Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3Rivers Trading Hong Kong Limited Du, Jinsong (SFC:AMF177) 杜勁松 -Rep 2024-05-16 2024-07-19
2     +RO 2024-07-19
3 ABCI Securities Company Limited Ng, John Wah 伍華安 -RO 2020-09-25 2024-07-11
4 abrdn Hong Kong Limited Lau, Vincent 劉理健 +Rep 2024-07-09
5 Admiralty Harbour Capital Limited Lu, Jingyi (SFC:BTD718) 卢敬怡 -Rep 2023-01-18 2024-07-18
6 Advent Securities (Hong Kong) Limited Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
7 AIA Investment Management HK Limited Cheung, Chun Tsung 張振棕 +Rep 2024-07-09
8 AK PARTNERS HK LIMITED Leach, Graham Rodney -Rep 2024-01-16 2024-07-16
9 Alpha Sherpa Capital Management Limited Tang, Aaron Jian Ye 湯建燁 -Rep 2024-02-26 2024-07-12
10 AM Squared Limited Lam, Yi Nok Cameron 林爾諾 -Rep 2023-08-02 2024-07-16
11 AMTD Wealth Management Solutions Group Limited Yuen, Ka Leung 袁家樑 -RO 2019-06-04 2024-07-14
12 Amundi Hong Kong Limited Chen, Yixi (SFC:BTW341) 陳奕希 -Rep 2023-06-29 2024-07-08
13 Angelo, Gordon Hong Kong Limited Tien, Joseph Chi 田法翰 -RO 2019-04-09 2024-07-16
14 Apollo Asset Management Limited (HK) Lee, Yee Nam 李怡南 +RO 2024-07-08
15 Apollo Management Asia Pacific Limited Zhang, Ke (SFC:AZU818) 張可 -Rep 2020-07-02 2024-07-11
16     +RO 2024-07-11
17 ARGYLE STREET MANAGEMENT LIMITED Thesman, Daniel 鄭富升 +Rep 2024-07-09
18 Arrowpoint Investment Partners (Hong Kong) Limited Hirose, Wataru +Rep 2024-07-11
19 Arta Asset Management Limited Chow, Andrew Edward Chun Hong 周鎮康 +Rep 2024-07-15
20 ASIA DEBT MANAGEMENT HONG KONG LIMITED Rumball, Jacob Patrick (SFC:BMJ389) -Rep 2018-03-05 2024-07-19
21 Aspenwood Capital Limited Chang, Moon Sung 張文誠 +Rep 2024-07-12
22 ASSET MANAGEMENT GROUP LIMITED Lam, Ally Ngar Lee 林雅莉 +Rep 2024-07-12
23   Lo, King Ting 盧勁婷 +Rep 2024-07-12
24   Wong, Kong Wa (SFC:BDI876) 王江華 +Rep 2024-07-12
25   Wong, Tat Wah 黃達華 +Rep 2024-07-12
26   Wong, Wing Shan Venus 王詠珊 +Rep 2024-07-18
27 AVANTA INVESTMENT MANAGEMENT LIMITED Chow, Thomas 周少民 -Rep 2024-06-11 2024-07-19
28     +RO 2024-07-19
29 AVENUE CAPITAL LIMITED (HK) Wong, Tony Tin Wing 黃天穎 -RO 2019-04-09 2024-07-16
30 Avenue Family Office Limited Gan, Yuqi 甘鈺琪 +Rep 2024-07-08
31   Yang, Ping Hung 楊冰虹 +Rep 2024-07-19
32   Zhang, Shuo (SFC:BUS745) 張朔 -Rep 2024-04-05 2024-07-12
33 AVENUE INVESTMENT MANAGEMENT LIMITED Yang, Ping Hung 楊冰虹 +Rep 2024-07-19
34   Zhang, Shuo (SFC:BUS745) 張朔 -Rep 2024-04-05 2024-07-12
35 Awaken Thunder Capital Limited Wang, Shuai (SFC:BNB844) 王帥 -Rep 2024-06-06 2024-07-08
36     +RO 2024-07-08
37 AXA Investment Managers Asia Limited Stephenson, Jack Charles -Rep 2024-07-05 2024-07-10
38 Axial Partners Limited So, Paul Ho Ching 蘇浩程 +RO 2024-07-11
39 Ballas Capital Limited Tsui, Alvin Chun Ming 徐浚銘 -Rep 2024-06-11 2024-07-15
40     +RO 2024-07-15
41 Balyasny Asset Management (Hong Kong) Limited Farrell, Shaun Michael -Rep 2020-12-07 2024-07-12
42   Huang, Zuli 黃祖理 -Rep 2023-01-30 2024-07-12
43   Smith, Nicole Jia Zhong 史佳中 -Rep 2020-12-07 2024-07-12
44   Xin, Xing (SFC:BPV806) 辛星 +Rep 2024-07-16
45 BARCLAYS CAPITAL ASIA LIMITED Hao, Wei (SFC:BVC505) +Rep 2024-07-12
46   Huf, Rachel Catherine +RO 2024-07-15
47   Sun, Alice Ai 孫艾文 -Rep 2022-02-21 2024-07-16
48   Wang, He Shiuan 王鶴璇 -RO 2021-12-20 2024-07-12
49   Wang, Yunchen (SFC:BSY434) 王昀晨 -Rep 2022-09-15 2024-07-17
50 BARING ASSET MANAGEMENT (ASIA) LIMITED Wu, Charles Qian 吳謙 +Rep 2024-07-16
51 BCT Financial Limited Chan, Yin Ching 陳彥澂 +Rep 2024-07-08
52 Beagle Asset Management Company Limited Tang, David Yuk Wah 鄧育華 -Rep 2024-06-17 2024-07-18
53     +RO 2024-07-18
54 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Hsu, Ka Kwan 許加滾 -Rep 2024-06-17 2024-07-17
55     +RO 2024-07-17
56 BentallGreenOak Investment Advisers Limited Huang, Yi-shan 黃怡珊 +RO 2024-07-17
57   McAfee, Zachary Robert Gage +RO 2024-07-17
58 BFAM Partners (Hong Kong) Limited Ni, Jiawei (SFC:BNB430) 倪佳煒 -Rep 2021-11-05 2024-07-16
59 Blackhorn Wealth Management Limited Chan, Ka Chun (SFC:BVE083) 陳嘉俊 +Rep 2024-07-15
60   Lam, Doris Yuen Yee 林婉儀 +Rep 2024-07-08
61 BlackRock Asset Management North Asia Limited Williams, Joseph Graham -Rep 2024-07-09 2024-07-13
62   Wong, Graham Alex 黃煦瑜 +Rep 2024-07-09
63   Yang, Sirui +Rep 2024-07-15
64 BMI FUNDS MANAGEMENT LIMITED Ng, Kin Wai (SFC:BIM923) 吳建威 +Rep 2024-07-08
65 BNP PARIBAS SECURITIES (ASIA) LIMITED Putler, Oliver Geoffrey John -Rep 2022-09-15 2024-07-19
66   Shi, Martin Yun-Jia 石運嘉 -Rep 2022-09-15 2024-07-12
67   Tung, Wai Ming 董偉銘 +Rep 2024-07-15
68   Wang, Shaoyi (SFC:BVD237) 王韶毅 +Rep 2024-07-11
69 BNY Mellon Investment Management Hong Kong Limited Li, Xuan (SFC:BVE252) +Rep 2024-07-09
70   Wong, Dominic Wing Hang 王永鏗 -RO 2023-07-20 2024-07-19
71 BOCI ASIA LIMITED Mak, Michael Sin Yue 麥善宇 -RO 2023-05-18 2024-07-12
72 BOCI SECURITIES LIMITED Chan, Kai Chung (SFC:BEJ622) 陳啟聰 +Rep 2024-07-09
73   Cheng, Jianfeng 程劍鋒 -Rep 2024-03-15 2024-07-15
74     +RO 2024-07-15
75   Mak, Michael Sin Yue 麥善宇 -RO 2023-05-18 2024-07-12
76 BOCOM International (Asia) Limited Chen, Wei (SFC:AHC346) 陳蔚 +Rep 2024-07-08
77   Wu, Jingsu 吳敬苏 +Rep 2024-07-08
78 BOCOM International Securities Limited Lam, Sharon Yim 林琰 -RO 2023-03-02 2024-07-15
79   Li, Yi (SFC:BRS381) 李易 -Rep 2021-10-11 2024-07-13
80   Zhou, Mali 周瑪利 -Rep 2022-08-11 2024-07-08
81 Bosera Asset Management (International) Co., Limited Zhang, Yimeng (SFC:BVE159) 張藝萌 +Rep 2024-07-16
82 BREVAN HOWARD (HONG KONG) LIMITED Cheng, Ke (SFC:BDT161) 程珂 +Rep 2024-07-19
83   Saxton, Andrew Keith +Rep 2024-07-08
84 BridgeWood Alternatives Limited Xie, Yi (SFC:BDN986) 謝怡 -Rep 2024-06-27 2024-07-11
85     +RO 2024-07-11
86 Brookfield Advisors (Hong Kong) Limited Wang, Haocheng (SFC:BGK896) 王皓丞 -Rep 2023-10-04 2024-07-15
87     +RO 2024-07-15
88   Wang, Yue (SFC:APL764) 王悅 -RO 2022-08-02 2024-07-15
89 BTIG Hong Kong Limited McKechnie, David Jonathan Daniel +Rep 2024-07-12
90 Canfield Securities Company Limited Dong, Xue (SFC:BMZ452) 董雪 +Rep 2024-07-09
91 CANTON MUTUAL FINANCIAL LIMITED Cao, Jingwei 曹靜薇 +Rep 2024-07-17
92 Capital International, Inc. Lualdi, Maurizio -Rep 2024-01-19 2024-07-10
93 Capstone Capital Management Limited Cheng, Bowei 程博為 -Rep 2024-04-08 2024-07-10
94   Tang, Yichun 湯逸純 -Rep 2024-06-12 2024-07-08
95     +RO 2024-07-08
96 Capula Investment Management Asia Limited Wang, Shuai (SFC:BHV648) 王帥 -Rep 2024-07-02 2024-07-19
97 Carnegie Hill Capital Partners Limited He, Tingting (SFC:BOZ736) 何婷婷 +Rep 2024-07-08
98 CASH Wealth Management Limited Ma, Hin Lap 馬衍立 +Rep 2024-07-16
99   So, Pak Ming 蘇柏鳴 +RO 2024-07-15
100 CCB INTERNATIONAL SECURITIES LIMITED Cheung, Tsz Lam 張梓琳 -Rep 2018-08-27 2024-07-08
101   Lau, Hon Wei 劉豐輝 +Rep 2024-07-09
102 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Ji, Jason Wei 姬偉 +Rep 2024-07-09
103 CEB International Asset Management Corporation Limited Hu, Yifang (SFC:BVE164) 胡奕芳 +Rep 2024-07-11
104 CEB International Capital Corporation Limited Su, Shenjie 苏圣杰 -Rep 2016-08-05 2024-07-11
105   Sun, Yu-Huei 孫毓徽 +Rep 2024-07-08
106   Sun, Zihui 孫子惠 +Rep 2024-07-11
107   Wan, Yujie 萬雨潔 +Rep 2024-07-19
108 Celadon Partners (Asia Pacific) Limited So, Monique Ellie Mo Shun 蘇慕舜 -Rep 2021-09-16 2024-07-12
109 CELESTIAL COMMODITIES LIMITED Mau, Samson Chak Ming 繆澤明 -Rep 2003-11-03 2024-07-19
110   So, Pak Ming 蘇柏鳴 +RO 2024-07-15
111   Yeung, Tak Lam 楊德霖 -RO 2023-11-09 2024-07-19
112 CELESTIAL SECURITIES LIMITED Ma, Hin Lap 馬衍立 +Rep 2024-07-16
113   Mau, Samson Chak Ming 繆澤明 -Rep 2003-11-03 2024-07-19
114   So, Pak Ming 蘇柏鳴 +RO 2024-07-15
