This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days.
A licensee is either a Responsible Officer (RO) or Representative (Rep).
We treat a person who holds both roles (in different activities) as
an RO. We query the SFC database and update the tables regularly. A
licensee is not necessarily a full-time employee and may have roles in more than
1 firm.
Some data are hidden to fit your display. Rotate?
Row |
Firm |
Licensee |
Role |
Appointed |
Ceased |
1 |
ABCI ASSET MANAGEMENT LIMITED |
Ming, Liang 明亮 |
-Rep |
2019-12-19 |
2020-04-02 |
2 |
|
|
+RO |
2020-04-02 |
|
3 |
ACTELLIGENT CAPITAL MANAGEMENT LIMITED |
Hou, Changjie 侯昶杰 |
-Rep |
2020-03-27 |
2020-04-29 |
4 |
Adamas Asset Management (HK) Limited |
Leung, Ka Wing (SFC:BNZ086) 梁嘉榮 |
-Rep |
2019-01-09 |
2020-04-03 |
5 |
ADMIS Hong Kong Limited |
Leung, Ka Chun (SFC:BPL750) 梁嘉俊 |
-Rep |
2020-03-30 |
2022-08-31 |
6 |
Advent Securities (Hong Kong) Limited |
Wong, Vivian Yick Lam 黃翊琳 |
-Rep |
2020-04-03 |
2021-01-04 |
7 |
|
Yip, Dominic Ho Chi 葉浩之 |
-Rep |
2017-11-02 |
2020-04-09 |
8 |
Agg. Asset Management Limited |
Wong, Pak Kan 王柏勤 |
-RO |
2019-10-04 |
2020-04-03 |
9 |
AJ Futures Limited |
Tang, Jingchen 唐靜琛 |
-Rep |
2019-08-12 |
2020-03-27 |
10 |
|
|
-RO |
2020-03-27 |
2022-04-30 |
11 |
ALBOURNE PARTNERS (ASIA) LIMITED |
Ting, Shu Hao 張書豪 |
-Rep |
2019-07-09 |
2020-04-09 |
12 |
All-Stars Investment Limited |
Fu, Mingxia 傅明俠 |
-RO |
2013-12-02 |
2020-03-31 |
13 |
|
Leung, Cathy Wai Man 梁慧敏 |
-Rep |
2019-09-10 |
2020-04-01 |
14 |
AlpInvest Partners Limited |
Chu, Tsz Ying 朱子鷹 |
-Rep |
2017-09-06 |
2020-04-01 |
15 |
|
Kang, Mina |
-Rep |
2018-11-29 |
2020-04-01 |
16 |
|
Sachdeva, Amit |
-RO |
2019-01-02 |
2020-04-01 |
17 |
|
Yang, Yiran (SFC:BKU216) 楊依然 |
-Rep |
2019-05-30 |
2020-04-01 |
18 |
|
Zhu, Wendy Wenwen 朱雯雯 |
-RO |
2017-11-24 |
2020-04-01 |
19 |
AlTi Wealth Management (Hong Kong) Limited |
O'Brien, Neill Maurice 區小虎 |
-Rep |
2018-07-31 |
2020-04-07 |
20 |
Amital Asset Management Limited |
Chan, Ka Kit (SFC:ATS061) 陳嘉傑 |
-RO |
2016-09-26 |
2020-03-31 |
21 |
|
Tse, Annie Win Yee 謝永怡 |
-Rep |
2020-02-28 |
2020-04-03 |
22 |
|
|
-RO |
2020-04-03 |
2020-08-14 |
23 |
Ampere Partners Limited |
Cheng, Jen-Chieh 鄭仁杰 |
+Rep |
2020-04-02 |
|
24 |
ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) |
Deng, Dian (SFC:ASK808) 鄧點 |
-RO |
2015-04-15 |
2020-04-06 |
25 |
ANLLY ASSET MANAGEMENT LIMITED |
Au, Ka Leung 區家良 |
-RO |
2020-04-08 |
2021-01-31 |
26 |
Antai Securities Limited |
Guo, Jing (SFC:BIU928) 過靜 |
-Rep |
2020-04-08 |
2021-01-31 |
27 |
Aon Securities (Hong Kong) Limited |
Yamamoto, Shinji (SFC:BPK034) |
-RO |
2020-04-01 |
2021-03-31 |
28 |
Apollo Capital Management Limited |
Chen, I Ming 陳怡銘 |
+Rep |
2020-04-06 |
|
29 |
|
Hsu, Shih-Huang 許詩凰 |
+Rep |
2020-04-06 |
|
30 |
ARGYLE STREET MANAGEMENT LIMITED |
Chan, Leo Yan Ho 陳欣豪 |
-Rep |
2008-10-09 |
2020-04-02 |
31 |
|
|
+RO |
2020-04-02 |
|
32 |
Ark Group Holdings (Hong Kong) Limited |
Sui, Yan 隋艷 |
-RO |
2017-12-29 |
2020-03-31 |
33 |
ARTE Capital Management Limited |
Chu, Siu Ling 朱小玲 |
-Rep |
2020-04-02 |
2020-06-22 |
34 |
Ascent Capital Advisors Limited |
Harman, Simon Devereux Clement |
-Rep |
2019-01-23 |
2020-04-01 |
35 |
Asia Lion Capital (Hong Kong) Limited |
Ji, Bo (SFC:BLT493) 季波 |
-Rep |
2018-03-02 |
2020-04-09 |
36 |
ASIA PACIFIC CAPITAL SECURITIES LIMITED |
Chung, Paul Chun Kiu 鍾俊翹 |
+Rep |
2020-03-27 |
|
37 |
ASIA PACIFIC INVESTMENT ADVISORS LIMITED |
Pang, Chi Ho 彭智豪 |
-Rep |
2020-03-31 |
2021-06-20 |
38 |
Asia Research & Capital Management Limited |
Haque, Yusuf Razaul |
-Rep |
2012-02-03 |
2020-04-02 |
39 |
|
|
+RO |
2020-04-02 |
|
40 |
|
Ngai, Kevin 倪梓晉 |
-Rep |
2017-08-03 |
2020-03-31 |
41 |
ASIAN CAPITAL LIMITED |
Lui, Paul Ho Ming 呂浩明 |
-RO |
2020-04-03 |
2021-07-31 |
42 |
ASPEN HILL PARTNERS (HONG KONG) LIMITED |
Lai, Ka Ho (SFC:AEQ243) 黎家浩 |
-Rep |
2020-04-01 |
2022-05-25 |
43 |
ASSET MANAGEMENT GROUP LIMITED |
Ng, Kim Wai 吳劍偉 |
-Rep |
2017-03-13 |
2020-04-01 |
44 |
Avantua Capital Management Limited |
Poon, To Sing 潘道成 |
-RO |
2020-04-08 |
2022-10-31 |
45 |
AVENUE INVESTMENT MANAGEMENT LIMITED |
Chow, King Wai (SFC:BIG312) 周景慧 |
-RO |
2019-08-28 |
2020-03-31 |
46 |
AVICT Global Asset Management Limited |
Peng, Xia (SFC:BPM757) 彭霞 |
+Rep |
2020-04-07 |
|
47 |
AXA IM Select Asia Limited |
Alrifai, Zaid |
+RO |
2020-04-06 |
|
48 |
|
Arguello, Jaime Eduardo (SFC:BOW908) |
-RO |
2020-04-06 |
2023-10-13 |
49 |
|
Deschamps, Nicolas Raymond Martial |
-RO |
2020-04-06 |
2023-10-23 |
50 |
|
Vo, Mai Khanh |
+RO |
2020-04-06 |
|
51 |
Baillie Gifford Asia (Hong Kong) Limited |
Li, James Kong 李剛 |
-Rep |
2020-03-31 |
2020-07-31 |
52 |
BaoQiao Partners Capital Limited |
Wang, Anli 王桉麗 |
-Rep |
2018-11-05 |
2020-03-31 |
53 |
BARCLAYS CAPITAL ASIA LIMITED |
Chen, Xuehua (SFC:AMZ173) 陳雪花 |
-Rep |
2020-04-09 |
2022-12-05 |
54 |
|
Ho, Lek Yee 何力義 |
-Rep |
2010-03-10 |
2020-04-01 |
55 |
|
Hoi, Zhi Lin Marvyn |
+Rep |
2020-04-01 |
|
56 |
BARING ASSET MANAGEMENT (ASIA) LIMITED |
Downes, Michael James (SFC:BDF595) |
-Rep |
2017-08-14 |
2020-03-31 |
57 |
|
Lau, Yun Mei (SFC:BNV579) 劉潤美 |
-Rep |
2019-03-20 |
2020-04-07 |
58 |
BCT Financial Limited |
Lam, Ming Wai (SFC:BPN254) 林明慧 |
+Rep |
2020-04-07 |
|
59 |
BEA Union Investment Management Limited |
So, Man Yan 蘇文欣 |
-Rep |
2010-12-06 |
2020-04-06 |
60 |
Beevest Securities Limited |
Fu, Huihui 付慧慧 |
-Rep |
2020-03-30 |
2020-06-25 |
61 |
BETA INTERNATIONAL SECURITIES LIMITED |
Jiang, Guihong (SFC:BOL346) 蔣桂紅 |
-Rep |
2019-12-04 |
2020-04-09 |
62 |
BFAM Partners (Hong Kong) Limited |
Chen, Hu (SFC:BMA461) 陳滸 |
-Rep |
2019-03-18 |
2020-04-07 |
63 |
|
Drabkin, Mark Thompson |
-Rep |
2020-02-03 |
2020-03-31 |
64 |
|
Ghalayini, Jamil (SFC:BOZ220) |
-Rep |
2019-11-15 |
2020-03-31 |
65 |
|
Greenberg, Matthew Bailey |
-Rep |
2019-09-13 |
2020-03-31 |
66 |
|
Guan, Ying (SFC:AWQ675) 關滢 |
-Rep |
2020-04-01 |
2022-10-31 |
67 |
|
Raveendran, Benoy (SFC:BOR070) |
-Rep |
2019-08-21 |
2020-04-07 |
68 |
BGC SECURITIES (HONG KONG) LLC |
Berkane, Chiraz |
-Rep |
2019-05-07 |
2020-03-31 |
69 |
|
Cheung, Chung Yin (SFC:BNZ123) 張仲言 |
-Rep |
2019-01-09 |
2020-03-31 |
70 |
|
Herbert, Anthony John (SFC:BIL705) |
-Rep |
2016-11-02 |
2020-03-30 |
71 |
|
Hill, Victoria Margaret Nahathai |
-Rep |
2019-05-17 |
2020-03-31 |
72 |
|
Hurst, Nicola Carolyn |
-Rep |
2009-02-17 |
2020-04-02 |
73 |
|
Kim, Min Jung (SFC:BNC085) 金玟貞 |
-Rep |
2018-06-19 |
2020-03-31 |
74 |
|
Law, Nga Ying 羅雅盈 |
-Rep |
2008-02-25 |
2020-03-31 |
75 |
|
Lee, Jonathan Pak San 李柏燊 |
-Rep |
2010-12-22 |
2020-03-31 |
76 |
|
Tlili, Mourad |
-Rep |
2018-09-21 |
2020-03-31 |
77 |
BlackRock Asset Management North Asia Limited |
Crawley, Oisin Paul |
-Rep |
2014-01-16 |
2020-03-31 |
78 |
|
Garland, Benjamin Howard |
-Rep |
2010-04-23 |
2020-03-27 |
79 |
|
Hickey, Crystina Joy |
-Rep |
2015-09-25 |
2020-03-31 |
80 |
|
Swan, Andrew Warren |
-RO |
2012-07-31 |
2020-04-02 |
81 |
Blue Lotus Capital Advisors Limited |
Zhang, Jialin (SFC:AYM827) 張佳琳 |
-Rep |
2020-04-07 |
2021-01-16 |
82 |
BOCHK Asset Management Limited |
Siu, Yat Chi 蕭一芝 |
-Rep |
2020-04-06 |
2021-11-15 |
83 |
|
Zhu, Beibei 諸蓓蓓 |
+Rep |
2020-03-31 |
|
84 |
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED |
Diu, Chun Yin Clement 刁俊然 |
-Rep |
2020-04-08 |
2021-04-24 |
85 |
|
Lau, Kong Leong 劉釭亮 |
-Rep |
2019-09-04 |
2020-04-04 |
86 |
BOCOM International (Asia) Limited |
Chen, Hao (SFC:BGQ543) 陳浩 |
-Rep |
2020-03-31 |
2021-06-28 |
87 |
|
Jiao, Qian (SFC:BII053) 焦蒨 |
-Rep |
2018-03-23 |
2020-03-31 |
88 |
|
Wong, Wing Yin (SFC:BLB617) 黃永賢 |
-Rep |
2020-03-27 |
2021-07-30 |
89 |
Boman Capital (Hong Kong) Limited |
Tang, Zhenhui 湯振暉 |
-Rep |
2020-01-03 |
2020-04-03 |
90 |
Boyu Capital Investment Management Co., Limited |
Xing, Tianyou 邢天猷 |
-Rep |
2016-05-16 |
2020-03-31 |
91 |
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED |
Wong, Chun Tung (SFC:BLJ190) 黃振東 |
-Rep |
2017-11-15 |
2020-03-31 |
92 |
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED |
|
-Rep |
2017-11-15 |
2020-03-31 |
93 |
BrightSphere (Asia-Pacific) Limited (b2015-12-11) |
Cohas, Francois Jean Claude |
-RO |
2020-02-03 |
2020-04-10 |
94 |
Broadshine Asset Management Limited |
Chang, Ching-Kun 張靖坤 |
-Rep |
2019-12-03 |
2020-03-31 |
95 |
Brookfield Advisors (Hong Kong) Limited |
Gabbai, Maurizio Mose (SFC:BIC486) 瑋奇 |
-Rep |
2019-01-25 |
2020-04-09 |
96 |
BUENA VISTA FUND MANAGEMENT (HK) LIMITED |
Li, Mandy Fung Yee 李鳳儀 |
-Rep |
2020-04-08 |
2020-08-31 |
97 |
CACHET ASSET MANAGEMENT LIMITED |
Lee, Foster Siu Hang 李兆鏗 |
-Rep |
2019-10-22 |
2020-04-09 |
98 |
Canfield Securities Company Limited |
Wat, Hin Pong 屈顯邦 |
-RO |
2018-04-18 |
2020-03-31 |
99 |
CAPITAL FOCUS ASSET MANAGEMENT LIMITED |
Kwok, Ka Yiu (SFC:ATD334) 郭家耀 |
+Rep |
2020-04-06 |
|
100 |
CAPITAL GLOBAL MANAGEMENT LIMITED |
Yueh, Hui-Chen 岳惠真 |
-Rep |
2014-10-03 |
2020-04-09 |
101 |
Capital International, Inc. |
Yau, Siu Fung 游少鳳 |
-Rep |
2018-08-17 |
2020-03-31 |
102 |
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED |
Kang, Mina |
+Rep |
2020-04-02 |
|
103 |
|
Tian, Yajing 田雅婧 |
-Rep |
2018-04-23 |
2020-03-28 |
104 |
Carnegie Hill Capital Partners Limited |
Deng, William Shijun |
-RO |
2020-04-07 |
2021-03-10 |
105 |
CASH ASSET MANAGEMENT LIMITED |
Chan, Benson Chi Ming 陳志明 |
-RO |
2018-06-07 |
2020-03-27 |
106 |
CASH Wealth Management Limited |
|
-RO |
2018-06-07 |
2020-03-27 |
107 |
|
Yang, Kwai Leung 楊桂良 |
-Rep |
2020-04-06 |
2021-01-05 |
108 |
CCB INTERNATIONAL CAPITAL LIMITED |
Huang, Ying (SFC:BNP292) 黃穎 |
-Rep |
2019-02-27 |
2020-04-06 |
109 |
CCB INTERNATIONAL SECURITIES LIMITED |
Gong, Yihan 宮宜含 |
-Rep |
2014-09-25 |
2020-04-04 |
110 |
