB Asset Management (Asia) Limited 3 3 6 50.00
405 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
406 EAA SECURITIES LIMITED 3 2 5 40.00
407 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
408 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
409 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
410 ESR Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
411 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
412 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
413 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
414 EVERHOT SECURITIES LIMITED 3 8 11 72.73
415 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
416 EWARTON SECURITIES LIMITED 3 15 18 83.33
417 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
418 Finet Securities Limited 3 3 6 50.00
419 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
420 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
421 FT Securities Limited 3 82 85 96.47 2005-09-22
422 FWD Financial Planning Limited (HK) 3 37 40 92.50
423 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
424 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
425 GET NICE CAPITAL LIMITED 3 0 3 0.00
426 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
427 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
428 Glory Sun Securities Limited 3 14 17 82.35
429 Goldbridge Securities Limited 3 2 5 40.00
430 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
431 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
432 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
433 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
434 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
435 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
436 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
437 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
438 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
439 HENYEP SECURITIES LIMITED 3 18 21 85.71
440 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
441 HING WONG SECURITIES LIMITED 3 10 13 76.92
442 HOI SANG SECURITIES LIMITED 3 2 5 40.00
443 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
444 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
445 Hong Kong Stock Link Securities Limited 3 7 10 70.00
446 HOORAY SECURITIES LIMITED 3 2 5 40.00
447 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
448 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
449 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
450 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
451 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
452 HSZ (HONG KONG) LIMITED 3 1 4 25.00
453 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
454 iBest Securities Company Limited 3 7 10 70.00
455 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
456 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
457 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
458 iFAST Securities (HK) Limited 3 3 6 50.00
459 Imagi Brokerage Limited 3 5 8 62.50
460 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
461 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
462 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
463 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
464 JK Capital Management Limited 3 1 4 25.00
465 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
466 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
467 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
468 KAISER FUTURES LIMITED 3 31 34 91.18
469 Kaiser KT Capital Limited 3 1 4 25.00
470 KAISER SECURITIES LIMITED 3 26 29 89.66
471 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
472 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
473 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
474 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
475 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
476 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
477 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
478 KINGSTON SECURITIES LIMITED 3 47 50 94.00
479 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
480 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
481 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
482 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
483 LAMTEX SECURITIES LIMITED 3 11 14 78.57
484 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
485 LEHIN SECURITIES LIMITED 3 22 25 88.00
486 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
487 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
488 Lion Global Financial Limited 3 81 84 96.43
489 Longitude Asia Limited 3 1 4 25.00
490 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
491 LUEN HING SECURITIES LIMITED 3 6 9 66.67
492 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
493 M&F Asset Management Limited 3 10 13 76.92
494 Mackenzie Investments Asia Limited 3 2 5 40.00
495 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
496 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
497 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
498 Mason Futures Limited (HK) 3 26 29 89.66
499 Mason Securities Limited 3 33 36 91.67
500 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
501 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
502 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
503 MCP Holdings Limited (HK) 3 5 8 62.50
504 MEAG Hong Kong Limited 3 1 4 25.00
505 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
506 Merdeka Securities Limited 3 1 4 25.00
507 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
508 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
509 Minerva Holding Financial Securities Limited 3 9 12 75.00
510 MING HON SECURITIES LIMITED 3 1 4 25.00
511 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
512 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
513 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
514 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
515 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
516 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
517 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
518 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
519 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
520 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
521 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
522 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
523 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
524 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
525 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
526 OnePlatform Asset Management Limited 3 518 521 99.42
527 ONSHINE SECURITIES LIMITED 3 12 15 80.00
528 Optima Capital Limited 3 2 5 40.00
529 Oshidori Securities Limited 3 5 8 62.50
530 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
531 Pacific Sun Advisors Limited 3 0 3 0.00
532 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
533 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
534 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
535 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
536 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
537 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
538 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
539 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
540 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
541 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
542 PineBridge Investments Asia Limited 3 26 29 89.66
543 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
544 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
545 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
546 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
547 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
548 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
549 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
550 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
551 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
552 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
553 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
554 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