115   Yeung, Tak Lam 楊德霖 -RO 2023-02-09 2024-07-19
116 CENTALINE WEALTH MANAGEMENT LIMITED Ho, Doris Pui Sze 何珮詩 +Rep 2024-07-15
117 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 -Rep 2024-04-22 2024-07-10
118     +RO 2024-07-10
119 CES Commodities (HK) Limited Chiu, Chun Pong (SFC:BBT546) 趙俊邦 -Rep 2024-07-16 2024-07-19
120   Feng, Jinyi (SFC:AXZ592) 馮錦宜 +Rep 2024-07-18
121   Lee, Wai Fong (SFC:BTU066) 李偉芳 +Rep 2024-07-15
122 CES Forex (HK) Limited Chiu, Chun Pong (SFC:BBT546) 趙俊邦 -Rep 2024-07-16 2024-07-19
123 CGS International Securities Hong Kong Limited Lim, Siew Khee -Rep 2024-07-08 2024-07-09
124   Lock, Mun Yee -Rep 2024-07-08 2024-07-09
125 Changjiang Securities Brokerage (HK) Limited Liu, Chenghao (SFC:BVA882) 劉承昊 +Rep 2024-07-17
126   Tan, Lyuqi 譚呂淇 +Rep 2024-07-17
127 CHIEF SECURITIES LIMITED Chan, Yuen Ching (SFC:AOX338) 陳婉貞 +Rep 2024-07-09
128 China Angel Fund Management (HK) Company Limited Hu, Justine Chao-Lin 胡兆琳 -Rep 2024-04-15 2024-07-18
129 China Asset Management (Hong Kong) Limited Zhang, Yusheng (SFC:BVF005) 張雨生 +Rep 2024-07-15
130 China Chengxin (Asia Pacific) Credit Ratings Company Limited Yang, Junhao (SFC:BST349) 楊珺皓 -RO 2022-10-14 2024-07-18
131 CHINA EAGLE ASSET MANAGEMENT LIMITED Kailibinuer, Abudurexiti 凱麗比努爾 +Rep 2024-07-11
132 CHINA EASE INVESTMENT LIMITED Xie, Zhuoli 謝卓立 +Rep 2024-07-15
133 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Chiu, Chun Pong (SFC:BBT546) 趙俊邦 -Rep 2024-07-16 2024-07-19
134 China Galaxy International Securities (Hong Kong) Co., Limited Liu, Jiaxi (SFC:BRT135) 劉嘉西 +Rep 2024-07-19
135 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Xue, Xiaoqi 薛肖琦 -Rep 2022-02-08 2024-07-17
136 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Leung, Sheung 梁湘 -Rep 2016-07-19 2024-07-12
137 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Ji, Yanbin 冀燕彬 -Rep 2014-01-23 2024-07-19
138 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-05-04 2024-07-19
139   Xie, Yunang 謝韞昂 -Rep 2021-06-01 2024-07-18
140 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bu, Yunzhi 布雲志 -Rep 2019-08-15 2024-07-11
141   Cao, Zeyuan 曹澤原 -Rep 2021-09-01 2024-07-17
142   Chen, Jiajing (SFC:BTN107) 陳佳婧 -Rep 2023-04-28 2024-07-10
143   Chen, Xianfan 陳顯帆 -Rep 2022-09-19 2024-07-17
144   Han, Boyang 韓博洋 -Rep 2023-06-28 2024-07-15
145   Ji, Yanbin 冀燕彬 -RO 2021-05-04 2024-07-19
146   Jiang, Luwei 蔣露薇 -Rep 2024-04-30 2024-07-10
147   Jiang, Zhiwei (SFC:BBK034) 蔣志巍 -RO 2021-09-08 2024-07-09
148   Li, Chenguang 李晨光 -Rep 2021-10-19 2024-07-16
149   Li, Jizhe 李吉喆 -Rep 2019-06-21 2024-07-10
150   Li, Xinyu (SFC:BVB585) 李新宇 +Rep 2024-07-17
151   Liu, Xinfeng (SFC:BVC676) 劉新鋒 +Rep 2024-07-18
152   Shen, Yaxiong 沈亞雄 +Rep 2024-07-18
153   Shi, Yuqi (SFC:BVB573) 石玉琦 +Rep 2024-07-17
154   Song, Li (SFC:APL751) 宋黎 +Rep 2024-07-18
155   Tang, Xun (SFC:BOA903) 湯遜 -Rep 2019-01-17 2024-07-16
156   Tong, Siyi 童思藝 +Rep 2024-07-18
157   Wang, Caini (SFC:BTZ063) 王彩妮 -Rep 2023-09-07 2024-07-17
158   Wang, Changzhou 王暢舟 +Rep 2024-07-17
159   Wang, Jieying 王洁瑩 -Rep 2022-01-11 2024-07-17
160   Wang, Sicong (SFC:BVB671) 王思聰 +Rep 2024-07-08
161   Wang, Yuxin (SFC:BVD376) 王雨欣 +Rep 2024-07-18
162   Wang, Zhaohong (SFC:BRW741) 汪昭宏 -Rep 2021-11-23 2024-07-19
163   Wei, Meng (SFC:BVB685) 魏萌 +Rep 2024-07-18
164   Wei, Qi (SFC:BVB081) 魏琦 +Rep 2024-07-18
165   Wu, Hanxiao 仵寒筱 +Rep 2024-07-18
166   Xie, Yunang 謝韞昂 -Rep 2021-06-01 2024-07-18
167   Xu, Hongming (SFC:BUX153) 許鴻明 +Rep 2024-07-09
168   Zhang, Shangwen 張尚雯 -Rep 2023-04-20 2024-07-20
169   Zhang, Zeming 張澤明 -Rep 2021-08-31 2024-07-11
170   Zhang, Zhiqiang (SFC:BVA928) 張志強 +Rep 2024-07-18
171   Zhou, Dongping (SFC:BVB080) 周東平 +Rep 2024-07-08
172 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Ng, Chui Yi 吳翠怡 -Rep 2021-12-15 2024-07-16
173 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Lin, Xiangru 林相儒 +Rep 2024-07-18
174   Luo, Yi (SFC:AZM662) 羅軼 -Rep 2023-09-15 2024-07-17
175     +RO 2024-07-17
176   Ng, Chui Yi 吳翠怡 -Rep 2021-05-21 2024-07-16
177   Wong, Ming Him (SFC:AXJ784) 黃銘謙 +Rep 2024-07-15
178   Zhang, Yin (SFC:BVD563) 張寅 +Rep 2024-07-10
179 China Post & Capital Global Asset Management Limited Zhang, Jian (SFC:BUX212) 张剑 -Rep 2024-07-02 2024-07-09
180     +RO 2024-07-09
181 China Re Asset Management (Hong Kong) Company Limited Yue, Siming 岳思銘 +Rep 2024-07-11
182 China Securities (International) Brokerage Company Limited Xiang, Pengfei 项鹏飞 +Rep 2024-07-15
183   Zeng, Chao (SFC:BUJ270) 曾超 -Rep 2023-12-11 2024-07-10
184   Zhou, Zhou (SFC:BRS725) 周洲 -Rep 2021-10-21 2024-07-12
185 China Securities (International) Corporate Finance Company Limited Li, Yi (SFC:BRT132) 李弈 -Rep 2021-10-15 2024-07-10
186   Zhou, Zhou (SFC:BRS725) 周洲 -Rep 2021-10-21 2024-07-12
187 CHINA SKY SECURITIES LIMITED Hu, Justine Chao-Lin 胡兆琳 -Rep 2024-04-15 2024-07-18
188   Poon, Kent Kwan Ching 潘君政 -Rep 2018-01-12 2024-07-10
189 CICC US Securities (Hong Kong) Limited Ji, Yanbin 冀燕彬 -RO 2023-05-25 2024-07-19
190   Xie, Yunang 謝韞昂 -Rep 2023-03-27 2024-07-18
191 CINDA INTERNATIONAL CAPITAL LIMITED Sham, Che Wai 岑子維 -Rep 2018-10-08 2024-07-13
192 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) -Rep 2024-05-13 2024-07-15
193 Citadel Asia Limited Li, Zhenghao (SFC:BRA817) 李正浩 -Rep 2023-06-12 2024-07-12
194   Or, Justin Ka Jun 柯嘉俊 -Rep 2023-01-10 2024-07-12
195 CITIC Securities (Hong Kong) Limited Cheung, Ho Ming (SFC:AOE594) 張可明 -Rep 2011-06-29 2024-07-15
196     +RO 2024-07-15
197   Leng, Ning 冷寧 -Rep 2021-09-01 2024-07-09
198   Li, Yanbo (SFC:BSR575) 李彦博 -Rep 2022-08-16 2024-07-07
199   Li, Zheng (SFC:BTX486) 李铮 -Rep 2023-08-07 2024-07-09
200   Liu, Jia (SFC:BVA290) 刘佳 +Rep 2024-07-10
201   Liu, Zongjing 刘宗景 -Rep 2021-07-12 2024-07-07
202   Pan, Yunfei 潘云飞 +Rep 2024-07-10
203   Wang, Chao (SFC:BUZ157) 王超 +Rep 2024-07-10
204   Wang, Siyu (SFC:BTQ702) 王思育 -Rep 2023-05-09 2024-07-07
205   Xu, Fenglin 徐峰林 +Rep 2024-07-10
206   Yang, Yiran (SFC:BUM424) 杨依然 -Rep 2024-02-21 2024-07-07
207   Yi, Ziqing 益資卿 +Rep 2024-07-11
208   Zha, Yue 查越 -Rep 2023-08-18 2024-07-09
209   Zheng, Yilei (SFC:BUZ258) 郑亦雷 +Rep 2024-07-11
210   Zhou, Zheli 周哲立 +Rep 2024-07-10
211 CITIC Securities Brokerage (HK) Limited Chen, Ruiqin 陳睿欽 +Rep 2024-07-12
212   Xia, Mingli 夏明麗 +Rep 2024-07-17
213   Yeung, Ho Shing 楊浩昇 +Rep 2024-07-18
214 CITIC Securities Futures (HK) Limited   +Rep 2024-07-18
215 Citigroup Global Markets Asia Limited Chen, Chia-Yi (SFC:AOB718) 陳佳儀 -Rep 2024-07-12 2024-07-19
216   Chen, Jung Hsuan 陳龍玄 -Rep 2024-07-12 2024-07-19
217   Chui, Ambrose Wing Kiu 崔永橋 -Rep 2022-01-12 2024-07-12
218   Kuech, Andrew Robert -Rep 2024-07-19 2024-07-26
219   Liu, Bingnan 劉冰楠 -Rep 2013-09-16 2024-07-15
220   Liu, Chiung Fang 劉瓊芳 -Rep 2024-07-08 2024-07-13
221   Lo, Jemma Ming Ming -Rep 2024-06-28 2024-07-10
222   Long, Yupeng 龍宇鵬 -Rep 2020-09-18 2024-07-12
223   Quek, Jonathan Shiou Yong -Rep 2024-07-09 2024-07-12
224   Tamai, Toshiyuki 玉井俊行 -Rep 2024-07-05 2024-07-12
225   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-07-05 2024-07-12
226 CLSA LIMITED Aniceto, Myles Benedict Santos -Rep 2023-09-07 2024-07-15
227   Cheung, Ho Ming (SFC:AOE594) 張可明 -Rep 2015-01-21 2024-07-15
228     +RO 2024-07-15
229   Leng, Ning 冷寧 -Rep 2021-09-01 2024-07-09
230   Li, Yanbo (SFC:BSR575) 李彦博 -Rep 2022-08-16 2024-07-07
231   Li, Zheng (SFC:BTX486) 李铮 -Rep 2023-08-07 2024-07-09
232   Liu, Jia (SFC:BVA290) 刘佳 +Rep 2024-07-10
233   Liu, Zijun (SFC:BRA319) 劉子郡 -Rep 2021-04-07 2024-07-09
234   Liu, Zongjing 刘宗景 -Rep 2021-07-12 2024-07-07