CEB International Asset Management Corporation Limited |
Cheung, Kwun Sing (SFC:BPM675) 張冠聲 |
-Rep |
2020-03-30 |
2023-10-11 |
111 |
CEB International Capital Corporation Limited |
Wu, Ka Chun (SFC:BAB052) 胡嘉俊 |
-RO |
2018-09-28 |
2020-03-30 |
112 |
CELESTIAL CAPITAL LIMITED |
Chan, Benson Chi Ming 陳志明 |
-RO |
2018-06-07 |
2020-03-27 |
113 |
|
Li, Xueying (SFC:BPK181) 李雪莹 |
-Rep |
2020-03-23 |
2020-03-27 |
114 |
CELESTIAL COMMODITIES LIMITED |
Chan, Benson Chi Ming 陳志明 |
-RO |
2018-06-07 |
2020-03-27 |
115 |
CELESTIAL SECURITIES LIMITED |
|
-RO |
2018-06-07 |
2020-03-27 |
116 |
|
Chung, Edward Chu Chi 鍾志傑 |
-Rep |
2008-07-08 |
2020-03-30 |
117 |
|
Lau, Chi Keung (SFC:ADV976) 劉志強 |
-Rep |
|
2020-03-27 |
118 |
Central Universe Futures Limited |
Lee, Wai Leung (SFC:ACJ656) 李偉樑 |
-Rep |
2019-07-25 |
2020-03-31 |
119 |
CENTRAL WEALTH ASSET MANAGEMENT LIMITED |
Tam, Ho Yeung (SFC:ASZ119) 譚浩洋 |
-RO |
2018-03-01 |
2020-04-03 |
120 |
Ceres Asset Management Limited |
Lo, Deric Kin Yip 盧建業 |
-RO |
2015-02-11 |
2020-04-01 |
121 |
CF ASSET MANAGEMENT LIMITED |
Chow, Ka Man 周家文 |
-Rep |
2020-03-25 |
2020-03-31 |
122 |
|
|
-RO |
2020-03-31 |
2020-04-30 |
123 |
CF SECURITIES LIMITED |
|
-Rep |
2020-03-25 |
2020-03-31 |
124 |
|
|
-RO |
2020-03-31 |
2020-04-30 |
125 |
CGS International Securities Hong Kong Limited |
Chan, Chi Long Ronald 陳志朗 |
-Rep |
2019-09-27 |
2020-04-03 |
126 |
|
Chen, Minzhi 陳敏芝 |
-Rep |
2018-09-06 |
2020-04-09 |
127 |
|
Sam, Shook Fung (SFC:ADM712) 沈淑芳 |
-Rep |
2017-03-17 |
2020-04-02 |
128 |
|
|
+RO |
2020-04-02 |
|
129 |
|
Ting, Michael P. 丁柏年 |
-RO |
2017-01-19 |
2020-04-09 |
130 |
|
Tso, Kevin Key Man 曹繼敏 |
-RO |
2019-10-17 |
2020-04-09 |
131 |
Changjiang Asset Management (HK) Limited |
Fung, Alan Si Huen 馮時煖 |
-RO |
2016-04-06 |
2020-04-02 |
132 |
Changjiang Securities Brokerage (HK) Limited |
|
-Rep |
2016-11-16 |
2020-04-02 |
133 |
|
Wei, Shuyong 魏書咏 |
-Rep |
2019-01-29 |
2020-03-27 |
134 |
ChaoShang Securities Limited |
Ng, Ka Yan (SFC:BAP994) 吳嘉欣 |
-Rep |
2017-12-06 |
2020-04-01 |
135 |
CHARTWELL CAPITAL LIMITED (HK) |
Chu, Hin Chun 朱衍雋 |
-Rep |
2016-10-04 |
2020-03-27 |
136 |
CHIEF SECURITIES LIMITED |
Wan, Tak Hin 尹德軒 |
-Rep |
2020-04-01 |
2020-06-23 |
137 |
China Asset Management (Hong Kong) Limited |
Huang, Shuo 黃碩 |
-Rep |
2016-10-03 |
2020-04-09 |
138 |
|
Lin, Jinyi 林錦頤 |
-Rep |
2020-04-07 |
2024-02-02 |
139 |
China Enterprise Securities Company Limited |
Ng, Man (SFC:AHE192) 伍敏 |
+Rep |
2020-04-02 |
|
140 |
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED |
Huang, Yao (SFC:AXX667) 黃垚 |
-Rep |
2012-02-28 |
2020-03-31 |
141 |
CHINA EVERBRIGHT SECURITIES (HK) LIMITED |
Peng, Fengyi 彭丰藝 |
-Rep |
2016-04-08 |
2020-03-31 |
142 |
China Finance Holdings Limited |
Lai, Chun To 黎鎮濤 |
-RO |
2017-07-07 |
2020-03-28 |
143 |
China Galaxy International Securities (Hong Kong) Co., Limited |
Tsui, Chi Kuen Abe 徐志權 |
-Rep |
2020-03-31 |
2020-06-18 |
144 |
CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED |
Ho, Yin Ming (SFC:ADZ149) 何燕明 |
-RO |
2017-05-04 |
2020-04-10 |
145 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED |
Chan, Andy Tak Chun 陳德俊 |
-Rep |
2015-09-29 |
2020-04-05 |
146 |
|
Guo, Jianjin 郭建進 |
-Rep |
2017-08-25 |
2020-04-10 |
147 |
|
Huang, Hok On 黃鶴安 |
+Rep |
2020-04-09 |
|
148 |
|
Ip, Thomas Hon Tak 葉漢德 |
-RO |
2015-01-28 |
2020-03-31 |
149 |
|
Wang, Hang (SFC:BGG247) 王航 |
-Rep |
2019-01-28 |
2020-03-31 |
150 |
|
Wang, Pinyue 王品月 |
-Rep |
2018-10-29 |
2020-03-27 |
151 |
|
Wu, Zishan (SFC:APU807) 吳紫珊 |
-Rep |
2018-01-15 |
2020-04-05 |
152 |
|
Yu, Chieh Mean 尤洁敏 |
-Rep |
2018-11-07 |
2020-04-09 |
153 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED |
Ip, Thomas Hon Tak 葉漢德 |
-RO |
2015-09-16 |
2020-03-31 |
154 |
|
Wu, Zishan (SFC:APU807) 吳紫珊 |
-Rep |
2018-01-15 |
2020-04-05 |
155 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED |
Hu, Di (SFC:BBD763) 胡迪 |
-Rep |
2020-01-16 |
2020-04-07 |
156 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED |
Cui, Can (SFC:BPM918) 崔璨 |
-Rep |
2020-03-31 |
2020-12-21 |
157 |
|
Gao, Zijun (SFC:BMT376) 高子珺 |
-Rep |
2018-04-13 |
2020-04-03 |
158 |
|
Hu, Di (SFC:BBD763) 胡迪 |
-Rep |
2013-04-19 |
2020-04-07 |
159 |
|
Jiang, Lijia 蔣麗佳 |
-Rep |
2018-06-19 |
2020-04-01 |
160 |
|
Sun, Nan (SFC:ALR028) 孫男 |
-Rep |
2008-10-09 |
2020-04-01 |
161 |
|
Wang, Ruguo 王如果 |
+Rep |
2020-03-31 |
|
162 |
|
Wang, Xueyuan (SFC:BPM680) 王雪原 |
-Rep |
2020-03-27 |
2020-12-21 |
163 |
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED |
He, Xuanlai 賀烜來 |
-Rep |
2017-04-03 |
2020-03-30 |
164 |
|
|
+RO |
2020-03-30 |
|
165 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED |
Cheng, Kan Lik 鄭勤力 |
-RO |
2019-04-03 |
2020-03-30 |
166 |
|
Shen, Yichen (SFC:BNV145) 沈屹辰 |
-Rep |
2018-11-21 |
2020-03-31 |
167 |
|
Yau, Patrick (SFC:AFT664) 尤必正 |
-RO |
2019-02-13 |
2020-03-30 |
168 |
|
Yeung, Ka Ho (SFC:BOI246) 楊嘉豪 |
-Rep |
2019-04-29 |
2020-03-31 |
169 |
China PA Securities (Hong Kong) Company Limited |
Cheng, Kong Wai 鄭江偉 |
-Rep |
2019-12-11 |
2020-04-02 |
170 |
|
|
-RO |
2020-04-02 |
2021-01-28 |
171 |
China Renaissance Securities (Hong Kong) Limited |
Song, Yang (SFC:AQJ814) 宋暘 |
-Rep |
2020-03-30 |
2020-07-29 |
172 |
|
Yao, Yunge 姚蘊格 |
-Rep |
2020-03-30 |
2021-05-06 |
173 |
China Securities (International) Corporate Finance Company Limited |
Xiao, Yuanqing 肖遠晴 |
-Rep |
2016-06-10 |
2020-04-06 |
174 |
|
Yen, George Chang Chi 嚴昌麒 |
+RO |
2020-03-31 |
|
175 |
China Universal Asset Management (Hong Kong) Company Limited |
Wang, Bo (SFC:BJO650) 王博 |
-Rep |
2017-05-18 |
2020-03-31 |
176 |
CHINA XIN YONGAN FUTURES COMPANY LIMITED |
Lee, Kai Ni 李佳妮 |
+Rep |
2020-04-01 |
|
177 |
CHONG HING SECURITIES LIMITED |
Wong, Chin Pang (SFC:ACK102) 黃展鵬 |
-Rep |
2020-04-03 |
2022-07-31 |
178 |
CHOW SANG SANG SECURITIES LIMITED |
Chan, Stephen Sze Yung 陳詩揚 |
-RO |
2018-09-17 |
2020-04-03 |
179 |
CHUNG LEE SECURITIES COMPANY LIMITED |
Suen, Ting Fong Boris 孫廷方 |
-Rep |
2020-04-01 |
2020-11-30 |
180 |
CICC US Securities (Hong Kong) Limited |
Ho, Jason Yuen Pang 何遠鵬 |
-Rep |
2020-04-09 |
2022-10-31 |
181 |
CIF Asset Management Limited |
Chan, Tsz Kit (SFC:BEI582) 陳子杰 |
-Rep |
2020-04-01 |
2020-07-21 |
182 |
|
Wang, Eric Bing 王兵 |
-RO |
2017-09-27 |
2020-04-03 |
183 |
CIF Global Markets (HK) Limited |
Chan, Chi Shing (SFC:AON830) 陳志成 |
-RO |
2018-07-03 |
2020-03-30 |
184 |
|
Chan, Chung Keung 陳仲強 |
-Rep |
2017-11-17 |
2020-03-30 |
185 |
|
Chan, Tsz Kit (SFC:BEI582) 陳子杰 |
-Rep |
2018-04-26 |
2020-03-30 |
186 |
|
Ip, Kar Kok 葉家玨 |
-Rep |
2018-05-10 |
2020-03-30 |
187 |
|
Kong, Chi Ho (SFC:AXI329) 江志豪 |
-Rep |
2018-05-11 |
2020-03-30 |
188 |
|
Lam, Ho Kan 林浩勤 |
-Rep |
2019-04-12 |
2020-03-30 |
189 |
|
Lau, Hoi Chi (SFC:BGN354) 劉海智 |
-Rep |
2018-09-13 |
2020-03-30 |
190 |
|
Lau, Kwun Shing 劉冠成 |
-Rep |
2017-10-25 |
2020-03-30 |
191 |
|
Lau, Nim Cho 劉念祖 |
-RO |
2018-05-17 |
2020-03-30 |
192 |
|
Lin, Chun Keung 林進強 |
-Rep |
2017-10-25 |
2020-03-30 |
193 |
CIFM Asset Management (Hong Kong) Limited |
Zhong, Ming (SFC:BIH896) 鍾嗚 |
-Rep |
2016-10-03 |
2020-04-01 |
194 |
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED |
Hou, Linlin 侯林林 |
-Rep |
2018-10-26 |
2020-04-01 |
195 |
CIS SECURITIES ASSET MANAGEMENT LIMITED |
Lee, Ming Shui 李銘水 |
-Rep |
2017-05-09 |
2020-04-06 |
196 |
Cithara Investment International Limited |
Zhu, Guoji 朱国基 |
-Rep |
2018-06-14 |
2020-03-31 |
197 |
CITIC Securities (Hong Kong) Limited |
Hua, Zhenyu 華震宇 |
-Rep |
2017-12-29 |
2020-04-03 |
198 |
|
Huang, Xinyi (SFC:BOD558) 黃馨怡 |
-Rep |
2020-03-31 |
2020-08-19 |
199 |
|
Lin, Joseph Tawei 林達崴 |
-Rep |
2020-03-30 |
2022-08-19 |
200 |
|
Taylor, Richard Kirby (SFC:ACO169) |
-RO |
|
2020-04-03 |
201 |
CITIC Securities Asset Management (HK) Limited |
Liu, Guangming (SFC:BDD671) 劉廣明 |
-RO |
2017-03-17 |
2020-03-31 |
202 |
CITIC Securities Brokerage (HK) Limited |
Wong, Hau Yee (SFC:BPM733) 王巧儀 |
+Rep |
2020-03-27 |
|
203 |
CITIC Securities International Global Markets Limited |
Liu, Guangming (SFC:BDD671) 劉廣明 |
-Rep |
2019-05-10 |
2020-03-31 |
204 |
Citigroup Global Markets Asia Limited |
Chen, Ji (SFC:ANZ537) 陳迹 |
-Rep |
2011-08-26 |
2020-04-03 |
205 |
|
Choi, Yin On 蔡賢安 |
-Rep |
2015-06-08 |
2020-04-07 |
206 |
|
|
-RO |
2020-04-07 |
2021-04-23 |
207 |
|
Han, Jinsoo 韓溱洙 |
-Rep |
2017-11-20 |
2020-03-27 |
208 |
|
Mao, Wei (SFC:ATD879) 毛威 |
+Rep |
2020-03-30 |
|
209 |
|
Shang, Yuxiao 尚雨瀟 |
-Rep |
2020-03-30 |
2021-05-10 |
210 |
Clarity Investment Partners Limited |
Liang, Danlin 梁丹林 |
-Rep |
2019-06-12 |
2020-04-03 |
211 |
CLSA LIMITED |
Hua, Zhenyu 華震宇 |
-Rep |
2017-12-29 |
2020-04-03 |
212 |
|
Huang, Xinyi (SFC:BOD558) 黃馨怡 |
-Rep |
2020-03-31 |
2020-08-19 |
213 |
|
Lee, Kenneth Shon Kee 李崇基 |
-Rep |
2020-04-06 |
2021-10-07 |
214 |
|
Lin, Joseph Tawei 林達崴 |
-Rep |
2020-03-30 |
2022-08-19 |
215 |
|
Sun, Zhe (SFC:BLO827) 孫哲 |
-Rep |
2017-11-23 |
2020-04-09 |
216 |
|
Taylor, Richard Kirby (SFC:ACO169) |
-RO |
2018-04-23 |
2020-04-03 |
217 |
CMB International Asset Management Limited |
Lu, David Tsz Hin 陸子軒 |
-Rep |
2020-04-03 |
2020-06-15 |
218 |
CMB International Capital Limited |
Li, Jingyi (SFC:BNN754) 李靜怡 |
-Rep |
2018-09-06 |
2020-03-31 |
219 |
|
Sun, Lida (SFC:BBS690) 孫力達 |
-Rep |
2018-02-22 |
2020-04-03 |
220 |
CMB International Securities Limited |
Li, Jingyi (SFC:BNN754) 李靜怡 |
-Rep |
2019-02-15 |
2020-03-31 |
221 |
|
Wen, Chan-Chun 溫展俊 |
-Rep |
2020-03-27 |
2022-07-28 |
222 |
CMBC ASSET MANAGEMENT COMPANY LIMITED |
Lee, Chun Hong (SFC:BGQ365) 李俊康 |
-Rep |
2020-03-30 |
2022-01-14 |
223 |
CMBC SECURITIES COMPANY LIMITED |
Guang, Ao 光驁 |
-Rep |
2020-03-30 |
2020-06-15 |
224 |
|
Lee, Chun Hong (SFC:BGQ365) 李俊康 |
-Rep |
2020-03-30 |
2022-01-14 |