555 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
556 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
557 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
558 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
559 ROSA SECURITIES LIMITED 3 3 6 50.00
560 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
561 SA Capital Limited (HK) 3 0 3 0.00
562 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
563 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
564 SBI China Capital Financial Services Limited 3 10 13 76.92
565 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
566 SBI China Capital Securities Limited 3 25 28 89.29
567 SDHG International Securities Limited 3 5 8 62.50
568 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
569 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
570 SHACOM FUTURES LIMITED 3 2 5 40.00
571 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
572 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
573 Silk Road International Capital Limited 3 0 3 0.00
574 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
575 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
576 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
577 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
578 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
579 SIU YIP COMMODITY LIMITED 3 1 4 25.00
580 SJS Markets Limited 3 6 9 66.67 2005-03-02
581 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
582 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
583 SOLID KING SECURITIES LIMITED 3 7 10 70.00
584 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
585 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
586 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
587 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
588 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
589 St. James's Place (Hong Kong) Limited 3 9 12 75.00
590 Standard Commodities (Asia) Limited 3 5 8 62.50
591 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
592 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
593 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
594 Stellar Securities Limited 3 0 3 0.00
595 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
596 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
597 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
598 SUN'S FUTURE LIMITED 3 4 7 57.14
599 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
600 T G HOLBORN (HK) LIMITED 3 52 55 94.55
601 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
602 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
603 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
604 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
605 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
606 TANG KEE SECURITIES LIMITED 3 3 6 50.00
607 TANG PING KONG LIMITED 3 10 13 76.92
608 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
609 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
610 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
611 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
612 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
613 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
614 Tokio Marine Investment Services, Limited 3 1 4 25.00
615 Towers Watson Hong Kong Limited 3 1 4 25.00
616 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
617 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
618 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
619 Tyche Group Limited 3 10 13 76.92
620 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
621 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
622 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
623 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
624 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
625 Value Partners Private Equity Limited 3 3 6 50.00
626 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
627 VC BROKERAGE LIMITED 3 69 72 95.83
628 VC International Asset Management Limited 3 0 3 0.00
629 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
630 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
631 WAH THAI SECURITIES LIMITED 3 2 5 40.00
632 Wanhai Securities (HK) Limited 3 4 7 57.14
633 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
634 Well Link International Securities Limited 3 24 27 88.89
635 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
636 Win Securities Limited 3 3 6 50.00
637 WINFULL SECURITIES LIMITED 3 20 23 86.96
638 WING FAT SECURITIES LIMITED 3 9 12 75.00
639 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
640 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
641 WINTECH SECURITIES LIMITED 3 10 13 76.92
642 Wisetrade Securities Limited 3 10 13 76.92
643 Xeram and Company (Asia) Limited 3 0 3 0.00 2003-12-19
644 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
645 YF Life Investors Limited 3 71 74 95.95 2004-08-30
646 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
647 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
648 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
649 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
650 Yunfeng Financial Markets Limited 3 5 8 62.50
651 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
652 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
653 AASTOCKS.COM LIMITED 2 0 2 0.00
654 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
655 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
656 ACM ASIA LIMITED 2 1 3 33.33
657 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
658 ADM SECURITIES LIMITED 2 0 2 0.00
659 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
660 Aevitas Securities Limited 2 4 6 66.67
661 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
662 AJ Securities Limited 2 6 8 75.00
663 Allard Partners Limited 2 5 7 71.43
664 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
665 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
666 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
667 Alpha Nova Capital Management Limited 2 2 4 50.00
668 ALPS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
669 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
670 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
671 ALTUS CAPITAL LIMITED 2 3 5 60.00
672 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
673 AM Squared Limited 2 5 7 71.43 2005-06-30
674 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
675 Anli Securities Limited 2 6 8 75.00
676 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
677 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
678 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
679 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
680 Arta Global Futures Limited 2 2 4 50.00
681 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
682 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
683 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
684 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
685 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
686 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
687 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
688 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
689 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
690 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
691 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
692 Averest Capital Limited 2 3 5 60.00
693 Avia Asset Management Limited 2 0 2 0.00
694 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
695 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
696 Axis Capital Management Limited 2 0 2 0.00
697 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
698 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
699 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
700 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
701 BEAR BRIGHT LIMITED 2 2 4 50.00
702 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
703 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
704 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
705 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
