Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ABCI ASSET MANAGEMENT LIMITED Ming, Liang 明亮 -Rep 2019-12-19 2020-04-02
2     +RO 2020-04-02
3 ACTELLIGENT CAPITAL MANAGEMENT LIMITED Hou, Changjie 侯昶杰 -Rep 2020-03-27 2020-04-29
4 Adamas Asset Management (HK) Limited Leung, Ka Wing (SFC:BNZ086) 梁嘉榮 -Rep 2019-01-09 2020-04-03
5 ADMIS Hong Kong Limited Leung, Ka Chun (SFC:BPL750) 梁嘉俊 -Rep 2020-03-30 2022-08-31
6 Advent Securities (Hong Kong) Limited Wong, Vivian Yick Lam 黃翊琳 -Rep 2020-04-03 2021-01-04
7   Yip, Dominic Ho Chi 葉浩之 -Rep 2017-11-02 2020-04-09
8 Agg. Asset Management Limited Wong, Pak Kan 王柏勤 -RO 2019-10-04 2020-04-03
9 AJ Futures Limited Tang, Jingchen 唐靜琛 -Rep 2019-08-12 2020-03-27
10     -RO 2020-03-27 2022-04-30
11 ALBOURNE PARTNERS (ASIA) LIMITED Ting, Shu Hao 張書豪 -Rep 2019-07-09 2020-04-09
12 All-Stars Investment Limited Fu, Mingxia 傅明俠 -RO 2013-12-02 2020-03-31
13   Leung, Cathy Wai Man 梁慧敏 -Rep 2019-09-10 2020-04-01
14 AlpInvest Partners Limited Chu, Tsz Ying 朱子鷹 -Rep 2017-09-06 2020-04-01
15   Kang, Mina -Rep 2018-11-29 2020-04-01
16   Sachdeva, Amit -RO 2019-01-02 2020-04-01
17   Yang, Yiran (SFC:BKU216) 楊依然 -Rep 2019-05-30 2020-04-01
18   Zhu, Wendy Wenwen 朱雯雯 -RO 2017-11-24 2020-04-01
19 AlTi Wealth Management (Hong Kong) Limited O'Brien, Neill Maurice 區小虎 -Rep 2018-07-31 2020-04-07
20 Amital Asset Management Limited Chan, Ka Kit (SFC:ATS061) 陳嘉傑 -RO 2016-09-26 2020-03-31
21   Tse, Annie Win Yee 謝永怡 -Rep 2020-02-28 2020-04-03
22     -RO 2020-04-03 2020-08-14
23 Ampere Partners Limited Cheng, Jen-Chieh 鄭仁杰 +Rep 2020-04-02
24 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) Deng, Dian (SFC:ASK808) 鄧點 -RO 2015-04-15 2020-04-06
25 ANLLY ASSET MANAGEMENT LIMITED Au, Ka Leung 區家良 -RO 2020-04-08 2021-01-31
26 Antai Securities Limited Guo, Jing (SFC:BIU928) 過靜 -Rep 2020-04-08 2021-01-31
27 Aon Securities (Hong Kong) Limited Yamamoto, Shinji (SFC:BPK034) -RO 2020-04-01 2021-03-31
28 Apollo Capital Management Limited Chen, I Ming 陳怡銘 +Rep 2020-04-06
29   Hsu, Shih-Huang 許詩凰 +Rep 2020-04-06
30 ARGYLE STREET MANAGEMENT LIMITED Chan, Leo Yan Ho 陳欣豪 -Rep 2008-10-09 2020-04-02
31     +RO 2020-04-02
32 Ark Group Holdings (Hong Kong) Limited Sui, Yan 隋艷 -RO 2017-12-29 2020-03-31
33 ARTE Capital Management Limited Chu, Siu Ling 朱小玲 -Rep 2020-04-02 2020-06-22
34 Ascent Capital Advisors Limited Harman, Simon Devereux Clement -Rep 2019-01-23 2020-04-01
35 Asia Lion Capital (Hong Kong) Limited Ji, Bo (SFC:BLT493) 季波 -Rep 2018-03-02 2020-04-09
36 ASIA PACIFIC CAPITAL SECURITIES LIMITED Chung, Paul Chun Kiu 鍾俊翹 +Rep 2020-03-27
37 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Pang, Chi Ho 彭智豪 -Rep 2020-03-31 2021-06-20
38 Asia Research & Capital Management Limited Haque, Yusuf Razaul -Rep 2012-02-03 2020-04-02
39     +RO 2020-04-02
40   Ngai, Kevin 倪梓晉 -Rep 2017-08-03 2020-03-31
41 ASIAN CAPITAL LIMITED Lui, Paul Ho Ming 呂浩明 -RO 2020-04-03 2021-07-31
42 ASPEN HILL PARTNERS (HONG KONG) LIMITED Lai, Ka Ho (SFC:AEQ243) 黎家浩 -Rep 2020-04-01 2022-05-25
43 ASSET MANAGEMENT GROUP LIMITED Ng, Kim Wai 吳劍偉 -Rep 2017-03-13 2020-04-01
44 Avantua Capital Management Limited Poon, To Sing 潘道成 -RO 2020-04-08 2022-10-31
45 AVENUE INVESTMENT MANAGEMENT LIMITED Chow, King Wai (SFC:BIG312) 周景慧 -RO 2019-08-28 2020-03-31
46 AVICT Global Asset Management Limited Peng, Xia (SFC:BPM757) 彭霞 +Rep 2020-04-07
47 AXA IM Select Asia Limited Alrifai, Zaid +RO 2020-04-06
48   Arguello, Jaime Eduardo (SFC:BOW908) -RO 2020-04-06 2023-10-13
49   Deschamps, Nicolas Raymond Martial -RO 2020-04-06 2023-10-23
50   Vo, Mai Khanh +RO 2020-04-06
51 Baillie Gifford Asia (Hong Kong) Limited Li, James Kong 李剛 -Rep 2020-03-31 2020-07-31
52 BaoQiao Partners Capital Limited Wang, Anli 王桉麗 -Rep 2018-11-05 2020-03-31
53 BARCLAYS CAPITAL ASIA LIMITED Chen, Xuehua (SFC:AMZ173) 陳雪花 -Rep 2020-04-09 2022-12-05
54   Ho, Lek Yee 何力義 -Rep 2010-03-10 2020-04-01
55   Hoi, Zhi Lin Marvyn +Rep 2020-04-01
56 BARING ASSET MANAGEMENT (ASIA) LIMITED Downes, Michael James (SFC:BDF595) -Rep 2017-08-14 2020-03-31
57   Lau, Yun Mei (SFC:BNV579) 劉潤美 -Rep 2019-03-20 2020-04-07
58 BCT Financial Limited Lam, Ming Wai (SFC:BPN254) 林明慧 +Rep 2020-04-07
59 BEA Union Investment Management Limited So, Man Yan 蘇文欣 -Rep 2010-12-06 2020-04-06
60 Beevest Securities Limited Fu, Huihui 付慧慧 -Rep 2020-03-30 2020-06-25
61 BETA INTERNATIONAL SECURITIES LIMITED Jiang, Guihong (SFC:BOL346) 蔣桂紅 -Rep 2019-12-04 2020-04-09
62 BFAM Partners (Hong Kong) Limited Chen, Hu (SFC:BMA461) 陳滸 -Rep 2019-03-18 2020-04-07
63   Drabkin, Mark Thompson -Rep 2020-02-03 2020-03-31
64   Ghalayini, Jamil (SFC:BOZ220) -Rep 2019-11-15 2020-03-31
65   Greenberg, Matthew Bailey -Rep 2019-09-13 2020-03-31
66   Guan, Ying (SFC:AWQ675) 關滢 -Rep 2020-04-01 2022-10-31
67   Raveendran, Benoy (SFC:BOR070) -Rep 2019-08-21 2020-04-07
68 BGC SECURITIES (HONG KONG) LLC Berkane, Chiraz -Rep 2019-05-07 2020-03-31
69   Cheung, Chung Yin (SFC:BNZ123) 張仲言 -Rep 2019-01-09 2020-03-31
70   Herbert, Anthony John (SFC:BIL705) -Rep 2016-11-02 2020-03-30
71   Hill, Victoria Margaret Nahathai -Rep 2019-05-17 2020-03-31
72   Hurst, Nicola Carolyn -Rep 2009-02-17 2020-04-02
73   Kim, Min Jung (SFC:BNC085) 金玟貞 -Rep 2018-06-19 2020-03-31
74   Law, Nga Ying 羅雅盈 -Rep 2008-02-25 2020-03-31
75   Lee, Jonathan Pak San 李柏燊 -Rep 2010-12-22 2020-03-31
76   Tlili, Mourad -Rep 2018-09-21 2020-03-31
77 BlackRock Asset Management North Asia Limited Crawley, Oisin Paul -Rep 2014-01-16 2020-03-31
78   Garland, Benjamin Howard -Rep 2010-04-23 2020-03-27
79   Hickey, Crystina Joy -Rep 2015-09-25 2020-03-31
80   Swan, Andrew Warren -RO 2012-07-31 2020-04-02
81 Blue Lotus Capital Advisors Limited Zhang, Jialin (SFC:AYM827) 張佳琳 -Rep 2020-04-07 2021-01-16
82 BOCHK Asset Management Limited Siu, Yat Chi 蕭一芝 -Rep 2020-04-06 2021-11-15
83   Zhu, Beibei 諸蓓蓓 +Rep 2020-03-31
84 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Diu, Chun Yin Clement 刁俊然 -Rep 2020-04-08 2021-04-24
85   Lau, Kong Leong 劉釭亮 -Rep 2019-09-04 2020-04-04
86 BOCOM International (Asia) Limited Chen, Hao (SFC:BGQ543) 陳浩 -Rep 2020-03-31 2021-06-28
87   Jiao, Qian (SFC:BII053) 焦蒨 -Rep 2018-03-23 2020-03-31
88   Wong, Wing Yin (SFC:BLB617) 黃永賢 -Rep 2020-03-27 2021-07-30
89 Boman Capital (Hong Kong) Limited Tang, Zhenhui 湯振暉 -Rep 2020-01-03 2020-04-03
90 Boyu Capital Investment Management Co., Limited Xing, Tianyou 邢天猷 -Rep 2016-05-16 2020-03-31
91 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Wong, Chun Tung (SFC:BLJ190) 黃振東 -Rep 2017-11-15 2020-03-31
92 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2017-11-15 2020-03-31
93 BrightSphere (Asia-Pacific) Limited (b2015-12-11) Cohas, Francois Jean Claude -RO 2020-02-03 2020-04-10
94 Broadshine Asset Management Limited Chang, Ching-Kun 張靖坤 -Rep 2019-12-03 2020-03-31
95 Brookfield Advisors (Hong Kong) Limited Gabbai, Maurizio Mose (SFC:BIC486) 瑋奇 -Rep 2019-01-25 2020-04-09
96 BUENA VISTA FUND MANAGEMENT (HK) LIMITED Li, Mandy Fung Yee 李鳳儀 -Rep 2020-04-08 2020-08-31
97 CACHET ASSET MANAGEMENT LIMITED Lee, Foster Siu Hang 李兆鏗 -Rep 2019-10-22 2020-04-09
98 Canfield Securities Company Limited Wat, Hin Pong 屈顯邦 -RO 2018-04-18 2020-03-31
99 CAPITAL FOCUS ASSET MANAGEMENT LIMITED Kwok, Ka Yiu (SFC:ATD334) 郭家耀 +Rep 2020-04-06
100 CAPITAL GLOBAL MANAGEMENT LIMITED Yueh, Hui-Chen 岳惠真 -Rep 2014-10-03 2020-04-09
101 Capital International, Inc. Yau, Siu Fung 游少鳳 -Rep 2018-08-17 2020-03-31
102 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Kang, Mina +Rep 2020-04-02
103   Tian, Yajing 田雅婧 -Rep 2018-04-23 2020-03-28
104 Carnegie Hill Capital Partners Limited Deng, William Shijun -RO 2020-04-07 2021-03-10
105 CASH ASSET MANAGEMENT LIMITED Chan, Benson Chi Ming 陳志明 -RO 2018-06-07 2020-03-27
106 CASH Wealth Management Limited   -RO 2018-06-07 2020-03-27
107   Yang, Kwai Leung 楊桂良 -Rep 2020-04-06 2021-01-05
108 CCB INTERNATIONAL CAPITAL LIMITED Huang, Ying (SFC:BNP292) 黃穎 -Rep 2019-02-27 2020-04-06
109 CCB INTERNATIONAL SECURITIES LIMITED Gong, Yihan 宮宜含 -Rep 2014-09-25 2020-04-04
110 CEB International Asset Management Corporation Limited Cheung, Kwun Sing (SFC:BPM675) 張冠聲 -Rep 2020-03-30 2023-10-11
111 CEB International Capital Corporation Limited Wu, Ka Chun (SFC:BAB052) 胡嘉俊 -RO 2018-09-28 2020-03-30
112 CELESTIAL CAPITAL LIMITED Chan, Benson Chi Ming 陳志明 -RO 2018-06-07 2020-03-27
113   Li, Xueying (SFC:BPK181) 李雪莹 -Rep 2020-03-23 2020-03-27
114 CELESTIAL COMMODITIES LIMITED Chan, Benson Chi Ming 陳志明 -RO 2018-06-07 2020-03-27
115 CELESTIAL SECURITIES LIMITED   -RO 2018-06-07 2020-03-27
116   Chung, Edward Chu Chi 鍾志傑 -Rep 2008-07-08 2020-03-30
117   Lau, Chi Keung (SFC:ADV976) 劉志強 -Rep 2020-03-27
118 Central Universe Futures Limited Lee, Wai Leung (SFC:ACJ656) 李偉樑 -Rep 2019-07-25 2020-03-31
119 CENTRAL WEALTH ASSET MANAGEMENT LIMITED Tam, Ho Yeung (SFC:ASZ119) 譚浩洋 -RO 2018-03-01 2020-04-03
120 Ceres Asset Management Limited Lo, Deric Kin Yip 盧建業 -RO 2015-02-11 2020-04-01
121 CF ASSET MANAGEMENT LIMITED Chow, Ka Man 周家文 -Rep 2020-03-25 2020-03-31
122     -RO 2020-03-31 2020-04-30
123 CF SECURITIES LIMITED   -Rep 2020-03-25 2020-03-31
124     -RO 2020-03-31 2020-04-30