225 |
|
Yao, Xinchen 姚昕辰 |
+Rep |
2020-04-09 |
|
226 |
|
Zhao, Bowen (SFC:BMF161) 趙博聞 |
-Rep |
2020-04-06 |
2021-12-21 |
227 |
CMS CAPITAL (HK) CO., LIMITED |
Zhou, Chen (SFC:BPD879) 周辰 |
-Rep |
2019-12-04 |
2020-04-07 |
228 |
|
|
-RO |
2020-04-07 |
2021-04-26 |
229 |
CNCBI Asset Management Limited |
Chen, Weihang 陳偉航 |
-Rep |
2020-03-24 |
2020-04-09 |
230 |
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED |
Tam, Sze Chuen 譚思晉 |
-Rep |
2016-07-01 |
2020-04-06 |
231 |
CORPORATE BROKERS LIMITED |
Chan, Sun Wo 陳巽和 |
-Rep |
2005-01-25 |
2020-03-31 |
232 |
|
Lee, Kit Man (SFC:ANG322) 李潔文 |
-Rep |
2006-05-11 |
2020-03-31 |
233 |
|
Leung, Paulina May Sheung 梁美嫦 |
-Rep |
|
2020-03-31 |
234 |
|
Wong, Anthony Chi Sing 黃志成 |
-Rep |
2010-10-05 |
2020-03-31 |
235 |
CORPORATE COMMODITIES LIMITED |
Chan, Sun Wo 陳巽和 |
-Rep |
2005-01-26 |
2020-03-31 |
236 |
|
Wong, Anthony Chi Sing 黃志成 |
-Rep |
2011-11-07 |
2020-03-31 |
237 |
Cosmos One Capital Limited |
Chan, Wai Fung (SFC:AWT462) 陳偉鋒 |
+RO |
2020-04-02 |
|
238 |
|
Ng, Christ Sau Wah 伍秀華 |
+RO |
2020-04-02 |
|
239 |
CPPIB Asia Inc. |
Bai, Xue (SFC:BPD570) 白雪 |
-Rep |
2019-11-29 |
2020-04-01 |
240 |
CR Wealth and Asset Management Limited |
Yao, Yunge 姚蘊格 |
-Rep |
2020-03-30 |
2021-05-06 |
241 |
Credit Suisse (Hong Kong) Limited |
Au Yeung, Shui Ying Cecilia 歐陽瑞櫻 |
-Rep |
2020-04-02 |
2021-02-11 |
242 |
|
Koh, Boon Wee 許汶偉 |
-Rep |
2017-03-06 |
2020-03-31 |
243 |
|
Sim, Jeong Soo |
-Rep |
2014-08-11 |
2020-03-27 |
244 |
|
Sohn, Amanda Yoo Jung |
-Rep |
2020-04-02 |
2023-03-08 |
245 |
|
Stephens, John William |
-Rep |
2020-01-22 |
2020-04-02 |
246 |
|
|
-RO |
2020-04-02 |
2023-09-20 |
247 |
|
Tan, Michael Boon Suan |
-RO |
2016-07-05 |
2020-04-02 |
248 |
|
|
-Rep |
2020-04-02 |
2022-05-03 |
249 |
|
Wang, Pingping (SFC:AQI580) 王平平 |
-Rep |
2016-12-05 |
2020-03-31 |
250 |
|
Xiao, Xiao (SFC:BKG598) 肖晓 |
-Rep |
2017-08-07 |
2020-03-27 |
251 |
|
Xu, Xiaohui (SFC:AOA592) 徐曉慧 |
-Rep |
2015-03-13 |
2020-04-06 |
252 |
|
Yeoh, Chye Chuan Eric 楊財泉 |
-Rep |
2018-03-07 |
2020-03-31 |
253 |
Credit Suisse Securities (Hong Kong) Limited |
Koh, Boon Wee 許汶偉 |
-Rep |
2017-03-06 |
2020-03-31 |
254 |
|
Sohn, Amanda Yoo Jung |
-Rep |
2020-04-02 |
2023-03-08 |
255 |
CSC FUTURES (HK) LIMITED |
Lin, Chun-Yao 林群堯 |
-Rep |
2020-03-30 |
2022-03-18 |
256 |
CSC SECURITIES (HK) LIMITED |
Cao, Wenqian 曹文乾 |
-Rep |
2020-04-09 |
2020-08-23 |
257 |
|
Lai, Tsung-Yu 賴宗裕 |
-Rep |
2020-04-06 |
2020-06-05 |
258 |
CSOP Asset Management Limited |
Lu, Yan (SFC:ARH429) 陸彥 |
-RO |
2017-12-11 |
2020-04-01 |
259 |
|
Tao, Tao (SFC:BMP526) 陶濤 |
-Rep |
2018-03-27 |
2020-03-31 |
260 |
CVP Asset Management Limited |
Tung, Chun Fai 董駿暉 |
-Rep |
2020-04-02 |
2023-03-28 |
261 |
CVP Securities Limited |
Mimaki, Hiroyuki |
-Rep |
2020-03-27 |
2020-05-07 |
262 |
Daiwa Capital Markets Hong Kong Limited |
Diao, Enze 刁恩泽 |
-Rep |
2020-04-06 |
2021-09-03 |
263 |
|
Lu, Jianjie 陸建杰 |
-Rep |
2017-12-20 |
2020-04-08 |
264 |
|
Xu, Manrui 徐曼睿 |
-Rep |
2020-04-06 |
2024-03-28 |
265 |
Dawn Capital Limited |
Wang, Guanzhu 王冠珠 |
-Rep |
2020-01-20 |
2020-04-06 |
266 |
|
|
+RO |
2020-04-06 |
|
267 |
De Riva Asia Limited |
Shiu, Carmen Yin Man 邵燕文 |
+Rep |
2020-04-01 |
|
268 |
|
Shiu, Kam Man 邵錦文 |
-Rep |
2020-04-01 |
2020-07-03 |
269 |
DEUTSCHE SECURITIES ASIA LIMITED |
Joo, Jihyun Katherine 朱祉泫 |
-Rep |
2012-04-24 |
2020-03-30 |
270 |
|
Lee, Andrew (SFC:BES685) |
-Rep |
2015-01-02 |
2020-03-31 |
271 |
|
Li, Cheng (SFC:BDT950) 李琤 |
-Rep |
2018-04-23 |
2020-03-27 |
272 |
|
Liu, Chin Hang 廖梓珩 |
-Rep |
2014-08-06 |
2020-03-31 |
273 |
|
Yip, Fung 葉豐 |
-Rep |
2018-01-08 |
2020-04-03 |
274 |
|
Zhou, Shuoying 周碩莹 |
-Rep |
2019-06-12 |
2020-03-30 |
275 |
Dongxing Securities (Hong Kong) Company Limited |
Chow, Tin Pui 周天沛 |
-Rep |
2020-04-03 |
2022-07-09 |
276 |
DONVEX CAPITAL LIMITED |
Kan, Philip Siu Lun 簡兆麟 |
-Rep |
2020-01-14 |
2020-03-30 |
277 |
|
|
-RO |
2020-03-30 |
2024-05-06 |
278 |
DOUBLE S CAPITAL LIMITED |
Yeung, Niki Ning Ki 楊靈機 |
-Rep |
2020-04-06 |
2020-06-08 |
279 |
DT Securities & Futures Co. Limited |
Yu, Isaac Ngai Lung 余毅龍 |
-Rep |
2020-04-08 |
2022-02-11 |
280 |
DWS Investments Hong Kong Limited |
Resovac, Denis |
-Rep |
2017-04-10 |
2020-03-31 |
281 |
Dymon Asia Capital (HK) Limited |
Liu, Suyang 劉蘇阳 |
-Rep |
2017-03-28 |
2020-03-31 |
282 |
Eastern Marathon Investment Management (Hong Kong) Company Limited |
Li, Dongfang (SFC:BFJ635) 李東方 |
-Rep |
2018-01-12 |
2020-03-31 |
283 |
Eastspring Investments (Hong Kong) Limited |
Ho, Ka Lun (SFC:BIN776) 何嘉倫 |
-Rep |
2020-04-09 |
2022-02-16 |
284 |
Eddid Securities and Futures Limited |
Chung, Lai Kit 鍾禮杰 |
-Rep |
2020-03-31 |
2020-08-11 |
285 |
|
Hung, Chun Kit (SFC:BCU325) 熊俊傑 |
-Rep |
2019-06-18 |
2020-03-31 |
286 |
|
|
-RO |
2020-03-31 |
2023-12-15 |
287 |
|
Li, Mengru (SFC:BNS481) 李夢茹 |
-Rep |
2020-03-31 |
2021-04-23 |
288 |
EFM ASSET MANAGEMENT LIMITED |
Deng, Simiao 鄧思邈 |
+Rep |
2020-04-09 |
|
289 |
ELLIOTT ADVISORS (HK) LIMITED |
Lai, Michael 賴冠宇 |
-Rep |
2016-06-28 |
2020-03-30 |
290 |
|
Smith, James Nicholas Barrie |
-Rep |
2019-10-31 |
2020-04-03 |
291 |
ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED |
Brady, Michael Scott |
-RO |
2006-10-31 |
2020-03-31 |
292 |
|
Ellis, Roger Peter Frederick |
-RO |
2006-10-31 |
2020-03-31 |
293 |
ELSTONE CAPITAL LIMITED |
Chow, King Yue Vision 鄒景裕 |
-Rep |
2018-09-24 |
2020-03-31 |
294 |
|
Liu, Chuen Fai Jeffy 廖俊輝 |
-Rep |
2018-08-24 |
2020-03-31 |
295 |
Emperio Securities And Assets Management Limited |
Fung, Koon Yan 馮冠欣 |
-Rep |
2020-03-31 |
2020-06-19 |
296 |
|
Mao, Lei (SFC:BML398) 毛磊 |
-Rep |
2020-04-07 |
2021-01-31 |
297 |
|
Ng, Yin Lam (SFC:AGK085) 吳彥霖 |
-Rep |
2020-03-31 |
2021-01-31 |
298 |
|
Wong, Chi-Kit (SFC:BBM642) 黃之傑 |
-Rep |
2020-03-30 |
2020-04-28 |
299 |
|
Wong, Chung Wai (SFC:BFU185) 黃中慧 |
-Rep |
2020-04-09 |
2021-01-22 |
300 |
EMPEROR SECURITIES LIMITED (HK) |
Lo, Ka Yan (SFC:ART643) 盧嘉欣 |
-Rep |
2011-09-14 |
2020-03-31 |
301 |
ENHANCED INVESTMENT PRODUCTS LIMITED |
McCabe, Andrew Robert (SFC:AWZ008) |
-Rep |
2018-08-17 |
2020-03-31 |
302 |
Entersys Asset Management Hong Kong Limited |
Tang, Andrew Ping Sum 鄧炳森 |
-RO |
2017-11-30 |
2020-03-31 |
303 |
Ever-Long Futures Limited |
Tsang, Kwong Hing 曾廣慶 |
-Rep |
2020-04-03 |
2020-12-10 |
304 |
EVER-LONG SECURITIES COMPANY LIMITED |
Cheung, Wilson Kin 張健 |
-RO |
2016-06-16 |
2020-03-31 |
305 |
|
Ng, Shun Fu 吳巽富 |
-RO |
|
2020-03-31 |
306 |
|
Tsang, Kwong Hing 曾廣慶 |
-Rep |
2020-04-03 |
2020-12-10 |
307 |
Everbright Securities Investment Services (HK) Limited |
Lam, Pui Tat 林培達 |
-Rep |
2006-02-03 |
2020-03-31 |
308 |
|
Lam, Sui Lan 林瑞蘭 |
-Rep |
2018-02-27 |
2020-03-27 |
309 |
|
Lee, Cindy Yee Wah 李綺華 |
-Rep |
2019-08-12 |
2020-03-27 |
310 |
|
So, Tsz To 蘇子滔 |
+Rep |
2020-04-02 |
|
311 |
Evercore Asia Limited |
Yung, Keen Ming |
-Rep |
2019-01-14 |
2020-03-27 |
312 |
Evergrande Futures (Hong Kong) Limited |
Li, Louis Lok Tao 李樂陶 |
-Rep |
2015-10-02 |
2020-04-06 |
313 |
|
Zhang, Jiahao (SFC:BNS460) 張佳豪 |
-Rep |
2018-10-25 |
2020-04-08 |
314 |
Evergrande Securities (Hong Kong) Limited |
Li, Louis Lok Tao 李樂陶 |
-Rep |
2015-10-02 |
2020-04-06 |
315 |
|
Zhang, Jiahao (SFC:BNS460) 張佳豪 |
-Rep |
2018-10-25 |
2020-04-08 |
316 |
|
Zhou, Yiming (SFC:BNG180) 周一鳴 |
-Rep |
2019-11-01 |
2020-04-03 |
317 |
EWARTON SECURITIES LIMITED |
Wong, Kam Lee 黃錦利 |
-Rep |
2011-07-27 |
2020-03-30 |
318 |
ExodusPoint Capital Management Hong Kong, Limited |
Sweeney, Kirk Chester |
-Rep |
2020-04-02 |
2020-07-03 |
319 |
EXS Capital Asia Limited |
Solberg, Eric Norman |
-RO |
2008-06-12 |
2020-04-01 |
320 |
FAIR CAPITAL MANAGEMENT LIMITED |
Ho, Wang Wai 何泓慧 |
-RO |
2019-07-16 |
2020-03-31 |
321 |
Fengde Capital Limited |
Choi, Hiu Ting 蔡曉婷 |
-Rep |
2020-04-08 |
2023-06-04 |
322 |
FIL Investment Advisors |
Rikkerink, Henk Jan |
-RO |
2018-06-21 |
2020-04-06 |
323 |
FIL Investment Management (Hong Kong) Limited |
Fung, Michele Miu Ting 馮妙婷 |
-Rep |
2006-10-31 |
2020-03-31 |
324 |
|
Rikkerink, Henk Jan |
-RO |
2018-06-21 |
2020-04-06 |
325 |
Finloop Finance Limited |
Xu, Xu (SFC:AVL306) 許煦 |
-Rep |
2020-02-28 |
2020-04-07 |
326 |
|
|
-RO |
2020-04-07 |
2022-07-31 |
327 |
FIRST BEIJING INVESTMENT LIMITED |
Fan, Changxiang 范暢翔 |
-RO |
2018-07-30 |
2020-03-31 |
328 |
FIRST SHANGHAI FUTURES LIMITED |
Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 |
-Rep |
2020-04-07 |
2024-05-17 |
329 |
|
Lee, Chun Hung (SFC:BFZ355) 李振鴻 |
-Rep |
2018-11-13 |
2020-04-03 |
330 |
FIRST SHANGHAI SECURITIES LIMITED |
Huang, Haici 黃海慈 |
-Rep |
2020-04-08 |
2023-02-28 |
331 |
|
Lee, Chun Hung (SFC:BFZ355) 李振鴻 |
-Rep |
2018-11-13 |
2020-04-03 |
332 |
|
Qu, Jiayi 曲佳宜 |
-Rep |
2020-04-08 |
2024-04-30 |
333 |
FITCH (HONG KONG) LIMITED |
Hui, Wai Hay 許偉熙 |
+Rep |
2020-03-30 |
|
334 |
|
Wang, Yue (SFC:BJD659) 王悅 |
-Rep |
2020-04-09 |
2023-03-27 |
335 |
FORTUNE (HK) SECURITIES LIMITED |
Fong, Vivian Wai Ying 方韋盈 |
-Rep |
2019-04-10 |
2020-04-09 |
336 |
|
Wong, Pui Wan (SFC:AWL858) 黃佩雲 |
-Rep |
2018-05-10 |
2020-04-01 |
337 |
Fortune Asset Management Limited (HK) |
|
-Rep |
2018-05-10 |
2020-04-01 |
338 |
FORTUNE FINANCIAL CAPITAL LIMITED |
Fong, Vivian Wai Ying 方韋盈 |
-Rep |
2019-04-10 |
2020-04-09 |
339 |
Fosun International Securities Limited |
Ng, Wing Tai 吳永泰 |
-Rep |
2020-04-07 |
2020-07-03 |
340 |
|
Wong, Mei Sze (SFC:ATY711) 王美斯 |
-Rep |
2017-06-13 |
2020-04-08 |
341 |
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED |
He, Tianzhong 何天仲 |
-Rep |
2020-04-01 |
2020-11-16 |
342 |
FOUNDER FUTURES (HONG KONG) LIMITED |
Gao, Fang (SFC:BNY749) 高放 |
-Rep |
2019-06-26 |
2020-04-01 |
343 |
|
Ip, Thomas Hon Tak 葉漢德 |
-Rep |
2020-04-07 |
2020-05-19 |
344 |
|