235   Pan, Yunfei 潘云飞 +Rep 2024-07-10
236   Wang, Chao (SFC:BUZ157) 王超 +Rep 2024-07-10
237   Wang, Siyu (SFC:BTQ702) 王思育 -Rep 2023-05-09 2024-07-07
238   Wang, Zhe (SFC:BEG251) 王喆 -Rep 2024-07-16 2024-07-19
239   Xu, Fenglin 徐峰林 +Rep 2024-07-10
240   Yang, Yiran (SFC:BUM424) 杨依然 -Rep 2024-02-21 2024-07-07
241   Yi, Ziqing 益資卿 +Rep 2024-07-11
242   Zha, Yue 查越 -Rep 2023-08-18 2024-07-09
243   Zheng, Yilei (SFC:BUZ258) 郑亦雷 +Rep 2024-07-11
244   Zhou, Zheli 周哲立 +Rep 2024-07-10
245 CMB International Asset Management Limited Qu, Aohan 瞿傲寒 -Rep 2021-10-12 2024-07-12
246 CMB INTERNATIONAL FUTURES LIMITED Ho, Kwok Leung (SFC:AFN809) 何國樑 -Rep 2023-10-19 2024-07-08
247 CMB International Securities Limited   -Rep 2023-10-19 2024-07-08
248   Jiang, Jiayan 蔣嘉芫 +Rep 2024-07-10
249   Tay, Leon Kairong +Rep 2024-07-11
250 CMBC International Capital Limited Cheng, Gong (SFC:BTT103) 程功 -Rep 2023-05-31 2024-07-15
251 CMBC SECURITIES COMPANY LIMITED Cheng, Chong Fung 鄭壯豐 -Rep 2024-03-14 2024-07-17
252   Cho, Fook Tat 曹福達 -RO 2018-12-03 2024-07-15
253   Xu, Mengru 徐夢茹 -Rep 2020-10-05 2024-07-09
254   Zhu, Qianlan 朱倩嵐 -Rep 2024-04-18 2024-07-08
255     +RO 2024-07-08
256 CMC Partners Limited Fung, Edmond Hok Kwan 馮學群 -Rep 2024-07-15 2024-07-18
257     +RO 2024-07-18
258 CNCB (Hong Kong) Capital Limited Shen, Yichuan 沈逸川 -Rep 2024-01-15 2024-07-13
259 COFCO Asset Management (International) Company Limited So, Man Hui 蘇文煦 -RO 2020-08-07 2024-07-12
260 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED Pushkina, Nataliya +Rep 2024-07-10
261 Cornucopiae Asset Management Limited Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2022-09-23 2024-07-08
262 Coronation Capital Limited Wang, Minxi 王敏晰 +Rep 2024-07-10
263 CORPORATE BROKERS LIMITED Chan, Ying Kit (SFC:ACQ149) 陳英傑 +Rep 2024-07-12
264   Cheung, Fung Cheung 張鳳翔 +Rep 2024-07-18
265   Choi, Ka Ming 蔡嘉銘 +Rep 2024-07-18
266 CORPORATE COMMODITIES LIMITED Chan, Ying Kit (SFC:ACQ149) 陳英傑 +Rep 2024-07-12
267   Cheung, Fung Cheung 張鳳翔 +Rep 2024-07-18
268   Choi, Ka Ming 蔡嘉銘 +Rep 2024-07-18
269 Cosmos One Capital Limited Law, Yuen Sheung 羅婉湘 +Rep 2024-07-11
270 Credit Suisse (Hong Kong) Limited Kong, Cheuk Hang (SFC:BRA994) 江卓衡 -Rep 2021-04-14 2024-07-09
271   Park, Min -RO 2018-10-25 2024-07-10
272 Credit Suisse Securities (Hong Kong) Limited   -RO 2022-11-16 2024-07-10
273 CRRC Hongkong Asset Management Company Limited Liu, Yilin (SFC:BUY253) 劉奕麟 -Rep 2024-05-27 2024-07-08
274     +RO 2024-07-08
275 CSOP Asset Management Limited Leung, Kin Tung 梁健東 +Rep 2024-07-18
276 Daiwa Capital Markets Hong Kong Limited Chen, Leixi 陳蕾西 +Rep 2024-07-18
277   Fong, Yi Son 方一燊 +Rep 2024-07-17
278 DEUTSCHE SECURITIES ASIA LIMITED Barnes, Tate James -RO 2024-05-31 2024-07-19
279   Jiang, Wenda 蔣汶達 -Rep 2023-06-19 2024-07-19
280   Lee, Yueh-Jung 李岳融 +Rep 2024-07-12
281 DL Digital Family Office (HK) Limited Ye, Guofeng (SFC:AXG034) 葉國鋒 -Rep 2024-06-14 2024-07-09
282     +RO 2024-07-09
283 DL Family Office (HK) Limited Gao, Sheng (SFC:BUX197) 高晟 +Rep 2024-07-08
284 Doo Financial HK Limited Chan, Yue Yuen 陳裕源 -Rep 2024-07-15 2024-08-16
285   Chau, Tsz Leung 周子良 +Rep 2024-07-08
286 Dream Peak Capital Limited Wang, Yaou 王亚欧 +Rep 2024-07-08
287 DWS Investments Hong Kong Limited Lau, Ching Yan (SFC:BOT981) 劉靖欣 -Rep 2019-09-13 2024-07-12
288 Dymon Asia Capital (HK) Limited Lau, Chi Ying (SFC:BTE262) 劉沚螢 +Rep 2024-07-15
289 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Tang, Jie (SFC:BVB290) 湯杰 +Rep 2024-07-18
290 EDDID CAPITAL LIMITED Wu, Jinhao 吳晋豪 +Rep 2024-07-10
291 Eddid Securities and Futures Limited Mak, Chung Yee 麥中頤 +Rep 2024-07-11
292   Qian, Jing (SFC:BMG907) 錢菁 +Rep 2024-07-11
293   Wu, Jinhao 吳晋豪 +Rep 2024-07-10
294 EG Asset Limited Zhang, Jiayuan (SFC:BVA676) 張家源 +Rep 2024-07-08
295 EMPEROR FUTURES LIMITED Chan, Yik Long 陳燡朗 +Rep 2024-07-09
296   Chiu, Eva Cheuk Wai 趙卓慧 +Rep 2024-07-16
297   Wong, Chung Ming (SFC:AEJ888) 王頌明 +Rep 2024-07-16
298 EMPEROR SECURITIES LIMITED (HK) Chan, Yik Long 陳燡朗 +Rep 2024-07-09
299   Wong, Chung Ming (SFC:AEJ888) 王頌明 +Rep 2024-07-16
300 ENDOWUS HK LIMITED Rhee, Samuel Gene +RO 2024-07-08
301 Essence Futures (Hong Kong) Limited Liu, Fengyuan (SFC:BUB852) 劉峰源 -Rep 2023-09-21 2024-07-13
302 Essence International Securities (Hong Kong) Limited   -Rep 2023-09-21 2024-07-13
303   Liu, Hongchen (SFC:BUO417) 劉泓琛 -Rep 2024-02-08 2024-07-19
304 Everbright Securities Digital Finance (HK) Limited Chiu, Chun Pong (SFC:BBT546) 趙俊邦 -Rep 2024-07-16 2024-07-19
305 Everbright Securities Investment Services (HK) Limited   -Rep 2024-07-16 2024-07-19
306   Feng, Jinyi (SFC:AXZ592) 馮錦宜 +Rep 2024-07-18
307   Lee, Hiu Lam (SFC:BHE225) 李曉琳 +Rep 2024-07-18
308   Lee, Wai Fong (SFC:BTU066) 李偉芳 +Rep 2024-07-15
309   Sin, Kam Kwan Amanda 冼鑫君 +Rep 2024-07-18
310   Siu, Ho Shun 蕭浩汛 +Rep 2024-07-11
311   Wan, Yin Chung 尹彥聰 +Rep 2024-07-15
312 EXCEL INVESTMENT (HK) LIMITED Tuen Mo, Howard W. H. 端木和康 -Rep 2023-08-16 2024-07-10
313 EXS Capital Asia Limited Poon, Justin Sek Fun 潘碩勳 -Rep 2023-09-26 2024-07-19
314 Far East Horizon Asset Management Limited Wang, Jun (SFC:BEO183) 王軍 -Rep 2022-05-26 2024-07-08
315 FCS Capital Limited Lau, Yat Tung 劉逸桐 +Rep 2024-07-17
316   Zhang, Yichao (SFC:BVD300) 張一超 +Rep 2024-07-15
317 FIL Investment Advisors Bannister, Richard John -Rep 2016-12-16 2024-07-12
318   Shu, Tong 舒潼 -Rep 2022-11-30 2024-07-16
319 FIL Investment Management (Hong Kong) Limited Bannister, Richard John -Rep 2016-12-16 2024-07-12
320   Preiser, Marc Alan -Rep 2023-06-28 2024-07-19
321   Pun, Marcella Yun Mei 潘恩美 -Rep 2020-03-11 2024-07-15
322     +RO 2024-07-15
323   Shu, Tong 舒潼 -Rep 2022-11-30 2024-07-16
324   Siddle, Matthew Simon -Rep 2016-05-03 2024-07-19
325   Wang, Erchong 王爾冲 -Rep 2022-01-25 2024-07-19
326 Finet Securities Limited Zhang, Xinxiong 張信雄 -RO 2020-09-04 2024-07-19
327 Finloop Finance Limited Fu, Hongyu (SFC:BRV476) 付宏宇 +Rep 2024-07-18
328 Fintech Investment Group Limited Stewart, Glenn Jose -Rep 2024-07-12 2024-08-21
329 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 -Rep 2024-05-06 2024-07-08
330     +RO 2024-07-08
331 FIRST SHANGHAI FUTURES LIMITED Wong, Peggy Bik Chi 王碧枝 -Rep 2016-06-06 2024-07-12
332 FIRST SHANGHAI SECURITIES LIMITED   -Rep 2012-07-12 2024-07-12
333   Xu, Shangqing 許尚青 -Rep 2023-08-07 2024-07-19
334 Fofund International (HK) Limited Li, Zhong (SFC:BUL209) 李中 +RO 2024-07-10
335   Yang, Yihua 楊一華 +RO 2024-07-10
336 Forthright Capital Management Limited Fong, Siu Yat 方少逸 -RO 2021-06-03 2024-07-18
337 FORTHRIGHT SECURITIES COMPANY LIMITED   -RO 2020-07-21 2024-07-18
338 Fortune Asset Management Limited (HK) Liu, Shang (SFC:BPQ440) 刘上 -Rep 2024-06-04 2024-07-15
339     +RO 2024-07-15
340 Fortune Origin Securities Limited Shi, Run 史潤 +Rep 2024-07-08
341   Su, Linxi +Rep 2024-07-08
342 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED Ou, Hui (SFC:BAM665) 歐暉 -RO 2023-06-07 2024-07-17
343 Fountainhead Partners Company Limited Liu, Min (SFC:AWI092) 劉敏 -RO 2016-01-06 2024-07-15
344   Shen, Jiawen (SFC:BSZ443) 沈嘉雯 -Rep 2023-11-21 2024-07-15
345 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Zhou, Yajun 周雅君 +Rep 2024-07-08
346 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Chan, Tsz Kam (SFC:APC672) 陳紫琴 +Rep 2024-07-15
347 Fuh Hwa SITE Asset Management (Hong Kong) Limited Lung, Tsan Yu 龍贊羽 +Rep 2024-07-16
348   Wu, Wai Ho (SFC:BLH213) 胡煒豪 -Rep 2018-12-28 2024-07-13
349 FULBRIGHT ASSET MANAGEMENT LIMITED Lam, Ka Wai (SFC:BDM257) 林家威 -Rep 2017-11-27 2024-07-19
