SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
2 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
3 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
4 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
5 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
6 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
7 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
8 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
9 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
10 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
11 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
12 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
13 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
14 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
15 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
16 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
17 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
18 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
19 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
20 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
21 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
22 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
23 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
24 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
25 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
26 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
27 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
28 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
29 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
30 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
31 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
32 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
33 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
34 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
35 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
36 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
37 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
38 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
39 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
40 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
41 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
42 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
43 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
44 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
45 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
46 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
47 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
48 MFG Limited (HK) 2 0 2 0.00 2006-07-17
49 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
50 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
51 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
52 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
53 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
54 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
55 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
56 CAIIS Limited 2 18 20 90.00 2006-05-23
57 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
58 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
59 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
60 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
61 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
62 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
63 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
64 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
65 CC Finance Limited 4 15 19 78.95 2006-04-20
66 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
67 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
68 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
69 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
70 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
71 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
72 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
73 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
74 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
75 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
76 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
77 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
78 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
79 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
80 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
81 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
82 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
83 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
84 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
85 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
86 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
87 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
88 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
89 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
90 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
91 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
92 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
93 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
94 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
95 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
96 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
97 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
98 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
99 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
100 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
101 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
102 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
103 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
104 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
105 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
106 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
107 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
108 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
109 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
110 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
111 T & F Equities Limited 2 2 4 50.00 2005-11-23
112 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
113 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
114 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
115 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
116 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
117 Well Link Securities Limited 2 9 11 81.82 2005-11-11
118 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
119 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
120 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
121 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
122 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
123 China Access Advisors Limited 2 0 2 0.00 2005-10-21
124 Citadel Asia Limited 3 27 30 90.00 2005-10-21
125 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
126 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
127 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
128 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
129 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
130 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
131 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
132 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
133 FT Securities Limited 3 82 85 96.47 2005-09-22
134 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
135 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
136 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
137 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
138 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
139 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
140 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
141 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
142 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
143 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
144 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
145 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
146 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
147 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
148 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
149 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
150 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
151 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
152 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
153 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
154 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
155 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
156 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