125 CGS International Securities Hong Kong Limited Chan, Chi Long Ronald 陳志朗 -Rep 2019-09-27 2020-04-03
126   Chen, Minzhi 陳敏芝 -Rep 2018-09-06 2020-04-09
127   Sam, Shook Fung (SFC:ADM712) 沈淑芳 -Rep 2017-03-17 2020-04-02
128     +RO 2020-04-02
129   Ting, Michael P. 丁柏年 -RO 2017-01-19 2020-04-09
130   Tso, Kevin Key Man 曹繼敏 -RO 2019-10-17 2020-04-09
131 Changjiang Asset Management (HK) Limited Fung, Alan Si Huen 馮時煖 -RO 2016-04-06 2020-04-02
132 Changjiang Securities Brokerage (HK) Limited   -Rep 2016-11-16 2020-04-02
133   Wei, Shuyong 魏書咏 -Rep 2019-01-29 2020-03-27
134 ChaoShang Securities Limited Ng, Ka Yan (SFC:BAP994) 吳嘉欣 -Rep 2017-12-06 2020-04-01
135 CHARTWELL CAPITAL LIMITED (HK) Chu, Hin Chun 朱衍雋 -Rep 2016-10-04 2020-03-27
136 CHIEF SECURITIES LIMITED Wan, Tak Hin 尹德軒 -Rep 2020-04-01 2020-06-23
137 China Asset Management (Hong Kong) Limited Huang, Shuo 黃碩 -Rep 2016-10-03 2020-04-09
138   Lin, Jinyi 林錦頤 -Rep 2020-04-07 2024-02-02
139 China Enterprise Securities Company Limited Ng, Man (SFC:AHE192) 伍敏 +Rep 2020-04-02
140 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED Huang, Yao (SFC:AXX667) 黃垚 -Rep 2012-02-28 2020-03-31
141 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Peng, Fengyi 彭丰藝 -Rep 2016-04-08 2020-03-31
142 China Finance Holdings Limited Lai, Chun To 黎鎮濤 -RO 2017-07-07 2020-03-28
143 China Galaxy International Securities (Hong Kong) Co., Limited Tsui, Chi Kuen Abe 徐志權 -Rep 2020-03-31 2020-06-18
144 CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED Ho, Yin Ming (SFC:ADZ149) 何燕明 -RO 2017-05-04 2020-04-10
145 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Chan, Andy Tak Chun 陳德俊 -Rep 2015-09-29 2020-04-05
146   Guo, Jianjin 郭建進 -Rep 2017-08-25 2020-04-10
147   Huang, Hok On 黃鶴安 +Rep 2020-04-09
148   Ip, Thomas Hon Tak 葉漢德 -RO 2015-01-28 2020-03-31
149   Wang, Hang (SFC:BGG247) 王航 -Rep 2019-01-28 2020-03-31
150   Wang, Pinyue 王品月 -Rep 2018-10-29 2020-03-27
151   Wu, Zishan (SFC:APU807) 吳紫珊 -Rep 2018-01-15 2020-04-05
152   Yu, Chieh Mean 尤洁敏 -Rep 2018-11-07 2020-04-09
153 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Ip, Thomas Hon Tak 葉漢德 -RO 2015-09-16 2020-03-31
154   Wu, Zishan (SFC:APU807) 吳紫珊 -Rep 2018-01-15 2020-04-05
155 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Hu, Di (SFC:BBD763) 胡迪 -Rep 2020-01-16 2020-04-07
156 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cui, Can (SFC:BPM918) 崔璨 -Rep 2020-03-31 2020-12-21
157   Gao, Zijun (SFC:BMT376) 高子珺 -Rep 2018-04-13 2020-04-03
158   Hu, Di (SFC:BBD763) 胡迪 -Rep 2013-04-19 2020-04-07
159   Jiang, Lijia 蔣麗佳 -Rep 2018-06-19 2020-04-01
160   Sun, Nan (SFC:ALR028) 孫男 -Rep 2008-10-09 2020-04-01
161   Wang, Ruguo 王如果 +Rep 2020-03-31
162   Wang, Xueyuan (SFC:BPM680) 王雪原 -Rep 2020-03-27 2020-12-21
163 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED He, Xuanlai 賀烜來 -Rep 2017-04-03 2020-03-30
164     +RO 2020-03-30
165 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Cheng, Kan Lik 鄭勤力 -RO 2019-04-03 2020-03-30
166   Shen, Yichen (SFC:BNV145) 沈屹辰 -Rep 2018-11-21 2020-03-31
167   Yau, Patrick (SFC:AFT664) 尤必正 -RO 2019-02-13 2020-03-30
168   Yeung, Ka Ho (SFC:BOI246) 楊嘉豪 -Rep 2019-04-29 2020-03-31
169 China PA Securities (Hong Kong) Company Limited Cheng, Kong Wai 鄭江偉 -Rep 2019-12-11 2020-04-02
170     -RO 2020-04-02 2021-01-28
171 China Renaissance Securities (Hong Kong) Limited Song, Yang (SFC:AQJ814) 宋暘 -Rep 2020-03-30 2020-07-29
172   Yao, Yunge 姚蘊格 -Rep 2020-03-30 2021-05-06
173 China Securities (International) Corporate Finance Company Limited Xiao, Yuanqing 肖遠晴 -Rep 2016-06-10 2020-04-06
174   Yen, George Chang Chi 嚴昌麒 +RO 2020-03-31
175 China Universal Asset Management (Hong Kong) Company Limited Wang, Bo (SFC:BJO650) 王博 -Rep 2017-05-18 2020-03-31
176 CHINA XIN YONGAN FUTURES COMPANY LIMITED Lee, Kai Ni 李佳妮 +Rep 2020-04-01
177 CHONG HING SECURITIES LIMITED Wong, Chin Pang (SFC:ACK102) 黃展鵬 -Rep 2020-04-03 2022-07-31
178 CHOW SANG SANG SECURITIES LIMITED Chan, Stephen Sze Yung 陳詩揚 -RO 2018-09-17 2020-04-03
179 CHUNG LEE SECURITIES COMPANY LIMITED Suen, Ting Fong Boris 孫廷方 -Rep 2020-04-01 2020-11-30
180 CICC US Securities (Hong Kong) Limited Ho, Jason Yuen Pang 何遠鵬 -Rep 2020-04-09 2022-10-31
181 CIF Asset Management Limited Chan, Tsz Kit (SFC:BEI582) 陳子杰 -Rep 2020-04-01 2020-07-21
182   Wang, Eric Bing 王兵 -RO 2017-09-27 2020-04-03
183 CIF Global Markets (HK) Limited Chan, Chi Shing (SFC:AON830) 陳志成 -RO 2018-07-03 2020-03-30
184   Chan, Chung Keung 陳仲強 -Rep 2017-11-17 2020-03-30
185   Chan, Tsz Kit (SFC:BEI582) 陳子杰 -Rep 2018-04-26 2020-03-30
186   Ip, Kar Kok 葉家玨 -Rep 2018-05-10 2020-03-30
187   Kong, Chi Ho (SFC:AXI329) 江志豪 -Rep 2018-05-11 2020-03-30
188   Lam, Ho Kan 林浩勤 -Rep 2019-04-12 2020-03-30
189   Lau, Hoi Chi (SFC:BGN354) 劉海智 -Rep 2018-09-13 2020-03-30
190   Lau, Kwun Shing 劉冠成 -Rep 2017-10-25 2020-03-30
191   Lau, Nim Cho 劉念祖 -RO 2018-05-17 2020-03-30
192   Lin, Chun Keung 林進強 -Rep 2017-10-25 2020-03-30
193 CIFM Asset Management (Hong Kong) Limited Zhong, Ming (SFC:BIH896) 鍾嗚 -Rep 2016-10-03 2020-04-01
194 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Hou, Linlin 侯林林 -Rep 2018-10-26 2020-04-01
195 CIS SECURITIES ASSET MANAGEMENT LIMITED Lee, Ming Shui 李銘水 -Rep 2017-05-09 2020-04-06
196 Cithara Investment International Limited Zhu, Guoji 朱国基 -Rep 2018-06-14 2020-03-31
197 CITIC Securities (Hong Kong) Limited Hua, Zhenyu 華震宇 -Rep 2017-12-29 2020-04-03
198   Huang, Xinyi (SFC:BOD558) 黃馨怡 -Rep 2020-03-31 2020-08-19
199   Lin, Joseph Tawei 林達崴 -Rep 2020-03-30 2022-08-19
200   Taylor, Richard Kirby (SFC:ACO169) -RO 2020-04-03
201 CITIC Securities Asset Management (HK) Limited Liu, Guangming (SFC:BDD671) 劉廣明 -RO 2017-03-17 2020-03-31
202 CITIC Securities Brokerage (HK) Limited Wong, Hau Yee (SFC:BPM733) 王巧儀 +Rep 2020-03-27
203 CITIC Securities International Global Markets Limited Liu, Guangming (SFC:BDD671) 劉廣明 -Rep 2019-05-10 2020-03-31
204 Citigroup Global Markets Asia Limited Chen, Ji (SFC:ANZ537) 陳迹 -Rep 2011-08-26 2020-04-03
205   Choi, Yin On 蔡賢安 -Rep 2015-06-08 2020-04-07
206     -RO 2020-04-07 2021-04-23
207   Han, Jinsoo 韓溱洙 -Rep 2017-11-20 2020-03-27
208   Mao, Wei (SFC:ATD879) 毛威 +Rep 2020-03-30
209   Shang, Yuxiao 尚雨瀟 -Rep 2020-03-30 2021-05-10
210 Clarity Investment Partners Limited Liang, Danlin 梁丹林 -Rep 2019-06-12 2020-04-03
211 CLSA LIMITED Hua, Zhenyu 華震宇 -Rep 2017-12-29 2020-04-03
212   Huang, Xinyi (SFC:BOD558) 黃馨怡 -Rep 2020-03-31 2020-08-19
213   Lee, Kenneth Shon Kee 李崇基 -Rep 2020-04-06 2021-10-07
214   Lin, Joseph Tawei 林達崴 -Rep 2020-03-30 2022-08-19
215   Sun, Zhe (SFC:BLO827) 孫哲 -Rep 2017-11-23 2020-04-09
216   Taylor, Richard Kirby (SFC:ACO169) -RO 2018-04-23 2020-04-03
217 CMB International Asset Management Limited Lu, David Tsz Hin 陸子軒 -Rep 2020-04-03 2020-06-15
218 CMB International Capital Limited Li, Jingyi (SFC:BNN754) 李靜怡 -Rep 2018-09-06 2020-03-31
219   Sun, Lida (SFC:BBS690) 孫力達 -Rep 2018-02-22 2020-04-03
220 CMB International Securities Limited Li, Jingyi (SFC:BNN754) 李靜怡 -Rep 2019-02-15 2020-03-31
221   Wen, Chan-Chun 溫展俊 -Rep 2020-03-27 2022-07-28
222 CMBC ASSET MANAGEMENT COMPANY LIMITED Lee, Chun Hong (SFC:BGQ365) 李俊康 -Rep 2020-03-30 2022-01-14
223 CMBC SECURITIES COMPANY LIMITED Guang, Ao 光驁 -Rep 2020-03-30 2020-06-15
224   Lee, Chun Hong (SFC:BGQ365) 李俊康 -Rep 2020-03-30 2022-01-14
225   Yao, Xinchen 姚昕辰 +Rep 2020-04-09
226   Zhao, Bowen (SFC:BMF161) 趙博聞 -Rep 2020-04-06 2021-12-21
227 CMS CAPITAL (HK) CO., LIMITED Zhou, Chen (SFC:BPD879) 周辰 -Rep 2019-12-04 2020-04-07
228     -RO 2020-04-07 2021-04-26
229 CNCBI Asset Management Limited Chen, Weihang 陳偉航 -Rep 2020-03-24 2020-04-09
230 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Tam, Sze Chuen 譚思晉 -Rep 2016-07-01 2020-04-06
231 CORPORATE BROKERS LIMITED Chan, Sun Wo 陳巽和 -Rep 2005-01-25 2020-03-31
232   Lee, Kit Man (SFC:ANG322) 李潔文 -Rep 2006-05-11 2020-03-31
233   Leung, Paulina May Sheung 梁美嫦 -Rep 2020-03-31
234   Wong, Anthony Chi Sing 黃志成 -Rep 2010-10-05 2020-03-31
235 CORPORATE COMMODITIES LIMITED Chan, Sun Wo 陳巽和 -Rep 2005-01-26 2020-03-31
236   Wong, Anthony Chi Sing 黃志成 -Rep 2011-11-07 2020-03-31
237 Cosmos One Capital Limited Chan, Wai Fung (SFC:AWT462) 陳偉鋒 +RO 2020-04-02
238   Ng, Christ Sau Wah 伍秀華 +RO 2020-04-02
239 CPPIB Asia Inc. Bai, Xue (SFC:BPD570) 白雪 -Rep 2019-11-29 2020-04-01
240 CR Wealth and Asset Management Limited Yao, Yunge 姚蘊格 -Rep 2020-03-30 2021-05-06
241 Credit Suisse (Hong Kong) Limited Au Yeung, Shui Ying Cecilia 歐陽瑞櫻 -Rep 2020-04-02 2021-02-11
242   Koh, Boon Wee 許汶偉 -Rep 2017-03-06 2020-03-31
243   Sim, Jeong Soo -Rep 2014-08-11 2020-03-27
244   Sohn, Amanda Yoo Jung -Rep 2020-04-02 2023-03-08
245   Stephens, John William -Rep 2020-01-22 2020-04-02
246     -RO 2020-04-02 2023-09-20
247   Tan, Michael Boon Suan -RO 2016-07-05 2020-04-02
248     -Rep 2020-04-02 2022-05-03
249   Wang, Pingping (SFC:AQI580) 王平平 -Rep 2016-12-05 2020-03-31
250   Xiao, Xiao (SFC:BKG598) 肖晓 -Rep 2017-08-07 2020-03-27
251   Xu, Xiaohui (SFC:AOA592) 徐曉慧 -Rep 2015-03-13 2020-04-06
252   Yeoh, Chye Chuan Eric 楊財泉 -Rep 2018-03-07 2020-03-31
253 Credit Suisse Securities (Hong Kong) Limited Koh, Boon Wee 許汶偉 -Rep 2017-03-06 2020-03-31
254   Sohn, Amanda Yoo Jung -Rep 2020-04-02 2023-03-08
