China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
SFC bans Tang Shiyi, ex-China Galaxy International Securities, for 10 months
| Statement of Disciplinary Action
SFC, 31-Oct-2022
For operating 2 external brokerage accounts without telling her employer.
SFC, 31-Oct-2022
For operating 2 external brokerage accounts without telling her employer.
SFC freezes accounts at 15 brokers in suspected social media pump & dump
SFC, 15-Mar-2021
Can anyone guess the stock?
SFC, 15-Mar-2021
Can anyone guess the stock?
SFC bans Wang Can, ex-China Galaxy, for 30 months, fines him HK$7,800
SFC, 16-May-2019
He was privy to information on a transaction by Linmark (now Daohe, 0915) and bought 40,000 shares, on which he made a profit of $7,800 ($0.195 per share) when he sold them on 5-Dec-2014, 2 days after the transaction was announced. The stock price ranged from $0.68-0.76 that day. It is unclear why he was not charged with Insider Dealing.
SFC, 16-May-2019
He was privy to information on a transaction by Linmark (now Daohe, 0915) and bought 40,000 shares, on which he made a profit of $7,800 ($0.195 per share) when he sold them on 5-Dec-2014, 2 days after the transaction was announced. The stock price ranged from $0.68-0.76 that day. It is unclear why he was not charged with Insider Dealing.
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