350 FULBRIGHT FUTURES LIMITED   -Rep 2016-04-18 2024-07-19
351   Zhong, Chongren 钟崇仁 +Rep 2024-07-15
352 FULBRIGHT SECURITIES LIMITED Lam, Ka Wai (SFC:BDM257) 林家威 -Rep 2016-04-18 2024-07-19
353   Li, On Tung 李安東 +Rep 2024-07-15
354   Mok, Suet Mui 莫雪梅 +Rep 2024-07-10
355   Zhong, Chongren 钟崇仁 +Rep 2024-07-15
356 Futu Securities International (HONG KONG) Limited Chen, Youjia (SFC:BVB521) 陈友佳 +Rep 2024-07-10
357   Ni, Haodi 倪浩地 +Rep 2024-07-16
358 Future Securities Limited (HK) Wang, Qi (SFC:BUS419) 王麒 +RO 2024-07-09
359   Zhang, Bin (SFC:BMI551) 張濱 +RO 2024-07-09
360 Garvis Capital Management Limited Ng, Wing Tung (SFC:BUX864) 吳詠彤 +Rep 2024-07-08
361 Gary Cheng Securities Limited Yip, Wai Lun (SFC:ADW731) 葉偉倫 -RO 2015-12-02 2024-07-14
362 GCG Asset Management Limited   -Rep 2022-03-11 2024-07-14
363 GF Capital (Hong Kong) Limited Li, Tao (SFC:BUY262) 李弢 +Rep 2024-07-17
364   Lyu, Hui (SFC:BNZ181) 呂暉 -Rep 2023-11-28 2024-07-15
365 GF Securities (Hong Kong) Brokerage Limited He, Chang (SFC:BMO313) 何暢 -Rep 2023-10-18 2024-07-12
366   Xu, Yanyan (SFC:BUY127) 徐彦彦 +Rep 2024-07-11
367   Yang, Lujia (SFC:BBU233) 楊路加 +Rep 2024-07-09
368 GFI (HK) SECURITIES L.L.C. Dupont-Vecchierini, Victoire Anne Francine +Rep 2024-07-12
369 Goldbridge Securities Limited Dawn, Phyllis 张曦 +Rep 2024-07-15
370 Golden Continent Securities Co., Limited Ou, Hui (SFC:BAM665) 歐暉 -RO 2023-06-09 2024-07-17
371 GOLDMAN SACHS (ASIA) L.L.C. Chan, Siu Kei (SFC:BVF399) 陳紹岐 +Rep 2024-07-18
372   Chen, Yue (SFC:BVF319) 陳玥 +Rep 2024-07-19
373   Chiu, Ngai Han 焦藝婤 +Rep 2024-07-15
374   Choi, Celine (SFC:BRN861) +Rep 2024-07-19
375   Du, Xinnan 杜信男 +Rep 2024-07-10
376   Jiang, Ye (SFC:BVF389) 江烨 +Rep 2024-07-19
377   Kwan, Jasmine Ho Yin 關浩妍 -Rep 2017-08-04 2024-07-11
378   Lee, Yi Wen 李依玟 +Rep 2024-07-19
379   Li, Wing Man Ariel 李穎汶 +Rep 2024-07-10
380   Lo, Chak Lam 盧澤霖 +Rep 2024-07-10
381   Lu, Qiya 陸琦雅 +Rep 2024-07-19
382   Wang, Lixin (SFC:BVE504) 王勵新 +Rep 2024-07-17
383   Zang, Wenjing 臧雯璟 +Rep 2024-07-19
384   Zhang, Wenhui (SFC:BVE315) 張文慧 +Rep 2024-07-17
385 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Chan, Siu Kei (SFC:BVF399) 陳紹岐 +Rep 2024-07-18
386   Chen, Yue (SFC:BVF319) 陳玥 +Rep 2024-07-19
387   Choi, Celine (SFC:BRN861) +Rep 2024-07-19
388   Du, Xinnan 杜信男 +Rep 2024-07-10
389   Jiang, Ye (SFC:BVF389) 江烨 +Rep 2024-07-19
390   Kwan, Jasmine Ho Yin 關浩妍 -Rep 2017-08-04 2024-07-11
391   Lee, Yi Wen 李依玟 +Rep 2024-07-19
392   Li, Wing Man Ariel 李穎汶 +Rep 2024-07-10
393   Lo, Chak Lam 盧澤霖 +Rep 2024-07-10
394   Lu, Qiya 陸琦雅 +Rep 2024-07-19
395   Zang, Wenjing 臧雯璟 +Rep 2024-07-19
396   Zhang, Wenhui (SFC:BVE315) 張文慧 +Rep 2024-07-17
397 Gopher Redwoods Asset Management Limited Ye, Junlei 叶隽蕾 +Rep 2024-07-17
398 Gordian Capital Hong Kong Limited Lee, Ling-Feng 李凌鋒 +RO 2024-07-19
399   Lu, Shuai (SFC:BUK959) +RO 2024-07-19
400   Zheng, Lijuan +RO 2024-07-19
401 Grand Moore Capital Limited Tang, Morris 鄧棹溱 -Rep 2023-01-17 2024-07-17
402 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
403   Ng, Chun Yee 吳振義 +Rep 2024-07-16
404 Gravity Asset Management Limited Jeong, Joseph Chu +RO 2024-07-11
405   Wang, Yan (SFC:APX217) 王炎 +RO 2024-07-11
406 Greater China Securities Limited (b1999-04-26) Kwan, Chi Hang 關智恆 +Rep 2024-07-19
407 Guohua International Asset Management Limited Xin, Yi (SFC:BUK197) 信義 +Rep 2024-07-11
408 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Lian, Chun 廉春 +Rep 2024-07-18
409   Mi, Yanlin 米彥霖 +Rep 2024-07-16
410 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 -Rep 2024-05-02 2024-07-19
411 GUOTAI JUNAN CAPITAL LIMITED Gao, Ya (SFC:BVE002) 高雅 +Rep 2024-07-19
412 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Li, Haoyi (SFC:ASF604) 李豪翼 -Rep 2023-07-21 2024-07-19
413 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED   -Rep 2023-07-21 2024-07-19
414   Shao, Junxi 邵俊樨 -Rep 2018-10-11 2024-07-19
415   Wang, Junhong (SFC:BBL215) 汪俊紅 -Rep 2013-07-30 2024-07-19
416     +RO 2024-07-19
417   Yu, Jintong 余勁同 -Rep 2018-01-24 2024-07-19
418 GUOYUAN FUTURES (HONG KONG) LIMITED Long, Fei (SFC:ARI079) 龍飛 +Rep 2024-07-15
419 GURRYSHARK Fund Management Company Limited Sun, Lu (SFC:BVE058) 孫璐 +Rep 2024-07-18
420 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Yang, Yixuan Heinrich 楊奕軒 -Rep 2023-07-31 2024-07-12
421 HAITONG INTERNATIONAL FUTURES LIMITED Chow, Kar Cheung Clarence 周嘉翔 +Rep 2024-07-17
422   Yuen, Ho Chun 袁澔濬 -Rep 2022-01-12 2024-07-17
423 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Yang, Yixuan Heinrich 楊奕軒 -Rep 2023-07-31 2024-07-12
424 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Fang, Weiyun 方炜韫 +Rep 2024-07-08
425   Gao, Wanrui 高婉瑞 +Rep 2024-07-15
426   Kong, Di 孔笛 +Rep 2024-07-15
427   Wang, Shaoyang (SFC:BNY997) 王紹阳 +Rep 2024-07-18
428   Yuen, Ho Chun 袁澔濬 -Rep 2022-01-12 2024-07-17
429 Hang Tai Asset Management Limited Cheung, Yim Fan 張艷芬 +Rep 2024-07-10
430 HANSUI CAPITAL COMPANY LIMITED Chan, Peter Felix Yiu Kwok 陳耀國 +Rep 2024-07-19
431   Yeung, Ka Tai 楊嘉泰 +Rep 2024-07-12
432   Yip, Kim Shing 葉劍聲 +Rep 2024-07-19
433 HANTEC SECURITIES CO., LIMITED Chu, Kwun Chuen 朱冠泉 +Rep 2024-07-19
434 HARBOURVEST PARTNERS (ASIA) LIMITED Wen, Siyu 文思宇 +Rep 2024-07-19
435 Harvest Global Capital Investments Limited Chen, Junqi (SFC:BQD435) 陈君琪 +Rep 2024-07-10
436   Lan, Shuhan 兰舒涵 +Rep 2024-07-10
437 Hash Blockchain Limited Ho, Wing Lung 何穎龍 -Rep 2024-04-24 2024-07-19
438   Pu, Meng 浦萌 +RO 2024-07-08
439   Shi, Jiayun 施佳昀 +Rep 2024-07-12
440 HC Securities (HK) Limited Yen, Philip Hongyu 顏宏宇 -Rep 2023-10-05 2024-07-19
441     +RO 2024-07-19
442 HCHP Management Limited He, Qing (SFC:BVA296) 何清 -Rep 2024-06-13 2024-07-19
443     +RO 2024-07-19
444 HENDALE CAPITAL LIMITED Chang, Che Chung 張志聰 +Rep 2024-07-08
445 Hillhouse Investment Management Limited Hari, Siddhartha -Rep 2023-07-20 2024-07-15
446 HK Monkey Securities Limited Lin, Chun Keung 林進強 +RO 2024-07-12
447 HONG INVESTMENT ADVISORS LIMITED Shih, Jackson 施杰成 +Rep 2024-07-16
448 Hong Kong Starvest Asset Management Limited Liu, Hoi Keung 廖開強 +RO 2024-07-10
449   Wong, Frederick Kan Tat 黃勤達 +RO 2024-07-10
450 HONOR CAPITAL (HK) LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-07-16
451   Song, Qiu 宋秋 +RO 2024-07-12
452 Hope Chain Asset Management Co., Limited Cheuk, Chui Chu 卓翠珠 +Rep 2024-07-17
453 HSBC Global Asset Management (Hong Kong) Limited Bourrette, Remi William Jacques (SFC:BTT242) -Rep 2024-03-13 2024-07-08
454   Byun, Kara Kyung Wha -Rep 2024-03-12 2024-07-08
455   Cintra Chiang, Rafael (SFC:BVD268) +Rep 2024-07-12
456   Dunnett, Brian David -Rep 2024-07-15 2024-07-19
457   Griffin, Andrea Christine -Rep 2024-07-12 2024-07-25
458   He, Yawen (SFC:BRR978) 何雅雯 -Rep 2022-05-10 2024-07-12
459 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Cintra Chiang, Rafael (SFC:BVD268) +Rep 2024-07-12
460   Dunnett, Brian David -Rep 2024-07-15 2024-07-19
461   Griffin, Andrea Christine -Rep 2024-07-12 2024-07-25
462   He, Yawen (SFC:BRR978) 何雅雯 -Rep 2022-05-10 2024-07-12
463 HSBC SECURITIES BROKERS (ASIA) LIMITED Hart, Daniel Harry Jack +Rep 2024-07-18
464   Redmond, Karl Brandon -Rep 2021-09-06 2024-07-07
465 Huarong International Securities Limited Tong, Ngat 唐屹 -RO 2021-08-24 2024-07-07
466 Huashe Asset Management (Hong Kong) Limited Wong, Andy Yiu Chung (SFC:AXV027) 黃耀宗 +Rep 2024-07-11
467 Huatai (Hong Kong) Futures Limited Ng, Jason Kim Fung 吳劍峰 +Rep 2024-07-08
468 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Lau, Yik Ting 劉奕霆 -RO 2020-10-15 2024-07-15