255 CSC FUTURES (HK) LIMITED Lin, Chun-Yao 林群堯 -Rep 2020-03-30 2022-03-18
256 CSC SECURITIES (HK) LIMITED Cao, Wenqian 曹文乾 -Rep 2020-04-09 2020-08-23
257   Lai, Tsung-Yu 賴宗裕 -Rep 2020-04-06 2020-06-05
258 CSOP Asset Management Limited Lu, Yan (SFC:ARH429) 陸彥 -RO 2017-12-11 2020-04-01
259   Tao, Tao (SFC:BMP526) 陶濤 -Rep 2018-03-27 2020-03-31
260 CVP Asset Management Limited Tung, Chun Fai 董駿暉 -Rep 2020-04-02 2023-03-28
261 CVP Securities Limited Mimaki, Hiroyuki -Rep 2020-03-27 2020-05-07
262 Daiwa Capital Markets Hong Kong Limited Diao, Enze 刁恩泽 -Rep 2020-04-06 2021-09-03
263   Lu, Jianjie 陸建杰 -Rep 2017-12-20 2020-04-08
264   Xu, Manrui 徐曼睿 -Rep 2020-04-06 2024-03-28
265 Dawn Capital Limited Wang, Guanzhu 王冠珠 -Rep 2020-01-20 2020-04-06
266     +RO 2020-04-06
267 De Riva Asia Limited Shiu, Carmen Yin Man 邵燕文 +Rep 2020-04-01
268   Shiu, Kam Man 邵錦文 -Rep 2020-04-01 2020-07-03
269 DEUTSCHE SECURITIES ASIA LIMITED Joo, Jihyun Katherine 朱祉泫 -Rep 2012-04-24 2020-03-30
270   Lee, Andrew (SFC:BES685) -Rep 2015-01-02 2020-03-31
271   Li, Cheng (SFC:BDT950) 李琤 -Rep 2018-04-23 2020-03-27
272   Liu, Chin Hang 廖梓珩 -Rep 2014-08-06 2020-03-31
273   Yip, Fung 葉豐 -Rep 2018-01-08 2020-04-03
274   Zhou, Shuoying 周碩莹 -Rep 2019-06-12 2020-03-30
275 Dongxing Securities (Hong Kong) Company Limited Chow, Tin Pui 周天沛 -Rep 2020-04-03 2022-07-09
276 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -Rep 2020-01-14 2020-03-30
277     -RO 2020-03-30 2024-05-06
278 DOUBLE S CAPITAL LIMITED Yeung, Niki Ning Ki 楊靈機 -Rep 2020-04-06 2020-06-08
279 DT Securities & Futures Co. Limited Yu, Isaac Ngai Lung 余毅龍 -Rep 2020-04-08 2022-02-11
280 DWS Investments Hong Kong Limited Resovac, Denis -Rep 2017-04-10 2020-03-31
281 Dymon Asia Capital (HK) Limited Liu, Suyang 劉蘇阳 -Rep 2017-03-28 2020-03-31
282 Eastern Marathon Investment Management (Hong Kong) Company Limited Li, Dongfang (SFC:BFJ635) 李東方 -Rep 2018-01-12 2020-03-31
283 Eastspring Investments (Hong Kong) Limited Ho, Ka Lun (SFC:BIN776) 何嘉倫 -Rep 2020-04-09 2022-02-16
284 Eddid Securities and Futures Limited Chung, Lai Kit 鍾禮杰 -Rep 2020-03-31 2020-08-11
285   Hung, Chun Kit (SFC:BCU325) 熊俊傑 -Rep 2019-06-18 2020-03-31
286     -RO 2020-03-31 2023-12-15
287   Li, Mengru (SFC:BNS481) 李夢茹 -Rep 2020-03-31 2021-04-23
288 EFM ASSET MANAGEMENT LIMITED Deng, Simiao 鄧思邈 +Rep 2020-04-09
289 ELLIOTT ADVISORS (HK) LIMITED Lai, Michael 賴冠宇 -Rep 2016-06-28 2020-03-30
290   Smith, James Nicholas Barrie -Rep 2019-10-31 2020-04-03
291 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED Brady, Michael Scott -RO 2006-10-31 2020-03-31
292   Ellis, Roger Peter Frederick -RO 2006-10-31 2020-03-31
293 ELSTONE CAPITAL LIMITED Chow, King Yue Vision 鄒景裕 -Rep 2018-09-24 2020-03-31
294   Liu, Chuen Fai Jeffy 廖俊輝 -Rep 2018-08-24 2020-03-31
295 Emperio Securities And Assets Management Limited Fung, Koon Yan 馮冠欣 -Rep 2020-03-31 2020-06-19
296   Mao, Lei (SFC:BML398) 毛磊 -Rep 2020-04-07 2021-01-31
297   Ng, Yin Lam (SFC:AGK085) 吳彥霖 -Rep 2020-03-31 2021-01-31
298   Wong, Chi-Kit (SFC:BBM642) 黃之傑 -Rep 2020-03-30 2020-04-28
299   Wong, Chung Wai (SFC:BFU185) 黃中慧 -Rep 2020-04-09 2021-01-22
300 EMPEROR SECURITIES LIMITED (HK) Lo, Ka Yan (SFC:ART643) 盧嘉欣 -Rep 2011-09-14 2020-03-31
301 ENHANCED INVESTMENT PRODUCTS LIMITED McCabe, Andrew Robert (SFC:AWZ008) -Rep 2018-08-17 2020-03-31
302 Entersys Asset Management Hong Kong Limited Tang, Andrew Ping Sum 鄧炳森 -RO 2017-11-30 2020-03-31
303 Ever-Long Futures Limited Tsang, Kwong Hing 曾廣慶 -Rep 2020-04-03 2020-12-10
304 EVER-LONG SECURITIES COMPANY LIMITED Cheung, Wilson Kin 張健 -RO 2016-06-16 2020-03-31
305   Ng, Shun Fu 吳巽富 -RO 2020-03-31
306   Tsang, Kwong Hing 曾廣慶 -Rep 2020-04-03 2020-12-10
307 Everbright Securities Investment Services (HK) Limited Lam, Pui Tat 林培達 -Rep 2006-02-03 2020-03-31
308   Lam, Sui Lan 林瑞蘭 -Rep 2018-02-27 2020-03-27
309   Lee, Cindy Yee Wah 李綺華 -Rep 2019-08-12 2020-03-27
310   So, Tsz To 蘇子滔 +Rep 2020-04-02
311 Evercore Asia Limited Yung, Keen Ming -Rep 2019-01-14 2020-03-27
312 Evergrande Futures (Hong Kong) Limited Li, Louis Lok Tao 李樂陶 -Rep 2015-10-02 2020-04-06
313   Zhang, Jiahao (SFC:BNS460) 張佳豪 -Rep 2018-10-25 2020-04-08
314 Evergrande Securities (Hong Kong) Limited Li, Louis Lok Tao 李樂陶 -Rep 2015-10-02 2020-04-06
315   Zhang, Jiahao (SFC:BNS460) 張佳豪 -Rep 2018-10-25 2020-04-08
316   Zhou, Yiming (SFC:BNG180) 周一鳴 -Rep 2019-11-01 2020-04-03
317 EWARTON SECURITIES LIMITED Wong, Kam Lee 黃錦利 -Rep 2011-07-27 2020-03-30
318 ExodusPoint Capital Management Hong Kong, Limited Sweeney, Kirk Chester -Rep 2020-04-02 2020-07-03
319 EXS Capital Asia Limited Solberg, Eric Norman -RO 2008-06-12 2020-04-01
320 FAIR CAPITAL MANAGEMENT LIMITED Ho, Wang Wai 何泓慧 -RO 2019-07-16 2020-03-31
321 Fengde Capital Limited Choi, Hiu Ting 蔡曉婷 -Rep 2020-04-08 2023-06-04
322 FIL Investment Advisors Rikkerink, Henk Jan -RO 2018-06-21 2020-04-06
323 FIL Investment Management (Hong Kong) Limited Fung, Michele Miu Ting 馮妙婷 -Rep 2006-10-31 2020-03-31
324   Rikkerink, Henk Jan -RO 2018-06-21 2020-04-06
325 Finloop Finance Limited Xu, Xu (SFC:AVL306) 許煦 -Rep 2020-02-28 2020-04-07
326     -RO 2020-04-07 2022-07-31
327 FIRST BEIJING INVESTMENT LIMITED Fan, Changxiang 范暢翔 -RO 2018-07-30 2020-03-31
328 FIRST SHANGHAI FUTURES LIMITED Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 -Rep 2020-04-07 2024-05-17
329   Lee, Chun Hung (SFC:BFZ355) 李振鴻 -Rep 2018-11-13 2020-04-03
330 FIRST SHANGHAI SECURITIES LIMITED Huang, Haici 黃海慈 -Rep 2020-04-08 2023-02-28
331   Lee, Chun Hung (SFC:BFZ355) 李振鴻 -Rep 2018-11-13 2020-04-03
332   Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
333 FITCH (HONG KONG) LIMITED Hui, Wai Hay 許偉熙 +Rep 2020-03-30
334   Wang, Yue (SFC:BJD659) 王悅 -Rep 2020-04-09 2023-03-27
335 FORTUNE (HK) SECURITIES LIMITED Fong, Vivian Wai Ying 方韋盈 -Rep 2019-04-10 2020-04-09
336   Wong, Pui Wan (SFC:AWL858) 黃佩雲 -Rep 2018-05-10 2020-04-01
337 Fortune Asset Management Limited (HK)   -Rep 2018-05-10 2020-04-01
338 FORTUNE FINANCIAL CAPITAL LIMITED Fong, Vivian Wai Ying 方韋盈 -Rep 2019-04-10 2020-04-09
339 Fosun International Securities Limited Ng, Wing Tai 吳永泰 -Rep 2020-04-07 2020-07-03
340   Wong, Mei Sze (SFC:ATY711) 王美斯 -Rep 2017-06-13 2020-04-08
341 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED He, Tianzhong 何天仲 -Rep 2020-04-01 2020-11-16
342 FOUNDER FUTURES (HONG KONG) LIMITED Gao, Fang (SFC:BNY749) 高放 -Rep 2019-06-26 2020-04-01
343   Ip, Thomas Hon Tak 葉漢德 -Rep 2020-04-07 2020-05-19
344   Zhuang, Wei (SFC:BCE948) 庄偉 -Rep 2020-04-06 2020-05-07
345 FOUNDER SECURITIES (HONG KONG) LIMITED Gao, Fang (SFC:BNY749) 高放 -RO 2019-09-24 2020-04-01
346   Ip, Thomas Hon Tak 葉漢德 -Rep 2020-04-07 2020-05-19
347   Ma, Shuting 馬姝婷 -Rep 2019-12-10 2020-03-28
348   Yip, Kin 葉堅 -Rep 2018-12-12 2020-04-10
349   Zhuang, Wei (SFC:BCE948) 庄偉 -Rep 2020-04-06 2020-05-07
350 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Chan, Kin Ho (SFC:BPK615) 陳建豪 -Rep 2020-03-31 2020-07-21
351 FULBRIGHT FUTURES LIMITED Poon, Lai Man 潘麗敏 -Rep 2020-03-11 2020-04-02
352 FULBRIGHT SECURITIES LIMITED   -Rep 2020-03-11 2020-04-02
353 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED Ho, Jeffrey Chi Hang 何知衡 -RO 2017-08-03 2020-03-31
354 Futu Securities International (HONG KONG) Limited Chu, Yiu Fai 朱耀暉 -Rep 2019-06-05 2020-04-10
355 Future Growth Financial Services Limited Lui, Korman Cho Mau 雷祖謀 -RO 2016-03-02 2020-03-27
356 GaoTeng Global Asset Management Limited Wang, Shuhua (SFC:BJC950) 汪樹華 +Rep 2020-03-27
357 GAOYU SECURITIES LIMITED Lee, Bryan Kwun Leung 李冠樑 -Rep 2016-07-11 2020-04-01
358 GATEWAY CAPITAL (HONG KONG) LIMITED Chan, Lionel Chun Yan 陳俊因 -Rep 2017-05-08 2020-04-05
359 GCAM Limited Eu, Conroy Yee Han 余義漢 -RO 2004-10-19 2020-04-01
360 GF Asset Management (Hong Kong) Limited Ding, Hanying 丁菡潁 -Rep 2020-04-01 2021-11-25
361 GF Capital (Hong Kong) Limited Chow, Tsz Kit Vincent 周子傑 -Rep 2018-01-09 2020-04-06
362 GF FUTURES (HONG KONG) CO., LIMITED Cong, Lufeng (SFC:AKI549) 叢魯峰 -Rep 2018-01-16 2020-04-06
363 GF International Investment Management Limited Peng, Siyu (SFC:BMQ545) 彭思羽 -Rep 2018-04-03 2020-04-01
364 GF Securities (Hong Kong) Brokerage Limited Cheng, Chia-Yi 鄭家懿 -Rep 2020-03-31 2021-07-06
365   Chow, Tsz Kit Vincent 周子傑 -Rep 2018-10-30 2020-04-06
366   Cong, Lufeng (SFC:AKI549) 叢魯峰 -RO 2018-06-13 2020-04-06
367   Poon, Wai Yip (SFC:AUI080) 潘偉業 -Rep 2017-11-17 2020-04-06
368   Wong, Tin Yu (SFC:AFS830) 黃天宇 -RO 2018-03-07 2020-04-06
369 GFI (HK) SECURITIES L.L.C. Berkane, Chiraz +Rep 2020-04-01
370   Cheung, Chung Yin (SFC:BNZ123) 張仲言 -Rep 2020-04-01 2022-10-21
371   Chilewicz, Rodolphe Francois -Rep 2017-09-29 2020-03-31
372   Kim, Min Jung (SFC:BNC085) 金玟貞 -Rep 2020-04-01 2021-08-31
373   Law, Nga Ying 羅雅盈 +Rep 2020-04-01
374   Lee, Jonathan Pak San 李柏燊 -Rep 2020-04-01 2021-02-26
375   Tlili, Mourad -Rep 2020-04-01 2020-09-04
376 GL China Equity HK Management Limited Sun, Fengqiang 孫鳳強 -RO 2019-01-17 2020-03-27
377 GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED Man, Elton Kong Yui 文剛銳 -RO 2017-08-25 2020-04-01
378 GLOBAL MASTERMIND FUTURES LIMITED   -RO 2018-05-08 2020-04-01