Zhuang, Wei (SFC:BCE948) 庄偉 |
-Rep |
2020-04-06 |
2020-05-07 |
345 |
FOUNDER SECURITIES (HONG KONG) LIMITED |
Gao, Fang (SFC:BNY749) 高放 |
-RO |
2019-09-24 |
2020-04-01 |
346 |
|
Ip, Thomas Hon Tak 葉漢德 |
-Rep |
2020-04-07 |
2020-05-19 |
347 |
|
Ma, Shuting 馬姝婷 |
-Rep |
2019-12-10 |
2020-03-28 |
348 |
|
Yip, Kin 葉堅 |
-Rep |
2018-12-12 |
2020-04-10 |
349 |
|
Zhuang, Wei (SFC:BCE948) 庄偉 |
-Rep |
2020-04-06 |
2020-05-07 |
350 |
FRONTIER CAPITAL MANAGEMENT LIMITED (HK) |
Chan, Kin Ho (SFC:BPK615) 陳建豪 |
-Rep |
2020-03-31 |
2020-07-21 |
351 |
FULBRIGHT FUTURES LIMITED |
Poon, Lai Man 潘麗敏 |
-Rep |
2020-03-11 |
2020-04-02 |
352 |
FULBRIGHT SECURITIES LIMITED |
|
-Rep |
2020-03-11 |
2020-04-02 |
353 |
FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED |
Ho, Jeffrey Chi Hang 何知衡 |
-RO |
2017-08-03 |
2020-03-31 |
354 |
Futu Securities International (HONG KONG) Limited |
Chu, Yiu Fai 朱耀暉 |
-Rep |
2019-06-05 |
2020-04-10 |
355 |
Future Growth Financial Services Limited |
Lui, Korman Cho Mau 雷祖謀 |
-RO |
2016-03-02 |
2020-03-27 |
356 |
GaoTeng Global Asset Management Limited |
Wang, Shuhua (SFC:BJC950) 汪樹華 |
+Rep |
2020-03-27 |
|
357 |
GAOYU SECURITIES LIMITED |
Lee, Bryan Kwun Leung 李冠樑 |
-Rep |
2016-07-11 |
2020-04-01 |
358 |
GATEWAY CAPITAL (HONG KONG) LIMITED |
Chan, Lionel Chun Yan 陳俊因 |
-Rep |
2017-05-08 |
2020-04-05 |
359 |
GCAM Limited |
Eu, Conroy Yee Han 余義漢 |
-RO |
2004-10-19 |
2020-04-01 |
360 |
GF Asset Management (Hong Kong) Limited |
Ding, Hanying 丁菡潁 |
-Rep |
2020-04-01 |
2021-11-25 |
361 |
GF Capital (Hong Kong) Limited |
Chow, Tsz Kit Vincent 周子傑 |
-Rep |
2018-01-09 |
2020-04-06 |
362 |
GF FUTURES (HONG KONG) CO., LIMITED |
Cong, Lufeng (SFC:AKI549) 叢魯峰 |
-Rep |
2018-01-16 |
2020-04-06 |
363 |
GF International Investment Management Limited |
Peng, Siyu (SFC:BMQ545) 彭思羽 |
-Rep |
2018-04-03 |
2020-04-01 |
364 |
GF Securities (Hong Kong) Brokerage Limited |
Cheng, Chia-Yi 鄭家懿 |
-Rep |
2020-03-31 |
2021-07-06 |
365 |
|
Chow, Tsz Kit Vincent 周子傑 |
-Rep |
2018-10-30 |
2020-04-06 |
366 |
|
Cong, Lufeng (SFC:AKI549) 叢魯峰 |
-RO |
2018-06-13 |
2020-04-06 |
367 |
|
Poon, Wai Yip (SFC:AUI080) 潘偉業 |
-Rep |
2017-11-17 |
2020-04-06 |
368 |
|
Wong, Tin Yu (SFC:AFS830) 黃天宇 |
-RO |
2018-03-07 |
2020-04-06 |
369 |
GFI (HK) SECURITIES L.L.C. |
Berkane, Chiraz |
+Rep |
2020-04-01 |
|
370 |
|
Cheung, Chung Yin (SFC:BNZ123) 張仲言 |
-Rep |
2020-04-01 |
2022-10-21 |
371 |
|
Chilewicz, Rodolphe Francois |
-Rep |
2017-09-29 |
2020-03-31 |
372 |
|
Kim, Min Jung (SFC:BNC085) 金玟貞 |
-Rep |
2020-04-01 |
2021-08-31 |
373 |
|
Law, Nga Ying 羅雅盈 |
+Rep |
2020-04-01 |
|
374 |
|
Lee, Jonathan Pak San 李柏燊 |
-Rep |
2020-04-01 |
2021-02-26 |
375 |
|
Tlili, Mourad |
-Rep |
2020-04-01 |
2020-09-04 |
376 |
GL China Equity HK Management Limited |
Sun, Fengqiang 孫鳳強 |
-RO |
2019-01-17 |
2020-03-27 |
377 |
GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED |
Man, Elton Kong Yui 文剛銳 |
-RO |
2017-08-25 |
2020-04-01 |
378 |
GLOBAL MASTERMIND FUTURES LIMITED |
|
-RO |
2018-05-08 |
2020-04-01 |
379 |
GLOBAL MASTERMIND SECURITIES LIMITED |
|
-RO |
2017-08-25 |
2020-04-01 |
380 |
Glory Sun Securities Limited |
Chan, Frank Hong Ming 陳康明 |
-Rep |
2020-04-01 |
2020-09-28 |
381 |
|
Hsu, Shih-Huang 許詩凰 |
-Rep |
2015-09-15 |
2020-03-31 |
382 |
GLY CAPITAL MANAGEMENT LIMITED |
Lai, Shengnan 賴盛楠 |
-Rep |
2019-07-24 |
2020-03-27 |
383 |
GMO-Z.com Forex HK Limited |
Kwan, Kai Lung 關啟隆 |
-Rep |
2018-08-07 |
2020-04-09 |
384 |
|
Wong, Kin Ming (SFC:ACS342) 黃健明 |
+Rep |
2020-03-30 |
|
385 |
GOLDEN HILL INVESTMENT COMPANY LIMITED |
Ting, Irene Wai Ying 丁慧瑩 |
-RO |
2013-09-02 |
2020-04-07 |
386 |
Golden K2 Securities Limited |
Lau, Hon Wai (SFC:ACI109) 劉漢威 |
-Rep |
2020-04-02 |
2020-05-28 |
387 |
GOLDMAN SACHS (ASIA) L.L.C. |
Cui, Wei (SFC:BLW939) 崔瑋 |
-Rep |
2018-08-14 |
2020-04-02 |
388 |
|
Dong, Yinfei 董寅斐 |
-Rep |
2016-06-13 |
2020-03-31 |
389 |
|
Kumar, Ajay (SFC:ARN358) |
-Rep |
2012-05-25 |
2020-03-28 |
390 |
|
Narayanan, Arvind |
-Rep |
2016-07-29 |
2020-04-01 |
391 |
|
Wang, Shuyi (SFC:BOR746) 王姝儀 |
-Rep |
2019-08-09 |
2020-03-28 |
392 |
|
Zhang, Chibin 張弛斌 |
-Rep |
2019-08-23 |
2020-03-27 |
393 |
GOLDMAN SACHS (ASIA) SECURITIES LIMITED |
Cui, Wei (SFC:BLW939) 崔瑋 |
-Rep |
2018-08-16 |
2020-04-02 |
394 |
|
Kumar, Ajay (SFC:ARN358) |
-Rep |
2016-10-11 |
2020-03-28 |
395 |
|
Narayanan, Arvind |
-Rep |
2016-10-11 |
2020-04-01 |
396 |
|
Zhang, Chibin 張弛斌 |
-Rep |
2019-08-23 |
2020-03-27 |
397 |
Grand Capital Futures Limited |
Chau, Lai Ping 周黎萍 |
+Rep |
2020-04-01 |
|
398 |
Grand Capital Securities Limited |
|
+Rep |
2020-04-01 |
|
399 |
GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED |
Tam, Arthur Kin Man 譚建文 |
-RO |
2017-11-07 |
2020-03-27 |
400 |
GRAND PARTNERS SECURITIES LIMITED |
|
-RO |
2017-06-29 |
2020-03-27 |
401 |
Great Wall Pan Asia Asset Management Limited |
Dong, Yunyu 董韞玉 |
-Rep |
2020-04-03 |
2023-05-08 |
402 |
Greater Bay Area Development Fund Management Limited |
Chen, Yiqiong 陳屹琼 |
-RO |
2019-04-15 |
2020-03-31 |
403 |
Greencourt Financial Co., Limited |
Deng, Yuqun 鄧雨群 |
-Rep |
2019-05-24 |
2020-03-31 |
404 |
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED |
Lo, Philip Chung Ho 盧頌濠 |
-Rep |
2019-01-09 |
2020-04-01 |
405 |
GUOTAI JUNAN CAPITAL LIMITED |
Zhou, Pei (SFC:BPM792) 周沛 |
-Rep |
2020-03-27 |
2022-03-09 |
406 |
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED |
Ho, Kenny Yui Kwong 何銳光 |
-Rep |
2019-09-11 |
2020-04-06 |
407 |
|
|
-RO |
2020-04-06 |
2023-02-24 |
408 |
|
Li, Yiting (SFC:BMI083) 李逸婷 |
-Rep |
2018-02-13 |
2020-04-09 |
409 |
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED |
Cheung, Kin Wah (SFC:AAD570) 張建華 |
-Rep |
2019-09-09 |
2020-04-05 |
410 |
|
Ho, Kenny Yui Kwong 何銳光 |
-Rep |
2019-09-11 |
2020-04-06 |
411 |
|
|
-RO |
2020-04-06 |
2023-02-24 |
412 |
|
Li, Yiting (SFC:BMI083) 李逸婷 |
-Rep |
2018-02-13 |
2020-04-09 |
413 |
|
Ren, Tingting (SFC:BPM216) 任婷婷 |
-Rep |
2020-03-27 |
2021-07-03 |
414 |
|
Wong, Vincent Kwok Lai 黃國禮 |
-Rep |
2020-03-27 |
2020-10-15 |
415 |
|
Yuen, David Ka Lok 阮家洛 |
-Rep |
2016-03-10 |
2020-03-31 |
416 |
|
Zhou, Yulong (SFC:BPB475) 周宇龙 |
+Rep |
2020-04-06 |
|
417 |
GUOYUAN CAPITAL (HONG KONG) LIMITED |
Li, Wai Kuen 李惠娟 |
-RO |
2014-10-30 |
2020-03-31 |
418 |
HAITONG INTERNATIONAL CAPITAL LIMITED |
Li, Kefei 李克非 |
+Rep |
2020-04-08 |
|
419 |
|
Ye, Rong (SFC:BCY469) 葉榕 |
-Rep |
2020-04-01 |
2020-10-07 |
420 |
HAITONG INTERNATIONAL FUTURES LIMITED |
Au, Sen Ming Samuel 歐宸銘 |
-Rep |
2018-04-20 |
2020-04-05 |
421 |
|
Bao, Wenjia 包文佳 |
-Rep |
2017-08-21 |
2020-04-04 |
422 |
|
Tsang, Kwong Hing 曾廣慶 |
-Rep |
2019-09-12 |
2020-04-01 |
423 |
|
Wai, Bob Chi Ho 衛致豪 |
-Rep |
2018-12-18 |
2020-04-09 |
424 |
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED |
Au, Sen Ming Samuel 歐宸銘 |
-Rep |
2018-04-20 |
2020-04-05 |
425 |
|
Bao, Wenjia 包文佳 |
-Rep |
2017-08-21 |
2020-04-04 |
426 |
|
Li, Kefei 李克非 |
+Rep |
2020-04-08 |
|
427 |
|
Tsang, Isabella Man Shan 曾雯珊 |
-Rep |
2020-04-02 |
2021-07-09 |
428 |
|
Tsang, Kwong Hing 曾廣慶 |
-Rep |
2019-09-12 |
2020-04-01 |
429 |
|
Wai, Bob Chi Ho 衛致豪 |
-Rep |
2018-12-18 |
2020-04-09 |
430 |
|
Ye, Rong (SFC:BCY469) 葉榕 |
-Rep |
2020-04-01 |
2020-10-07 |
431 |
HakuCapital Global Investment Advisers Limited |
Campbell, Job Ezra |
-Rep |
2019-10-10 |
2020-03-31 |
432 |
|
Stanley, Robert Charles |
-Rep |
2019-10-15 |
2020-03-31 |
433 |
Hang Tang International Capital Management Limited |
Suen, Man Kit 孫文傑 |
-Rep |
2019-12-20 |
2020-04-07 |
434 |
Hao Tian Asset Management Limited |
Lai, Vincent Wai Chung 黎維頌 |
-RO |
2020-04-03 |
2021-09-19 |
435 |
|
So, Kin (SFC:AID232) 蘇健 |
-RO |
2018-06-27 |
2020-04-03 |
436 |
|
Zheng, Li (SFC:BNI087) 郑理 |
-RO |
2020-03-27 |
2020-12-26 |
437 |
Hao Tian International Futures Limited |
So, Kin (SFC:AID232) 蘇健 |
-Rep |
2018-09-06 |
2020-04-03 |
438 |
Hao Tian International Securities Limited |
|
-RO |
2018-06-27 |
2020-04-03 |
439 |
HARRIS FRASER (INTERNATIONAL) LIMITED |
Yau, May Ling 邱美玲 |
-Rep |
2013-08-05 |
2020-04-08 |
440 |
HARVEST GLOBAL INVESTMENTS LIMITED |
Zhang, Yan (SFC:BML709) 張灔 |
-Rep |
2018-03-14 |
2020-04-09 |
441 |
Hermitage Capital HK Limited |
Wong, Simon Hin Wing 黃顯榮 |
-Rep |
2020-03-30 |
2020-04-27 |
442 |
HEUNGKONG CAPITAL LIMITED |
Fung, Sik Lun 馮錫倫 |
-Rep |
2020-03-05 |
2020-04-02 |
443 |
|
|
-RO |
2020-04-02 |
2020-08-31 |
444 |
HK NOBLE SKY TREASURE SECURITIES LIMITED |
Ku, Leung Chi 顧良智 |
-Rep |
2015-12-14 |
2020-04-03 |
445 |
HOLOGRAM CAPITAL LIMITED |
Law, Ming Fan 羅銘勳 |
-Rep |
2018-11-12 |
2020-04-01 |
446 |
HONOR CAPITAL (HK) LIMITED |
Wong, Foelan 黃富仁 |
-Rep |
2020-03-02 |
2020-04-07 |
447 |
|
|
-RO |
2020-04-07 |
2021-03-31 |
448 |
Houlihan Lokey (China) Limited |
Wilson, Jeff Downing |
-RO |
2011-10-24 |
2020-03-31 |
449 |
HSBC BROKING FOREX (ASIA) LIMITED |
Yeung, Ho Shing 楊浩昇 |
-Rep |
2005-10-25 |
2020-04-08 |
450 |
|
Yip, Man Fei 葉敏飛 |
-Rep |
2020-04-03 |
2021-05-17 |
451 |
HSBC BROKING FUTURES (ASIA) LIMITED |
Tsang, Ching Yu 曾靜如 |
-Rep |
2013-06-21 |
2020-04-08 |
452 |
|
Yeung, Ho Shing 楊浩昇 |
-Rep |
2004-01-05 |
2020-04-08 |
453 |
HSBC BROKING SECURITIES (HONG KONG) LIMITED |
Lam, Chin Hong 林展鴻 |
-Rep |
2016-04-05 |
2020-04-08 |
454 |
|
Tsang, Ching Yu 曾靜如 |
-Rep |
|
2020-04-08 |
455 |
|
Yeung, Ho Shing 楊浩昇 |
-Rep |
2018-05-18 |
2020-04-08 |
456 |
HSBC Corporate Finance (Hong Kong) Limited |
Cheung, Chun Ki 張俊祺 |
-Rep |
2017-08-03 |
2020-03-30 |
457 |
|
Chung, Chi Kit (SFC:BOE388) 鍾志傑 |
-Rep |
2019-04-03 |
2020-04-09 |
458 |
|
Xu, Yunzhi 許蘊之 |
-Rep |
2020-04-07 |
2020-04-15 |
459 |
HSBC Global Asset Management (Hong Kong) Limited |
Cheung, Fuk Shing 張福城 |
+Rep |
2020-04-03 |
|
460 |
|
Hong, Alfred |
-Rep |
2020-04-03 |