469   Sun, Hanwen 孙瀚文 +Rep 2024-07-15
470   Zhou, Dunwei 周敦伟 +Rep 2024-07-19
471 ICAP Securities Hong Kong Limited Schulz, Kristan +Rep 2024-07-08
472 ICBC Asset Management (Global) Company Limited Xiao, Zhiyu 肖芷鈺 +Rep 2024-07-16
473   Yang, Xinwei (SFC:BDF084) 楊欣煒 -Rep 2022-02-23 2024-07-12
474 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Wong, James Koon Ho 黃冠豪 +Rep 2024-07-08
475 ICBC INTERNATIONAL FUTURES LIMITED Mok, Matthew Martin Chi-Kit 莫子傑 -Rep 2017-04-07 2024-07-12
476 ICBC INTERNATIONAL SECURITIES LIMITED   -RO 2020-03-24 2024-07-12
477 iFAST Global Markets (HK) Limited Hui, Teddy Hau Keung 許厚強 +Rep 2024-07-15
478 INFINITY ASSET MANAGEMENT LIMITED Hau, Chun Kei 侯鎮基 +Rep 2024-07-11
479   Law, Darrell King Yung 羅敬融 +Rep 2024-07-11
480 Innovation (Hong Kong) Asset Management Limited Song, Yue (SFC:BUP753) 宋粵 +RO 2024-07-12
481   Wu, Piao (SFC:BUP759) 鄔飄 +RO 2024-07-12
482 Innovest Asset Management Limited Chan, Grace Christina Kit Man 陳潔雯 -Rep 2019-07-17 2024-07-19
483 Integrity Construction & Development Securities Group Limited Lam, Benny Chi Wai 林志偉 +Rep 2024-07-09
484 INVESCO HONG KONG LIMITED Chan, Ho Yau 陳可柔 +Rep 2024-07-11
485   Hon, Pik Yee Chloe 韓璧而 +Rep 2024-07-09
486 Investates Asset Management Limited Chow, Aimee Nga Yee 周雅怡 -RO 2022-11-29 2024-07-12
487 IVORY CAPITAL PRIVATE LIMITED Song, Hao (SFC:BNH693) 宋好 +Rep 2024-07-08
488 J.P. MORGAN BROKING (HONG KONG) LIMITED Han, Xuyi 韩絮漪 -Rep 2024-07-10 2024-07-15
489   Kim, Chaeyeon +Rep 2024-07-15
490   Leverett, Ivan John -Rep 2024-07-10 2024-07-12
491   Lyu, Yu (SFC:BGA441) 呂宇 -Rep 2021-04-07 2024-07-16
492   Periasamy, Ranjith +Rep 2024-07-12
493   Phua, Boon Po -Rep 2024-07-10 2024-07-15
494 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Abhinav, Raman Deep +Rep 2024-07-15
495   Xie, Zhen (SFC:BRO334) 謝臻 -Rep 2022-03-02 2024-07-15
496 Jain Global (Hong Kong) Limited Chan, Jack Chi Kwan 陳子君 +Rep 2024-07-17
497   Ng, Siu Lun (SFC:AVL457) 吳兆倫 +Rep 2024-07-15
498 Jane Street Asia Pacific Limited Ang, Clyde Wesley Si 蔡榮庭 +Rep 2024-07-09
499   Chen, Zisheng 陳自盛 +Rep 2024-07-09
500   Chow, Anson Tsun Ho 周進浩 +Rep 2024-07-17
501   Gaio, Alexandre Gilbert Gerard +Rep 2024-07-17
502   Loughran, Daniel Stephen +Rep 2024-07-08
503   Pang, Ming Kin 彭明健 +Rep 2024-07-16
504   Puranik, Sharvaree Praveen +Rep 2024-07-08
505   So, Man Kit (SFC:BSZ522) 蘇文杰 +Rep 2024-07-16
506   Symington, Benjamin Thomas Gulifer +Rep 2024-07-17
507   Tai, Curtis 戴明德 +Rep 2024-07-17
508   Xiao, Shun +Rep 2024-07-17
509   Zhu, Youwei 朱猷為 +Rep 2024-07-17
510 JANE STREET HONG KONG LIMITED Loughran, Daniel Stephen +Rep 2024-07-08
511   Pang, Ming Kin 彭明健 +Rep 2024-07-16
512   Puranik, Sharvaree Praveen +Rep 2024-07-08
513 Janus Henderson Investors Hong Kong Limited Spencer, Hugh Frederick Decatur -Rep 2011-10-31 2024-07-12
514 Jefferies Hong Kong Limited Chen, Jiayi (SFC:BSA049) 陳嘉宜 -Rep 2022-01-03 2024-07-11
515   Eastburg, Brent Douglas -RO 2022-07-29 2024-07-17
516   Lam, Chloe Tak Yee 林德宜 +Rep 2024-07-17
517   Wang, Pan (SFC:AZM547) 王蟠 -Rep 2021-03-09 2024-07-17
518   Wang, Xiaobin (SFC:ARG381) 王小賓 -Rep 2018-12-12 2024-07-17
519 JPMorgan Asset Management (Asia Pacific) Limited Ali, Abbas (SFC:BSU434) -Rep 2022-08-01 2024-07-19
520   Chan, Matthew Ho Hin 陳皥軒 -Rep 2021-11-29 2024-07-15
521 JPMorgan Funds (Asia) Limited   -Rep 2021-11-29 2024-07-15
522 JVSakk Asset Management Limited Wong, Chi Kin (SFC:BLF303) 黃賜健 -Rep 2017-11-09 2024-07-08
523 KAISER CAPITAL MANAGEMENT LIMITED He, Sirong 何思蓉 -Rep 2023-02-08 2024-07-15
524 KAISER SECURITIES LIMITED   -Rep 2023-02-08 2024-07-15
525 KAM LUEN SECURITIES LIMITED Weng, Jianqun 翁建群 -Rep 2022-08-09 2024-07-12
526 KARST PEAK CAPITAL LIMITED Leitzes, Kim My Phuong -RO 2023-03-23 2024-07-17
527 KGI ASIA LIMITED Leung, Jonas Cheuk Shun 粱焯舜 -Rep 2024-01-02 2024-07-18
528   Tang, Simon Chung Hong 鄧仲康 -Rep 2018-03-21 2024-07-20
529   Tse, Ka Wing (SFC:BLI086) 謝嘉榮 -Rep 2022-06-21 2024-07-18
530   Yip, Ho Yin (SFC:AOW964) 葉浩然 -Rep 2017-10-03 2024-07-15
531 KGI FUTURES (HONG KONG) LIMITED Leung, Jonas Cheuk Shun 粱焯舜 -Rep 2024-07-12 2024-07-18
532   Yip, Ho Yin (SFC:AOW964) 葉浩然 -Rep 2014-07-11 2024-07-15
533 King Sun Securities Limited Yuen, Ying Ho 袁英豪 -Rep 2024-05-23 2024-07-09
534     +RO 2024-07-09
535 KINGKEY ASSET MANAGEMENT LIMITED Chong, Ka Chik 莊嘉植 -Rep 2023-03-28 2024-07-10
536   Chung, Edwin Chun Yin 鍾駿賢 -Rep 2021-03-18 2024-07-15
537   da, Lu 笪露 -Rep 2023-05-10 2024-07-18
538   Lau, Ho Sing (SFC:BPE466) 劉浩昇 -Rep 2023-07-28 2024-07-08
539   Lau, Yi Chung 劉意中 -Rep 2023-01-16 2024-07-15
540   Shek, Wing Kei 石穎琪 -Rep 2021-04-01 2024-07-08
541   Siu, Kevin 蕭楗恒 -Rep 2023-04-11 2024-07-16
542   Tian, Yu (SFC:BUT018) 田雨 -Rep 2024-04-08 2024-07-16
543   Wan, Pui Shan (SFC:BRW866) 尹佩珊 -Rep 2023-04-11 2024-07-16
544   Wu, Chung Pong 胡仲邦 -Rep 2023-01-16 2024-07-18
545   Yuen, Kai Tsun 袁啓晋 -Rep 2023-05-12 2024-07-16
546   Yum, Sum Yi 任心怡 -Rep 2021-05-21 2024-07-08
547 KKR Capital Markets Asia II Limited Liu, Lu (SFC:AOH905) 劉璐 +Rep 2024-07-18
548   Xu, Fangqing 許方晴 +Rep 2024-07-18
549 KKR CAPITAL MARKETS ASIA LIMITED Liu, Lu (SFC:AOH905) 劉璐 -Rep 2016-10-12 2024-07-17
550   Wong, Po Yi Sherwin 黃寶儀 -Rep 2019-08-08 2024-07-07
551   Xu, Fangqing 許方晴 -Rep 2019-07-24 2024-07-17
552 KOREA INVESTMENT & SECURITIES ASIA LIMITED Tsui, Wai Kin (SFC:BVD269) 徐維健 +Rep 2024-07-12
553 L&R CAPITAL LIMITED Zeng, Jiajia 曾嘉佳 +Rep 2024-07-09
554 LaSalle Investment Management Hong Kong Limited Tang, Zhigang (SFC:BVA933) +Rep 2024-07-10
555 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Lai, Chung Lai 賴頌禮 -Rep 2024-07-12 2024-07-16
556 Lego Corporate Finance Limited Leung, Shu Sum (SFC:BTH889) 梁樹森 -Rep 2023-01-03 2024-07-09
557 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Follonier, Claudine Nicole -Rep 2014-09-25 2024-07-12
558 LIM ADVISORS LIMITED Xia, Peter Bin 夏彬 +Rep 2024-07-19
559 Lion Global Financial Limited Chai, Ruiting 柴蕊婷 +Rep 2024-07-18
560   Cheng, Chung Ching 鄭松清 +Rep 2024-07-18
561   Li, Enhui (SFC:BKT285) 李恩慧 +Rep 2024-07-19
562   Xiang, Xinyi 項昕儀 +Rep 2024-07-12
563 Liquidity Finance (Hong Kong) Limited Jindel, Rashu -RO 2024-04-29 2024-07-15
564 Liquidnet Asia Limited Barot, Jade Adelie +Rep 2024-07-12
565 LMR Partners Limited Yao, Zichao 姚自超 +Rep 2024-07-18
566 LOMBARD ODIER (HONG KONG) LIMITED Zhou, Gang (SFC:AWP701) 周剛 -Rep 2023-10-26 2024-07-12
567 Lux Aeterna Capital Limited Luo, Pei (SFC:BNV004) 羅培 +Rep 2024-07-16
568 Macquarie Asia Securities Limited Chua, Su Hao Russell 蔡樹浩 -Rep 2023-06-29 2024-07-09
569   Yap, Celeste Hui Yen +Rep 2024-07-15
570 MACQUARIE CAPITAL LIMITED Kung, Yiu Shing 龔耀誠 -Rep 2017-10-20 2024-07-08
571     +RO 2024-07-08
572 Macquarie Markets Trading Limited Kirkwood, Daniel Andreas -Rep 2021-05-21 2024-07-12
573 Magnum Research Limited Au, Tsz Shan -Rep 2023-03-07 2024-07-13
574   Chu, Frederick Ian Kit -Rep 2022-11-11 2024-07-15
575 Manulife Investment Management (Hong Kong) Limited Au, Sharon Siu Sze 區小詩 +Rep 2024-07-18
576   Chow, Wing Kan (SFC:AYX466) 周永勤 +Rep 2024-07-18
577   Huang, Shirong 黃詩嶸 +Rep 2024-07-08
578   Lee, Carolus Charles Kwok Wing 李國榮 -Rep 2003-07-17 2024-07-13
579   Li, Shuang (SFC:BUZ363) 李霜 +Rep 2024-07-08
580   Ng, Wai Kuen (SFC:AEV474) 吳惠娟 -Rep 2024-07-14
581   Ren, Zhen (SFC:BVA999) 任真 +Rep 2024-07-18
582   Tang, Chui Yan 鄧翠欣 +Rep 2024-07-18
583 Market Securities (Hong Kong) Limited Bosse, Hugo Jean Miroslav +Rep 2024-07-16
584 Marlin Capital Limited Chan, Chun Yin (SFC:BAF372) 陳俊賢 +RO 2024-07-15