379 GLOBAL MASTERMIND SECURITIES LIMITED   -RO 2017-08-25 2020-04-01
380 Glory Sun Securities Limited Chan, Frank Hong Ming 陳康明 -Rep 2020-04-01 2020-09-28
381   Hsu, Shih-Huang 許詩凰 -Rep 2015-09-15 2020-03-31
382 GLY CAPITAL MANAGEMENT LIMITED Lai, Shengnan 賴盛楠 -Rep 2019-07-24 2020-03-27
383 GMO-Z.com Forex HK Limited Kwan, Kai Lung 關啟隆 -Rep 2018-08-07 2020-04-09
384   Wong, Kin Ming (SFC:ACS342) 黃健明 +Rep 2020-03-30
385 GOLDEN HILL INVESTMENT COMPANY LIMITED Ting, Irene Wai Ying 丁慧瑩 -RO 2013-09-02 2020-04-07
386 Golden K2 Securities Limited Lau, Hon Wai (SFC:ACI109) 劉漢威 -Rep 2020-04-02 2020-05-28
387 GOLDMAN SACHS (ASIA) L.L.C. Cui, Wei (SFC:BLW939) 崔瑋 -Rep 2018-08-14 2020-04-02
388   Dong, Yinfei 董寅斐 -Rep 2016-06-13 2020-03-31
389   Kumar, Ajay (SFC:ARN358) -Rep 2012-05-25 2020-03-28
390   Narayanan, Arvind -Rep 2016-07-29 2020-04-01
391   Wang, Shuyi (SFC:BOR746) 王姝儀 -Rep 2019-08-09 2020-03-28
392   Zhang, Chibin 張弛斌 -Rep 2019-08-23 2020-03-27
393 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Cui, Wei (SFC:BLW939) 崔瑋 -Rep 2018-08-16 2020-04-02
394   Kumar, Ajay (SFC:ARN358) -Rep 2016-10-11 2020-03-28
395   Narayanan, Arvind -Rep 2016-10-11 2020-04-01
396   Zhang, Chibin 張弛斌 -Rep 2019-08-23 2020-03-27
397 Grand Capital Futures Limited Chau, Lai Ping 周黎萍 +Rep 2020-04-01
398 Grand Capital Securities Limited   +Rep 2020-04-01
399 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED Tam, Arthur Kin Man 譚建文 -RO 2017-11-07 2020-03-27
400 GRAND PARTNERS SECURITIES LIMITED   -RO 2017-06-29 2020-03-27
401 Great Wall Pan Asia Asset Management Limited Dong, Yunyu 董韞玉 -Rep 2020-04-03 2023-05-08
402 Greater Bay Area Development Fund Management Limited Chen, Yiqiong 陳屹琼 -RO 2019-04-15 2020-03-31
403 Greencourt Financial Co., Limited Deng, Yuqun 鄧雨群 -Rep 2019-05-24 2020-03-31
404 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Lo, Philip Chung Ho 盧頌濠 -Rep 2019-01-09 2020-04-01
405 GUOTAI JUNAN CAPITAL LIMITED Zhou, Pei (SFC:BPM792) 周沛 -Rep 2020-03-27 2022-03-09
406 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2019-09-11 2020-04-06
407     -RO 2020-04-06 2023-02-24
408   Li, Yiting (SFC:BMI083) 李逸婷 -Rep 2018-02-13 2020-04-09
409 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Cheung, Kin Wah (SFC:AAD570) 張建華 -Rep 2019-09-09 2020-04-05
410   Ho, Kenny Yui Kwong 何銳光 -Rep 2019-09-11 2020-04-06
411     -RO 2020-04-06 2023-02-24
412   Li, Yiting (SFC:BMI083) 李逸婷 -Rep 2018-02-13 2020-04-09
413   Ren, Tingting (SFC:BPM216) 任婷婷 -Rep 2020-03-27 2021-07-03
414   Wong, Vincent Kwok Lai 黃國禮 -Rep 2020-03-27 2020-10-15
415   Yuen, David Ka Lok 阮家洛 -Rep 2016-03-10 2020-03-31
416   Zhou, Yulong (SFC:BPB475) 周宇龙 +Rep 2020-04-06
417 GUOYUAN CAPITAL (HONG KONG) LIMITED Li, Wai Kuen 李惠娟 -RO 2014-10-30 2020-03-31
418 HAITONG INTERNATIONAL CAPITAL LIMITED Li, Kefei 李克非 +Rep 2020-04-08
419   Ye, Rong (SFC:BCY469) 葉榕 -Rep 2020-04-01 2020-10-07
420 HAITONG INTERNATIONAL FUTURES LIMITED Au, Sen Ming Samuel 歐宸銘 -Rep 2018-04-20 2020-04-05
421   Bao, Wenjia 包文佳 -Rep 2017-08-21 2020-04-04
422   Tsang, Kwong Hing 曾廣慶 -Rep 2019-09-12 2020-04-01
423   Wai, Bob Chi Ho 衛致豪 -Rep 2018-12-18 2020-04-09
424 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Au, Sen Ming Samuel 歐宸銘 -Rep 2018-04-20 2020-04-05
425   Bao, Wenjia 包文佳 -Rep 2017-08-21 2020-04-04
426   Li, Kefei 李克非 +Rep 2020-04-08
427   Tsang, Isabella Man Shan 曾雯珊 -Rep 2020-04-02 2021-07-09
428   Tsang, Kwong Hing 曾廣慶 -Rep 2019-09-12 2020-04-01
429   Wai, Bob Chi Ho 衛致豪 -Rep 2018-12-18 2020-04-09
430   Ye, Rong (SFC:BCY469) 葉榕 -Rep 2020-04-01 2020-10-07
431 HakuCapital Global Investment Advisers Limited Campbell, Job Ezra -Rep 2019-10-10 2020-03-31
432   Stanley, Robert Charles -Rep 2019-10-15 2020-03-31
433 Hang Tang International Capital Management Limited Suen, Man Kit 孫文傑 -Rep 2019-12-20 2020-04-07
434 Hao Tian Asset Management Limited Lai, Vincent Wai Chung 黎維頌 -RO 2020-04-03 2021-09-19
435   So, Kin (SFC:AID232) 蘇健 -RO 2018-06-27 2020-04-03
436   Zheng, Li (SFC:BNI087) 郑理 -RO 2020-03-27 2020-12-26
437 Hao Tian International Futures Limited So, Kin (SFC:AID232) 蘇健 -Rep 2018-09-06 2020-04-03
438 Hao Tian International Securities Limited   -RO 2018-06-27 2020-04-03
439 HARRIS FRASER (INTERNATIONAL) LIMITED Yau, May Ling 邱美玲 -Rep 2013-08-05 2020-04-08
440 HARVEST GLOBAL INVESTMENTS LIMITED Zhang, Yan (SFC:BML709) 張灔 -Rep 2018-03-14 2020-04-09
441 Hermitage Capital HK Limited Wong, Simon Hin Wing 黃顯榮 -Rep 2020-03-30 2020-04-27
442 HEUNGKONG CAPITAL LIMITED Fung, Sik Lun 馮錫倫 -Rep 2020-03-05 2020-04-02
443     -RO 2020-04-02 2020-08-31
444 HK NOBLE SKY TREASURE SECURITIES LIMITED Ku, Leung Chi 顧良智 -Rep 2015-12-14 2020-04-03
445 HOLOGRAM CAPITAL LIMITED Law, Ming Fan 羅銘勳 -Rep 2018-11-12 2020-04-01
446 HONOR CAPITAL (HK) LIMITED Wong, Foelan 黃富仁 -Rep 2020-03-02 2020-04-07
447     -RO 2020-04-07 2021-03-31
448 Houlihan Lokey (China) Limited Wilson, Jeff Downing -RO 2011-10-24 2020-03-31
449 HSBC BROKING FOREX (ASIA) LIMITED Yeung, Ho Shing 楊浩昇 -Rep 2005-10-25 2020-04-08
450   Yip, Man Fei 葉敏飛 -Rep 2020-04-03 2021-05-17
451 HSBC BROKING FUTURES (ASIA) LIMITED Tsang, Ching Yu 曾靜如 -Rep 2013-06-21 2020-04-08
452   Yeung, Ho Shing 楊浩昇 -Rep 2004-01-05 2020-04-08
453 HSBC BROKING SECURITIES (HONG KONG) LIMITED Lam, Chin Hong 林展鴻 -Rep 2016-04-05 2020-04-08
454   Tsang, Ching Yu 曾靜如 -Rep 2020-04-08
455   Yeung, Ho Shing 楊浩昇 -Rep 2018-05-18 2020-04-08
456 HSBC Corporate Finance (Hong Kong) Limited Cheung, Chun Ki 張俊祺 -Rep 2017-08-03 2020-03-30
457   Chung, Chi Kit (SFC:BOE388) 鍾志傑 -Rep 2019-04-03 2020-04-09
458   Xu, Yunzhi 許蘊之 -Rep 2020-04-07 2020-04-15
459 HSBC Global Asset Management (Hong Kong) Limited Cheung, Fuk Shing 張福城 +Rep 2020-04-03
460   Hong, Alfred -Rep 2020-04-03 2021-11-08
461   Law, Vanessa Cheuk Yan 羅卓恩 -Rep 2020-03-27 2020-08-06
462 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Cheung, Fuk Shing 張福城 +Rep 2020-04-03
463   Hong, Alfred -Rep 2020-04-03 2021-11-08
464   Law, Vanessa Cheuk Yan 羅卓恩 -Rep 2020-03-27 2020-08-06
465 HSBC SECURITIES BROKERS (ASIA) LIMITED Mrosek, Martin Andreas -Rep 2008-03-17 2020-03-30
466     +RO 2020-03-30
467 Hua Liang Securities Limited Shum, Hon Wo 岑漢和 +Rep 2020-03-27
468 HUA NAN SECURITIES (HK) LIMITED Cheung, Tak Yin 張德賢 -Rep 2010-02-08 2020-03-31
469 Huarong International Securities Limited Lin, Ruohan 林若涵 -Rep 2020-03-31 2021-05-17
470 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Huang, Jiamin (SFC:BJG182) 黃嘉敏 -Rep 2020-04-06 2022-03-11
471   Yun, Jing (SFC:BPN086) 雲晶 -Rep 2020-04-09 2021-06-30
472 HUNG SING ASSET MANAGEMENT LIMITED Cao, Fengqiao 曹鳳橋 +Rep 2020-04-07
473 I-ACCESS INVESTORS LIMITED Leung, Chun Bong (SFC:AEK319) 梁振邦 -RO 2005-07-13 2020-04-06
474 iCapital Advisory Limited Mak, Eugene Wan Yan 麥穎恩 -Rep 2019-11-20 2020-04-03
475     -RO 2020-04-03 2020-09-28
476 ICBC Asset Management (Global) Company Limited Tang, Ho Ming Edmond 鄧灝明 -Rep 2019-02-13 2020-03-31
477   Zhang, Chao (SFC:BLC114) 張超 -Rep 2020-04-06 2023-09-14
478 ICBC Credit Suisse Asset Management (International) Company Limited Chen, Han (SFC:BPL438) 陳涵 +Rep 2020-04-07
479 iFAST Global Markets (HK) Limited Lee, Ching Hang 李澄幸 +Rep 2020-04-02
480   Zhou, Ye (SFC:BJI784) 周曄 -Rep 2019-11-18 2020-03-31
481 iFAST Securities (HK) Limited Hung, Norasco Yu Nam 洪于南 -Rep 2020-04-03
482 Impression Investment Limited Lam, Hiu Ling 林曉鈴 -Rep 2020-04-06 2021-06-11
483 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED De Courcy Hughes, Callum John -RO 2014-03-25 2020-04-09
484   Fujisaki, Daisuke -Rep 2010-09-01 2020-04-03
485     +RO 2020-04-03
486 INFINI CAPITAL MANAGEMENT LIMITED Ho, Ho 賀豪 -Rep 2020-04-09 2020-05-25
487 INNOVAX CAPITAL LIMITED Chen, Pinzhu 陳品竹 -Rep 2018-03-12 2020-04-04
488 Innovest Asset Management Limited Ho, Hoe Kay 何浩基 -Rep 2020-04-09 2022-10-14
489 Innovest Securities Investment Limited   -Rep 2020-04-09 2022-07-01
490 INSTINET PACIFIC LIMITED Mui, Yu Yuk 梅如玉 -Rep 2015-09-07 2020-03-30
491 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED Tan, Chong Jin -Rep 2014-06-06 2020-03-31
492 INVESCO HONG KONG LIMITED Wong, Freddy Ka Shing 黃嘉誠 -Rep 2019-07-15 2020-04-03
493     +RO 2020-04-03
494 IP Investment Management (HK) Limited Demehri, Arya Pariborz -Rep 2019-11-22 2020-04-09
495 IPP Financial Advisers Limited Chan, Kwun Fung (SFC:BLK486) 陳冠峯 -Rep 2017-12-05 2020-03-31
496 Ishana Capital Limited Beddard, Henry Terence -Rep 2020-03-27 2023-02-03
497 J.P. MORGAN BROKING (HONG KONG) LIMITED Kwok, Fung Kiu (SFC:BPM164) 郭豐僑 +Rep 2020-04-01
498   Xi, Xinchan 席新婵 -Rep 2020-04-01 2022-08-31
499   Yan, Yichen 鄢一琛 -Rep 2019-12-10 2020-03-31
500 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Yu, Kaiyuan 俞凯元 -Rep 2020-03-27 2021-01-05
501 Jefferies Hong Kong Limited Gordon, Thomas Lee Jr. -Rep 2016-01-27 2020-03-31
502   Ra, Hye Rin 羅慧璘 -Rep 2020-03-30 2021-03-26
503   Tang, Ruyi 唐如一 +Rep 2020-04-09
504 JENERATION CAPITAL ADVISORS (HONG KONG) LIMITED Li, Yichao (SFC:BCX226) 李軼超 -Rep 2018-04-24 2020-03-31
505 JMC Capital HK Limited Gao, Yingjie 高英杰 +Rep 2020-04-03
506   Zheng, Yi (SFC:BPK769) 鄭怡 -Rep 2020-03-30 2021-12-31
507 JMC Capital International Limited Gao, Yingjie 高英杰 +Rep 2020-04-03