157 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
158 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
159 3V Capital Limited 3 3 6 50.00 2005-07-18
160 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
161 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
162 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
163 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
164 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
165 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
166 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
167 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
168 AM Squared Limited 2 5 7 71.43 2005-06-30
169 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
170 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
171 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
172 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
173 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
174 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
175 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
176 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
177 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
178 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
179 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
180 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
181 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
182 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
183 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
184 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
185 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
186 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
187 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
188 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
189 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
190 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
191 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
192 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
193 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
194 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
195 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
196 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
197 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
198 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
199 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
200 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
201 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
202 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
203 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
204 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
205 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
206 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
207 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
208 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
209 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
210 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
211 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
212 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
213 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
214 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
215 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
216 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
217 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
218 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
219 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
220 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
221 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
222 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
223 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
224 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
225 Beevest Securities Limited 5 28 33 84.85 2005-03-07
226 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
227 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
228 SJS Markets Limited 3 6 9 66.67 2005-03-02
229 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
230 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
231 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
232 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
233 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
234 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
235 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
236 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
237 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
238 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
239 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
240 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
241 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
242 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
243 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
244 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
245 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
246 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
247 China Finance KAB Limited 2 7 9 77.78 2004-12-23
248 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
249 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
250 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
251 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
252 orientiert XYZ Securities Limited 2 19 21 90.48 2004-12-03
253 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
254 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
255 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
256 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
257 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
258 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
259 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
260 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
261 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
262 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
263 AIF Securities Limited 4 0 4 0.00 2004-11-02
264 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
265 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
266 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
267 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
268 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
269 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
270 GCAM Limited 2 2 4 50.00 2004-10-19
271 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
272 Quam Securities Limited 7 90 97 92.78 2004-10-15
273 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
274 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
275 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
276 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
277 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
278 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
279 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
280 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
281 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
282 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
283 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
284 YF Life Investors Limited 3 71 74 95.95 2004-08-30
285 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
286 Tensant Securities Limited 2 2 4 50.00 2004-08-25
287 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
288 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
289 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
290 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
291 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
292 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
293 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
294 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
295 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
296 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
297 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
298 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
299 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
300 CVP Securities Limited 4 38 42 90.48 2004-07-09
301 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
302 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
303 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
304 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
305 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
306 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
307 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
308 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
309 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
310 ENZARD LIMITED 2 0 2 0.00 2004-05-21
311 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