2021-11-08 |
461 |
|
Law, Vanessa Cheuk Yan 羅卓恩 |
-Rep |
2020-03-27 |
2020-08-06 |
462 |
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED |
Cheung, Fuk Shing 張福城 |
+Rep |
2020-04-03 |
|
463 |
|
Hong, Alfred |
-Rep |
2020-04-03 |
2021-11-08 |
464 |
|
Law, Vanessa Cheuk Yan 羅卓恩 |
-Rep |
2020-03-27 |
2020-08-06 |
465 |
HSBC SECURITIES BROKERS (ASIA) LIMITED |
Mrosek, Martin Andreas |
-Rep |
2008-03-17 |
2020-03-30 |
466 |
|
|
+RO |
2020-03-30 |
|
467 |
Hua Liang Securities Limited |
Shum, Hon Wo 岑漢和 |
+Rep |
2020-03-27 |
|
468 |
HUA NAN SECURITIES (HK) LIMITED |
Cheung, Tak Yin 張德賢 |
-Rep |
2010-02-08 |
2020-03-31 |
469 |
Huarong International Securities Limited |
Lin, Ruohan 林若涵 |
-Rep |
2020-03-31 |
2021-05-17 |
470 |
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED |
Huang, Jiamin (SFC:BJG182) 黃嘉敏 |
-Rep |
2020-04-06 |
2022-03-11 |
471 |
|
Yun, Jing (SFC:BPN086) 雲晶 |
-Rep |
2020-04-09 |
2021-06-30 |
472 |
HUNG SING ASSET MANAGEMENT LIMITED |
Cao, Fengqiao 曹鳳橋 |
+Rep |
2020-04-07 |
|
473 |
I-ACCESS INVESTORS LIMITED |
Leung, Chun Bong (SFC:AEK319) 梁振邦 |
-RO |
2005-07-13 |
2020-04-06 |
474 |
iCapital Advisory Limited |
Mak, Eugene Wan Yan 麥穎恩 |
-Rep |
2019-11-20 |
2020-04-03 |
475 |
|
|
-RO |
2020-04-03 |
2020-09-28 |
476 |
ICBC Asset Management (Global) Company Limited |
Tang, Ho Ming Edmond 鄧灝明 |
-Rep |
2019-02-13 |
2020-03-31 |
477 |
|
Zhang, Chao (SFC:BLC114) 張超 |
-Rep |
2020-04-06 |
2023-09-14 |
478 |
ICBC Credit Suisse Asset Management (International) Company Limited |
Chen, Han (SFC:BPL438) 陳涵 |
+Rep |
2020-04-07 |
|
479 |
iFAST Global Markets (HK) Limited |
Lee, Ching Hang 李澄幸 |
+Rep |
2020-04-02 |
|
480 |
|
Zhou, Ye (SFC:BJI784) 周曄 |
-Rep |
2019-11-18 |
2020-03-31 |
481 |
iFAST Securities (HK) Limited |
Hung, Norasco Yu Nam 洪于南 |
-Rep |
|
2020-04-03 |
482 |
Impression Investment Limited |
Lam, Hiu Ling 林曉鈴 |
-Rep |
2020-04-06 |
2021-06-11 |
483 |
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED |
De Courcy Hughes, Callum John |
-RO |
2014-03-25 |
2020-04-09 |
484 |
|
Fujisaki, Daisuke |
-Rep |
2010-09-01 |
2020-04-03 |
485 |
|
|
+RO |
2020-04-03 |
|
486 |
INFINI CAPITAL MANAGEMENT LIMITED |
Ho, Ho 賀豪 |
-Rep |
2020-04-09 |
2020-05-25 |
487 |
INNOVAX CAPITAL LIMITED |
Chen, Pinzhu 陳品竹 |
-Rep |
2018-03-12 |
2020-04-04 |
488 |
Innovest Asset Management Limited |
Ho, Hoe Kay 何浩基 |
-Rep |
2020-04-09 |
2022-10-14 |
489 |
Innovest Securities Investment Limited |
|
-Rep |
2020-04-09 |
2022-07-01 |
490 |
INSTINET PACIFIC LIMITED |
Mui, Yu Yuk 梅如玉 |
-Rep |
2015-09-07 |
2020-03-30 |
491 |
INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED |
Tan, Chong Jin |
-Rep |
2014-06-06 |
2020-03-31 |
492 |
INVESCO HONG KONG LIMITED |
Wong, Freddy Ka Shing 黃嘉誠 |
-Rep |
2019-07-15 |
2020-04-03 |
493 |
|
|
+RO |
2020-04-03 |
|
494 |
IP Investment Management (HK) Limited |
Demehri, Arya Pariborz |
-Rep |
2019-11-22 |
2020-04-09 |
495 |
IPP Financial Advisers Limited |
Chan, Kwun Fung (SFC:BLK486) 陳冠峯 |
-Rep |
2017-12-05 |
2020-03-31 |
496 |
Ishana Capital Limited |
Beddard, Henry Terence |
-Rep |
2020-03-27 |
2023-02-03 |
497 |
J.P. MORGAN BROKING (HONG KONG) LIMITED |
Kwok, Fung Kiu (SFC:BPM164) 郭豐僑 |
+Rep |
2020-04-01 |
|
498 |
|
Xi, Xinchan 席新婵 |
-Rep |
2020-04-01 |
2022-08-31 |
499 |
|
Yan, Yichen 鄢一琛 |
-Rep |
2019-12-10 |
2020-03-31 |
500 |
J.P. MORGAN SECURITIES (FAR EAST) LIMITED |
Yu, Kaiyuan 俞凯元 |
-Rep |
2020-03-27 |
2021-01-05 |
501 |
Jefferies Hong Kong Limited |
Gordon, Thomas Lee Jr. |
-Rep |
2016-01-27 |
2020-03-31 |
502 |
|
Ra, Hye Rin 羅慧璘 |
-Rep |
2020-03-30 |
2021-03-26 |
503 |
|
Tang, Ruyi 唐如一 |
+Rep |
2020-04-09 |
|
504 |
JENERATION CAPITAL ADVISORS (HONG KONG) LIMITED |
Li, Yichao (SFC:BCX226) 李軼超 |
-Rep |
2018-04-24 |
2020-03-31 |
505 |
JMC Capital HK Limited |
Gao, Yingjie 高英杰 |
+Rep |
2020-04-03 |
|
506 |
|
Zheng, Yi (SFC:BPK769) 鄭怡 |
-Rep |
2020-03-30 |
2021-12-31 |
507 |
JMC Capital International Limited |
Gao, Yingjie 高英杰 |
+Rep |
2020-04-03 |
|
508 |
JPMorgan Asset Management (Asia Pacific) Limited |
Xu, Dan (SFC:BFB174) 徐丹 |
-Rep |
2020-03-27 |
2022-03-31 |
509 |
JPMorgan Funds (Asia) Limited |
Qiu, Yongyi 丘詠儀 |
-Rep |
2019-09-30 |
2020-04-01 |
510 |
K.K.M. SECURITIES LIMITED |
Tam, Ying Mary 譚瑩 |
-Rep |
2020-04-08 |
2021-03-31 |
511 |
Kaisa Asset Management Limited |
Wang, Jian (SFC:AVM361) 王健 |
-Rep |
2020-03-26 |
2020-04-06 |
512 |
Kaisa Financial Group Company Limited |
|
-Rep |
2020-03-26 |
2020-04-06 |
513 |
KAISER CAPITAL MANAGEMENT LIMITED |
Yip, Ming Kwan 葉明君 |
-RO |
2019-10-09 |
2020-04-01 |
514 |
KARL THOMSON INVESTMENT CONSULTANTS LIMITED |
Wong, Lawrence Kwok Keung 黃國強 |
-Rep |
2020-03-26 |
2020-03-31 |
515 |
|
|
-RO |
2020-03-31 |
2022-03-31 |
516 |
KARL-THOMSON SECURITIES COMPANY LIMITED |
|
-RO |
2020-03-31 |
2022-03-31 |
517 |
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED |
Jiang, Longlong 江隆隆 |
-RO |
2019-06-24 |
2020-03-31 |
518 |
KGI ASIA LIMITED |
Chan, Kwok Ho (SFC:AIC245) 陳國豪 |
-Rep |
2017-10-03 |
2020-03-28 |
519 |
|
Cheung, Tung Mui 張冬梅 |
-Rep |
2017-10-03 |
2020-03-27 |
520 |
|
Chow, Po Kan 周寶根 |
-Rep |
2017-11-08 |
2020-04-07 |
521 |
|
Lam, Andrew King Sun 林勁生 |
-Rep |
2017-10-03 |
2020-04-07 |
522 |
|
Leong, U Weng 梁宇榮 |
-Rep |
2020-04-01 |
2021-01-14 |
523 |
|
Leung, Chuen 梁泉 |
-Rep |
2017-10-03 |
2020-04-01 |
524 |
|
Liu, Kenny Ka Ho 廖家豪 |
-Rep |
2019-01-21 |
2020-03-28 |
525 |
|
Ma, Wing Lin 馬永麟 |
-Rep |
2017-10-03 |
2020-03-28 |
526 |
|
Ng, Mang Ming 伍孟鳴 |
-Rep |
2017-10-03 |
2020-03-28 |
527 |
|
Tam, Ka Kin (SFC:BAA281) 譚嘉鍵 |
-Rep |
2017-10-03 |
2020-04-02 |
528 |
|
Yeung, Freddy Sze Ho 楊思豪 |
-Rep |
2017-10-03 |
2020-03-31 |
529 |
|
Yu, Chun Wai (SFC:AWL989) 余俊緯 |
+Rep |
2020-03-30 |
|
530 |
|
Yue, Terence Man Chun 余文俊 |
-Rep |
2017-10-03 |
2020-03-29 |
531 |
KGI CAPITAL ASIA LIMITED |
Chung, Chi Hang (SFC:BIA002) 鍾智恆 |
-Rep |
2017-06-14 |
2020-04-01 |
532 |
KGI FUTURES (HONG KONG) LIMITED |
Leong, U Weng 梁宇榮 |
-Rep |
2020-04-01 |
2021-01-14 |
533 |
|
Liu, Kenny Ka Ho 廖家豪 |
-Rep |
2019-01-21 |
2020-03-28 |
534 |
|
Ng, Mang Ming 伍孟鳴 |
-Rep |
2017-06-19 |
2020-03-28 |
535 |
|
Yue, Terence Man Chun 余文俊 |
-Rep |
2011-09-14 |
2020-03-29 |
536 |
KILMOREY ASSET MANAGEMENT LIMITED |
Chu, Hon Kit 朱瀚傑 |
-Rep |
2020-01-07 |
2020-04-02 |
537 |
|
|
-RO |
2020-04-02 |
2020-08-31 |
538 |
|
Xu, Lingyan (SFC:ARI518) 徐凌艷 |
-Rep |
2019-11-26 |
2020-04-01 |
539 |
King Wai Asset Management Company Limited |
Ho, Kwong Kiu 何光翹 |
-RO |
2019-07-03 |
2020-04-09 |
540 |
|
Sun, Ge (SFC:BNH009) 孫戈 |
-Rep |
2020-03-02 |
2020-03-31 |
541 |
|
|
-RO |
2020-03-31 |
2023-06-05 |
542 |
KINGKEY ASSET MANAGEMENT LIMITED |
Lee, Desmond Kin Man 李健文 |
-Rep |
2020-04-03 |
2023-10-31 |
543 |
KINGSTONE INTERNATIONAL ADVISORS LIMITED |
Tam, Ho Yin (SFC:BNP538) 譚浩然 |
-Rep |
2018-11-22 |
2020-04-01 |
544 |
KINGSWAY CAPITAL LIMITED |
Wong, Chak Sang 王澤生 |
-Rep |
2020-04-09 |
2020-06-17 |
545 |
KINGSWAY FINANCIAL SERVICES GROUP LIMITED |
|
-Rep |
2020-04-09 |
2023-03-23 |
546 |
KO'S BROTHER SECURITIES COMPANY LIMITED |
Fung, Ka Man (SFC:APX127) 馮嘉汶 |
-Rep |
2007-12-03 |
2020-04-09 |
547 |
|
Fung, Pui Pui 馮佩佩 |
-Rep |
2003-07-08 |
2020-04-09 |
548 |
|
Lam, Chong Man 林忠文 |
-Rep |
2003-07-08 |
2020-04-06 |
549 |
|
Luk, Yim Ling (SFC:AGD556) 陸艷玲 |
-Rep |
2003-07-08 |
2020-04-06 |
550 |
|
Ng, Tin Yau (SFC:AAB239) 伍天有 |
-Rep |
2003-07-08 |
2020-04-09 |
551 |
KWAI HUNG SECURITIES COMPANY LIMITED |
Lam, Kit Hing 林潔卿 |
-Rep |
|
2020-03-31 |
552 |
|
Lau, Chi Toa 劉志圖 |
-Rep |
|
2020-03-31 |
553 |
|
Ng, Mi Fong 伍美芳 |
-Rep |
|
2020-03-31 |
554 |
LAMTEX SECURITIES LIMITED |
Yung, Ka Cheung 容家祥 |
-Rep |
2020-01-20 |
2020-03-27 |
555 |
|
|
-RO |
2020-03-27 |
2020-07-15 |
556 |
Lego Corporate Finance Limited |
Leung, Yeuk Hei 梁若希 |
-Rep |
2019-03-22 |
2020-04-09 |
557 |
LERTHAI Asset Management Limited |
Hung, Ping Wong 洪烯煌 |
-RO |
2019-03-07 |
2020-04-10 |
558 |
LERTHAI Securities (Hong Kong) Limited |
|
-RO |
2019-03-07 |
2020-04-10 |
559 |
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED |
Techasomboon, Dollapon |
-Rep |
2019-07-17 |
2020-04-07 |
560 |
Liquidnet Asia Limited |
Rhoades, Vivien Wing Man 歐陽穎雯 |
-Rep |
2017-03-23 |
2020-04-09 |
561 |
LMR Partners Limited |
Constantinescu, Clara-Andreea (SFC:BPC748) |
-Rep |
2019-11-25 |
2020-04-07 |
562 |
LOMBARD ODIER (HONG KONG) LIMITED |
Yeh, Ivan Hanson Shing Yue 葉承諭 |
-Rep |
2019-05-16 |
2020-04-03 |
563 |
Long Corridor Asset Management Limited |
Siu, Michael Yiu Han 蕭耀恒 |
-Rep |
2020-02-19 |
2020-04-07 |
564 |
|
|
+RO |
2020-04-07 |
|
565 |
Luk Fook Capital (HK) Limited |
Zee, Helen 徐閔 |
-Rep |
2020-02-26 |
2020-03-31 |
566 |
|
|
-RO |
2020-03-31 |
2022-02-14 |
567 |
LUK FOOK FUTURES (HK) LIMITED |
Kee, Sau Kam 紀秀琴 |
-Rep |
2015-02-16 |
2020-03-31 |
568 |
|
Lai, Chung-Chih 賴忠志 |
-Rep |
2019-12-03 |
2020-03-31 |
569 |
LUK FOOK SECURITIES (HK) LIMITED |
Kee, Sau Kam 紀秀琴 |
-Rep |
2015-02-16 |
2020-03-31 |
570 |
|
Lai, Chung-Chih 賴忠志 |
-Rep |
2019-12-03 |
2020-03-31 |
571 |
MAGIC COMPASS ASSET MANAGEMENT LIMITED |
Li, Derick Kam Ching 李金錚 |
-RO |
2020-04-07 |
2020-07-31 |
572 |
MAGIC COMPASS FUTURES LIMITED |
|
-RO |
2020-04-07 |
2020-07-31 |
573 |
MaiCapital Limited |
Jeong, Joseph Chu |
-Rep |
2020-04-02 |
2020-12-29 |
574 |
|
Ko, Seongjun 高晟準 |
-Rep |
2019-12-18 |
2020-03-27 |
575 |
MANGO FINANCIAL LIMITED |
Chau, Choi Lam 周采藍 |
-RO |
2018-02-20 |
2020-03-31 |
576 |
Manulife Investment Management (Hong Kong) Limited |
Chan, Yiu Wing (SFC:AIJ518) 陳耀榮 |
-Rep |
2020-03-27 |
2021-12-31 |
577 |
|
Chew, Emily Loei Yeen |
-Rep |
2016-09-29 |
2020-04-03 |
578 |
|
Li, Sek Fu 李錫富 |
-Rep |
2020-01-13 |
2020-04-01 |
579 |
|
|
-RO |
2020-04-01 |
2020-12-31 |
580 |
|
Wee, Liang Sin |