508 JPMorgan Asset Management (Asia Pacific) Limited Xu, Dan (SFC:BFB174) 徐丹 -Rep 2020-03-27 2022-03-31
509 JPMorgan Funds (Asia) Limited Qiu, Yongyi 丘詠儀 -Rep 2019-09-30 2020-04-01
510 K.K.M. SECURITIES LIMITED Tam, Ying Mary 譚瑩 -Rep 2020-04-08 2021-03-31
511 Kaisa Asset Management Limited Wang, Jian (SFC:AVM361) 王健 -Rep 2020-03-26 2020-04-06
512 Kaisa Financial Group Company Limited   -Rep 2020-03-26 2020-04-06
513 KAISER CAPITAL MANAGEMENT LIMITED Yip, Ming Kwan 葉明君 -RO 2019-10-09 2020-04-01
514 KARL THOMSON INVESTMENT CONSULTANTS LIMITED Wong, Lawrence Kwok Keung 黃國強 -Rep 2020-03-26 2020-03-31
515     -RO 2020-03-31 2022-03-31
516 KARL-THOMSON SECURITIES COMPANY LIMITED   -RO 2020-03-31 2022-03-31
517 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Jiang, Longlong 江隆隆 -RO 2019-06-24 2020-03-31
518 KGI ASIA LIMITED Chan, Kwok Ho (SFC:AIC245) 陳國豪 -Rep 2017-10-03 2020-03-28
519   Cheung, Tung Mui 張冬梅 -Rep 2017-10-03 2020-03-27
520   Chow, Po Kan 周寶根 -Rep 2017-11-08 2020-04-07
521   Lam, Andrew King Sun 林勁生 -Rep 2017-10-03 2020-04-07
522   Leong, U Weng 梁宇榮 -Rep 2020-04-01 2021-01-14
523   Leung, Chuen 梁泉 -Rep 2017-10-03 2020-04-01
524   Liu, Kenny Ka Ho 廖家豪 -Rep 2019-01-21 2020-03-28
525   Ma, Wing Lin 馬永麟 -Rep 2017-10-03 2020-03-28
526   Ng, Mang Ming 伍孟鳴 -Rep 2017-10-03 2020-03-28
527   Tam, Ka Kin (SFC:BAA281) 譚嘉鍵 -Rep 2017-10-03 2020-04-02
528   Yeung, Freddy Sze Ho 楊思豪 -Rep 2017-10-03 2020-03-31
529   Yu, Chun Wai (SFC:AWL989) 余俊緯 +Rep 2020-03-30
530   Yue, Terence Man Chun 余文俊 -Rep 2017-10-03 2020-03-29
531 KGI CAPITAL ASIA LIMITED Chung, Chi Hang (SFC:BIA002) 鍾智恆 -Rep 2017-06-14 2020-04-01
532 KGI FUTURES (HONG KONG) LIMITED Leong, U Weng 梁宇榮 -Rep 2020-04-01 2021-01-14
533   Liu, Kenny Ka Ho 廖家豪 -Rep 2019-01-21 2020-03-28
534   Ng, Mang Ming 伍孟鳴 -Rep 2017-06-19 2020-03-28
535   Yue, Terence Man Chun 余文俊 -Rep 2011-09-14 2020-03-29
536 KILMOREY ASSET MANAGEMENT LIMITED Chu, Hon Kit 朱瀚傑 -Rep 2020-01-07 2020-04-02
537     -RO 2020-04-02 2020-08-31
538   Xu, Lingyan (SFC:ARI518) 徐凌艷 -Rep 2019-11-26 2020-04-01
539 King Wai Asset Management Company Limited Ho, Kwong Kiu 何光翹 -RO 2019-07-03 2020-04-09
540   Sun, Ge (SFC:BNH009) 孫戈 -Rep 2020-03-02 2020-03-31
541     -RO 2020-03-31 2023-06-05
542 KINGKEY ASSET MANAGEMENT LIMITED Lee, Desmond Kin Man 李健文 -Rep 2020-04-03 2023-10-31
543 KINGSTONE INTERNATIONAL ADVISORS LIMITED Tam, Ho Yin (SFC:BNP538) 譚浩然 -Rep 2018-11-22 2020-04-01
544 KINGSWAY CAPITAL LIMITED Wong, Chak Sang 王澤生 -Rep 2020-04-09 2020-06-17
545 KINGSWAY FINANCIAL SERVICES GROUP LIMITED   -Rep 2020-04-09 2023-03-23
546 KO'S BROTHER SECURITIES COMPANY LIMITED Fung, Ka Man (SFC:APX127) 馮嘉汶 -Rep 2007-12-03 2020-04-09
547   Fung, Pui Pui 馮佩佩 -Rep 2003-07-08 2020-04-09
548   Lam, Chong Man 林忠文 -Rep 2003-07-08 2020-04-06
549   Luk, Yim Ling (SFC:AGD556) 陸艷玲 -Rep 2003-07-08 2020-04-06
550   Ng, Tin Yau (SFC:AAB239) 伍天有 -Rep 2003-07-08 2020-04-09
551 KWAI HUNG SECURITIES COMPANY LIMITED Lam, Kit Hing 林潔卿 -Rep 2020-03-31
552   Lau, Chi Toa 劉志圖 -Rep 2020-03-31
553   Ng, Mi Fong 伍美芳 -Rep 2020-03-31
554 LAMTEX SECURITIES LIMITED Yung, Ka Cheung 容家祥 -Rep 2020-01-20 2020-03-27
555     -RO 2020-03-27 2020-07-15
556 Lego Corporate Finance Limited Leung, Yeuk Hei 梁若希 -Rep 2019-03-22 2020-04-09
557 LERTHAI Asset Management Limited Hung, Ping Wong 洪烯煌 -RO 2019-03-07 2020-04-10
558 LERTHAI Securities (Hong Kong) Limited   -RO 2019-03-07 2020-04-10
559 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Techasomboon, Dollapon -Rep 2019-07-17 2020-04-07
560 Liquidnet Asia Limited Rhoades, Vivien Wing Man 歐陽穎雯 -Rep 2017-03-23 2020-04-09
561 LMR Partners Limited Constantinescu, Clara-Andreea (SFC:BPC748) -Rep 2019-11-25 2020-04-07
562 LOMBARD ODIER (HONG KONG) LIMITED Yeh, Ivan Hanson Shing Yue 葉承諭 -Rep 2019-05-16 2020-04-03
563 Long Corridor Asset Management Limited Siu, Michael Yiu Han 蕭耀恒 -Rep 2020-02-19 2020-04-07
564     +RO 2020-04-07
565 Luk Fook Capital (HK) Limited Zee, Helen 徐閔 -Rep 2020-02-26 2020-03-31
566     -RO 2020-03-31 2022-02-14
567 LUK FOOK FUTURES (HK) LIMITED Kee, Sau Kam 紀秀琴 -Rep 2015-02-16 2020-03-31
568   Lai, Chung-Chih 賴忠志 -Rep 2019-12-03 2020-03-31
569 LUK FOOK SECURITIES (HK) LIMITED Kee, Sau Kam 紀秀琴 -Rep 2015-02-16 2020-03-31
570   Lai, Chung-Chih 賴忠志 -Rep 2019-12-03 2020-03-31
571 MAGIC COMPASS ASSET MANAGEMENT LIMITED Li, Derick Kam Ching 李金錚 -RO 2020-04-07 2020-07-31
572 MAGIC COMPASS FUTURES LIMITED   -RO 2020-04-07 2020-07-31
573 MaiCapital Limited Jeong, Joseph Chu -Rep 2020-04-02 2020-12-29
574   Ko, Seongjun 高晟準 -Rep 2019-12-18 2020-03-27
575 MANGO FINANCIAL LIMITED Chau, Choi Lam 周采藍 -RO 2018-02-20 2020-03-31
576 Manulife Investment Management (Hong Kong) Limited Chan, Yiu Wing (SFC:AIJ518) 陳耀榮 -Rep 2020-03-27 2021-12-31
577   Chew, Emily Loei Yeen -Rep 2016-09-29 2020-04-03
578   Li, Sek Fu 李錫富 -Rep 2020-01-13 2020-04-01
579     -RO 2020-04-01 2020-12-31
580   Wee, Liang Sin -Rep 2018-09-26 2020-03-30
581   Wu, Chi Tse 吳紀澤 -Rep 2015-06-18 2020-03-31
582 Mason Futures Limited (HK) Cheung, Ka Man (SFC:BFZ630) 張嘉雯 -Rep 2018-05-16 2020-03-27
583   Ting, Sai Man 丁世民 -RO 2017-12-05 2020-03-27
584 Mason Global Capital Limited Tseung, Kenneth Yuk Hei 蔣旭熙 -RO 2018-05-15 2020-04-09
585 MASON INVESTMENT MANAGEMENT LIMITED Qiao, Yong 喬雍 -Rep 2019-02-13 2020-04-03
586   Yi, Na (SFC:BBK313) 伊娜 -Rep 2018-04-03 2020-03-27
587 Mason Securities Limited Cheung, Ka Man (SFC:BFZ630) 張嘉雯 -Rep 2018-05-16 2020-03-27
588   Qiao, Yong 喬雍 -Rep 2019-02-13 2020-04-03
589   Ting, Sai Man 丁世民 -Rep 2018-06-20 2020-03-27
590   Yi, Na (SFC:BBK313) 伊娜 -Rep 2017-08-21 2020-03-27
591 MCP Asset Management Company Limited Hayashi, Masakatsu -Rep 2012-02-22 2020-03-31
592   Suzuki, Akira -Rep 2012-05-24 2020-03-31
593 Merrill Lynch (Asia Pacific) Limited Bai, Jiajie 柏佳洁 -Rep 2015-10-05 2020-04-09
594   Guo, Yijun (SFC:ARI927) 郭一君 -RO 2019-07-04 2020-04-01
595   Qiu, Xu (SFC:BPH455) 邱旭 -Rep 2020-04-01 2022-01-28
596   Sy, Archibald Munoz -Rep 2017-10-16 2020-03-31
597   Zhao, Yuanyuan (SFC:BPL711) 趙媛媛 -Rep 2020-04-01 2021-08-31
598 Merrill Lynch Far East Limited Bai, Jiajie 柏佳洁 -Rep 2015-10-05 2020-04-09
599   Guo, Yijun (SFC:ARI927) 郭一君 -RO 2019-07-04 2020-04-01
600   Qiu, Xu (SFC:BPH455) 邱旭 -Rep 2020-04-01 2022-01-28
601   Sy, Archibald Munoz -Rep 2017-10-16 2020-03-31
602   Zhao, Yuanyuan (SFC:BPL711) 趙媛媛 -Rep 2020-04-01 2021-08-31
603 Metropoly Capital (HK) Limited Wong, Wing Lam (SFC:BPK646) 黃泳霖 +Rep 2020-03-30
604 MFG Limited (HK) Ho, Siu Lam Timothy 何兆霖 -Rep 2020-04-07 2023-09-30
605 MFS International (Hong Kong) Limited Yeoh, Kevin Wei-Cher -Rep 2015-10-13 2020-04-06
606 Mighty Divine Investment Management Limited Li, Jingyi (SFC:BGH363) 李婧怡 -Rep 2019-09-27 2020-03-31
607 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Liu, Yu (SFC:ANN026) 劉宇 -Rep 2017-06-07 2020-04-02
608 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Cho, Wanyoun (SFC:AWE466) 趙玩衍 -RO 2013-04-25 2020-03-31
609   Kartha, Harish Ramachandran -Rep 2018-01-22 2020-03-30
610     -RO 2020-03-30 2020-12-30
611 Mirae Asset Securities (HK) Limited Liew, Ching San -Rep 2020-04-06 2022-12-31
612 MIZUHO SECURITIES ASIA LIMITED Ota, Yuma 太田 裕馬 -Rep 2019-08-06 2020-04-01
613 MOELIS & COMPANY ASIA LIMITED Goh, Ping Hao -Rep 2018-06-05 2020-03-27
614 Moody's Investors Service Hong Kong Limited Knowd, Graeme David -Rep 2019-10-28 2020-03-30
615   Li, Yu (SFC:BMO953) 李毓 -Rep 2018-04-27 2020-04-01
616   Lyu, Zheng (SFC:BPK523) 吕铮 -Rep 2020-04-03 2023-01-31
617 Morgan Stanley Asia Limited Bonifant, Patrick Clark-Hall -Rep 2014-06-16 2020-03-27
618     -RO 2020-03-27 2023-04-06
619   Govind, Eric Rishi -Rep 2019-08-16 2020-04-02
620     +RO 2020-04-02
621   Lai, Shuk Yi 賴淑怡 -Rep 2018-03-26 2020-04-09
622   Li, To Wai 李滔為 -Rep 2011-09-28 2020-04-01
623   Mashall, Mary Susanna -Rep 2009-03-26 2020-03-30
624   Sui, Zhenhuan 隋震寰 +Rep 2020-04-03
625   Suresh, Adarsh -Rep 2009-07-06 2020-04-09
626   Unsal, Salih -Rep 2019-01-29 2020-04-09
627   Xia, Wei (SFC:BFD770) 夏魏 +Rep 2020-04-06
628   Yan, Ming (SFC:AQY493) 閻明 -Rep 2008-05-02 2020-04-09
629 Morgan Stanley Hong Kong Securities Limited Bonifant, Patrick Clark-Hall -Rep 2014-06-16 2020-03-27
630     -RO 2020-03-27 2023-04-06
631   Govind, Eric Rishi -Rep 2019-08-16 2020-04-02
632     +RO 2020-04-02
633   Sui, Zhenhuan 隋震寰 +Rep 2020-04-03
634   Suresh, Adarsh -Rep 2010-12-07 2020-04-09
635   Unsal, Salih -Rep 2019-01-29 2020-04-09
636   Xia, Wei (SFC:BFD770) 夏魏 +Rep 2020-04-06
637 Morningstar Investment Management Asia Limited Chalk, Nicholas Gyles Edward -Rep 2019-03-11 2020-03-31
638   Xie, Yu (SFC:BGD219) 謝瑜 -Rep 2015-09-07 2020-04-09
639 Motto Global Asset Management Limited Lee, Javan Chung Shing 李仲承 -Rep 2019-03-18 2020-03-31
640 MUFG Securities Asia Limited Allan, Stuart Michael -Rep 2016-07-11 2020-03-31
641   Boudny, Miroslav Misha -RO 2016-12-13 2020-03-31
642   Wong, Kenny Yukoon 黃宇冠 -Rep 2016-07-05 2020-04-09
643 MYRIAD ASSET MANAGEMENT LIMITED (HK) Tan, Kevin Han Pin 陳奐賓 -Rep 2014-09-08 2020-04-02
644 NATIXIS ASIA LIMITED Lasjunies, Aurelien Matthieu -Rep 2020-04-08 2020-10-22
645   Li, Tsz Hei 李祉熹 -Rep 2020-04-08 2021-10-22
646   Wong, Hiu Kwan (SFC:BIF173) 黃曉坤 -Rep 2016-09-21 2020-04-09
