SFC suspends David Hui Lam Chiu, ex-Guoyuan Securities, for 6 months
SFC, 22-May-2017
He is now accredited to SSIF Securities Ltd and SSIF Asset Management Ltd.

• Orgs
  • GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED

MMT submits reports on dealings in Sino Katalytics (now Capital VC, 2324) shares
HK Government, 17-Aug-2012

• Orgs
  • Capital VC Limited
  • GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED
• People
  • Au, Alex Wai Chi 區偉志
  • Chan, Wai Yan (1974) 陳慧殷
  • Cheung, Ben Hung 張鴻
  • Chui, Duncan Tak Keung 徐德強
  • Hui, Terence Wai Yung
  • Li, Joseph Chiu Wah 李超華
  • Lui, Louis Chi Lung 雷子龍
  • Lui, Tommy Chun Bing 呂鎮冰
  • Robinson, Ian Grant
  • Yau, Peter Chung Hong 丘忠航

Final MMT report on Sino Katalytics (now Capital VC, 2324)
Market Misconduct Tribunal, 16-Aug-2012

• Orgs
  • Capital VC Limited
  • GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED
• People
  • Au, Alex Wai Chi 區偉志
  • Chan, Wai Yan (1974) 陳慧殷
  • Cheung, Ben Hung 張鴻
  • Chui, Duncan Tak Keung 徐德強
  • Hui, Terence Wai Yung
  • Li, Joseph Chiu Wah 李超華
  • Lui, Louis Chi Lung 雷子龍
  • Lui, Tommy Chun Bing 呂鎮冰
  • Robinson, Ian Grant
  • Yau, Peter Chung Hong 丘忠航

Duncan Chui Tak Keung & Peter Yau Chung Hong found culpable of false trading, price-rigging & market manipulation
Market Misconduct Tribunal, 9-Jul-2012

• Orgs
  • Capital VC Limited
  • GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED
• People
  • Au, Alex Wai Chi 區偉志
  • Chan, Wai Yan (1974) 陳慧殷
  • Cheung, Ben Hung 張鴻
  • Chui, Duncan Tak Keung 徐德強
  • Hui, Terence Wai Yung
  • Li, Joseph Chiu Wah 李超華
  • Lui, Louis Chi Lung 雷子龍
  • Lui, Tommy Chun Bing 呂鎮冰
  • Robinson, Ian Grant
  • Yau, Peter Chung Hong 丘忠航
• Topics
  • Market manipulation