706 Black Marble Securities Limited 2 3 5 60.00
707 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
708 BLOOMYEARS LIMITED 2 4 6 66.67
709 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
710 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
711 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
712 BOCI RESEARCH LIMITED 2 26 28 92.86
713 BOKHARY SECURITIES LIMITED 2 7 9 77.78
714 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
715 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
716 Bradbury Securities Limited 2 7 9 77.78
717 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
718 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
719 BROOKE CAPITAL LIMITED 2 1 3 33.33
720 BULLISH SECURITIES LIMITED 2 9 11 81.82
721 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
722 CAIIS Limited 2 18 20 90.00 2006-05-23
723 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
724 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
725 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
726 Capital International, Inc. 2 7 9 77.78
727 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
728 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
729 CBH Asia Limited 2 13 15 86.67
730 CBRE Investment Management (Asia) Limited 2 1 3 33.33
731 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
732 CCB Securities Limited 2 3 5 60.00
733 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
734 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
735 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
736 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
737 CERES CAPITAL LIMITED 2 0 2 0.00
738 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
739 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
740 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
741 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
742 ChapmanCraig Limited 2 3 5 60.00
743 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
744 CHEETAH ADVISORS LIMITED 2 0 2 0.00
745 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
746 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
747 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
748 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
749 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
750 China Access Advisors Limited 2 0 2 0.00 2005-10-21
751 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
752 China Best International Futures Co., Limited 2 3 5 60.00
753 China Enterprise Securities Company Limited 2 1 3 33.33
754 China Finance Holdings Limited 2 0 2 0.00
755 China Finance KAB Limited 2 7 9 77.78 2004-12-23
756 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
757 China Integrity Investment Limited 2 2 4 50.00
758 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
759 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
760 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
761 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
762 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
763 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
764 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
765 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
766 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
767 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
768 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
769 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
770 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
771 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
772 CLSA RESEARCH LIMITED 2 38 40 95.00
773 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
774 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
775 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
776 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
777 COMGEST FAR EAST LIMITED 2 2 4 50.00
778 COMMENCE COMPANY LIMITED 2 0 2 0.00
779 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
780 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
781 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
782 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
783 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
784 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
785 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
786 CTW SECURITIES LIMITED 2 2 4 50.00
787 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
788 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
789 D.J. SECURITIES LIMITED 2 0 2 0.00
790 DAH SING SECURITIES LIMITED 2 2 4 50.00
791 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
792 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
793 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
794 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
795 Delta Asia Wealth Management Limited 2 4 6 66.67
796 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
797 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
798 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
799 EAST ASIA FUTURES LIMITED 2 11 13 84.62
800 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
801 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
802 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
803 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
804 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
805 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
806 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
807 ENZARD LIMITED 2 0 2 0.00 2004-05-21
808 EQT Partners Asia Limited 2 2 4 50.00
809 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
810 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
811 ETRADE SECURITIES LIMITED 2 7 9 77.78
812 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
813 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
814 Everbright Securities Global (HK) Limited 2 7 9 77.78
815 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
816 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
817 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
818 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
819 F. R. ZIMMERN LIMITED 2 3 5 60.00
820 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
821 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
822 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
823 FAIRWIN BROKING LIMITED 2 5 7 71.43
824 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
825 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
826 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
827 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
828 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
829 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
830 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
831 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
832 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
833 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
834 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
835 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
836 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
837 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
838 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
839 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
840 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
841 FULL WIN SECURITIES LIMITED 2 1 3 33.33
842 FULLJET SECURITIES LIMITED 2 0 2 0.00
843 Funderstone Asset Management (HK) Limited 2 0 2 0.00
844 Funderstone Futures Limited 2 48 50 96.00
845 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
846 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
847 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
848 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
849 GAYANG SECURITIES LIMITED 2 18 20 90.00
850 GCAM Limited 2 2 4 50.00 2004-10-19
851 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
852 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
853 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
854 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
855 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
856 GIGA (HONG KONG) LIMITED 2 6 8 75.00