-Rep |
2018-09-26 |
2020-03-30 |
581 |
|
Wu, Chi Tse 吳紀澤 |
-Rep |
2015-06-18 |
2020-03-31 |
582 |
Mason Futures Limited (HK) |
Cheung, Ka Man (SFC:BFZ630) 張嘉雯 |
-Rep |
2018-05-16 |
2020-03-27 |
583 |
|
Ting, Sai Man 丁世民 |
-RO |
2017-12-05 |
2020-03-27 |
584 |
Mason Global Capital Limited |
Tseung, Kenneth Yuk Hei 蔣旭熙 |
-RO |
2018-05-15 |
2020-04-09 |
585 |
MASON INVESTMENT MANAGEMENT LIMITED |
Qiao, Yong 喬雍 |
-Rep |
2019-02-13 |
2020-04-03 |
586 |
|
Yi, Na (SFC:BBK313) 伊娜 |
-Rep |
2018-04-03 |
2020-03-27 |
587 |
Mason Securities Limited |
Cheung, Ka Man (SFC:BFZ630) 張嘉雯 |
-Rep |
2018-05-16 |
2020-03-27 |
588 |
|
Qiao, Yong 喬雍 |
-Rep |
2019-02-13 |
2020-04-03 |
589 |
|
Ting, Sai Man 丁世民 |
-Rep |
2018-06-20 |
2020-03-27 |
590 |
|
Yi, Na (SFC:BBK313) 伊娜 |
-Rep |
2017-08-21 |
2020-03-27 |
591 |
MCP Asset Management Company Limited |
Hayashi, Masakatsu |
-Rep |
2012-02-22 |
2020-03-31 |
592 |
|
Suzuki, Akira |
-Rep |
2012-05-24 |
2020-03-31 |
593 |
Merrill Lynch (Asia Pacific) Limited |
Bai, Jiajie 柏佳洁 |
-Rep |
2015-10-05 |
2020-04-09 |
594 |
|
Guo, Yijun (SFC:ARI927) 郭一君 |
-RO |
2019-07-04 |
2020-04-01 |
595 |
|
Qiu, Xu (SFC:BPH455) 邱旭 |
-Rep |
2020-04-01 |
2022-01-28 |
596 |
|
Sy, Archibald Munoz |
-Rep |
2017-10-16 |
2020-03-31 |
597 |
|
Zhao, Yuanyuan (SFC:BPL711) 趙媛媛 |
-Rep |
2020-04-01 |
2021-08-31 |
598 |
Merrill Lynch Far East Limited |
Bai, Jiajie 柏佳洁 |
-Rep |
2015-10-05 |
2020-04-09 |
599 |
|
Guo, Yijun (SFC:ARI927) 郭一君 |
-RO |
2019-07-04 |
2020-04-01 |
600 |
|
Qiu, Xu (SFC:BPH455) 邱旭 |
-Rep |
2020-04-01 |
2022-01-28 |
601 |
|
Sy, Archibald Munoz |
-Rep |
2017-10-16 |
2020-03-31 |
602 |
|
Zhao, Yuanyuan (SFC:BPL711) 趙媛媛 |
-Rep |
2020-04-01 |
2021-08-31 |
603 |
Metropoly Capital (HK) Limited |
Wong, Wing Lam (SFC:BPK646) 黃泳霖 |
+Rep |
2020-03-30 |
|
604 |
MFG Limited (HK) |
Ho, Siu Lam Timothy 何兆霖 |
-Rep |
2020-04-07 |
2023-09-30 |
605 |
MFS International (Hong Kong) Limited |
Yeoh, Kevin Wei-Cher |
-Rep |
2015-10-13 |
2020-04-06 |
606 |
Mighty Divine Investment Management Limited |
Li, Jingyi (SFC:BGH363) 李婧怡 |
-Rep |
2019-09-27 |
2020-03-31 |
607 |
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED |
Liu, Yu (SFC:ANN026) 劉宇 |
-Rep |
2017-06-07 |
2020-04-02 |
608 |
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED |
Cho, Wanyoun (SFC:AWE466) 趙玩衍 |
-RO |
2013-04-25 |
2020-03-31 |
609 |
|
Kartha, Harish Ramachandran |
-Rep |
2018-01-22 |
2020-03-30 |
610 |
|
|
-RO |
2020-03-30 |
2020-12-30 |
611 |
Mirae Asset Securities (HK) Limited |
Liew, Ching San |
-Rep |
2020-04-06 |
2022-12-31 |
612 |
MIZUHO SECURITIES ASIA LIMITED |
Ota, Yuma 太田 裕馬 |
-Rep |
2019-08-06 |
2020-04-01 |
613 |
MOELIS & COMPANY ASIA LIMITED |
Goh, Ping Hao |
-Rep |
2018-06-05 |
2020-03-27 |
614 |
Moody's Investors Service Hong Kong Limited |
Knowd, Graeme David |
-Rep |
2019-10-28 |
2020-03-30 |
615 |
|
Li, Yu (SFC:BMO953) 李毓 |
-Rep |
2018-04-27 |
2020-04-01 |
616 |
|
Lyu, Zheng (SFC:BPK523) 吕铮 |
-Rep |
2020-04-03 |
2023-01-31 |
617 |
Morgan Stanley Asia Limited |
Bonifant, Patrick Clark-Hall |
-Rep |
2014-06-16 |
2020-03-27 |
618 |
|
|
-RO |
2020-03-27 |
2023-04-06 |
619 |
|
Govind, Eric Rishi |
-Rep |
2019-08-16 |
2020-04-02 |
620 |
|
|
+RO |
2020-04-02 |
|
621 |
|
Lai, Shuk Yi 賴淑怡 |
-Rep |
2018-03-26 |
2020-04-09 |
622 |
|
Li, To Wai 李滔為 |
-Rep |
2011-09-28 |
2020-04-01 |
623 |
|
Mashall, Mary Susanna |
-Rep |
2009-03-26 |
2020-03-30 |
624 |
|
Sui, Zhenhuan 隋震寰 |
+Rep |
2020-04-03 |
|
625 |
|
Suresh, Adarsh |
-Rep |
2009-07-06 |
2020-04-09 |
626 |
|
Unsal, Salih |
-Rep |
2019-01-29 |
2020-04-09 |
627 |
|
Xia, Wei (SFC:BFD770) 夏魏 |
+Rep |
2020-04-06 |
|
628 |
|
Yan, Ming (SFC:AQY493) 閻明 |
-Rep |
2008-05-02 |
2020-04-09 |
629 |
Morgan Stanley Hong Kong Securities Limited |
Bonifant, Patrick Clark-Hall |
-Rep |
2014-06-16 |
2020-03-27 |
630 |
|
|
-RO |
2020-03-27 |
2023-04-06 |
631 |
|
Govind, Eric Rishi |
-Rep |
2019-08-16 |
2020-04-02 |
632 |
|
|
+RO |
2020-04-02 |
|
633 |
|
Sui, Zhenhuan 隋震寰 |
+Rep |
2020-04-03 |
|
634 |
|
Suresh, Adarsh |
-Rep |
2010-12-07 |
2020-04-09 |
635 |
|
Unsal, Salih |
-Rep |
2019-01-29 |
2020-04-09 |
636 |
|
Xia, Wei (SFC:BFD770) 夏魏 |
+Rep |
2020-04-06 |
|
637 |
Morningstar Investment Management Asia Limited |
Chalk, Nicholas Gyles Edward |
-Rep |
2019-03-11 |
2020-03-31 |
638 |
|
Xie, Yu (SFC:BGD219) 謝瑜 |
-Rep |
2015-09-07 |
2020-04-09 |
639 |
Motto Global Asset Management Limited |
Lee, Javan Chung Shing 李仲承 |
-Rep |
2019-03-18 |
2020-03-31 |
640 |
MUFG Securities Asia Limited |
Allan, Stuart Michael |
-Rep |
2016-07-11 |
2020-03-31 |
641 |
|
Boudny, Miroslav Misha |
-RO |
2016-12-13 |
2020-03-31 |
642 |
|
Wong, Kenny Yukoon 黃宇冠 |
-Rep |
2016-07-05 |
2020-04-09 |
643 |
MYRIAD ASSET MANAGEMENT LIMITED (HK) |
Tan, Kevin Han Pin 陳奐賓 |
-Rep |
2014-09-08 |
2020-04-02 |
644 |
NATIXIS ASIA LIMITED |
Lasjunies, Aurelien Matthieu |
-Rep |
2020-04-08 |
2020-10-22 |
645 |
|
Li, Tsz Hei 李祉熹 |
-Rep |
2020-04-08 |
2021-10-22 |
646 |
|
Wong, Hiu Kwan (SFC:BIF173) 黃曉坤 |
-Rep |
2016-09-21 |
2020-04-09 |
647 |
Neo Risk Investment Advisors Limited |
Chen, James Zhao Teng 陳騰昭 |
-RO |
2015-02-05 |
2020-03-31 |
648 |
Nerico Brothers Limited (HK) |
Chan, George Kwong Fat 陳廣發 |
-Rep |
2014-07-08 |
2020-03-30 |
649 |
|
Chan, James Man Chun 陳文俊 |
-Rep |
2017-10-13 |
2020-03-30 |
650 |
|
Chan, Pui Yau 陳姵攸 |
-Rep |
2012-07-03 |
2020-03-30 |
651 |
|
Chiang, Kwong Chu 蔣廣珠 |
-Rep |
2017-07-25 |
2020-03-30 |
652 |
|
Ho, Kai Cheung Alex 何啟璋 |
-Rep |
2018-06-22 |
2020-03-30 |
653 |
|
Hui, kwok Fung 許國豐 |
-Rep |
2011-08-22 |
2020-03-30 |
654 |
|
Keung, Cheuk Lung 姜卓龍 |
-Rep |
2011-11-30 |
2020-03-30 |
655 |
|
Law, Tak Chi (SFC:BFY848) 羅德智 |
-Rep |
2015-08-27 |
2020-03-30 |
656 |
|
Lo, Ka Wing (SFC:AXP772) 盧嘉榮 |
-Rep |
2013-01-02 |
2020-03-30 |
657 |
|
To, Yik Man 杜亦文 |
-Rep |
2010-10-05 |
2020-03-30 |
658 |
|
Wan, Hoi Ying (SFC:BFY851) 尹凱盈 |
-Rep |
2015-08-27 |
2020-03-30 |
659 |
|
Wong, Ting Yuen (SFC:BDM053) 黃亭淵 |
-Rep |
2017-12-29 |
2020-03-30 |
660 |
Neuberger Berman Asia Limited |
Hung, Cheuk Ting 洪綽廷 |
-Rep |
2020-04-02 |
2022-03-06 |
661 |
Neumann Advisory Hong Kong Limited |
Xu, Jiahao (SFC:BPL936) 徐嘉浩 |
+Rep |
2020-04-02 |
|
662 |
New Century Asset Management Limited |
Wong, Ka Bong 黃嘉邦 |
-Rep |
2020-04-06 |
2020-05-22 |
663 |
New China Asset Management (Hong Kong) Limited |
Xue, Bingyan 薛冰岩 |
-Rep |
2019-09-25 |
2020-03-31 |
664 |
New Vision Asset Management Limited |
Lee, Wee Siang 李偉祥 |
-Rep |
2020-04-02 |
2020-04-22 |
665 |
|
Liang, Yiming (SFC:AEY432) 梁仡銘 |
-Rep |
2019-12-23 |
2020-04-06 |
666 |
NH INVESTMENT & SECURITIES (H.K.) LIMITED |
Kim, Young Hoon |
-RO |
2018-01-04 |
2020-03-31 |
667 |
NIVALIS PARTNERS LIMITED |
Chou, Valerie 周曉澂 |
-Rep |
2016-07-04 |
2020-03-31 |
668 |
NOMURA INTERNATIONAL (HONG KONG) LIMITED |
Gocsei, Jean-Claude Renaud |
-Rep |
2018-11-01 |
2020-03-31 |
669 |
|
|
-RO |
2020-03-31 |
2020-06-26 |
670 |
|
Koike, Hiroyasu |
-Rep |
2019-05-08 |
2020-04-01 |
671 |
|
Ng, Reuben Wai Bun 吳維斌 |
-Rep |
2020-04-07 |
2022-03-07 |
672 |
|
Yang, Jialiang (SFC:BMV325) 杨家良 |
-Rep |
2018-05-04 |
2020-04-02 |
673 |
|
Ying, Chongxi 應重熙 |
+Rep |
2020-04-07 |
|
674 |
North Beta International Securities Limited |
Huang, Shaodong 黃少東 |
-Rep |
2020-03-31 |
2020-09-17 |
675 |
OIL Assets Securities Limited |
Lau, Kin Wang 劉建宏 |
-Rep |
2020-03-27 |
2020-06-19 |
676 |
OKACHI (HONG KONG) COMPANY LIMITED |
Yau, Chun Wing 邱縉穎 |
-Rep |
2020-04-08 |
2021-01-01 |
677 |
Olympus Partners Asia Limited (b2018-03-15) |
Li, Yi (SFC:BPM007) 李一 |
-Rep |
2020-04-08 |
2021-12-01 |
678 |
|
Park, Chaeyoung |
-Rep |
2020-04-09 |
2020-07-17 |
679 |
ONEDAY CORPORATE FINANCE LIMITED |
Cheung, Victor Chor Keung 張楚強 |
-RO |
2018-11-01 |
2020-03-31 |
680 |
|
Li, Zhengrong 李崢嶸 |
-RO |
2018-11-01 |
2020-04-09 |
681 |
OnePlatform Asset Management Limited |
Li, Yau Tak 李祐德 |
-Rep |
2020-03-31 |
2021-12-14 |
682 |
|
Liu, Yimei (SFC:BPM832) 刘祎梅 |
-Rep |
2020-03-31 |
2023-11-17 |
683 |
|
Lui, Hoi Ching 呂凱靜 |
-Rep |
2020-03-31 |
2020-11-02 |
684 |
|
Wen, Jiannan 温健楠 |
-Rep |
2019-08-29 |
2020-03-30 |
685 |
|
Wong, Chi Wa (SFC:BHG544) 黃志華 |
-Rep |
2020-03-30 |
2024-02-24 |
686 |
|
Wong, Kai Yuen (SFC:BPN374) 黄佳元 |
-Rep |
2020-04-09 |
2020-11-11 |
687 |
|
Xiong, Dezhi (SFC:BPK752) 熊德志 |
-Rep |
2020-03-30 |
2024-04-30 |
688 |
Ontario Teachers' Pension Plan (Asia) Limited |
Lee, Haesung (SFC:AQO516) 李海成 |
-Rep |
2015-03-10 |
2020-04-10 |
689 |
Open Securities Limited |
Liao, Weicong 廖維聰 |
-Rep |
2019-10-02 |
2020-04-05 |
690 |
Ord Minnett Hong Kong Limited |
Last, Timothy Philip |
-RO |
2013-01-15 |
2020-03-31 |
691 |
Oreana Financial Services Limited |
Cheung, Cheuk Fung 張卓峰 |
-Rep |
2018-02-28 |
2020-04-03 |
692 |
ORI Capital Limited |
To, Dicky Siu Lun 杜紹麟 |
+Rep |
2020-04-01 |
|
693 |
ORIENT CAPITAL (HONG KONG) LIMITED |
Feng, Jingyan 馮婧妍 |
-Rep |
2020-04-09 |
2020-11-04 |
694 |
|
Wang, Siyu (SFC:BPM165) 王思宇 |
-Rep |
2020-04-06 |
2020-10-15 |
695 |
ORIENT SECURITIES (HONG KONG) LIMITED |
Feng, Jingyan 馮婧妍 |
-Rep |
2020-04-09 |
2020-11-04 |
696 |
|
Wang, Siyu (SFC:BPM165) 王思宇 |
-Rep |
2020-04-06 |
2020-10-15 |
697 |
|
Zeng, Chao (SFC:ANZ628) 曾超 |
-RO |
2019-09-17 |
2020-03-31 |
698 |
|
Zheng, Runze 鄭潤澤 |
-Rep |
2020-04-09 |
2020-05-12 |
699 |
P.B. Global Asset Management Limited |
Tang, Chunhua 唐春華 |
-RO |
2014-11-18 |
2020-03-31 |
700 |
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED |
Izawa, Hiroyuki 井澤宏之 |
-Rep |
2019-09-17 |
2020-03-30 |
701 |
Pamirs Capital (H.K.) Limited |
Hui, Daniel Sheung Yin 許尚賢 |
-Rep |
2020-04-07 |
2020-05-13 |
702 |
PANTHEON VENTURES (HK) LLP |
Huang, Sibing 黃思冰 |
-Rep |
2014-03-21 |
2020-03-31 |
703 |
PAOCHU INVESTMENT ADVISORY LIMITED |