585 Maytree Asset Management Limited Chau, Shannon Ka Yan 鄒嘉欣 -Rep 2022-05-26 2024-07-15
586 Merrill Lynch (Asia Pacific) Limited Bansal, Sukriti -Rep 2024-07-12 2024-07-19
587   Cho, A-Hyung -Rep 2024-07-05 2024-07-10
588   Choo, Tiffany Li-Fang -Rep 2024-07-12 2024-08-16
589   Dunger, Matthew John -Rep 2024-07-16 2024-07-19
590   Enomoto, Takashi -Rep 2024-07-15 2024-07-18
591   Harrison, Lyanne Marie Leung -Rep 2024-07-17 2024-07-19
592   Hotta, Kenjin Tom -Rep 2024-07-12 2024-07-17
593   Kao, Lin-Ya 高琳雅 -Rep 2024-07-05 2024-07-12
594   Lu, Yu-Ting 魯宇庭 -Rep 2021-07-12 2024-07-15
595   Salgaonkar, Sachin -Rep 2024-07-12 2024-07-19
596   Suga, Kento -Rep 2024-07-17 2024-07-19
597   Yang, Che-Wei 楊哲瑋 -Rep 2024-07-19 2024-07-26
598 Merrill Lynch Far East Limited Rowe, Paul James (SFC:BRO265) -Rep 2021-08-20 2024-07-16
599   Suga, Kento -Rep 2024-07-17 2024-07-19
600 MIB FUTURES (HONG KONG) LIMITED Ho, Garrick Chun Lim 何駿廉 -Rep 2019-04-18 2024-07-10
601 MIB SECURITIES (HONG KONG) LIMITED   -Rep 2019-04-18 2024-07-10
602 Micro Connect (H.K.) Investment Management Limited Cai, Nuochen 蔡诺晨 -Rep 2024-06-05 2024-07-19
603 MIGLICO INVESTMENTS LIMITED Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
604 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Choi, Sooho 崔秀镐 +Rep 2024-07-10
605   Okada, Taiki +Rep 2024-07-12
606 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Cheung, Tsz Ming (SFC:BBB497) 張子銘 -Rep 2021-08-16 2024-07-07
607   Fok, Ho Wah 霍浩華 -Rep 2022-01-20 2024-07-18
608     +RO 2024-07-18
609 Mirae Asset Securities (HK) Limited Li, Haopeng 李昊鵬 -Rep 2024-01-02 2024-07-09
610     +RO 2024-07-09
611 MIZUHO SECURITIES ASIA LIMITED Chan, Kai Kai 陳佳佳 -Rep 2023-03-07 2024-07-16
612   Lau, Amanda Wai Sum -Rep 2023-02-28 2024-07-19
613 Monex Boom Securities (H.K.) Limited Cheng, Tiffany Wing Yan 鄭詠欣 +Rep 2024-07-18
614 Morgan Stanley Asia Limited Chen, Yijia (SFC:BUQ798) 陈亦珈 -Rep 2024-02-05 2024-07-10
615   Chong, Shu Ning -Rep 2024-07-19 2024-08-16
616   Chuang, Zhi Wei Farhan +Rep 2024-07-10
617   Dyer, Christopher Michael (SFC:BVE036) -Rep 2024-07-05 2024-07-12
618   Eng, Si Ting -Rep 2024-07-19 2024-08-08
619   Gregotti, Marco (SFC:BUO744) -Rep 2024-01-24 2024-07-18
620   Keene, Michael Donald -Rep 2024-07-05 2024-07-11
621   Lee, Ming (SFC:BVE884) 李銘 +Rep 2024-07-17
622   Sagoo, Sandeep Singh (SFC:BBV860) -Rep 2021-05-27 2024-07-17
623   Sano, Fumihiko +Rep 2024-07-09
624   Wang, Yidan (SFC:BVE291) 王奕丹 +Rep 2024-07-15
625   Wong, Yu Wo 王宇和 -Rep 2020-02-03 2024-07-15
626   Yagi, Ryo +Rep 2024-07-08
627 Morgan Stanley Hong Kong Securities Limited Chong, Shu Ning -Rep 2024-07-19 2024-08-16
628   Gregotti, Marco (SFC:BUO744) -Rep 2024-01-24 2024-07-18
629   Lee, Ming (SFC:BVE884) 李銘 +Rep 2024-07-17
630   Sagoo, Sandeep Singh (SFC:BBV860) -Rep 2021-05-27 2024-07-17
631   Sano, Fumihiko +Rep 2024-07-09
632 MORGANS (HONG KONG) LIMITED Duffy, Mitchell James -Rep 2024-07-10 2024-08-22
633 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -Rep 2024-05-16 2024-07-09
634     +RO 2024-07-09
635 MSQ Asset Management (HK) Limited Kwan, Chi Hang 關智恆 +Rep 2024-07-19
636 NAN FUNG TRINITY (HK) LIMITED Liu, Yi (SFC:ATI179) 劉義 +Rep 2024-07-11
637 Natixis Investment Managers Hong Kong Limited Yang, Hua (SFC:BVE807) 楊華 +Rep 2024-07-19
638 Nine Masts Capital Limited Arora, Roopali (SFC:BRG202) +Rep 2024-07-11
639 Ninety One Hong Kong Limited Stopford, Patrick John Richard -Rep 2024-07-10 2024-07-12
640 NOAH HOLDINGS (HONG KONG) LIMITED Ye, Junlei 叶隽蕾 +Rep 2024-07-17
641 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Marcella Man Wai 陳敏慧 -RO 2020-02-07 2024-07-16
642   Chui, King Wai 徐經緯 -RO 2023-08-17 2024-07-16
643   Han, Jianan 韓嘉楠 -Rep 2023-02-28 2024-07-16
644   Ho, Sin Yam Gordon 何善任 +Rep 2024-07-15
645   Kim, Siwoo -Rep 2024-07-04 2024-07-11
646   Lam, Ka Chun (SFC:BUB255) 藍嘉浚 -Rep 2023-08-28 2024-07-16
647   Liu, Zhiwei (SFC:BPX301) 刘芷薇 -Rep 2020-09-11 2024-07-12
648   Nisarg, Bhagavatheeswaran -Rep 2024-07-15 2024-07-27
649   Pandov, Alexandre +Rep 2024-07-15
650   Raut, Umesh Kundlik -Rep 2024-07-10 2024-07-12
651   Rumjahn, Kevin Kalim 林基榮 -RO 2024-05-16 2024-07-16
652   Tan, Kor Heng David -Rep 2019-05-23 2024-07-11
653   Tan, Min Hui Teresa +Rep 2024-07-08
654   Tang, Kairong 唐愷瑢 -Rep 2023-08-28 2024-07-16
655   Tang, Shengbo 唐圣波 -Rep 2015-07-16 2024-07-16
656   Wong, Chok Heng David Michael -Rep 2021-10-15 2024-07-16
657   Xiang, Yi (SFC:BUI632) 項伊 -Rep 2023-11-16 2024-07-16
658   Xiao, Kaixi 肖凱希 -Rep 2022-01-25 2024-07-16
659   Yao, Ciyi 姚慈懿 +Rep 2024-07-15
660   Zeng, Jia (SFC:BVF155) 曾嘉 +Rep 2024-07-17
661   Zhang, Qinyun 張沁云 +Rep 2024-07-15
662 OCEANVAST CAPITAL LIMITED Wong, Kin Pong (SFC:BSY261) 黃建邦 +Rep 2024-07-15
663 OnePlatform Asset Management Limited Chan, Hing Wang (SFC:ABQ698) 陳卿弘 -RO 2023-07-06 2024-07-20
664   Chen, Tin Wai 陳天偉 -Rep 2010-01-28 2024-07-17
665   Chow, Wai Shing (SFC:BDQ872) 周煒成 -Rep 2014-07-24 2024-07-16
666   Han, Xu (SFC:BBS495) 韓漵 -Rep 2017-03-16 2024-07-16
667   Ko, Chun Lok 高俊樂 -RO 2022-08-12 2024-07-16
668   Lam, Ka Yin 林嘉賢 -Rep 2019-02-13 2024-07-13
669   Lam, Kwok Chu 林國柱 -Rep 2012-03-12 2024-07-16
670   Lee, Ka Ka 李嘉嘉 -Rep 2021-05-14 2024-07-19
671   Li, Florence Tsz Wai 李梓惟 -Rep 2013-10-07 2024-07-16
672   Mai, Wenhua 麥文華 -Rep 2024-07-10 2024-08-05
673   Tam, Benny Yu Kit 譚宇傑 -Rep 2006-10-16 2024-07-16
674   Tam, Ka Yuen 譚嘉元 -Rep 2013-04-15 2024-07-16
675   Wan, Tsz Chun (SFC:AQD960) 溫子俊 -Rep 2007-12-18 2024-07-16
676   Wong, Wai Shan (SFC:ANG480) 黃慧珊 -Rep 2006-05-15 2024-07-11
677 OnePlatform Securities Limited Chan, Hing Wang (SFC:ABQ698) 陳卿弘 -RO 2019-06-10 2024-07-20
678 Ontario Teachers' Pension Plan (Asia) Limited Lin, Jing (SFC:AZQ419) 林菁 +Rep 2024-07-17
679 OP INVESTMENT MANAGEMENT LIMITED Jiang, Hao (SFC:BVD529) 蔣灝 +Rep 2024-07-12
680 Oppenheimer Investments Asia Limited Cheung, Pui Pui 張佩佩 +Rep 2024-07-12
681 Optimas Capital Limited Ng, Siok Leng (SFC:AFM257) 黃淑玲 +Rep 2024-07-11
682 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED Yau, Kar Lan +Rep 2024-07-19
683 Oreana Financial Services Limited Huo, Jing (SFC:BVC261) 霍競 +Rep 2024-07-12
684 ORIENT SECURITIES (HONG KONG) LIMITED Au-Yeung, Sau Kuen 歐陽綉娟 +Rep 2024-07-16
685   Fung, Suk Yee 馮淑儀 +Rep 2024-07-16
686   Go, Elena 吳清清 +Rep 2024-07-17
687   Hui, Keung 許強 +Rep 2024-07-16
688   Leung, Lok Sui 梁樂緒 +Rep 2024-07-12
689   Sze, Tin Chee 施天賜 +Rep 2024-07-08
690   Wong, Chun Wah (SFC:AVN105) 黃振華 +Rep 2024-07-16
691 Original Asset Management Limited Au, Yiu Fai 區耀輝 -RO 2022-06-23 2024-07-19
692 Original Group Securities Limited   -RO 2022-06-23 2024-07-19
693 OSL Digital Securities Limited Shin, Hyokoung 申曉庚 +Rep 2024-07-12
694 OTCex Hong Kong Limited Qi, Le 齊樂 +Rep 2024-07-12
695 Ovata Capital Management Limited Lowry, Jonathan Mark +Rep 2024-07-08
696 P.B. Global Asset Management Limited Wang, Xin Long 王心瓏 +Rep 2024-07-18
697 PAOCHU INVESTMENT ADVISORY LIMITED Wong, Man Sek 黃敏碩 -RO 2019-06-26 2024-07-15
698 Partners Group (Hong Kong) Private Limited Lee, On Yi 李安兒 +Rep 2024-07-18
699   Yang, Si (SFC:BQQ856) 杨思 +Rep 2024-07-18
700 PC SECURITIES LIMITED Wong, Man Sek 黃敏碩 -RO 2019-06-26 2024-07-15
701 Penjing Asset Management (Asia) Limited Samson Li, Catherine Yuhong 李玉宏 -Rep 2024-07-18 2024-07-26
702 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Lui, Ho Chuen 呂浩存 -Rep 2021-10-11 2024-07-17
703 PHILLIP COMMODITIES (H.K.) LIMITED Chan, Cheuk Hang (SFC:BQI194) 陳卓行 +Rep 2024-07-18
704   Tse, Hon Fai (SFC:BTS868) 謝瀚輝 -Rep 2023-05-04 2024-07-16