857 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
858 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
859 GLS SECURITIES LIMITED 2 7 9 77.78
860 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
861 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
862 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
863 Goldin Equities Limited 2 2 4 50.00
864 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
865 Goldyard Capital Limited 2 5 7 71.43
866 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
867 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
868 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
869 Grand Cartel Securities Company Limited 2 3 5 60.00
870 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
871 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
872 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
873 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
874 Greentech Technology Asset Management Company Limited 2 0 2 0.00
875 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
876 Grit Securities Limited 2 2 4 50.00
877 GT CAPITAL LIMITED 2 5 7 71.43
878 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
879 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
880 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
881 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
882 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
883 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
884 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
885 HANG SENG FUTURES LIMITED 2 8 10 80.00
886 HANG TAI SECURITIES LIMITED 2 13 15 86.67
887 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
888 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
889 Hao Tian International Securities Limited 2 8 10 80.00
890 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
891 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
892 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
893 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
894 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
895 HENCO CAPITAL LIMITED 2 0 2 0.00
896 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
897 HENIK SECURITIES LIMITED 2 7 9 77.78
898 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
899 HERMES SECURITIES LIMITED 2 8 10 80.00
900 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
901 HIP HING SECURITIES LIMITED 2 2 4 50.00
902 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
903 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
904 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
905 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
906 Hongkong Bay Securities Limited 2 7 9 77.78
907 HOORAY CAPITAL LIMITED 2 0 2 0.00
908 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
909 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
910 HOU TAK SECURITIES LIMITED 2 2 4 50.00
911 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
912 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
913 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
914 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
915 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
916 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
917 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
918 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
919 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
920 Huayu Securities Limited 2 7 9 77.78
921 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
922 HUNG SING FUTURES LIMITED 2 3 5 60.00
923 HUNG SING SECURITIES LIMITED 2 15 17 88.24
924 iBest Consultants Limited 2 40 42 95.24
925 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
926 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
927 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
928 IMARKETS LIMITED 2 0 2 0.00
929 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
930 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
931 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
932 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
933 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
934 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
935 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
936 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
937 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
938 Interactive Brokers LLC 2 6 8 75.00
939 INTERCHINA FUTURES LIMITED 2 4 6 66.67
940 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
941 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
942 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
943 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
944 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
945 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
946 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
947 iTTa Capital Limited 2 4 6 66.67 2003-05-29
948 iVenture Investment Management Limited 2 1 3 33.33
949 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
950 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
951 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
952 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
953 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
954 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
955 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
956 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
957 JOINCAP CAPITAL LIMITED 2 1 3 33.33
958 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
959 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
960 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
961 JVSakk Asia Limited 2 1 3 33.33
962 K.K.M. SECURITIES LIMITED 2 7 9 77.78
963 Kam Wah Investments Limited 2 3 5 60.00
964 KARFORD SECURITIES LIMITED 2 0 2 0.00
965 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
966 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
967 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
968 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
969 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
970 KB Securities Hong Kong Limited 2 3 5 60.00
971 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
972 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
973 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
974 KGI Asset Management Limited 2 0 2 0.00
975 KILMOREY SECURITIES LIMITED 2 5 7 71.43
976 King Sun Securities Limited 2 8 10 80.00
977 KINGSTON FUTURES LIMITED 2 17 19 89.47
978 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
979 KMT SECURITIES LIMITED 2 7 9 77.78
980 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
981 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
982 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
983 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
984 KWOK HING SECURITIES LIMITED 2 4 6 66.67
985 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
986 LAU & COMPANY LIMITED 2 0 2 0.00
987 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
988 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
989 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
990 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
991 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
992 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
993 Lombard Investments (HK) Limited 2 2 4 50.00
994 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
995 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
996 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
997 Lynx Portfolio Limited 2 1 3 33.33
998 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
999 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1000 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
1001 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1002 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1003 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
1004 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
1005 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1006 MANGO FINANCIAL LIMITED 2 11 13 84.62
1007 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