Lin, Pei-Ru 林沛儒 |
-Rep |
2016-11-01 |
2020-03-27 |
704 |
|
Wan, Ho Lam 尹浩霖 |
-Rep |
2018-05-29 |
2020-03-27 |
705 |
PARTNERS CAPITAL SECURITIES LIMITED |
Lam, Sin Wa 林倩華 |
-Rep |
2011-06-10 |
2020-04-08 |
706 |
|
|
+RO |
2020-04-08 |
|
707 |
Pathway Capital Management (HK) Limited |
Chang, Jingyi (SFC:BPL709) 常婧儀 |
+Rep |
2020-04-08 |
|
708 |
PEAK CLOUD LIMITED |
Ng, Tze Chung 吳子聰 |
-RO |
2019-12-05 |
2020-04-06 |
709 |
PELICAN FINANCIAL LIMITED |
Chan, Sau Lim 陳守廉 |
-Rep |
2020-04-07 |
2021-02-28 |
710 |
PHILIPPA HUCKLE GROUP LIMITED (THE) |
Chu, Cheuk Hung 朱卓鴻 |
-RO |
2020-01-07 |
2020-04-09 |
711 |
PHILLIP COMMODITIES (H.K.) LIMITED |
Hung, William 洪國晉 |
-Rep |
2020-03-27 |
2022-06-17 |
712 |
|
Law, Wai Kit 羅偉傑 |
-Rep |
2020-04-01 |
2020-10-31 |
713 |
|
Mo, Kwan Ho 毛君豪 |
-Rep |
2015-01-30 |
2020-04-05 |
714 |
|
Singh, Sanjiv |
-Rep |
2020-04-03 |
2020-04-17 |
715 |
|
Wong, Ka Ho (SFC:BJG194) 黃家豪 |
-Rep |
2017-03-17 |
2020-03-27 |
716 |
|
Wong, Wai Lam (SFC:AEL134) 王偉霖 |
-Rep |
2020-04-01 |
2024-03-22 |
717 |
PHILLIP SECURITIES (HONG KONG) LIMITED |
Hung, William 洪國晉 |
-Rep |
2020-03-27 |
2022-06-17 |
718 |
|
Law, Wai Kit 羅偉傑 |
-Rep |
2020-04-01 |
2020-10-31 |
719 |
|
Mo, Kwan Ho 毛君豪 |
-Rep |
2015-01-30 |
2020-04-05 |
720 |
|
Singh, Sanjiv |
-Rep |
2020-04-03 |
2020-04-17 |
721 |
|
Wong, Ka Ho (SFC:BJG194) 黃家豪 |
-Rep |
2017-03-17 |
2020-03-27 |
722 |
|
Wong, Wai Lam (SFC:AEL134) 王偉霖 |
-Rep |
2020-04-01 |
2024-03-22 |
723 |
PICC Asset Management (Hong Kong) Company Limited |
Shum, Wai Nap 岑偉納 |
-Rep |
2017-09-11 |
2020-04-08 |
724 |
PICEA INVESTMENT MANAGEMENT LIMITED |
Xu, Bo (SFC:AYA837) 徐博 |
-Rep |
2020-04-01 |
2021-12-12 |
725 |
Pictet Asset Management (Hong Kong) Limited |
Fan, Liang (SFC:BCC317) 樊亮 |
-Rep |
2020-04-06 |
2021-12-17 |
726 |
PineBridge Investments Asia Limited |
Ho, Ka Lun (SFC:BIN776) 何嘉倫 |
-Rep |
2019-03-11 |
2020-03-27 |
727 |
|
Tai, Chung Hoe 戴宗豪 |
-Rep |
2018-05-11 |
2020-04-02 |
728 |
|
|
+RO |
2020-04-02 |
|
729 |
PineBridge Investments Hong Kong Limited |
Ho, Ka Lun (SFC:BIN776) 何嘉倫 |
-Rep |
2019-03-11 |
2020-03-27 |
730 |
|
Tai, Chung Hoe 戴宗豪 |
-Rep |
2018-05-11 |
2020-04-02 |
731 |
|
|
+RO |
2020-04-02 |
|
732 |
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Yao, Wenjing (SFC:BPL439) 姚文婧 |
+Rep |
2020-03-27 |
|
733 |
|
Zhao, Can (SFC:BKQ455) 趙燦 |
-Rep |
2017-09-04 |
2020-03-29 |
734 |
PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED |
Cheng, Kong Wai 鄭江偉 |
-Rep |
2019-09-17 |
2020-04-02 |
735 |
|
|
-RO |
2020-04-02 |
2021-01-28 |
736 |
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED |
Chan, Vincent Chung Chi 陳頌之 |
-Rep |
2015-06-23 |
2020-03-27 |
737 |
|
Chan, Yat Lam (SFC:AOW942) 陳日霖 |
-Rep |
2017-10-26 |
2020-03-27 |
738 |
|
Cheng, Kong Wai 鄭江偉 |
-Rep |
2019-09-17 |
2020-03-27 |
739 |
|
Cheng, Kwok Ho (SFC:BJW959) 鄭國濠 |
-Rep |
2019-01-09 |
2020-03-27 |
740 |
|
Cheung, Chi Kin (SFC:BKT187) 張志堅 |
-Rep |
2019-01-09 |
2020-03-27 |
741 |
|
Chow, Judy Suk Yiu 周淑瑤 |
-Rep |
2014-07-29 |
2020-03-27 |
742 |
|
Ip, Wing Lam (SFC:AQU167) 葉詠霖 |
-Rep |
2019-08-23 |
2020-03-27 |
743 |
|
Lam, Suk Yee 林淑儀 |
-Rep |
2014-07-14 |
2020-03-27 |
744 |
|
Li, Mengjie (SFC:BNG397) 李梦杰 |
-Rep |
2018-08-10 |
2020-03-27 |
745 |
|
Li, Mingyi 李明憶 |
-Rep |
2017-05-09 |
2020-03-27 |
746 |
|
Li, Yi (SFC:BMV102) 李燚 |
-Rep |
2018-04-27 |
2020-03-27 |
747 |
|
Li, Yiu Yuen 李耀元 |
-Rep |
2017-12-13 |
2020-03-27 |
748 |
|
Liu, Shun-Feng 劉舜逢 |
-Rep |
2019-10-25 |
2020-03-27 |
749 |
|
Liu, Xiaohong (SFC:AGC636) 劉曉紅 |
-Rep |
2017-08-01 |
2020-03-27 |
750 |
|
Ma, Shing Yun 馬成恩 |
-Rep |
2014-08-22 |
2020-03-27 |
751 |
|
Pan, Lei (SFC:BLX186) 潘磊 |
-Rep |
2018-01-17 |
2020-03-27 |
752 |
|
Peng, Xiaoquan 彭晓荃 |
-Rep |
2019-07-02 |
2020-03-27 |
753 |
|
Shen, Zhenqi 沈臻琪 |
-Rep |
2019-07-02 |
2020-03-27 |
754 |
|
Su, Tao (SFC:AUN077) 蘇濤 |
-Rep |
2012-02-23 |
2020-03-27 |
755 |
|
Tong, Yeuk Lung 湯躍龍 |
-Rep |
2016-04-14 |
2020-03-27 |
756 |
|
Wang, Jiju 王繼菊 |
-Rep |
2019-07-02 |
2020-03-27 |
757 |
|
Wang, Kenan (SFC:AVD957) 王克楠 |
-Rep |
2017-03-17 |
2020-03-27 |
758 |
|
Wei, Wei (SFC:BOT313) 魏伟 |
-Rep |
2019-10-03 |
2020-03-27 |
759 |
|
Wen, Xiaoxin 温晓新 |
-Rep |
2018-05-11 |
2020-03-27 |
760 |
|
Wong, Kai Leung (SFC:ANQ639) 王啟良 |
-Rep |
2017-12-12 |
2020-03-27 |
761 |
|
Xia, Tian (SFC:BFX031) 夏添 |
-Rep |
2019-10-09 |
2020-03-27 |
762 |
|
Yang, Haoming 楊浩明 |
-Rep |
2019-06-14 |
2020-03-27 |
763 |
|
Ye, Yin (SFC:BOT335) 叶寅 |
-Rep |
2019-10-25 |
2020-03-27 |
764 |
|
Zhang, Xiaoyi (SFC:BOT054) 張晓意 |
-Rep |
2019-10-14 |
2020-03-27 |
765 |
|
Zhong, Xuying 鍾旭穎 |
-Rep |
2016-08-18 |
2020-03-27 |
766 |
Pinpoint Asset Management Limited |
Chen, Hong-Wen 陳鴻文 |
-Rep |
2017-11-22 |
2020-03-31 |
767 |
PJT Partners (HK) Limited |
Cheng, Laurence Man Chiu 鄭文昭 |
-Rep |
2020-03-31 |
2022-08-26 |
768 |
Plutus Securities Limited |
Tsang, Robert Fanqi 曾繁祈 |
-Rep |
2020-04-06 |
2020-12-31 |
769 |
POINCARE CAPITAL MANAGEMENT LIMITED |
Au, Catherine Pui Shan 區佩珊 |
-RO |
2020-04-08 |
2022-04-29 |
770 |
|
Casin, Alexandre Mathieu Valdemar |
-RO |
2018-05-04 |
2020-04-01 |
771 |
|
Zeng, Xin (SFC:BMZ563) |
-Rep |
2018-07-13 |
2020-04-01 |
772 |
Polymer Capital Management (HK) Limited |
Yin, Ge (SFC:BIV624) 尹歌 |
+Rep |
2020-04-07 |
|
773 |
PRUDENTIAL BROKERAGE LIMITED |
Chow, Lai Yan 周麗欣 |
+Rep |
2020-04-07 |
|
774 |
|
Kee, Pok Yim 祁博彥 |
+Rep |
2020-04-07 |
|
775 |
|
Leung, Sze Cheung 梁思翔 |
+Rep |
2020-04-08 |
|
776 |
|
Mak, Wai Leung 麥煒量 |
-Rep |
2005-12-05 |
2020-04-03 |
777 |
|
Mok, Kwok Yi 莫國怡 |
+Rep |
2020-04-07 |
|
778 |
|
Si, Joanna Ka Loy 徐嘉來 |
+Rep |
2020-03-27 |
|
779 |
|
Yap, Cheong Seng 葉長成 |
-Rep |
2020-03-31 |
2023-12-28 |
780 |
PRUDENTIAL INDEX TRADING COMPANY LIMITED |
Chow, Lai Yan 周麗欣 |
+Rep |
2020-04-07 |
|
781 |
|
Leung, Sze Cheung 梁思翔 |
+Rep |
2020-04-08 |
|
782 |
PYRMONT WEALTH MANAGEMENT LIMITED |
Ma, Chun Man (SFC:BHK943) 馬俊文 |
-Rep |
2016-08-08 |
2020-04-01 |
783 |
PYXIS WEALTH ADVISORS LIMITED |
Lam, Yin Ng 林賢伍 |
-RO |
2019-08-14 |
2020-04-01 |
784 |
QH Asset Management Company Limited |
Pang, Chun Fai (SFC:AQJ528) 彭振輝 |
-RO |
2018-05-14 |
2020-03-31 |
785 |
QH CAPITAL LIMITED |
|
-RO |
2018-08-31 |
2020-03-31 |
786 |
|
Teoh, Ronnie Chee Keong 張志強 |
-RO |
2019-11-13 |
2020-04-03 |
787 |
Quam Securities Limited |
Li, Tim Yan Lilian 李甜甄 |
-Rep |
2020-04-06 |
2022-02-28 |
788 |
|
Lin, Xinxin 林欣欣 |
-Rep |
2018-01-04 |
2020-04-06 |
789 |
|
Liu, Zhihong (SFC:AEC891) 劉志宏 |
-RO |
2018-07-26 |
2020-03-31 |
790 |
Quantum Capital Management Limited |
Chan, Sai Wing (SFC:AMU845) 陳世榮 |
-RO |
2020-04-03 |
2021-08-31 |
791 |
RAM Investment Advisors Limited |
Sin, Oscar Kwok Leung 單國樑 |
-Rep |
2019-06-24 |
2020-04-08 |
792 |
RAYLIANT ASSET MANAGEMENT LIMITED |
Chuah, Keng Hin 蔡景興 |
-RO |
2018-02-23 |
2020-04-09 |
793 |
RBC INVESTMENT SERVICES (ASIA) LIMITED |
Lau, Chi Man (SFC:ANL056) 劉智敏 |
-Rep |
2020-03-30 |
2021-05-27 |
794 |
|
Willis, Benjamin Adam |
-Rep |
2020-02-11 |
2020-03-31 |
795 |
|
|
+RO |
2020-03-31 |
|
796 |
Red South Investment Management Limited |
Lau, Chun Tung (SFC:AWB700) 劉震東 |
-Rep |
2019-08-20 |
2020-04-01 |
797 |
RHB ASSET MANAGEMENT LIMITED |
Chan, Chi Bun (SFC:AZR722) 陳志賓 |
-RO |
2018-09-24 |
2020-03-31 |
798 |
RHB FUTURES HONG KONG LIMITED |
Cheung, Teresa Yuk Wah 張玉華 |
-Rep |
2017-08-28 |
2020-03-27 |
799 |
|
Cheung, Yiu Kay 張耀基 |
-Rep |
2012-02-23 |
2020-03-27 |
800 |
|
Chow, Lai Yan 周麗欣 |
-Rep |
2017-03-10 |
2020-03-27 |
801 |
|
Lau, Wung Koon 劉宏觀 |
-Rep |
2018-02-20 |
2020-03-31 |
802 |
|
Law, Wai Kit 羅偉傑 |
-Rep |
2020-01-10 |
2020-03-31 |
803 |
|
Singh, Sanjiv |
-Rep |
2015-01-21 |
2020-03-27 |
804 |
|
Wong, Wai Lam (SFC:AEL134) 王偉霖 |
-Rep |
2019-06-25 |
2020-03-31 |
805 |
|
Yip, Yuk Fung 葉玉鳳 |
-Rep |
2013-01-23 |
2020-04-07 |
806 |
RHB SECURITIES HONG KONG LIMITED |
Cheung, Teresa Yuk Wah 張玉華 |
-Rep |
2015-11-13 |
2020-03-27 |
807 |
|
Cheung, Yiu Kay 張耀基 |
-Rep |
2012-02-23 |
2020-03-27 |
808 |
|
Chow, Lai Yan 周麗欣 |
-Rep |
2017-03-10 |
2020-03-27 |
809 |
|
Kee, Pok Yim 祁博彥 |
-Rep |
2013-06-28 |
2020-03-27 |
810 |
|
Lau, Wung Koon 劉宏觀 |
-Rep |
2018-02-20 |
2020-03-31 |
811 |
|
Law, Wai Kit 羅偉傑 |
-Rep |
2019-11-08 |
2020-03-31 |
812 |
|
Mok, Kwok Yi 莫國怡 |
-Rep |
2013-07-02 |
2020-03-27 |
813 |
|
Singh, Sanjiv |
-Rep |
2015-01-21 |
2020-03-27 |
814 |
|
Wong, Wai Lam (SFC:AEL134) 王偉霖 |
-Rep |
2019-06-25 |
2020-03-31 |
815 |
|
Yip, Yuk Fung 葉玉鳳 |
-Rep |
2003-07-16 |
2020-04-07 |
816 |
Rich Bay Securities Limited |
Ho, Ryan Cheuk Hang 何卓恒 |
-RO |
2020-04-02 |
2022-05-03 |
817 |
|
Ng, Tze Chung 吳子聰 |
-Rep |
2020-04-07 |
2020-04-08 |
818 |
|
|
-RO |
2020-04-08 |
2020-06-29 |
819 |
|
Poon, To Sing 潘道成 |
-RO |
2017-08-28 |
2020-04-03 |
820 |
RICHE BRIGHT SECURITIES LIMITED |
Chung, Chi Ming (SFC:AAY647) 鍾志明 |
+RO |
2020-03-27 |
|
821 |
|
Lai, Wing Hung (SFC:ANH142) 賴永雄 |
-RO |
2019-03-06 |
2020-04-06 |
822 |
|
Suen, Kin Pong 孫建邦 |
-RO |
2018-07-17 |
2020-04-01 |
823 |
Right Time Asset Management Company Limited |
Liu, Bing (SFC:BKY745) 劉冰 |
-Rep |
2017-09-18 |
2020-04-03 |
824 |
|
Wong, Mun Yee (SFC:APU633) 王敏儀 |
-RO |
2020-04-01 |
2021-01-28 |
825 |
|
Xia, Zhong 夏忠 |
-RO |
2020-03-30 |
2023-04-30 |
826 |
RIME Capital Limited |
Hung, Cho Yan 洪祖恩 |
-RO |
2020-03-30 |
2020-09-30 |
827 |
|
Yu, Chun Kuei 余春葵 |
-RO |
2020-03-30 |
2023-12-22 |
828 |
Riverwest Advisors Limited |
Chen, Te Hen Toku |
-RO |
2018-05-17 |
2020-03-31 |
829 |
|
Nishikawa, Mayuko 西川真裕子 |
-RO |
2009-07-02 |
2020-03-31 |
830 |
|
Nishikawa, Taisuke |
-RO |
2009-07-02 |
2020-03-31 |
831 |
|
Suzuki, Tsutomu (SFC:ASW811) |
-RO |
2009-07-02 |
2020-03-31 |
832 |
Robeco Hong Kong Limited |
Padhye, Pooja |
-Rep |
2020-01-06 |
2020-03-31 |
833 |
|
Wirds, Frank |
-Rep |
2012-03-20 |