312 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
313 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
314 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
315 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
316 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
317 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
318 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
319 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
320 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
321 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
322 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
323 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
324 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
325 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
326 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
327 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
328 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
329 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
330 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
331 Nuada Limited 2 1 3 33.33 2004-01-15
332 CTBC Asia Limited 6 11 17 64.71 2004-01-14
333 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
334 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
335 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
336 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
337 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
338 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
339 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
340 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
341 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
342 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
343 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
344 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
345 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
346 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
347 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
348 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
349 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
350 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
351 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
352 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
353 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
354 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
355 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
356 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
357 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
358 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
359 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
360 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
361 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
362 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
363 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
364 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
365 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
366 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
367 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
368 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
369 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
370 iTTa Capital Limited 2 4 6 66.67 2003-05-29
371 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
372 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
373 Zijing Capital Limited 2 3 5 60.00 2003-05-07
374 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
375 313 Capital Management Limited 1 1 2 50.00
376 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
377 AASTOCKS.COM LIMITED 2 0 2 0.00
378 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
379 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
380 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
381 abrdn Hong Kong Limited 3 2 5 40.00
382 Absolute Investment Management (HK) Limited 3 3 6 50.00
383 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
384 ACM ASIA LIMITED 2 1 3 33.33
385 ADM SECURITIES LIMITED 2 0 2 0.00
386 ADMIS Hong Kong Limited 3 16 19 84.21
387 Aevitas Securities Limited 2 4 6 66.67
388 AIF CAPITAL LIMITED 6 7 13 53.85
389 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
390 AJ Securities Limited 2 6 8 75.00
391 Allard Partners Limited 2 5 7 71.43
392 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
393 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
394 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
395 Alpha Nova Capital Management Limited 2 2 4 50.00
396 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
397 ALPS ADVISORY (HK) LIMITED 2 3 5 60.00
398 ALTUS CAPITAL LIMITED 2 3 5 60.00
399 AMPLE CAPITAL LIMITED 3 2 5 40.00
400 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
401 Amundi Hong Kong Limited 6 22 28 78.57
402 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
403 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
404 ANGUS MOORE LIMITED 3 7 10 70.00
405 Anli Securities Limited 2 6 8 75.00
406 Anuenue Securities Limited 4 5 9 55.56
407 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
408 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
409 Arta Global Futures Limited 2 2 4 50.00
410 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
411 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
412 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
413 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
414 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
415 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
416 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
417 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
418 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
419 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
420 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
421 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
422 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
423 Averest Capital Limited 2 3 5 60.00
424 Avia Asset Management Limited 2 0 2 0.00
425 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
426 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
427 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
428 Axis Capital Management Limited 2 0 2 0.00
429 BALI SECURITIES CO. LIMITED 3 0 3 0.00
430 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
431 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
432 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
433 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
434 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
435 BEA Union Investment Management Limited 5 13 18 72.22
436 BEAR BRIGHT LIMITED 2 2 4 50.00
437 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
438 Beijing Securities Limited 1 0 1 0.00
439 Belvest Investment Services Limited 3 14 17 82.35
440 Bentley Capital Limited (HK) 3 0 3 0.00
441 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
442 BERICH BROKERAGE LIMITED 4 14 18 77.78
443 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
444 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
445 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
446 Black Marble Securities Limited 2 3 5 60.00
447 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
448 BLOOMYEARS LIMITED 2 4 6 66.67
449 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
450 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
451 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
452 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
453 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
454 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
455 BOCI ASIA LIMITED 9 31 40 77.50
456 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
457 BOCI RESEARCH LIMITED 2 26 28 92.86
458 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
459 BOKHARY SECURITIES LIMITED 2 7 9 77.78
460 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
461 BOWEN ASIA LIMITED 5 2 7 28.57
462 Bradbury Securities Limited 2 7 9 77.78
463 Bright Fund Management Limited 3 10 13 76.92
464 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
465 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
466 Broadway Wealth Management Limited 1 6 7 85.71
467 BROOKE CAPITAL LIMITED 2 1 3 33.33
468 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
469 BULLISH SECURITIES LIMITED 2 9 11 81.82
470 BUSINESS FUTURES LIMITED 3 8 11 72.73
471 BUSINESS SECURITIES LIMITED 3 18 21 85.71
472 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
473 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
474 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
475 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
476 Capital International, Inc. 2 7 9 77.78
477 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