1008 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
1009 MARC FABER LIMITED 2 0 2 0.00
1010 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
1011 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
1012 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1013 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1014 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
1015 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1016 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1017 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1018 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
1019 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
1020 MESSIS CAPITAL LIMITED 2 1 3 33.33
1021 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
1022 MFG Limited (HK) 2 0 2 0.00 2006-07-17
1023 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
1024 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
1025 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1026 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1027 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
1028 MoneyMore Securities Limited 2 12 14 85.71
1029 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1030 MORTON SECURITIES LIMITED 2 3 5 60.00
1031 MTF SECURITIES LIMITED 2 18 20 90.00
1032 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1033 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
1034 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
1035 Network Financial Services Limited 2 1 3 33.33
1036 Neutral Financial Holding Company Limited 2 7 9 77.78
1037 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
1038 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1039 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1040 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
1041 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1042 Nittan Securities Asia Limited 2 2 4 50.00
1043 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1044 Nuada Limited 2 1 3 33.33 2004-01-15
1045 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1046 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
1047 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1048 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
1049 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
1050 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
1051 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
1052 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
1053 OnePlatform Securities Limited 2 33 35 94.29
1054 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1055 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1056 oOo Securities (HK) Group Limited 2 19 21 90.48 2004-12-03
1057 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
1058 Open Asset Management Limited 2 1 3 33.33
1059 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1060 Oreana Financial Services Limited 2 3 5 60.00
1061 ORIENT SECURITIES LIMITED 2 9 11 81.82
1062 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
1063 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
1064 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1065 Oshidori Corporate Finance Limited 2 0 2 0.00
1066 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1067 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1068 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
1069 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1070 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1071 PANURGY LIMITED 2 1 3 33.33
1072 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
1073 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1074 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1075 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
1076 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
1077 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1078 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
1079 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
1080 PGIM (Hong Kong) Limited 2 0 2 0.00
1081 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
1082 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
1083 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1084 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
1085 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
1086 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
1087 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
1088 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
1089 PO LEE SECURITIES LIMITED 2 3 5 60.00
1090 PO SANG SECURITIES LIMITED 2 13 15 86.67
1091 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
1092 Polen Capital HK Limited 2 0 2 0.00
1093 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
1094 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1095 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1096 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1097 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1098 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
1099 Public Financial Securities Limited 2 6 8 75.00
1100 Public Securities Limited 2 4 6 66.67
1101 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1102 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1103 QUAM FUTURES LIMITED 2 0 2 0.00
1104 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1105 Rakuten Securities Hong Kong Limited 2 46 48 95.83
1106 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1107 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
1108 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1109 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1110 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
1111 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
1112 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
1113 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
1114 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
1115 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
1116 Rifa Securities Limited 2 6 8 75.00
1117 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1118 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
1119 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1120 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
1121 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1122 ROOFER SECURITIES LIMITED 2 9 11 81.82
1123 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1124 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
1125 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
1126 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
1127 SBI China Capital Commodities Limited 2 17 19 89.47
1128 SCM CHINA LIMITED 2 0 2 0.00
1129 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1130 SDIC Securities International Financial Holdings Limited 2 23 25 92.00
1131 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
1132 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1133 SEEKERS MARKETS LIMITED 2 10 12 83.33
1134 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1135 Shacom Securities Limited 2 15 17 88.24
1136 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1137 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1138 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1139 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
1140 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
1141 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1142 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1143 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1144 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1145 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1146 SINOMAX SECURITIES LIMITED 2 6 8 75.00
1147 SIU ON SECURITIES LIMITED 2 4 6 66.67
1148 SKY WARD ASIA LIMITED 2 1 3 33.33
1149 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1150 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1151 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1152 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1153 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1154 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