705 PHILLIP SECURITIES (HONG KONG) LIMITED Chan, Cheuk Hang (SFC:BQI194) 陳卓行 +Rep 2024-07-18
706   Lui, Ho Chuen 呂浩存 -Rep 2021-11-03 2024-07-17
707   Tse, Hon Fai (SFC:BTS868) 謝瀚輝 -Rep 2023-05-04 2024-07-16
708 Phoenician Limited (HK) Hui, Ka Wai (SFC:BJL657) 許嘉威 -RO 2022-11-16 2024-07-15
709 Phoenician Securities Limited   -RO 2022-11-16 2024-07-15
710 Pictet Asset Management (Hong Kong) Limited Peters, Valerie Ursula -Rep 2024-03-21 2024-07-12
711 PIMCO Asia Limited Duan, Ran (SFC:BVE825) -Rep 2024-07-18 2024-07-19
712   McCarthy, Kyle A -Rep 2024-07-17 2024-07-18
713   Park, Yoon Bum 朴允凡 -Rep 2011-10-11 2024-07-14
714   Story, Michael Robert -Rep 2024-07-18 2024-07-19
715   Tiwari, Ashish (SFC:BUS475) -Rep 2024-07-17 2024-07-19
716 PineBridge Investments Asia Limited Tang, Jiefeng 唐皆丰 +Rep 2024-07-10
717 PineBridge Investments Hong Kong Limited   +Rep 2024-07-10
718 Ping An of China Capital (Hong Kong) Company Limited Jin, Yuhui (SFC:BVC086) 金宇辉 +Rep 2024-07-11
719   Qiu, Jingyi 邱婧逸 +Rep 2024-07-11
720 Pinpoint Asset Management Limited Hui, Yau Hing 許有慶 +Rep 2024-07-08
721 Planetree Asset Management Limited (HK) Sam, Chi Yung 岑智勇 +Rep 2024-07-12
722 Planetree Discount Lending Limited   +Rep 2024-07-12
723 Planetree Futures Limited   +Rep 2024-07-12
724 Planetree Research Limited   +Rep 2024-07-12
725 Planetree Securities Limited   +Rep 2024-07-12
726 PLATINUM BROKING COMPANY LIMITED Chen, Kai Shun 陳繼舜 -Rep 2024-04-12 2024-07-13
727 PLUTUS ASSET MANAGEMENT LIMITED (GBEN) Chan, Ramand Wai Ming 陳偉明 -Rep 2023-09-19 2024-07-15
728 Plutus Securities Limited   -Rep 2023-09-19 2024-07-15
729 Point72 Hong Kong Limited Li, Jiayi (SFC:BVD621) 李家艺 +Rep 2024-07-08
730   Nagata, Masato -Rep 2023-05-15 2024-07-16
731   Wang, Zining (SFC:BRZ556) 王子宁 +Rep 2024-07-19
732   Wu, Xuelu 吳雪璐 -Rep 2021-06-04 2024-07-17
733   Zhuo, Yue (SFC:BQF288) 禚越 -Rep 2022-09-05 2024-07-19
734 Polymer Capital Management (HK) Limited Wei, Wei (SFC:BMH195) 隗葳 +Rep 2024-07-12
735   Zhang, Wenwei 張文蔚 +Rep 2024-07-10
736 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ling, Xiaojin 凌小津 -Rep 2023-09-06 2024-07-12
737 PRESTIGE ASSET MANAGEMENT LIMITED (HK) Chong, Ngai Ting 莊雅婷 +RO 2024-07-12
738 Prime China Investments and Advisory Limited Chen, Yanhu 陳彥虎 -Rep 2022-08-08 2024-07-19
739 Prime China Securities Limited   -Rep 2022-08-08 2024-07-19
740 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Brooke, Charles Stephen Anthony -Rep 2022-05-24 2024-07-19
741     +RO 2024-07-19
742   Lai, Kam Fai (SFC:BRQ441) 黎鑑輝 -Rep 2021-10-08 2024-07-11
743   Wong, Yin Chi (SFC:BUM735) 黃賢嗣 -Rep 2024-03-22 2024-07-19
744 Principal Investment & Retirement Services Limited Liu, Sai Kit 廖世傑 +Rep 2024-07-18
745   Wong, Chi Lap 黃志立 +Rep 2024-07-19
746 PRIORITY ASSET MANAGEMENT GROUP LIMITED Chen, David Wai Chung 陳維忠 -Rep 2024-07-18 2024-08-22
747 Prudence Investment Management (Hong Kong) Limited Li, Lin (SFC:BAG335) 李林 -Rep 2018-02-02 2024-07-12
748   Ma, Xiaofu 馬曉芙 -Rep 2022-02-17 2024-07-15
749 PRUDENTIAL BROKERAGE LIMITED Law, Kin Shing 羅健城 -Rep 2023-06-16 2024-07-15
750 PSP Investments Asia Limited Feng, Yu (SFC:BTR672) 馮予 -Rep 2023-06-12 2024-07-09
751 Qube Research & Technologies Hong Kong Limited Benjelloun, Abdelouahed +Rep 2024-07-17
752   Chenevier, Antoine Philippe Jean Marie +Rep 2024-07-12
753 QUINTAR CAPITAL LIMITED Benz, Michael Bruno -Rep 2024-03-22 2024-07-17
754     +RO 2024-07-17
755 R SQUARED LIMITED Chen, Yuyang (SFC:BVC158) 陳逾暘 +Rep 2024-07-12
756 Racing Capital Management (HK) Limited Chen, Gang (SFC:BFE331) 陳剛 -RO 2015-08-27 2024-07-17
757 Raffles Assets Management (HK) Co. Limited Wong, Pang Chak 王澎澤 -Rep 2023-08-28 2024-07-18
758 RBC INVESTMENT SERVICES (ASIA) LIMITED Chim, Yat Kan 詹逸瑾 -Rep 2015-03-10 2024-07-18
759 Red Solar Capital Limited Cheung, Man Kit (SFC:AYC069) 張文傑 +Rep 2024-07-09
760 RHEE CAPITAL LIMITED Lai, Sheung Ming 黎尚銘 -Rep 2021-07-20 2024-07-11
761     +RO 2024-07-11
762 RICH FOREVER FAMILY OFFICE LIMITED Woo, Peter 吳培魏 +RO 2024-07-08
763   Xu, Jin (SFC:AVO585) 徐瑾 +RO 2024-07-08
764 RICHES DEPOT SECURITIES CO., LIMITED Cheng, Henry Wai Leung 鄭偉良 -RO 2022-09-20 2024-07-12
765 Robeco Hong Kong Limited Rohof, Jan Wilhelm -Rep 2020-05-26 2024-07-17
766 RuiLian Financial Group Company Limited Zheng, Hongmei (SFC:BVD246) 鄭紅梅 +Rep 2024-07-17
767 S&P Global Ratings Hong Kong Limited Park, Sungha 朴成夏 +Rep 2024-07-18
768 Sanford C. Bernstein (Hong Kong) Limited Hwang, Juho +Rep 2024-07-11
769 SBI Securities (Hong Kong) Limited Kontani, Masaru -Rep 2024-07-17 2024-07-19
770 Schonfeld Strategic Advisors (Hong Kong) Limited Tian, Mingyong 田明勇 -Rep 2021-12-15 2024-07-12
771 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Chow, Wing Yan 周詠恩 +Rep 2024-07-16
772   Chua, Ming Chian +Rep 2024-07-10
773   Lee, Stella Yee Hing 李懿馨 -Rep 2024-07-09
774 SDG Asset Management (HK) Limited Hou, Ke 侯可 -Rep 2024-03-22 2024-07-12
775 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Chang, Kin Long 張健朗 -Rep 2022-02-11 2024-07-12
776 Sensible Asset Management Limited   -Rep 2022-08-30 2024-07-12
777 SG SECURITIES (HK) LIMITED Kosuga, Osamu 小菅治 -Rep 2023-11-24 2024-07-12
778   Lagneau, Francois Xavier Guy Andre -Rep 2020-05-29 2024-07-12
779   Mandala, Rohan +Rep 2024-07-11
780   Ruan, Shuhua 阮樹華 -Rep 2023-11-16 2024-07-09
781 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Ho, Pui Ki (SFC:BRQ498) 何珮琪 +Rep 2024-07-18
782   Luk, Philip Wai Keung 陸偉強 +Rep 2024-07-18
783   Yung, Richard Jr. 榮文淵 +Rep 2024-07-10
784 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Yang, Anqi 楊安琪 -Rep 2021-12-14 2024-07-18
785 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2021-12-14 2024-07-18
786 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Tsang, Hung Fai 曾雄輝 -Rep 2022-12-21 2024-07-19
787   Yu, Ge (SFC:BIG516) 余歌 +Rep 2024-07-10
788 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Li, Zhengwen 李錚雯 -Rep 2021-03-29 2024-07-17
789   Lu, Xiang 陸庠 -RO 2023-04-24 2024-07-15
790   Tsang, Hung Fai 曾雄輝 -Rep 2022-12-21 2024-07-19
791   Yu, Ge (SFC:BIG516) 余歌 +Rep 2024-07-10
792 SHENZHEN CAPITAL (INTERNATIONAL) ASSET MANAGEMENT COMPANY LIMITED Zhao, Ze 趙則 +RO 2024-07-17
793 Shikhara Capital (Hong Kong) Private Limited Chu, Kam Hau 朱金巧 +Rep 2024-07-09
794   Hangyu, Sophia +Rep 2024-07-16
795   Lee, Eric (SFC:BBL389) 李威律 +Rep 2024-07-18
796 SILVERHORN INVESTMENT ADVISORS LIMITED Peh, Bo Fang 白博昉 +Rep 2024-07-08
797 SINO WEALTH SECURITIES LIMITED Au, Chung Yin 歐仲賢 -Rep 2016-06-20 2024-07-19
798   Chow, Shuk Wan 周淑雲 -Rep 2019-09-27 2024-07-19
799   Tsang, Tak Chuen 曾德全 -Rep 2014-09-30 2024-07-07
800 SINOIF International Futures Limited Lai, Vincent Wai Chung 黎維頌 -RO 2022-10-25 2024-07-08
801 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Tan, Sichen 谭思晨 +Rep 2024-07-08
802   Tian, Yuxin 田育欣 +Rep 2024-07-17
803   Xia, Shijie 夏士杰 +Rep 2024-07-08
804 SINOMAX SECURITIES LIMITED Hui, Chun Ho (SFC:BTH954) 許竣豪 -Rep 2023-03-29 2024-07-15
805 SINOPAC SECURITIES (ASIA) LIMITED Hsu, Chih-Tsan 許稚粲 +Rep 2024-07-12
806   Huang, Shih-Shih 黃詩詩 +Rep 2024-07-12
807   Huang, Sz-Min 黃思敏 +Rep 2024-07-12
808   Mak, Ka Ka 麥嘉嘉 -Rep 2024-04-17 2024-07-10
809     +RO 2024-07-10
810   Wu, Yi-Yeh 吳易燁 +Rep 2024-07-12
811 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
812 SMBC Nikko Securities (Hong Kong) Limited Ato, Koki 阿藤康貴 -Rep 2024-07-15 2024-07-17
813   Nakaji, Daishi 中路大士 +Rep 2024-07-09
814   Samara, Nicholas +Rep 2024-07-16
815 Solar Mass Capital Limited Lam, Siu Mo 林少武 +Rep 2024-07-18