478 CASH Wealth Management Limited 4 27 31 87.10
479 CBH Asia Limited 2 13 15 86.67
480 CBRE Investment Management (Asia) Limited 2 1 3 33.33
481 CCB Securities Limited 2 3 5 60.00
482 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
483 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
484 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
485 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
486 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
487 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
488 CERES CAPITAL LIMITED 2 0 2 0.00
489 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
490 CES Commodities (HK) Limited 8 318 326 97.55
491 CES Forex (HK) Limited 4 142 146 97.26
492 CES International Commodities (HK) Limited 3 5 8 62.50
493 CGS International Securities Hong Kong Limited 5 20 25 80.00
494 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
495 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
496 Chanceton Capital Partners Limited 3 0 3 0.00
497 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
498 ChapmanCraig Limited 2 3 5 60.00
499 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
500 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
501 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
502 CHEETAH ADVISORS LIMITED 2 0 2 0.00
503 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
504 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
505 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
506 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
507 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
508 China Enterprise Securities Company Limited 2 1 3 33.33
509 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
510 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
511 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
512 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
513 China Finance Holdings Limited 2 0 2 0.00
514 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
515 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
516 China Integrity Investment Limited 2 2 4 50.00
517 China International Capital Corporation (International) Limited 6 70 76 92.11
518 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
519 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
520 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
521 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
522 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
523 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
524 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
525 China Reserve Securities Limited 3 3 6 50.00
526 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
527 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
528 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
529 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
530 China Tonghai (IA) Limited 5 13 18 72.22
531 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
532 CHONG HING SECURITIES LIMITED 4 21 25 84.00
533 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
534 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
535 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
536 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
537 CHUANGS & CO. LIMITED 3 1 4 25.00
538 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
539 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
540 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
541 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
542 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
543 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
544 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
545 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
546 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
547 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
548 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
549 CITIC Securities Futures (HK) Limited 4 90 94 95.74
550 Citigroup Global Markets Asia Limited 15 497 512 97.07
551 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
552 CLSA FUTURES LIMITED 3 23 26 88.46
553 CLSA LIMITED 6 97 103 94.17
554 CLSA RESEARCH LIMITED 2 38 40 95.00
555 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
556 CMB International Global Markets Limited 5 13 18 72.22
557 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
558 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
559 COL Securities (HK) Limited 3 1 4 25.00
560 COMGEST FAR EAST LIMITED 2 2 4 50.00
561 COMMENCE COMPANY LIMITED 2 0 2 0.00
562 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
563 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
564 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
565 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
566 CORPORATE BROKERS LIMITED 3 82 85 96.47
567 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
568 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
569 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
570 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
571 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
572 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
573 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
574 CS Wealth Securities Limited 4 4 8 50.00
575 CSC ASIA LIMITED 5 3 8 37.50
576 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
577 CSC FUTURES (HK) LIMITED 3 16 19 84.21
578 CSI Corporate Finance (HK) Limited 7 13 20 65.00
579 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
580 CTW SECURITIES LIMITED 2 2 4 50.00
581 CUPOLA CAPITAL LIMITED 3 1 4 25.00
582 CVC Asia Pacific Limited 3 5 8 62.50
583 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
584 D.J. SECURITIES LIMITED 2 0 2 0.00
585 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
586 DAH SING SECURITIES LIMITED 2 2 4 50.00
587 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
588 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
589 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
590 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
591 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
592 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
593 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
594 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
595 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
596 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
597 Delta Asia Wealth Management Limited 2 4 6 66.67
598 DL BROKERAGE LIMITED 3 19 22 86.36
599 DNB Asset Management (Asia) Limited 3 3 6 50.00
600 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
601 DWS Investments Hong Kong Limited 6 25 31 80.65
602 EAA SECURITIES LIMITED 3 2 5 40.00
603 EAST ASIA FUTURES LIMITED 2 11 13 84.62
604 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
605 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
606 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
607 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
608 ELSTONE SECURITIES LIMITED 4 11 15 73.33
609 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
610 EMPEROR FUTURES LIMITED 5 67 72 93.06
611 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
612 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
613 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
614 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
615 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
616 EQT Partners Asia Limited 2 2 4 50.00
617 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
618 Essence International Financial Holdings Limited 2 23 25 92.00
619 ETRADE SECURITIES LIMITED 2 7 9 77.78
620 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
621 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
622 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
623 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
624 Everbright Securities Global (HK) Limited 2 7 9 77.78
625 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
626 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
627 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
628 EVERHOT SECURITIES LIMITED 3 8 11 72.73
629 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
630 EWARTON SECURITIES LIMITED 3 15 18 83.33
631 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
632 F. R. ZIMMERN LIMITED 2 3 5 60.00
633 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
634 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
635 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
636 FAIRWIN BROKING LIMITED 2 5 7 71.43
637 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
638 FDB Financial Group Limited 4 3 7 42.86
639 FE SECURITIES LIMITED 4 6 10 60.00
640 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
641 FIL Investment Advisors 6 71 77 92.21
642 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