647 Neo Risk Investment Advisors Limited Chen, James Zhao Teng 陳騰昭 -RO 2015-02-05 2020-03-31
648 Nerico Brothers Limited (HK) Chan, George Kwong Fat 陳廣發 -Rep 2014-07-08 2020-03-30
649   Chan, James Man Chun 陳文俊 -Rep 2017-10-13 2020-03-30
650   Chan, Pui Yau 陳姵攸 -Rep 2012-07-03 2020-03-30
651   Chiang, Kwong Chu 蔣廣珠 -Rep 2017-07-25 2020-03-30
652   Ho, Kai Cheung Alex 何啟璋 -Rep 2018-06-22 2020-03-30
653   Hui, kwok Fung 許國豐 -Rep 2011-08-22 2020-03-30
654   Keung, Cheuk Lung 姜卓龍 -Rep 2011-11-30 2020-03-30
655   Law, Tak Chi (SFC:BFY848) 羅德智 -Rep 2015-08-27 2020-03-30
656   Lo, Ka Wing (SFC:AXP772) 盧嘉榮 -Rep 2013-01-02 2020-03-30
657   To, Yik Man 杜亦文 -Rep 2010-10-05 2020-03-30
658   Wan, Hoi Ying (SFC:BFY851) 尹凱盈 -Rep 2015-08-27 2020-03-30
659   Wong, Ting Yuen (SFC:BDM053) 黃亭淵 -Rep 2017-12-29 2020-03-30
660 Neuberger Berman Asia Limited Hung, Cheuk Ting 洪綽廷 -Rep 2020-04-02 2022-03-06
661 Neumann Advisory Hong Kong Limited Xu, Jiahao (SFC:BPL936) 徐嘉浩 +Rep 2020-04-02
662 New Century Asset Management Limited Wong, Ka Bong 黃嘉邦 -Rep 2020-04-06 2020-05-22
663 New China Asset Management (Hong Kong) Limited Xue, Bingyan 薛冰岩 -Rep 2019-09-25 2020-03-31
664 New Vision Asset Management Limited Lee, Wee Siang 李偉祥 -Rep 2020-04-02 2020-04-22
665   Liang, Yiming (SFC:AEY432) 梁仡銘 -Rep 2019-12-23 2020-04-06
666 NH INVESTMENT & SECURITIES (H.K.) LIMITED Kim, Young Hoon -RO 2018-01-04 2020-03-31
667 NIVALIS PARTNERS LIMITED Chou, Valerie 周曉澂 -Rep 2016-07-04 2020-03-31
668 NOMURA INTERNATIONAL (HONG KONG) LIMITED Gocsei, Jean-Claude Renaud -Rep 2018-11-01 2020-03-31
669     -RO 2020-03-31 2020-06-26
670   Koike, Hiroyasu -Rep 2019-05-08 2020-04-01
671   Ng, Reuben Wai Bun 吳維斌 -Rep 2020-04-07 2022-03-07
672   Yang, Jialiang (SFC:BMV325) 杨家良 -Rep 2018-05-04 2020-04-02
673   Ying, Chongxi 應重熙 +Rep 2020-04-07
674 North Beta International Securities Limited Huang, Shaodong 黃少東 -Rep 2020-03-31 2020-09-17
675 OIL Assets Securities Limited Lau, Kin Wang 劉建宏 -Rep 2020-03-27 2020-06-19
676 OKACHI (HONG KONG) COMPANY LIMITED Yau, Chun Wing 邱縉穎 -Rep 2020-04-08 2021-01-01
677 Olympus Partners Asia Limited (b2018-03-15) Li, Yi (SFC:BPM007) 李一 -Rep 2020-04-08 2021-12-01
678   Park, Chaeyoung -Rep 2020-04-09 2020-07-17
679 ONEDAY CORPORATE FINANCE LIMITED Cheung, Victor Chor Keung 張楚強 -RO 2018-11-01 2020-03-31
680   Li, Zhengrong 李崢嶸 -RO 2018-11-01 2020-04-09
681 OnePlatform Asset Management Limited Li, Yau Tak 李祐德 -Rep 2020-03-31 2021-12-14
682   Liu, Yimei (SFC:BPM832) 刘祎梅 -Rep 2020-03-31 2023-11-17
683   Lui, Hoi Ching 呂凱靜 -Rep 2020-03-31 2020-11-02
684   Wen, Jiannan 温健楠 -Rep 2019-08-29 2020-03-30
685   Wong, Chi Wa (SFC:BHG544) 黃志華 -Rep 2020-03-30 2024-02-24
686   Wong, Kai Yuen (SFC:BPN374) 黄佳元 -Rep 2020-04-09 2020-11-11
687   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
688 Ontario Teachers' Pension Plan (Asia) Limited Lee, Haesung (SFC:AQO516) 李海成 -Rep 2015-03-10 2020-04-10
689 Open Securities Limited Liao, Weicong 廖維聰 -Rep 2019-10-02 2020-04-05
690 Ord Minnett Hong Kong Limited Last, Timothy Philip -RO 2013-01-15 2020-03-31
691 Oreana Financial Services Limited Cheung, Cheuk Fung 張卓峰 -Rep 2018-02-28 2020-04-03
692 ORI Capital Limited To, Dicky Siu Lun 杜紹麟 +Rep 2020-04-01
693 ORIENT CAPITAL (HONG KONG) LIMITED Feng, Jingyan 馮婧妍 -Rep 2020-04-09 2020-11-04
694   Wang, Siyu (SFC:BPM165) 王思宇 -Rep 2020-04-06 2020-10-15
695 ORIENT SECURITIES (HONG KONG) LIMITED Feng, Jingyan 馮婧妍 -Rep 2020-04-09 2020-11-04
696   Wang, Siyu (SFC:BPM165) 王思宇 -Rep 2020-04-06 2020-10-15
697   Zeng, Chao (SFC:ANZ628) 曾超 -RO 2019-09-17 2020-03-31
698   Zheng, Runze 鄭潤澤 -Rep 2020-04-09 2020-05-12
699 P.B. Global Asset Management Limited Tang, Chunhua 唐春華 -RO 2014-11-18 2020-03-31
700 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Izawa, Hiroyuki 井澤宏之 -Rep 2019-09-17 2020-03-30
701 Pamirs Capital (H.K.) Limited Hui, Daniel Sheung Yin 許尚賢 -Rep 2020-04-07 2020-05-13
702 PANTHEON VENTURES (HK) LLP Huang, Sibing 黃思冰 -Rep 2014-03-21 2020-03-31
703 PAOCHU INVESTMENT ADVISORY LIMITED Lin, Pei-Ru 林沛儒 -Rep 2016-11-01 2020-03-27
704   Wan, Ho Lam 尹浩霖 -Rep 2018-05-29 2020-03-27
705 PARTNERS CAPITAL SECURITIES LIMITED Lam, Sin Wa 林倩華 -Rep 2011-06-10 2020-04-08
706     +RO 2020-04-08
707 Pathway Capital Management (HK) Limited Chang, Jingyi (SFC:BPL709) 常婧儀 +Rep 2020-04-08
708 PEAK CLOUD LIMITED Ng, Tze Chung 吳子聰 -RO 2019-12-05 2020-04-06
709 PELICAN FINANCIAL LIMITED Chan, Sau Lim 陳守廉 -Rep 2020-04-07 2021-02-28
710 PHILIPPA HUCKLE GROUP LIMITED (THE) Chu, Cheuk Hung 朱卓鴻 -RO 2020-01-07 2020-04-09
711 PHILLIP COMMODITIES (H.K.) LIMITED Hung, William 洪國晉 -Rep 2020-03-27 2022-06-17
712   Law, Wai Kit 羅偉傑 -Rep 2020-04-01 2020-10-31
713   Mo, Kwan Ho 毛君豪 -Rep 2015-01-30 2020-04-05
714   Singh, Sanjiv -Rep 2020-04-03 2020-04-17
715   Wong, Ka Ho (SFC:BJG194) 黃家豪 -Rep 2017-03-17 2020-03-27
716   Wong, Wai Lam (SFC:AEL134) 王偉霖 -Rep 2020-04-01 2024-03-22
717 PHILLIP SECURITIES (HONG KONG) LIMITED Hung, William 洪國晉 -Rep 2020-03-27 2022-06-17
718   Law, Wai Kit 羅偉傑 -Rep 2020-04-01 2020-10-31
719   Mo, Kwan Ho 毛君豪 -Rep 2015-01-30 2020-04-05
720   Singh, Sanjiv -Rep 2020-04-03 2020-04-17
721   Wong, Ka Ho (SFC:BJG194) 黃家豪 -Rep 2017-03-17 2020-03-27
722   Wong, Wai Lam (SFC:AEL134) 王偉霖 -Rep 2020-04-01 2024-03-22
723 PICC Asset Management (Hong Kong) Company Limited Shum, Wai Nap 岑偉納 -Rep 2017-09-11 2020-04-08
724 PICEA INVESTMENT MANAGEMENT LIMITED Xu, Bo (SFC:AYA837) 徐博 -Rep 2020-04-01 2021-12-12
725 Pictet Asset Management (Hong Kong) Limited Fan, Liang (SFC:BCC317) 樊亮 -Rep 2020-04-06 2021-12-17
726 PineBridge Investments Asia Limited Ho, Ka Lun (SFC:BIN776) 何嘉倫 -Rep 2019-03-11 2020-03-27
727   Tai, Chung Hoe 戴宗豪 -Rep 2018-05-11 2020-04-02
728     +RO 2020-04-02
729 PineBridge Investments Hong Kong Limited Ho, Ka Lun (SFC:BIN776) 何嘉倫 -Rep 2019-03-11 2020-03-27
730   Tai, Chung Hoe 戴宗豪 -Rep 2018-05-11 2020-04-02
731     +RO 2020-04-02
732 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Yao, Wenjing (SFC:BPL439) 姚文婧 +Rep 2020-03-27
733   Zhao, Can (SFC:BKQ455) 趙燦 -Rep 2017-09-04 2020-03-29
734 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Cheng, Kong Wai 鄭江偉 -Rep 2019-09-17 2020-04-02
735     -RO 2020-04-02 2021-01-28
736 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Chan, Vincent Chung Chi 陳頌之 -Rep 2015-06-23 2020-03-27
737   Chan, Yat Lam (SFC:AOW942) 陳日霖 -Rep 2017-10-26 2020-03-27
738   Cheng, Kong Wai 鄭江偉 -Rep 2019-09-17 2020-03-27
739   Cheng, Kwok Ho (SFC:BJW959) 鄭國濠 -Rep 2019-01-09 2020-03-27
740   Cheung, Chi Kin (SFC:BKT187) 張志堅 -Rep 2019-01-09 2020-03-27
741   Chow, Judy Suk Yiu 周淑瑤 -Rep 2014-07-29 2020-03-27
742   Ip, Wing Lam (SFC:AQU167) 葉詠霖 -Rep 2019-08-23 2020-03-27
743   Lam, Suk Yee 林淑儀 -Rep 2014-07-14 2020-03-27
744   Li, Mengjie (SFC:BNG397) 李梦杰 -Rep 2018-08-10 2020-03-27
745   Li, Mingyi 李明憶 -Rep 2017-05-09 2020-03-27
746   Li, Yi (SFC:BMV102) 李燚 -Rep 2018-04-27 2020-03-27
747   Li, Yiu Yuen 李耀元 -Rep 2017-12-13 2020-03-27
748   Liu, Shun-Feng 劉舜逢 -Rep 2019-10-25 2020-03-27
749   Liu, Xiaohong (SFC:AGC636) 劉曉紅 -Rep 2017-08-01 2020-03-27
750   Ma, Shing Yun 馬成恩 -Rep 2014-08-22 2020-03-27
751   Pan, Lei (SFC:BLX186) 潘磊 -Rep 2018-01-17 2020-03-27
752   Peng, Xiaoquan 彭晓荃 -Rep 2019-07-02 2020-03-27
753   Shen, Zhenqi 沈臻琪 -Rep 2019-07-02 2020-03-27
754   Su, Tao (SFC:AUN077) 蘇濤 -Rep 2012-02-23 2020-03-27
755   Tong, Yeuk Lung 湯躍龍 -Rep 2016-04-14 2020-03-27
756   Wang, Jiju 王繼菊 -Rep 2019-07-02 2020-03-27
757   Wang, Kenan (SFC:AVD957) 王克楠 -Rep 2017-03-17 2020-03-27
758   Wei, Wei (SFC:BOT313) 魏伟 -Rep 2019-10-03 2020-03-27
759   Wen, Xiaoxin 温晓新 -Rep 2018-05-11 2020-03-27
760   Wong, Kai Leung (SFC:ANQ639) 王啟良 -Rep 2017-12-12 2020-03-27
761   Xia, Tian (SFC:BFX031) 夏添 -Rep 2019-10-09 2020-03-27
762   Yang, Haoming 楊浩明 -Rep 2019-06-14 2020-03-27
763   Ye, Yin (SFC:BOT335) 叶寅 -Rep 2019-10-25 2020-03-27
764   Zhang, Xiaoyi (SFC:BOT054) 張晓意 -Rep 2019-10-14 2020-03-27
765   Zhong, Xuying 鍾旭穎 -Rep 2016-08-18 2020-03-27
766 Pinpoint Asset Management Limited Chen, Hong-Wen 陳鴻文 -Rep 2017-11-22 2020-03-31
767 PJT Partners (HK) Limited Cheng, Laurence Man Chiu 鄭文昭 -Rep 2020-03-31 2022-08-26
768 Plutus Securities Limited Tsang, Robert Fanqi 曾繁祈 -Rep 2020-04-06 2020-12-31
769 POINCARE CAPITAL MANAGEMENT LIMITED Au, Catherine Pui Shan 區佩珊 -RO 2020-04-08 2022-04-29
770   Casin, Alexandre Mathieu Valdemar -RO 2018-05-04 2020-04-01
771   Zeng, Xin (SFC:BMZ563) -Rep 2018-07-13 2020-04-01
772 Polymer Capital Management (HK) Limited Yin, Ge (SFC:BIV624) 尹歌 +Rep 2020-04-07
773 PRUDENTIAL BROKERAGE LIMITED Chow, Lai Yan 周麗欣 +Rep 2020-04-07
774   Kee, Pok Yim 祁博彥 +Rep 2020-04-07
775   Leung, Sze Cheung 梁思翔 +Rep 2020-04-08
776   Mak, Wai Leung 麥煒量 -Rep 2005-12-05 2020-04-03
777   Mok, Kwok Yi 莫國怡 +Rep 2020-04-07
778   Si, Joanna Ka Loy 徐嘉來 +Rep 2020-03-27
779   Yap, Cheong Seng 葉長成 -Rep 2020-03-31 2023-12-28
780 PRUDENTIAL INDEX TRADING COMPANY LIMITED Chow, Lai Yan 周麗欣 +Rep 2020-04-07
781   Leung, Sze Cheung 梁思翔 +Rep 2020-04-08
782 PYRMONT WEALTH MANAGEMENT LIMITED Ma, Chun Man (SFC:BHK943) 馬俊文 -Rep 2016-08-08 2020-04-01
783 PYXIS WEALTH ADVISORS LIMITED Lam, Yin Ng 林賢伍 -RO 2019-08-14 2020-04-01