1155 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
1156 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
1157 SPS COMMODITIES LIMITED 2 7 9 77.78
1158 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1159 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1160 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1161 STANDARD & POOR'S, LLC 2 5 7 71.43
1162 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1163 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1164 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
1165 Success Securities Limited 2 24 26 92.31
1166 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1167 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
1168 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
1169 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
1170 Sun Life Financial Asia Services Limited 2 17 19 89.47
1171 Sun Life Hong Kong Limited 2 396 398 99.50
1172 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1173 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1174 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
1175 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1176 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1177 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1178 T & F Equities Limited 2 2 4 50.00 2005-11-23
1179 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
1180 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1181 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1182 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1183 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1184 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1185 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1186 TC Investment Management (Asia) Limited 2 5 7 71.43
1187 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1188 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1189 Templewater Hong Kong Limited 2 4 6 66.67
1190 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1191 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1192 THING ON SECURITIES LIMITED 2 4 6 66.67
1193 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1194 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1195 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
1196 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1197 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1198 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
1199 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
1200 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
1201 TSE'S SECURITIES LIMITED 2 40 42 95.24
1202 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
1203 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1204 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1205 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1206 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1207 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
1208 TVC MANAGEMENT LIMITED 2 0 2 0.00
1209 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
1210 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1211 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1212 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1213 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1214 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1215 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1216 Vantum Futures Limited 2 2 4 50.00
1217 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
1218 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
1219 VERCAP Financial Services Limited 2 0 2 0.00
1220 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1221 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1222 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
1223 VMS Securities Limited 2 2 4 50.00
1224 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1225 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1226 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1227 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1228 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1229 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1230 Waton Securities International Limited 2 4 6 66.67
1231 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1232 Well Link Securities Limited 2 9 11 81.82 2005-11-11
1233 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1234 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1235 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1236 WILBY SECURITIES LIMITED 2 2 4 50.00
1237 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1238 WIN WONG SECURITIES LIMITED 2 26 28 92.86
1239 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
1240 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1241 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1242 WING ON SECURITIES LIMITED 2 7 9 77.78
1243 WING TAK SECURITIES LIMITED 2 0 2 0.00
1244 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1245 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1246 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1247 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1248 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
1249 WM (HK) Limited 2 1358 1360 99.85
1250 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
1251 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1252 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1253 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1254 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1255 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1256 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1257 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1258 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1259 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1260 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1261 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1262 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1263 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1264 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
1265 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1266 Zijing Capital Limited 2 3 5 60.00 2003-05-07
1267 313 Capital Management Limited 1 1 2 50.00
1268 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
1269 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
1270 Beijing Securities Limited 1 0 1 0.00
1271 Broadway Wealth Management Limited 1 6 7 85.71
1272 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
1273 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1274 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1275 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
1276 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1277 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
1278 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
1279 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1280 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
1281 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
1282 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
1283 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
1284 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
1285 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
1286 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
1287 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1288 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
1289 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1290 Redford Asset Management Limited 1 1 2 50.00
1291 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
1292 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
1293 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
1294 UKFP (Asia) HK Limited 1 2 3 66.67
1295 United Securities Limited (HK) 1 5 6 83.33
1296 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
1297 RBS Asia Futures Limited 0 3 3 100.00
1298 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
1299 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
1299 Average 3.11 21.62 24.72 87.43

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