643 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
644 Finet Securities Limited 3 3 6 50.00
645 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
646 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
647 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
648 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
649 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
650 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
651 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
652 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
653 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
654 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
655 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
656 Fosun International Securities Limited 5 23 28 82.14
657 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
658 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
659 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
660 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
661 Fubon Capital (HK) Limited 5 7 12 58.33
662 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
663 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
664 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
665 FULL WIN SECURITIES LIMITED 2 1 3 33.33
666 FULLJET SECURITIES LIMITED 2 0 2 0.00
667 Funderstone Asset Management (HK) Limited 2 0 2 0.00
668 Funderstone Futures Limited 2 48 50 96.00
669 Funderstone Securities Limited 4 50 54 92.59
670 FWD Financial Planning Limited (HK) 3 37 40 92.50
671 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
672 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
673 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
674 GAM HONG KONG LIMITED 4 24 28 85.71
675 GAOYU SECURITIES LIMITED 4 14 18 77.78
676 GAYANG SECURITIES LIMITED 2 18 20 90.00
677 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
678 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
679 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
680 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
681 GET NICE CAPITAL LIMITED 3 0 3 0.00
682 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
683 GET NICE SECURITIES LIMITED 6 85 91 93.41
684 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
685 GIGA (HONG KONG) LIMITED 2 6 8 75.00
686 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
687 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
688 Glory Sun Securities Limited 3 14 17 82.35
689 GLS SECURITIES LIMITED 2 7 9 77.78
690 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
691 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
692 Goldbridge Securities Limited 3 2 5 40.00
693 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
694 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
695 Goldin Equities Limited 2 2 4 50.00
696 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
697 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
698 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
699 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
700 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
701 Goldyard Capital Limited 2 5 7 71.43
702 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
703 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
704 Grand Cartel Securities Company Limited 2 3 5 60.00
705 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
706 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
707 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
708 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
709 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
710 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
711 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
712 Greentech Technology Asset Management Company Limited 2 0 2 0.00
713 Grit Securities Limited 2 2 4 50.00
714 GT CAPITAL LIMITED 2 5 7 71.43
715 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
716 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
717 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
718 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
719 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
720 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
721 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
722 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
723 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
724 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
725 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
726 HANG SENG FUTURES LIMITED 2 8 10 80.00
727 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
728 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
729 HANG SENG SECURITIES LIMITED 4 19 23 82.61
730 HANG TAI SECURITIES LIMITED 2 13 15 86.67
731 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
732 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
733 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
734 Hao Tian International Securities Limited 2 8 10 80.00
735 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
736 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
737 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
738 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
739 HENCO CAPITAL LIMITED 2 0 2 0.00
740 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
741 HENIK SECURITIES LIMITED 2 7 9 77.78
742 HENYEP SECURITIES LIMITED 3 18 21 85.71
743 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
744 HERMES SECURITIES LIMITED 2 8 10 80.00
745 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
746 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
747 HING WONG SECURITIES LIMITED 3 10 13 76.92
748 HIP HING SECURITIES LIMITED 2 2 4 50.00
749 HOI SANG SECURITIES LIMITED 3 2 5 40.00
750 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
751 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
752 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
753 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
754 Hong Kong Stock Link Securities Limited 3 7 10 70.00
755 Hongkong Bay Securities Limited 2 7 9 77.78
756 HOORAY CAPITAL LIMITED 2 0 2 0.00
757 HOORAY SECURITIES LIMITED 3 2 5 40.00
758 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
759 HOU TAK SECURITIES LIMITED 2 2 4 50.00
760 HPEF Capital Partners Limited 6 20 26 76.92
761 HPEF Venture Partners Limited 5 5 10 50.00
762 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
763 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
764 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
765 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
766 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
767 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
768 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
769 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
770 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
771 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
772 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
773 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
774 HSZ (HONG KONG) LIMITED 3 1 4 25.00
775 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
776 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
777 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
778 Huajin Corporate Finance (International) Limited 5 5 10 50.00
779 Huayu Securities Limited 2 7 9 77.78
780 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
781 HUNG SING FUTURES LIMITED 2 3 5 60.00
782 HUNG SING SECURITIES LIMITED 2 15 17 88.24
783 iBest Consultants Limited 2 40 42 95.24
784 iBest Securities Company Limited 3 7 10 70.00
785 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
786 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
787 ICEA CAPITAL LIMITED 5 33 38 86.84
788 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
789 iFAST Securities (HK) Limited 3 3 6 50.00
790 Imagi Brokerage Limited 3 5 8 62.50
791 IMARKETS LIMITED 2 0 2 0.00
792 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
793 Income Partners Asset Management (HK) Limited 4 7 11 63.64
794 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
795 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
796 Instinet Alpha Trading Limited 6 5 11 45.45
797 INSTINET PACIFIC LIMITED 5 18 23 78.26
798 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
799 Interactive Brokers LLC 2 6 8 75.00
800 INTERCHINA FUTURES LIMITED 2 4 6 66.67
801 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
802 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
803 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
804 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
805 INVESCO HONG KONG LIMITED 5 40 45 88.89
806 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
807 iVenture Investment Management Limited 2 1 3 33.33
808 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