784 QH Asset Management Company Limited Pang, Chun Fai (SFC:AQJ528) 彭振輝 -RO 2018-05-14 2020-03-31
785 QH CAPITAL LIMITED   -RO 2018-08-31 2020-03-31
786   Teoh, Ronnie Chee Keong 張志強 -RO 2019-11-13 2020-04-03
787 Quam Securities Limited Li, Tim Yan Lilian 李甜甄 -Rep 2020-04-06 2022-02-28
788   Lin, Xinxin 林欣欣 -Rep 2018-01-04 2020-04-06
789   Liu, Zhihong (SFC:AEC891) 劉志宏 -RO 2018-07-26 2020-03-31
790 Quantum Capital Management Limited Chan, Sai Wing (SFC:AMU845) 陳世榮 -RO 2020-04-03 2021-08-31
791 RAM Investment Advisors Limited Sin, Oscar Kwok Leung 單國樑 -Rep 2019-06-24 2020-04-08
792 RAYLIANT ASSET MANAGEMENT LIMITED Chuah, Keng Hin 蔡景興 -RO 2018-02-23 2020-04-09
793 RBC INVESTMENT SERVICES (ASIA) LIMITED Lau, Chi Man (SFC:ANL056) 劉智敏 -Rep 2020-03-30 2021-05-27
794   Willis, Benjamin Adam -Rep 2020-02-11 2020-03-31
795     +RO 2020-03-31
796 Red South Investment Management Limited Lau, Chun Tung (SFC:AWB700) 劉震東 -Rep 2019-08-20 2020-04-01
797 RHB ASSET MANAGEMENT LIMITED Chan, Chi Bun (SFC:AZR722) 陳志賓 -RO 2018-09-24 2020-03-31
798 RHB FUTURES HONG KONG LIMITED Cheung, Teresa Yuk Wah 張玉華 -Rep 2017-08-28 2020-03-27
799   Cheung, Yiu Kay 張耀基 -Rep 2012-02-23 2020-03-27
800   Chow, Lai Yan 周麗欣 -Rep 2017-03-10 2020-03-27
801   Lau, Wung Koon 劉宏觀 -Rep 2018-02-20 2020-03-31
802   Law, Wai Kit 羅偉傑 -Rep 2020-01-10 2020-03-31
803   Singh, Sanjiv -Rep 2015-01-21 2020-03-27
804   Wong, Wai Lam (SFC:AEL134) 王偉霖 -Rep 2019-06-25 2020-03-31
805   Yip, Yuk Fung 葉玉鳳 -Rep 2013-01-23 2020-04-07
806 RHB SECURITIES HONG KONG LIMITED Cheung, Teresa Yuk Wah 張玉華 -Rep 2015-11-13 2020-03-27
807   Cheung, Yiu Kay 張耀基 -Rep 2012-02-23 2020-03-27
808   Chow, Lai Yan 周麗欣 -Rep 2017-03-10 2020-03-27
809   Kee, Pok Yim 祁博彥 -Rep 2013-06-28 2020-03-27
810   Lau, Wung Koon 劉宏觀 -Rep 2018-02-20 2020-03-31
811   Law, Wai Kit 羅偉傑 -Rep 2019-11-08 2020-03-31
812   Mok, Kwok Yi 莫國怡 -Rep 2013-07-02 2020-03-27
813   Singh, Sanjiv -Rep 2015-01-21 2020-03-27
814   Wong, Wai Lam (SFC:AEL134) 王偉霖 -Rep 2019-06-25 2020-03-31
815   Yip, Yuk Fung 葉玉鳳 -Rep 2003-07-16 2020-04-07
816 Rich Bay Securities Limited Ho, Ryan Cheuk Hang 何卓恒 -RO 2020-04-02 2022-05-03
817   Ng, Tze Chung 吳子聰 -Rep 2020-04-07 2020-04-08
818     -RO 2020-04-08 2020-06-29
819   Poon, To Sing 潘道成 -RO 2017-08-28 2020-04-03
820 RICHE BRIGHT SECURITIES LIMITED Chung, Chi Ming (SFC:AAY647) 鍾志明 +RO 2020-03-27
821   Lai, Wing Hung (SFC:ANH142) 賴永雄 -RO 2019-03-06 2020-04-06
822   Suen, Kin Pong 孫建邦 -RO 2018-07-17 2020-04-01
823 Right Time Asset Management Company Limited Liu, Bing (SFC:BKY745) 劉冰 -Rep 2017-09-18 2020-04-03
824   Wong, Mun Yee (SFC:APU633) 王敏儀 -RO 2020-04-01 2021-01-28
825   Xia, Zhong 夏忠 -RO 2020-03-30 2023-04-30
826 RIME Capital Limited Hung, Cho Yan 洪祖恩 -RO 2020-03-30 2020-09-30
827   Yu, Chun Kuei 余春葵 -RO 2020-03-30 2023-12-22
828 Riverwest Advisors Limited Chen, Te Hen Toku -RO 2018-05-17 2020-03-31
829   Nishikawa, Mayuko 西川真裕子 -RO 2009-07-02 2020-03-31
830   Nishikawa, Taisuke -RO 2009-07-02 2020-03-31
831   Suzuki, Tsutomu (SFC:ASW811) -RO 2009-07-02 2020-03-31
832 Robeco Hong Kong Limited Padhye, Pooja -Rep 2020-01-06 2020-03-31
833   Wirds, Frank -Rep 2012-03-20 2020-03-31
834   Zhou, Yijie (SFC:AXN139) 周漪婕 -Rep 2018-10-22 2020-03-27
835 Rockhampton Management Limited Qi, Xin 齊新 -Rep 2018-08-24 2020-03-30
836 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Wu, Nelson Chi Chung 胡智聰 -RO 2020-03-30 2022-03-10
837 ROYSTON SECURITIES LIMITED (GBEN) Chiu, Chi Pang 趙志鵬 -Rep 2020-04-03 2021-02-19
838   Lui, Hiu Ki Jesine 呂曉琪 -Rep 2020-04-06 2021-02-28
839 Runlin Asset Management Limited Law, Viola Fung Ling 羅鳳玲 -RO 2019-05-07 2020-04-10
840   Lee, Katherine Wai Kuen 李慧娟 -Rep 2020-04-06 2020-05-05
841 S&P Global Ratings Hong Kong Limited Park, Se Hyun (SFC:AUR862) -Rep 2017-11-01 2020-03-27
842 Sage Partners Limited Ngan, Yee Man 顏綺雯 -RO 2020-03-31 2021-03-10
843   Wang, Fei (SFC:BIH086) 王斐 +RO 2020-03-31
844 Samsung Asset Management (Hong Kong) Limited Tang, Wing Kin 鄧永健 -RO 2012-01-03 2020-03-31
845 SAMSUNG SECURITIES (ASIA) LIMITED Son, Do Un -Rep 2019-06-11 2020-03-31
846 SANFULL SECURITIES LIMITED Lam, Wai Chee (SFC:AAB993) 林偉志 -Rep 2016-07-28 2020-03-31
847 Saxo Capital Markets HK Limited Chan, Hau Chung (SFC:BCH528) 陳孝忠 -Rep 2014-09-04 2020-04-08
848 SBI China Capital Financial Services Limited Fung, Chen Tung 馮振東 -Rep 2020-03-05 2020-04-03
849     -RO 2020-04-03 2021-04-23
850 SBI China Capital Hong Kong Securities Limited   -Rep 2020-04-03 2021-04-23
851 Schonfeld Strategic Advisors (Hong Kong) Limited Chen, Bingjian (SFC:AWQ432) 陳昺見 -Rep 2020-04-08 2020-11-03
852   Watanabe, Takuma (SFC:BLX207) -Rep 2018-01-15 2020-03-30
853   Yamashita, Tamisuke 山下民輔 -Rep 2017-03-10 2020-03-30
854 Sculptor Capital Management Hong Kong Limited (b2001-12-28) Fu, Lei (SFC:ALC052) 富雷 -RO 2018-07-04 2020-03-31
855 SDHG International Asset Management Limited Chen, Daqi 陳達祺 +Rep 2020-04-09
856   Liu, Ziyuan 劉子源 -Rep 2019-10-31 2020-04-08
857 SDICS International Corporate Finance (Hong Kong) Limited Chan, Man Ling Joyce 陳敏玲 -Rep 2019-09-17 2020-04-09
858     -RO 2020-04-09 2024-04-01
859 SEASON ASSET MANAGEMENT LIMITED Meng, Jing (SFC:BPC701) 孟菁 -Rep 2019-12-13 2020-04-03
860 Sectoral Asset Management Limited Holroyd, Andrea (SFC:AJF458) -RO 2019-08-21 2020-03-31
861 SECURIS CAPITAL LIMITED Leung, Chuen Yan 梁傳昕 -Rep 2020-01-15 2020-03-31
862 SFGHK Limited Wong, Wai Man (SFC:AEZ021) 王慧敏 -Rep 2020-04-02 2020-04-28
863 SHACOM FUTURES LIMITED Li, Jansen Chi Yung 李智勇 +Rep 2020-04-07
864 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Duan, Lian (SFC:BOH861) 段煉 -Rep 2020-04-07 2021-01-04
865 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Chiu, On Sang 丘安生 -Rep 2019-05-20 2020-03-31
866   Lam, Chun Yim 林駿棪 -Rep 2019-02-14 2020-04-03
867   Tam, Chester Ying Ho 譚英豪 +Rep 2020-04-07
868 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Chiu, On Sang 丘安生 -Rep 2019-05-20 2020-03-31
869 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Lam, Chun Yim 林駿棪 -Rep 2019-02-14 2020-04-03
870   Tam, Chester Ying Ho 譚英豪 +Rep 2020-04-07
871 SHANXI SECURITIES INTERNATIONAL LIMITED Chiu, On Sang 丘安生 -RO 2019-07-31 2020-03-31
872   Lam, Chun Yim 林駿棪 -Rep 2019-02-14 2020-04-03
873   Tam, Chester Ying Ho 譚英豪 +Rep 2020-04-07
874   Wong, Aggie Pui Shan 黃佩珊 -Rep 2020-04-01 2023-05-12
875 ShanZe Asset Management (Hong Kong) Limited Woo, Wing Yin 胡穎賢 -RO 2020-03-27 2020-06-30
876 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wong, Marshal Sze Yuen 黃思遠 -Rep 2014-09-03 2020-04-05
877 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Li, Siqi (SFC:BOF938) 李思齊 -Rep 2019-04-23 2020-03-31
878 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Lam, Mau Kit 林茂傑 +Rep 2020-04-06
879 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Kuang, Peiqin 匡培钦 -Rep 2019-07-22 2020-03-31
880   Yang, Guoping (SFC:AXB620) 楊國平 -Rep 2011-05-24 2020-03-30
881 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Lam, Mau Kit 林茂傑 +Rep 2020-04-06
882   Man, Yuk Fai (SFC:BEC792) 萬煜輝 -Rep 2018-02-13 2020-04-02
883 SHENZHEN CAPITAL (INTERNATIONAL) ASSET MANAGEMENT COMPANY LIMITED Chen, Geng (SFC:AOY114) 陳耿 -Rep 2020-02-11 2020-04-01
884     -RO 2020-04-01 2021-03-24
885 Silk Road International Capital Limited Woo, Kai Wing Ray 胡啟榮 -Rep 2020-03-31 2020-06-03
886 SILVERHORN INVESTMENT ADVISORS LIMITED Greif, Joseph Judah (SFC:AZD669) -Rep 2020-03-27 2020-04-29
887 SINO CAPITAL SECURITIES LIMITED Wong, Yiu Man (SFC:ADA634) 黃耀民 -RO 2020-04-01 2021-06-09
888 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Lee, Yang-Shen 李洋昇 -Rep 2020-03-31 2021-05-31
889 SINOPAC SECURITIES (ASIA) LIMITED Li, Clive Cheuk Yin 李卓賢 -Rep 2020-04-09 2021-08-22
890   Ng, Ting Cheong 吳定昌 -Rep 2018-09-19 2020-03-31
891   Yuen, Ka Chi 阮家志 -Rep 2020-04-09 2021-01-31
892 Sinostar Asset Management Limited Chui, Sin Ying 徐倩瑩 -Rep 2018-10-05 2020-04-03
893   Hui, Daniel Hoi Chun 許志傑 -RO 2020-03-10 2020-04-07
894   Leung, King Chung 梁競聰 -Rep 2019-05-08 2020-03-31
895 Sinostar Securities Limited Chui, Sin Ying 徐倩瑩 -Rep 2018-10-05 2020-04-03
896   Hui, Daniel Hoi Chun 許志傑 -RO 2020-03-10 2020-04-07
897   Leung, King Chung 梁競聰 -Rep 2019-05-08 2020-03-31
898 SMART GRANDLY ASSET MANAGEMENT LIMITED Zhen, Xu (SFC:BLH877) 甄旭 -RO 2017-12-14 2020-04-01
899     -Rep 2020-04-01 2022-05-18
900 SMBC Nikko Securities (Hong Kong) Limited Kudo, Kento 工藤憲人 -Rep 2018-05-28 2020-03-28
901   Noguchi, Kenji -RO 2012-07-20 2020-04-09
902   Watanabe, Hiroharu 渡邊洋治 -Rep 2020-04-01 2021-07-20
903 Solomon JFZ (Asia) Holdings Limited Cheung, Lap Wai 張立煒 -Rep 2020-02-27 2020-03-31
904   Chong, Yuk Ting 莊鈺婷 +RO 2020-03-31
905 Soochow Securities International Asset Management Limited Chen, Chi Hung 陳志雄 -Rep 2016-12-08 2020-03-31
906 Soochow Securities International Brokerage Limited Ng, Chi Fai (SFC:AFG430) 吳志輝 -Rep 2017-08-30 2020-03-31
907   Yeung, Tsan Ho 楊燦豪 -Rep 2017-10-17 2020-03-31
908 Soochow Securities International Futures Limited   -Rep 2017-10-17 2020-03-31
909   Yip, Chin Ho 葉展灝 -Rep 2020-04-02 2020-04-29
910 SOUTH CHINA CAPITAL LIMITED Chan, Kin Yan 陳建因 -Rep 2016-11-14 2020-03-31
911   Wong, Nigel Ka Fook 王家福 -Rep 2017-12-20 2020-03-31