816 Soochow Securities International Brokerage Limited Wong, Hei Lim 黃希廉 +Rep 2024-07-18
817 Spathiphy Capital Management Limited Yu, Siqi (SFC:BUK175) 余思齊 -Rep 2023-12-04 2024-07-15
818 St. James's Place (Hong Kong) Limited MacFarlane, Gavin James (SFC:BPQ194) -Rep 2020-05-21 2024-07-08
819 STASHAWAY HONG KONG LIMITED Chan, Wai Tung Angel 陳緯彤 +Rep 2024-07-16
820   Deng, Peisi 鄧佩思 +Rep 2024-07-16
821 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen -Rep 2024-05-09 2024-07-08
822     +RO 2024-07-08
823 Sun Life Asset Management (HK) Limited Lam, Pui Hang 林佩亨 +Rep 2024-07-19
824 Sunfund Capital Limited Zhao, Fengkuan 趙鳳寬 +Rep 2024-07-16
825 SunRiver International Securities Group Limited Yang, Zhibing (SFC:BSX586) 楊志兵 -Rep 2022-09-26 2024-07-10
826 Sunshine Asset Management (HK) Limited Lan, On 蘭安 -Rep 2024-05-27 2024-07-12
827     +RO 2024-07-12
828 Swiss-Asia Asset Management (HK) Limited Sigerhall, Tom Lennart Gerhard -Rep 2017-04-10 2024-07-12
829 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Zhang, Zhongwen (SFC:BKY288) 張鍾文 +Rep 2024-07-10
830 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Chen, Ximing (SFC:BGM147) 陳熙銘 +Rep 2024-07-12
831 Taiping Securities (HK) Co Limited Lee, Yin King (SFC:AGO934) 李賢景 -Rep 2024-07-12
832 TAIREN CAPITAL LIMITED Zou, Le 鄒樂 +Rep 2024-07-12
833 Target Securities International Limited Pang, Nelson King Sau 彭敬修 -RO 2022-09-20 2024-07-12
834 TAT LEE SECURITIES COMPANY LIMITED Chan, Pui Yee (SFC:ACO271) 陳珮儀 -Rep 2024-07-19
835 Templewater Hong Kong Limited Wang, Jie (SFC:BPL382) 王杰 -Rep 2020-03-06 2024-07-19
836 TENGARD FUND MANAGEMENT LIMITED Zhang, Huanyu 張還予 -Rep 2022-07-22 2024-07-20
837 TFI Asset Management Limited Hu, Yong (SFC:BGT644) 胡勇 +Rep 2024-07-12
838   Tong, Angela Kai Hei 唐啟僖 -Rep 2021-07-05 2024-07-09
839 TFI Securities and Futures Limited   -Rep 2021-05-25 2024-07-09
840   Xu, Chang (SFC:BUY401) 徐暢 -Rep 2024-05-20 2024-07-15
841 Theia Securities Limited Chun, William Siu Lung 秦紹龍 -Rep 2024-07-12 2024-08-20
842 Tiger Brokers (HK) Global Limited Xie, Zhuoli 謝卓立 -Rep 2023-08-30 2024-07-13
843 Tikehau Capital Hong Kong Limited Chen, Cheng Hao +RO 2024-07-09
844   Moon, Young Joon +RO 2024-07-09
845 Titan Investment Limited Choi, Yong -Rep 2024-07-08 2024-08-12
846 Toona Tree Capital Limited Wong, Wing (SFC:BPX983) -RO 2022-09-08 2024-07-08
847 Topaz Financial Group Limited Lau, Leung Yan 劉良恩 +Rep 2024-07-19
848   Lee, Ricky Lap Ki 李立基 +Rep 2024-07-12
849 TPC HK Investments Limited He, Da 何達 +RO 2024-07-11
850   Zhong, Shiyao 鍾詩堯 +RO 2024-07-11
851 Tranquility Asset Management Co., Limited Jiang, Yanye 姜燕燁 +RO 2024-07-08
852   Wong, Jeffrey Chun 黃臻 +RO 2024-07-08
853 UBS SECURITIES ASIA LIMITED Busiri, Muhammad Zakky +Rep 2024-07-15
854   Goro, Harunobu -Rep 2024-07-02 2024-07-08
855   Indukuri, Vijay Kumar Raju +Rep 2024-07-15
856   Ip, Tsz Man Mandy 葉子文 +Rep 2024-07-09
857   Jansen, Michael (SFC:BEI461) +Rep 2024-07-08
858   Li, Boqian (SFC:BGW430) 李博謙 +Rep 2024-07-15
859   Lin, Eric Pui Kwan 連沛堃 -Rep 2010-08-04 2024-07-12
860     +RO 2024-07-12
861   Tan, Yew Kiat +Rep 2024-07-08
862   Yoshihara, Tomoko -Rep 2024-07-08 2024-07-11
863 UBS SECURITIES HONG KONG LIMITED Ho, Lilian King Yan 何璟欣 +Rep 2024-07-09
864   Ip, Tsz Man Mandy 葉子文 +Rep 2024-07-09
865   Jiang, Lecheng 姜樂成 -Rep 2020-03-09 2024-07-18
866   Li, Boqian (SFC:BGW430) 李博謙 +Rep 2024-07-15
867   Pan, Zhicun 潘治存 -Rep 2018-11-01 2024-07-18
868   To, Wang 杜泓 +Rep 2024-07-19
869 UOB KAY HIAN (HONG KONG) LIMITED Law, Lok Hin 羅樂軒 +Rep 2024-07-11
870   Shi, Erqi 史而琪 +Rep 2024-07-11
871 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Ho, Yuen Kwan (SFC:BVA912) 何婉筠 +Rep 2024-07-17
872   Law, Lok Hin 羅樂軒 +Rep 2024-07-11
873   Shi, Erqi 史而琪 +Rep 2024-07-11
874   Tang, William (SFC:AZL390) 鄧煒霖 +Rep 2024-07-19
875 uSmart Securities Limited Chang, Che-Hao 張哲豪 -RO 2023-02-14 2024-07-15
876   Huang, Lingying 黃玲英 +Rep 2024-07-17
877   Kwan, Chi Sum 關智森 -Rep 2023-10-06 2024-07-16
878   Lo, Tak Keung 羅德強 +Rep 2024-07-08
879   Zhao, Zhiyuan (SFC:BUD943) 趙致遠 -Rep 2023-10-03 2024-07-08
880 VALUABLE ASSET MANAGEMENT LIMITED Peng, Chenyao 彭晨瑤 +Rep 2024-07-15
881 VALUABLE CAPITAL LIMITED Li, Yu Syun 李雨璇 -Rep 2022-03-29 2024-07-17
882   Lin, Yingmiao 林穎苗 +Rep 2024-07-08
883 VALUE PARTNERS HONG KONG LIMITED Chang, Kin Long 張健朗 -Rep 2022-02-11 2024-07-12
884 VALUE PARTNERS LIMITED   -Rep 2022-02-11 2024-07-12
885 Value Partners Private Equity Limited   -Rep 2022-02-11 2024-07-12
886 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED Xiang, Xiaolei 項嘯磊 -RO 2020-02-14 2024-07-12
887 VBG Asset Management Limited Shen, Yicen 申一岑 -Rep 2023-01-09 2024-07-19
888   Zhao, Xiaohu (SFC:BQQ972) 趙小虎 -RO 2022-04-21 2024-07-19
889 VBG Capital Limited Shen, Yicen 申一岑 -Rep 2024-06-04 2024-07-19
890 Venture Smart Asia Limited Lam, John Junior 林慕賢 -Rep 2017-12-20 2024-07-12
891   Leung, Ka Wun (SFC:BDK088) 梁嘉桓 -Rep 2016-06-14 2024-07-12
892   Tam, Kam Lun 譚錦麟 -Rep 2022-06-22 2024-07-12
893 VI ASSET MANAGEMENT COMPANY LIMITED Moh, Chuang Hue 莫壯輝 -RO 2023-08-28 2024-07-08
894 VICTORY SECURITIES COMPANY LIMITED Zou, Liebin 鄒烈斌 +Rep 2024-07-16
895 Viridian Asset Management Limited Carcel, Arnaud Frederic Joseph Stephane Yves +RO 2024-07-11
896   Guttieres, Pascal Francois +RO 2024-07-11
897   Hui, Yat Chung 許溢聰 +Rep 2024-07-18
898 VL ASSET MANAGEMENT LIMITED To, Tsz Wai 杜子偉 -RO 2020-09-08 2024-07-15
899 VP Wealth Management (Hong Kong) Limited Rupf, Thomas +Rep 2024-07-08
900 Wanhai Securities (HK) Limited Luo, Xiao (SFC:BTQ849) 羅晓 +Rep 2024-07-18
901 WE Asset Management Limited Tan, Xiaoru 譚笑儒 +Rep 2024-07-08
902 WE Securities Limited   +Rep 2024-07-08
903 WealthTac Global Asset Management Limited Chiu, Yin Shan 趙燕珊 -Rep 2024-03-15 2024-07-10
904 WELLCHAMP CAPITAL LIMITED Ng, Sai Tong 伍世棠 +Rep 2024-07-17
905 Wellington Management Hong Kong Limited (b2003-01-02) Kihm, Seoyun 金書淵 -Rep 2021-08-09 2024-07-19
906   Lui, Wai Ching 雷煒晴 -Rep 2021-12-16 2024-07-19
907   Zhao, Can (SFC:BKQ455) 趙燦 -Rep 2020-04-08 2024-07-19
908 Whitestone Capital Technology Limited Cheung, Chi Ho (SFC:BEE471) 張志豪 -RO 2022-04-22 2024-07-19
909 WING FUNG FOREX LIMITED Fung, Lim (SFC:ARI004) 馮亷 -RO 2017-12-12 2024-07-19
910   Lui, Tony Siu Wing 呂肇穎 -RO 2013-02-05 2024-07-19
911 WINGATE ASSET MANAGEMENT LIMITED Cohen, Ayal Salomon -Rep 2023-02-07 2024-07-07
912 Wisdom Asset Management Limited (HK) Lin, Yu Chi 林毓綺 +Rep 2024-07-10
913 Wonder Capital Group Limited Ho, Scarlett 何芷妍 +Rep 2024-07-09
914 WRise Prestige Securities Limited Lin, Shipin 林世頻 +Rep 2024-07-16
915   Lo, Nelson Tai Yue 盧泰瑜 +Rep 2024-07-16
916   Ting, Ka Fung 丁嘉鳳 +Rep 2024-07-18
917   Yeung, Ka San 楊家燊 +Rep 2024-07-15
918 WRise Wealth Management (Hong Kong) Limited Deng, Jiaxin (SFC:BUX818) 鄧佳薪 +Rep 2024-07-16
919 Xtreme Asset Management Limited So, Ignatius Hon Wai 蘇漢煒 -Rep 2024-05-29 2024-07-09
920     +RO 2024-07-09
921 YUE XIU ASSET MANAGEMENT LIMITED Liu, Jieying 劉洁莹 +Rep 2024-07-19
922 Yunfeng Financial Markets Limited Fang, Yingxue 方映雪 -Rep 2020-10-05 2024-07-12
923     +RO 2024-07-12
924 Zenas Capital Management Limited Bian, Jie (SFC:BRE821) 卞洁 -Rep 2021-07-05 2024-07-09
925     +RO 2024-07-09
926 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Piao, Lingli 朴玲莉 +Rep 2024-07-12
927 Zircon Securities (HK) Limited Ip, Henry Hing Luen 葉慶聯 -Rep 2023-05-22 2024-07-09
928     +RO 2024-07-09
929   Kwan, Tsun Man 關俊文 -Rep 2024-03-15 2024-07-09
930     +RO 2024-07-09

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