809 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
810 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
811 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
812 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
813 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
814 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
815 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
816 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
817 JK Capital Management Limited 3 1 4 25.00
818 JOINCAP CAPITAL LIMITED 2 1 3 33.33
819 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
820 Joy Silver Limited 4 4 8 50.00
821 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
822 JPMorgan Funds (Asia) Limited 5 70 75 93.33
823 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
824 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
825 JVSakk Asia Limited 2 1 3 33.33
826 K.K.M. SECURITIES LIMITED 2 7 9 77.78
827 KAISER FUTURES LIMITED 3 31 34 91.18
828 Kaiser KT Capital Limited 3 1 4 25.00
829 KAISER SECURITIES LIMITED 3 26 29 89.66
830 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
831 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
832 Kam Wah Investments Limited 2 3 5 60.00
833 KARFORD SECURITIES LIMITED 2 0 2 0.00
834 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
835 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
836 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
837 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
838 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
839 KB Securities Hong Kong Limited 2 3 5 60.00
840 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
841 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
842 KGI ASIA LIMITED 13 237 250 94.80
843 KGI Asset Management Limited 2 0 2 0.00
844 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
845 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
846 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
847 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
848 KILMOREY SECURITIES LIMITED 2 5 7 71.43
849 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
850 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
851 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
852 KINGSTON FUTURES LIMITED 2 17 19 89.47
853 KINGSTON SECURITIES LIMITED 3 47 50 94.00
854 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
855 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
856 KMT SECURITIES LIMITED 2 7 9 77.78
857 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
858 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
859 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
860 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
861 KWOK HING SECURITIES LIMITED 2 4 6 66.67
862 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
863 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
864 LAMTEX SECURITIES LIMITED 3 11 14 78.57
865 LAU & COMPANY LIMITED 2 0 2 0.00
866 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
867 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
868 LEHIN SECURITIES LIMITED 3 22 25 88.00
869 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
870 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
871 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
872 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
873 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
874 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
875 LIM ADVISORS LIMITED 5 7 12 58.33
876 Lion Global Financial Limited 3 81 84 96.43
877 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
878 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
879 Lombard Investments (HK) Limited 2 2 4 50.00
880 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
881 Longitude Asia Limited 3 1 4 25.00
882 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
883 LUEN HING SECURITIES LIMITED 3 6 9 66.67
884 LUEN SING SECURITIES LIMITED 4 10 14 71.43
885 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
886 Lynx Portfolio Limited 2 1 3 33.33
887 M&F Asset Management Limited 3 10 13 76.92
888 Mackenzie Investments Asia Limited 3 2 5 40.00
889 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
890 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
891 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
892 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
893 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
894 MAGUSTA FUTURES LIMITED 2 3 5 60.00
895 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
896 MALAHON SECURITIES LIMITED 2 12 14 85.71
897 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
898 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
899 MANDARIN VP (HK) LIMITED 2 0 2 0.00
900 MANGO FINANCIAL LIMITED 2 11 13 84.62
901 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
902 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
903 MARC FABER LIMITED 2 0 2 0.00
904 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
905 Mason Futures Limited (HK) 3 26 29 89.66
906 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
907 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
908 Mason Securities Limited 3 33 36 91.67
909 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
910 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
911 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
912 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
913 Matrix Securities Limited 5 2 7 28.57
914 MCP Holdings Limited (HK) 3 5 8 62.50
915 MEAG Hong Kong Limited 3 1 4 25.00
916 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
917 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
918 MEGABASE SECURITIES LIMITED 2 2 4 50.00
919 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
920 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
921 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
922 Merdeka Securities Limited 3 1 4 25.00
923 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
924 Merrill Lynch Far East Limited 10 212 222 95.50
925 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
926 MESSIS CAPITAL LIMITED 2 1 3 33.33
927 Metaverse Securities Limited (HK) 5 0 5 0.00
928 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
929 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
930 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
931 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
932 Minerva Holding Financial Securities Limited 3 9 12 75.00
933 MING HON SECURITIES LIMITED 3 1 4 25.00
934 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
935 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
936 MLI LIMITED (d2018-03-29) 2 2 4 50.00
937 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
938 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
939 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
940 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
941 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
942 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
943 MORTON SECURITIES LIMITED 2 3 5 60.00
944 MTF SECURITIES LIMITED 2 18 20 90.00
945 MUSHK Limited 6 14 20 70.00
946 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
947 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
948 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
949 Network Financial Services Limited 2 1 3 33.33
950 Neutral Financial Holding Company Limited 2 7 9 77.78
951 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
952 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
953 NEW TREND FUTURES LIMITED 4 17 21 80.95
954 Newedge Broker Limited 4 45 49 91.84
955 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
956 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
957 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
958 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
959 Nittan Securities Asia Limited 2 2 4 50.00
960 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
961 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
962 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
963 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
964 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
965 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
966 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
967 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
968 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
969 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
970 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
971 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
972 OnePlatform Asset Management Limited 3 518 521 99.42
973 OnePlatform Securities Limited 2 33 35 94.29
974 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
975 ONSHINE SECURITIES LIMITED 3 12 15 80.00
976 Open Asset Management Limited 2 1 3 33.33