912 SOUTH CHINA RESEARCH LIMITED Hou, Ho Wan 侯晧贇 -Rep 2019-01-21 2020-03-31
913 SOUTH CHINA SECURITIES LIMITED Chan, Kin Yan 陳建因 -Rep 2016-11-14 2020-03-31
914   Hou, Ho Wan 侯晧贇 -Rep 2019-01-21 2020-03-31
915   Hung, Yiu Hin 洪耀軒 -Rep 2020-04-03 2021-03-29
916   Wong, Nigel Ka Fook 王家福 -Rep 2017-12-20 2020-03-31
917 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Zhang, Sirui (SFC:BPL914) 張思睿 -Rep 2020-03-30 2020-12-04
918 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED   -Rep 2020-03-30 2021-06-04
919 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Lo, Hei Tung 羅曦彤 -Rep 2017-11-15 2020-04-05
920 SPDB International Capital Limited Chen, Sheng (SFC:BPL918) 陳晟 -Rep 2020-04-06 2022-06-30
921   Ha, Ming Chung 夏銘聰 -RO 2019-05-29 2020-03-27
922 SPDB International Investment Management Limited Wang, Dongzhe 王東哲 -Rep 2020-04-06 2020-07-28
923 STATE STREET GLOBAL ADVISORS ASIA LIMITED Chan, Chun Man (SFC:AGJ907) 陳俊文 -Rep 2012-04-30 2020-04-08
924 Stellar Securities Limited Tsang, Kwun Kit 曾冠杰 -Rep 2020-02-13 2020-04-02
925     -RO 2020-04-02 2020-04-16
926 STI Asset Management Limited Seto, Wang Tat William 司徒宏達 -Rep 2018-06-19 2020-03-31
927 STOCKWELL SECURITIES LIMITED Kung, Sau Kwan 龔秀筠 -Rep 2015-06-05 2020-04-02
928 Strategic Vision Investment Limited Lau, John Mak Ham 劉默涵 -Rep 2014-12-31 2020-03-31
929 Sunfund Capital Limited Lam, Chin Wa 林展華 -Rep 2019-09-13 2020-03-27
930 SUNFUND FUND MANAGEMENT LIMITED Mao, Lei (SFC:BML398) 毛磊 -Rep 2020-02-25 2020-03-27
931 SUNFUND SECURITIES LIMITED Chan, Sunny Tit Leung 陳鐵樑 -RO 2020-04-02 2021-02-09
932   Mao, Lei (SFC:BML398) 毛磊 -Rep 2020-02-25 2020-03-27
933   Tsoi, Ka Ming 蔡家皿 -Rep 2020-03-30 2020-09-30
934 SUNNY WORLD INVESTMENT LIMITED Lai, Chui Lai 黎翠麗 -Rep 2020-03-31
935 Sunrise Brokers (Hong Kong) Limited Hill, Victoria Margaret Nahathai -Rep 2020-04-07 2020-10-31
936 Superfund Financial (Hong Kong) Limited Kim, Taeyoung (SFC:BOR704) 金泰永 -Rep 2020-03-27 2022-01-14
937 Swissquote Asia Limited Wang, Jiayang (SFC:BPN336) 王佳洋 -Rep 2020-04-09 2021-01-20
938 Symmetry Investments (Hong Kong) Limited Niu, Qiankun 牛乾坤 +Rep 2020-03-31
939   Tham, Huan Ling -Rep 2017-11-10 2020-04-02
940 SynerWealth Financial Limited Hui, Pui Pui 許培培 -Rep 2014-04-23 2020-03-27
941   Lee, Ming Kay 李明基 -Rep 2016-10-31 2020-03-27
942   Leung, Ying Ha 梁影霞 -Rep 2014-04-28 2020-03-27
943   Tsang, Ka Yan 曾嘉欣 -Rep 2016-10-31 2020-03-27
944 TAT LEE SECURITIES COMPANY LIMITED Lee, Koon Wai 李冠偉 -Rep 2010-09-20 2020-03-31
945 TELLIGENT CAPITAL MANAGEMENT LIMITED Wong, Wai Ho (SFC:AVV366) 黃偉豪 -RO 2017-07-31 2020-04-07
946 TENGARD FUND MANAGEMENT LIMITED Shum, Hing Hung 沈慶洪 -RO 2012-04-03 2020-03-31
947     -Rep 2020-03-31 2020-10-31
948 TFI Securities and Futures Limited Wang, Ting (SFC:BIR267) 王町 -Rep 2020-04-08 2020-05-29
949 TIANDA SECURITIES LIMITED Mok, Kin Wai 莫建偉 -RO 2020-04-06 2022-12-31
950 TOPAZ CAPITAL MANAGEMENT LIMITED Ip, Tsz King 葉子敬 -Rep 2019-07-02 2020-03-31
951 Topaz Financial Group Limited   -Rep 2019-06-19 2020-03-31
952 TradeMaster Securities (Hong Kong) Limited Fan, Jia (SFC:BEB083) 范佳 -Rep 2020-02-03 2020-04-02
953     -RO 2020-04-02 2020-10-16
954 UBS SECURITIES ASIA LIMITED Coote, Matthew Christopher -Rep 2018-03-20 2020-03-31
955   Fang, Chenjun 方辰君 -Rep 2020-01-16 2020-03-31
956   Farhat, Sarah +Rep 2020-04-09
957   Moussa, Imene (SFC:BNU976) -Rep 2018-11-19 2020-03-28
958   Teo, Swee Yong 張芮榮 -Rep 2020-03-09 2020-04-09
959   Xu, Zihan (SFC:BGY750) 徐子涵 -Rep 2018-11-28 2020-03-28
960 UBS SECURITIES HONG KONG LIMITED Farhat, Sarah +Rep 2020-04-09
961   He, Di (1948) 何迪 -Rep 2016-12-19 2020-04-01
962   Lau, Chris Cheuk Wah 劉卓樺 -RO 2019-04-09 2020-04-10
963   Wang, Qin (SFC:BEC606) 王沁 -Rep 2018-04-16 2020-04-01
964   Zhong, Mingchang 鐘銘昌 -Rep 2018-06-13 2020-03-28
965 UNITED ZONE INVESTMENT LIMITED Wong, Shu Sing 王樹昇 -RO 2017-02-16 2020-04-10
966 UOB KAY HIAN (HONG KONG) LIMITED Chen, Chucan 陈楚璨 -Rep 2019-02-22 2020-04-08
967   Ng, Hong Yeung 吳康陽 +Rep 2020-04-07
968 UOB KAY HIAN FUTURES (HONG KONG) LIMITED   +Rep 2020-04-07
969 uSmart Securities Limited Lam, Ka Chun (SFC:BOW602) 林嘉俊 -Rep 2019-09-27 2020-04-07
970   Tang, Yick Shun 鄧奕迅 -Rep 2020-04-06 2020-04-09
971 VALUE PARTNERS HONG KONG LIMITED Bae, Sang Hoon 裴相勳 -Rep 2016-03-01 2020-03-31
972   Lam, Sze Hang Agnes 林思衡 -Rep 2020-03-31 2022-06-02
973   Leung, Man Sik Manz 梁文適 -Rep 2015-07-28 2020-03-27
974   Mills, Michael Jeffrey -Rep 2018-10-04 2020-03-27
975   Zhu, Jiaying 朱嘉滢 -Rep 2016-05-31 2020-03-27
976 VALUE PARTNERS LIMITED Bae, Sang Hoon 裴相勳 -Rep 2016-03-01 2020-03-31
977   Lam, Sze Hang Agnes 林思衡 -Rep 2020-03-31 2022-06-02
978   Leung, Man Sik Manz 梁文適 -Rep 2015-07-28 2020-03-27
979   Mills, Michael Jeffrey -Rep 2018-10-04 2020-03-27
980   Zhu, Jiaying 朱嘉滢 -Rep 2016-05-31 2020-03-27
981 Value Partners Private Equity Limited Mills, Michael Jeffrey -Rep 2019-02-13 2020-03-27
982 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED Lam, Yuen Hei (SFC:AXF651) 林婉琋 -Rep 2020-02-19 2020-04-08
983     -RO 2020-04-08 2024-01-07
984 Vana Holdings Limited Buclez, Francois Claude -RO 2018-04-10 2020-03-31
985 VBG Capital Limited Law, Derek Cho Kwan 羅祖坤 -Rep 2017-10-30 2020-03-27
986 VERCAP Financial Services Limited Cheung, Pui Ka Shelley 蔣佩珈 -Rep 2016-08-04 2020-03-31
987   Luk, Wai Tat 陸偉達 -Rep 2020-03-30 2021-01-29
988   Tsang, King Pan 曾敬彬 -RO 2017-07-19 2020-04-08
989   Yang, Ying (SFC:BIY483) 楊瑛 -Rep 2017-03-13 2020-04-06
990 VICTORY SECURITIES COMPANY LIMITED Chan, Kennix Pui Chuen 陳沛泉 -Rep 2013-07-24 2020-04-06
991     +RO 2020-04-06
992   Zhang, Jinghan (SFC:BPK430) 張靖晗 -Rep 2020-04-07 2021-06-15
993 Viipark Corporate Finance Co., Limited Deng, Yuqun 鄧雨群 -Rep 2018-11-26 2020-03-31
994 Virtu ITG Hong Kong Limited Chan, Chi Kin (SFC:AFD060) 陳志堅 -RO 2005-07-28 2020-03-31
995   Darling, Robert Joseph -Rep 2016-05-04 2020-03-31
996 VisionGain Capital Limited Luo, Shanshan (SFC:BEM051) 羅山山 -RO 2015-07-02 2020-04-01
997 VMI Securities Limited Li, Minyu (SFC:BNC406) 李旻昱 -Rep 2018-08-09 2020-04-06
998 Vontobel (Hong Kong) Limited Li, Zhen (SFC:BPN223) 李臻 +Rep 2020-04-07
999 Walker Capital Limited (HK) Kwong, Wang Pok 鄺宏博 -RO 2017-07-28 2020-04-06
1000 Wanhai Securities (HK) Limited Liu, Qiaosong 劉喬松 +RO 2020-04-08
1001 WARD FERRY MANAGEMENT LIMITED Nakanishi, Hideyuki 中西秀幸 -Rep 2013-07-17 2020-04-08
1002 Wealth Management Cube Limited Tse, Wai Biu 謝偉標 -RO 2019-09-20 2020-03-31
1003 WealthQuay Asset Management Limited Ho, Ryan Cheuk Hang 何卓恒 -RO 2020-04-02 2022-05-03
1004   Poon, To Sing 潘道成 -RO 2018-11-27 2020-04-03
1005 WELLCHAMP CAPITAL LIMITED Wang, Yufei (SFC:BGZ968) 王宇飛 -Rep 2016-02-15 2020-04-03
1006     +RO 2020-04-03
1007 Wellington Management Hong Kong Limited (b2003-01-02) Zhao, Can (SFC:BKQ455) 趙燦 -Rep 2020-04-08 2024-07-19
1008 Wells Fargo Securities Asia Limited Yung, Kathryn Ka Sing 榮嘉信 -Rep 2016-03-14 2020-03-31
1009     -RO 2020-03-31 2022-03-31
1010 WeShare Securities Limited Huang, Chih Hong 黃志鴻 -Rep 2020-01-16 2020-03-31
1011     +RO 2020-03-31
1012 Win Harvest Asset Management Limited Choy, Tsz Hin 蔡梓軒 -Rep 2020-03-31 2021-03-19
1013   Tsui, Man Ki Natalie 崔敏祺 -Rep 2020-03-31 2020-06-13
1014 Wisdom Asset Management Limited (HK) Chen, Yu Chun (SFC:BOC414) 陳鈺錞 -Rep 2019-02-11 2020-04-01
1015 Wolver Hill Asset Management Asia Limited Jackson, Christopher Macdougall 賈克禮 -Rep 2019-06-26 2020-03-31
1016   Yan, Wei (SFC:BMV569) 閆偉 -Rep 2020-03-30 2020-04-28
1017 Yonghe Securities (Hong Kong) Limited Yeung, Kwai Hung 楊桂紅 -RO 2019-07-17 2020-04-08
1018 YONXI International Finance Holdings Limited Chou, Chun Lam 周俊林 -RO 2020-03-30 2021-04-23
1019 YUE XIU FUTURES COMPANY LIMITED Hao, Wenjing 郝文菁 -Rep 2019-10-02 2020-03-31
1020   Li, Kwok Chiu 李國超 -RO 2017-10-27 2020-03-31
1021   Mo, Xianjue 莫先觉 -Rep 2019-05-30 2020-03-31
1022   Yip, Kwun Wang 葉冠宏 -Rep 2020-02-26 2020-04-03
1023 YUE XIU SECURITIES COMPANY LIMITED Ding, Lin (SFC:BLU081) 丁琳 -Rep 2018-06-12 2020-04-03
1024   Hao, Wenjing 郝文菁 -Rep 2019-10-02 2020-03-31
1025   Li, Kwok Chiu 李國超 -RO 2011-02-17 2020-03-31
1026   Mo, Xianjue 莫先觉 -Rep 2019-03-25 2020-03-31
1027   Pang, Kwok Pan 彭國彬 +Rep 2020-03-27
1028   Yip, Kwun Wang 葉冠宏 -Rep 2020-02-12 2020-04-03
1029 Yunfeng Asset Management Limited Dong, Na 董納 -Rep 2018-09-04 2020-04-01
1030 Yunfeng Financial Markets Limited   -Rep 2016-06-29 2020-04-01
1031   Lin, Hongwei (SFC:BOR991) 林弘煒 -Rep 2019-08-13 2020-04-01
1032 Yunfeng Securities Limited Dong, Na 董納 -Rep 2016-06-29 2020-04-01
1033   Lin, Hongwei (SFC:BOR991) 林弘煒 -Rep 2019-08-13 2020-04-01
1034 Zhanlin Securities Limited Tsui, Randy 徐熙瑜 -RO 2020-03-30 2023-02-02
1035 ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED Zou, Wuqiu 鄒吳秋 -RO 2019-09-03 2020-03-27
1036 Zhong Shan Asset Management Limited Ji, Kaiqiang 冀鍇強 -Rep 2019-10-02 2020-04-01
1037 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED Huang, Wei (SFC:BLL815) 黃威 -Rep 2017-11-15 2020-04-01
1038 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Sze, Alan Man Tai 施文泰 -Rep 2020-03-30 2022-06-24
1039 Zinvest Global Limited Fang, Wei (SFC:AOT337) 方煒 -RO 2019-12-05 2020-04-08

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