977 Open Securities Limited 4 11 15 73.33
978 Optima Capital Limited 3 2 5 40.00
979 Oreana Financial Services Limited 2 3 5 60.00
980 ORIENT SECURITIES LIMITED 2 9 11 81.82
981 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
982 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
983 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
984 Oshidori Corporate Finance Limited 2 0 2 0.00
985 Oshidori Securities Limited 3 5 8 62.50
986 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
987 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
988 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
989 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
990 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
991 Pacific Sun Advisors Limited 3 0 3 0.00
992 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
993 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
994 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
995 PANURGY LIMITED 2 1 3 33.33
996 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
997 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
998 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
999 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1000 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1001 PEACE TOWN FOREX LIMITED 4 30 34 88.24
1002 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1003 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
1004 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1005 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
1006 PGIM (Hong Kong) Limited 2 0 2 0.00
1007 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
1008 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
1009 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
1010 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1011 PineBridge Investments Asia Limited 3 26 29 89.66
1012 PineBridge Investments Hong Kong Limited 4 11 15 73.33
1013 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
1014 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
1015 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
1016 Planetree Futures Limited 4 7 11 63.64
1017 Planetree Securities Limited 4 15 19 78.95
1018 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
1019 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
1020 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1021 PO LEE SECURITIES LIMITED 2 3 5 60.00
1022 PO SANG SECURITIES LIMITED 2 13 15 86.67
1023 Polaris Capital (Asia) Limited 4 12 16 75.00
1024 Polen Capital HK Limited 2 0 2 0.00
1025 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
1026 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
1027 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1028 Prime Cdex Securities Limited 5 28 33 84.85
1029 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
1030 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
1031 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
1032 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
1033 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1034 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
1035 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
1036 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1037 Public Financial Securities Limited 2 6 8 75.00
1038 Public Securities Limited 2 4 6 66.67
1039 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1040 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
1041 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
1042 QUAM FUTURES LIMITED 2 0 2 0.00
1043 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1044 Rakuten Securities Hong Kong Limited 2 46 48 95.83
1045 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1046 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
1047 RBS Asia Corporate Finance Limited 6 37 43 86.05
1048 RBS Asia Futures Limited 0 3 3 100.00
1049 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1050 Redford Asset Management Limited 1 1 2 50.00
1051 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1052 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1053 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
1054 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
1055 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
1056 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
1057 Rich Union Securities (H.K.) Limited 5 7 12 58.33
1058 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
1059 Rifa Securities Limited 2 6 8 75.00
1060 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1061 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1062 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1063 ROOFER SECURITIES LIMITED 2 9 11 81.82
1064 ROSA SECURITIES LIMITED 3 3 6 50.00
1065 RPS INVESTMENT LIMITED 4 9 13 69.23
1066 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1067 SA Capital Limited (HK) 3 0 3 0.00
1068 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
1069 SANFULL SECURITIES LIMITED 5 45 50 90.00
1070 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
1071 SBI China Capital Commodities Limited 2 17 19 89.47
1072 SBI China Capital Financial Services Limited 3 10 13 76.92
1073 SBI China Capital Securities Limited 3 25 28 89.29
1074 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
1075 SCM CHINA LIMITED 2 0 2 0.00
1076 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1077 SDHG International Securities Limited 3 5 8 62.50
1078 SEEKERS MARKETS LIMITED 2 10 12 83.33
1079 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1080 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
1081 SHACOM FUTURES LIMITED 3 2 5 40.00
1082 Shacom Securities Limited 2 15 17 88.24
1083 Shang International Finance Limited 6 13 19 68.42
1084 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1085 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1086 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1087 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
1088 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
1089 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
1090 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
1091 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1092 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
1093 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
1094 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
1095 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1096 Silk Road International Capital Limited 3 0 3 0.00
1097 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1098 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1099 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
1100 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1101 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1102 Sinofortune Financial Capital Limited 3 9 12 75.00
1103 Sinofortune Securities Limited 3 35 38 92.11
1104 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
1105 SINOMAX SECURITIES LIMITED 2 6 8 75.00
1106 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
1107 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
1108 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
1109 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
1110 SIU ON SECURITIES LIMITED 2 4 6 66.67
1111 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1112 SKY WARD ASIA LIMITED 2 1 3 33.33
1113 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1114 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
1115 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1116 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1117 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1118 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
1119 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
1120 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
1121 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
1122 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1123 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
1124 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
1125 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
1126 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
1127 SPDB International Holdings Limited 4 0 4 0.00
1128 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
1129 SPS COMMODITIES LIMITED 2 7 9 77.78
1130 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1131 SPS SECURITIES LIMITED 5 14 19 73.68
1132 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1133 St. James's Place (Hong Kong) Limited 3 9 12 75.00
1134 STANDARD & POOR'S, LLC 2 5 7 71.43
1135 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
1136 Standard Commodities (Asia) Limited 3 5 8 62.50
1137 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1138 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
1139 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
1140 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1141 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
1142 Stellar Securities Limited 3 0 3 0.00
1143 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1144 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
1145 Success Securities Limited 2 24 26 92.31
1146 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1147 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
1148 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
1149 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
1150 Sun Life Financial Asia Services Limited 2 17 19 89.47
1151 Sun Life Hong Kong Limited 2 396 398 99.50
1152 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1153 SUN'S FUTURE LIMITED 3 4 7 57.14
1154 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1155 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
1156 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1157 T G HOLBORN (HK) LIMITED 3 52 55 94.55
1158 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1159 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
1160 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1161 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1162 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1163 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1164 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
1165 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1166 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1167 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1168 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1169 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1170 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
1171 Taiping Securities (HK) Co Limited 4 31 35 88.57
1172 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1173 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1174 TANG PING KONG LIMITED 3 10 13 76.92
1175 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1176 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1177 TC Investment Management (Asia) Limited 2 5 7 71.43
1178 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1179 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
1180 Templewater Hong Kong Limited 2 4 6 66.67
1181 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1182 THING ON SECURITIES LIMITED 2 4 6 66.67
1183 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1184 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1185 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
1186 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1187 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
1188 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1189 Tokio Marine Investment Services, Limited 3 1 4 25.00
1190 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
1191 Towers Watson Hong Kong Limited 3 1 4 25.00
1192 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1193 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1194 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
1195 TRUTH SECURITIES LIMITED 4 2 6 33.33
1196 TSE'S SECURITIES LIMITED 2 40 42 95.24
1197 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1198 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
1199 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
1200 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1201 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1202 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1203 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1204 TVC MANAGEMENT LIMITED 2 0 2 0.00
1205 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
1206 Tyche Group Limited 3 10 13 76.92
1207 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
1208 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
1209 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
1210 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
1211 UKFP (Asia) HK Limited 1 2 3 66.67
1212 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1213 United Securities Limited (HK) 1 5 6 83.33
1214 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
1215 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
1216 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
1217 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
1218 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1219 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1220 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
1221 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1222 VALUE PARTNERS LIMITED 6 21 27 77.78
1223 Value Partners Private Equity Limited 3 3 6 50.00
1224 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1225 Vantum Futures Limited 2 2 4 50.00
1226 VC BROKERAGE LIMITED 3 69 72 95.83
1227 VC CAPITAL LIMITED 4 6 10 60.00
1228 VC FUTURES LIMITED 4 43 47 91.49
1229 VC International Asset Management Limited 3 0 3 0.00
1230 VERCAP Financial Services Limited 2 0 2 0.00
1231 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1232 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1233 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
1234 Virtu ITG Hong Kong Limited 4 9 13 69.23
1235 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
1236 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
1237 VMS Securities Limited 2 2 4 50.00
1238 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1239 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1240 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1241 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1242 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1243 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1244 Wanhai Securities (HK) Limited 3 4 7 57.14
1245 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1246 Waton Securities International Limited 2 4 6 66.67
1247 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1248 Well Link International Securities Limited 3 24 27 88.89
1249 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1250 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
1251 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1252 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1253 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1254 WILBY SECURITIES LIMITED 2 2 4 50.00
1255 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1256 Win Securities Limited 3 3 6 50.00
1257 WIN WONG SECURITIES LIMITED 2 26 28 92.86
1258 WINFULL SECURITIES LIMITED 3 20 23 86.96
1259 WING FAT SECURITIES LIMITED 3 9 12 75.00
1260 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1261 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1262 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
1263 WING ON SECURITIES LIMITED 2 7 9 77.78
1264 WING TAK SECURITIES LIMITED 2 0 2 0.00
1265 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
1266 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1267 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1268 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
1269 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1270 WINTECH SECURITIES LIMITED 3 10 13 76.92
1271 Wisetrade Securities Limited 3 10 13 76.92
1272 WM (HK) Limited 2 1358 1360 99.85
1273 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
1274 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1275 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1276 WOCOM LIMITED (HK) 4 24 28 85.71
1277 WOCOM SECURITIES LIMITED 5 29 34 85.29
1278 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1279 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1280 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
1281 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1282 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1283 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1284 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
1285 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1286 YICKO SECURITIES LIMITED 4 17 21 80.95
1287 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1288 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1289 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1290 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1291 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1292 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
1293 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1294 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
1295 Yunfeng Financial Markets Limited 3 5 8 62.50
1296 Zhongrong International Futures Co., Limited 2 3 5 60.00
1297 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1298 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
1299 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
1299 Average 3.11 21.62 24.72 87.43

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