2020-03-31 |
834 |
|
Zhou, Yijie (SFC:AXN139) 周漪婕 |
-Rep |
2018-10-22 |
2020-03-27 |
835 |
Rockhampton Management Limited |
Qi, Xin 齊新 |
-Rep |
2018-08-24 |
2020-03-30 |
836 |
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED |
Wu, Nelson Chi Chung 胡智聰 |
-RO |
2020-03-30 |
2022-03-10 |
837 |
ROYSTON SECURITIES LIMITED (GBEN) |
Chiu, Chi Pang 趙志鵬 |
-Rep |
2020-04-03 |
2021-02-19 |
838 |
|
Lui, Hiu Ki Jesine 呂曉琪 |
-Rep |
2020-04-06 |
2021-02-28 |
839 |
Runlin Asset Management Limited |
Law, Viola Fung Ling 羅鳳玲 |
-RO |
2019-05-07 |
2020-04-10 |
840 |
|
Lee, Katherine Wai Kuen 李慧娟 |
-Rep |
2020-04-06 |
2020-05-05 |
841 |
S&P Global Ratings Hong Kong Limited |
Park, Se Hyun (SFC:AUR862) |
-Rep |
2017-11-01 |
2020-03-27 |
842 |
Sage Partners Limited |
Ngan, Yee Man 顏綺雯 |
-RO |
2020-03-31 |
2021-03-10 |
843 |
|
Wang, Fei (SFC:BIH086) 王斐 |
+RO |
2020-03-31 |
|
844 |
Samsung Asset Management (Hong Kong) Limited |
Tang, Wing Kin 鄧永健 |
-RO |
2012-01-03 |
2020-03-31 |
845 |
SAMSUNG SECURITIES (ASIA) LIMITED |
Son, Do Un |
-Rep |
2019-06-11 |
2020-03-31 |
846 |
SANFULL SECURITIES LIMITED |
Lam, Wai Chee (SFC:AAB993) 林偉志 |
-Rep |
2016-07-28 |
2020-03-31 |
847 |
Saxo Capital Markets HK Limited |
Chan, Hau Chung (SFC:BCH528) 陳孝忠 |
-Rep |
2014-09-04 |
2020-04-08 |
848 |
SBI China Capital Financial Services Limited |
Fung, Chen Tung 馮振東 |
-Rep |
2020-03-05 |
2020-04-03 |
849 |
|
|
-RO |
2020-04-03 |
2021-04-23 |
850 |
SBI China Capital Hong Kong Securities Limited |
|
-Rep |
2020-04-03 |
2021-04-23 |
851 |
Schonfeld Strategic Advisors (Hong Kong) Limited |
Chen, Bingjian (SFC:AWQ432) 陳昺見 |
-Rep |
2020-04-08 |
2020-11-03 |
852 |
|
Watanabe, Takuma (SFC:BLX207) |
-Rep |
2018-01-15 |
2020-03-30 |
853 |
|
Yamashita, Tamisuke 山下民輔 |
-Rep |
2017-03-10 |
2020-03-30 |
854 |
Sculptor Capital Management Hong Kong Limited (b2001-12-28) |
Fu, Lei (SFC:ALC052) 富雷 |
-RO |
2018-07-04 |
2020-03-31 |
855 |
SDHG International Asset Management Limited |
Chen, Daqi 陳達祺 |
+Rep |
2020-04-09 |
|
856 |
|
Liu, Ziyuan 劉子源 |
-Rep |
2019-10-31 |
2020-04-08 |
857 |
SDICS International Corporate Finance (Hong Kong) Limited |
Chan, Man Ling Joyce 陳敏玲 |
-Rep |
2019-09-17 |
2020-04-09 |
858 |
|
|
-RO |
2020-04-09 |
2024-04-01 |
859 |
SEASON ASSET MANAGEMENT LIMITED |
Meng, Jing (SFC:BPC701) 孟菁 |
-Rep |
2019-12-13 |
2020-04-03 |
860 |
Sectoral Asset Management Limited |
Holroyd, Andrea (SFC:AJF458) |
-RO |
2019-08-21 |
2020-03-31 |
861 |
SECURIS CAPITAL LIMITED |
Leung, Chuen Yan 梁傳昕 |
-Rep |
2020-01-15 |
2020-03-31 |
862 |
SFGHK Limited |
Wong, Wai Man (SFC:AEZ021) 王慧敏 |
-Rep |
2020-04-02 |
2020-04-28 |
863 |
SHACOM FUTURES LIMITED |
Li, Jansen Chi Yung 李智勇 |
+Rep |
2020-04-07 |
|
864 |
SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Duan, Lian (SFC:BOH861) 段煉 |
-Rep |
2020-04-07 |
2021-01-04 |
865 |
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED |
Chiu, On Sang 丘安生 |
-Rep |
2019-05-20 |
2020-03-31 |
866 |
|
Lam, Chun Yim 林駿棪 |
-Rep |
2019-02-14 |
2020-04-03 |
867 |
|
Tam, Chester Ying Ho 譚英豪 |
+Rep |
2020-04-07 |
|
868 |
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED |
Chiu, On Sang 丘安生 |
-Rep |
2019-05-20 |
2020-03-31 |
869 |
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED |
Lam, Chun Yim 林駿棪 |
-Rep |
2019-02-14 |
2020-04-03 |
870 |
|
Tam, Chester Ying Ho 譚英豪 |
+Rep |
2020-04-07 |
|
871 |
SHANXI SECURITIES INTERNATIONAL LIMITED |
Chiu, On Sang 丘安生 |
-RO |
2019-07-31 |
2020-03-31 |
872 |
|
Lam, Chun Yim 林駿棪 |
-Rep |
2019-02-14 |
2020-04-03 |
873 |
|
Tam, Chester Ying Ho 譚英豪 |
+Rep |
2020-04-07 |
|
874 |
|
Wong, Aggie Pui Shan 黃佩珊 |
-Rep |
2020-04-01 |
2023-05-12 |
875 |
ShanZe Asset Management (Hong Kong) Limited |
Woo, Wing Yin 胡穎賢 |
-RO |
2020-03-27 |
2020-06-30 |
876 |
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED |
Wong, Marshal Sze Yuen 黃思遠 |
-Rep |
2014-09-03 |
2020-04-05 |
877 |
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED |
Li, Siqi (SFC:BOF938) 李思齊 |
-Rep |
2019-04-23 |
2020-03-31 |
878 |
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED |
Lam, Mau Kit 林茂傑 |
+Rep |
2020-04-06 |
|
879 |
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED |
Kuang, Peiqin 匡培钦 |
-Rep |
2019-07-22 |
2020-03-31 |
880 |
|
Yang, Guoping (SFC:AXB620) 楊國平 |
-Rep |
2011-05-24 |
2020-03-30 |
881 |
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED |
Lam, Mau Kit 林茂傑 |
+Rep |
2020-04-06 |
|
882 |
|
Man, Yuk Fai (SFC:BEC792) 萬煜輝 |
-Rep |
2018-02-13 |
2020-04-02 |
883 |
SHENZHEN CAPITAL (INTERNATIONAL) ASSET MANAGEMENT COMPANY LIMITED |
Chen, Geng (SFC:AOY114) 陳耿 |
-Rep |
2020-02-11 |
2020-04-01 |
884 |
|
|
-RO |
2020-04-01 |
2021-03-24 |
885 |
Silk Road International Capital Limited |
Woo, Kai Wing Ray 胡啟榮 |
-Rep |
2020-03-31 |
2020-06-03 |
886 |
SILVERHORN INVESTMENT ADVISORS LIMITED |
Greif, Joseph Judah (SFC:AZD669) |
-Rep |
2020-03-27 |
2020-04-29 |
887 |
SINO CAPITAL SECURITIES LIMITED |
Wong, Yiu Man (SFC:ADA634) 黃耀民 |
-RO |
2020-04-01 |
2021-06-09 |
888 |
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED |
Lee, Yang-Shen 李洋昇 |
-Rep |
2020-03-31 |
2021-05-31 |
889 |
SINOPAC SECURITIES (ASIA) LIMITED |
Li, Clive Cheuk Yin 李卓賢 |
-Rep |
2020-04-09 |
2021-08-22 |
890 |
|
Ng, Ting Cheong 吳定昌 |
-Rep |
2018-09-19 |
2020-03-31 |
891 |
|
Yuen, Ka Chi 阮家志 |
-Rep |
2020-04-09 |
2021-01-31 |
892 |
Sinostar Asset Management Limited |
Chui, Sin Ying 徐倩瑩 |
-Rep |
2018-10-05 |
2020-04-03 |
893 |
|
Hui, Daniel Hoi Chun 許志傑 |
-RO |
2020-03-10 |
2020-04-07 |
894 |
|
Leung, King Chung 梁競聰 |
-Rep |
2019-05-08 |
2020-03-31 |
895 |
Sinostar Securities Limited |
Chui, Sin Ying 徐倩瑩 |
-Rep |
2018-10-05 |
2020-04-03 |
896 |
|
Hui, Daniel Hoi Chun 許志傑 |
-RO |
2020-03-10 |
2020-04-07 |
897 |
|
Leung, King Chung 梁競聰 |
-Rep |
2019-05-08 |
2020-03-31 |
898 |
SMART GRANDLY ASSET MANAGEMENT LIMITED |
Zhen, Xu (SFC:BLH877) 甄旭 |
-RO |
2017-12-14 |
2020-04-01 |
899 |
|
|
-Rep |
2020-04-01 |
2022-05-18 |
900 |
SMBC Nikko Securities (Hong Kong) Limited |
Kudo, Kento 工藤憲人 |
-Rep |
2018-05-28 |
2020-03-28 |
901 |
|
Noguchi, Kenji |
-RO |
2012-07-20 |
2020-04-09 |
902 |
|
Watanabe, Hiroharu 渡邊洋治 |
-Rep |
2020-04-01 |
2021-07-20 |
903 |
Solomon JFZ (Asia) Holdings Limited |
Cheung, Lap Wai 張立煒 |
-Rep |
2020-02-27 |
2020-03-31 |
904 |
|
Chong, Yuk Ting 莊鈺婷 |
+RO |
2020-03-31 |
|
905 |
Soochow Securities International Asset Management Limited |
Chen, Chi Hung 陳志雄 |
-Rep |
2016-12-08 |
2020-03-31 |
906 |
Soochow Securities International Brokerage Limited |
Ng, Chi Fai (SFC:AFG430) 吳志輝 |
-Rep |
2017-08-30 |
2020-03-31 |
907 |
|
Yeung, Tsan Ho 楊燦豪 |
-Rep |
2017-10-17 |
2020-03-31 |
908 |
Soochow Securities International Futures Limited |
|
-Rep |
2017-10-17 |
2020-03-31 |
909 |
|
Yip, Chin Ho 葉展灝 |
-Rep |
2020-04-02 |
2020-04-29 |
910 |
SOUTH CHINA CAPITAL LIMITED |
Chan, Kin Yan 陳建因 |
-Rep |
2016-11-14 |
2020-03-31 |
911 |
|
Wong, Nigel Ka Fook 王家福 |
-Rep |
2017-12-20 |
2020-03-31 |
912 |
SOUTH CHINA RESEARCH LIMITED |
Hou, Ho Wan 侯晧贇 |
-Rep |
2019-01-21 |
2020-03-31 |
913 |
SOUTH CHINA SECURITIES LIMITED |
Chan, Kin Yan 陳建因 |
-Rep |
2016-11-14 |
2020-03-31 |
914 |
|
Hou, Ho Wan 侯晧贇 |
-Rep |
2019-01-21 |
2020-03-31 |
915 |
|
Hung, Yiu Hin 洪耀軒 |
-Rep |
2020-04-03 |
2021-03-29 |
916 |
|
Wong, Nigel Ka Fook 王家福 |
-Rep |
2017-12-20 |
2020-03-31 |
917 |
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED |
Zhang, Sirui (SFC:BPL914) 張思睿 |
-Rep |
2020-03-30 |
2020-12-04 |
918 |
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED |
|
-Rep |
2020-03-30 |
2021-06-04 |
919 |
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED |
Lo, Hei Tung 羅曦彤 |
-Rep |
2017-11-15 |
2020-04-05 |
920 |
SPDB International Capital Limited |
Chen, Sheng (SFC:BPL918) 陳晟 |
-Rep |
2020-04-06 |
2022-06-30 |
921 |
|
Ha, Ming Chung 夏銘聰 |
-RO |
2019-05-29 |
2020-03-27 |
922 |
SPDB International Investment Management Limited |
Wang, Dongzhe 王東哲 |
-Rep |
2020-04-06 |
2020-07-28 |
923 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED |
Chan, Chun Man (SFC:AGJ907) 陳俊文 |
-Rep |
2012-04-30 |
2020-04-08 |
924 |
Stellar Securities Limited |
Tsang, Kwun Kit 曾冠杰 |
-Rep |
2020-02-13 |
2020-04-02 |
925 |
|
|
-RO |
2020-04-02 |
2020-04-16 |
926 |
STI Asset Management Limited |
Seto, Wang Tat William 司徒宏達 |
-Rep |
2018-06-19 |
2020-03-31 |
927 |
STOCKWELL SECURITIES LIMITED |
Kung, Sau Kwan 龔秀筠 |
-Rep |
2015-06-05 |
2020-04-02 |
928 |
Strategic Vision Investment Limited |
Lau, John Mak Ham 劉默涵 |
-Rep |
2014-12-31 |
2020-03-31 |
929 |
Sunfund Capital Limited |
Lam, Chin Wa 林展華 |
-Rep |
2019-09-13 |
2020-03-27 |
930 |
SUNFUND FUND MANAGEMENT LIMITED |
Mao, Lei (SFC:BML398) 毛磊 |
-Rep |
2020-02-25 |
2020-03-27 |
931 |
SUNFUND SECURITIES LIMITED |
Chan, Sunny Tit Leung 陳鐵樑 |
-RO |
2020-04-02 |
2021-02-09 |
932 |
|
Mao, Lei (SFC:BML398) 毛磊 |
-Rep |
2020-02-25 |
2020-03-27 |
933 |
|
Tsoi, Ka Ming 蔡家皿 |
-Rep |
2020-03-30 |
2020-09-30 |
934 |
SUNNY WORLD INVESTMENT LIMITED |
Lai, Chui Lai 黎翠麗 |
-Rep |
|
2020-03-31 |
935 |
Sunrise Brokers (Hong Kong) Limited |
Hill, Victoria Margaret Nahathai |
-Rep |
2020-04-07 |
2020-10-31 |
936 |
Superfund Financial (Hong Kong) Limited |
Kim, Taeyoung (SFC:BOR704) 金泰永 |
-Rep |
2020-03-27 |
2022-01-14 |
937 |
Swissquote Asia Limited |
Wang, Jiayang (SFC:BPN336) 王佳洋 |
-Rep |
2020-04-09 |
2021-01-20 |
938 |
Symmetry Investments (Hong Kong) Limited |
Niu, Qiankun 牛乾坤 |
+Rep |
2020-03-31 |
|
939 |
|
Tham, Huan Ling |
-Rep |
2017-11-10 |
2020-04-02 |
940 |
SynerWealth Financial Limited |
Hui, Pui Pui 許培培 |
-Rep |
2014-04-23 |
2020-03-27 |
941 |
|
Lee, Ming Kay 李明基 |
-Rep |
2016-10-31 |
2020-03-27 |
942 |
|
Leung, Ying Ha 梁影霞 |
-Rep |
2014-04-28 |
2020-03-27 |
943 |
|
Tsang, Ka Yan 曾嘉欣 |
-Rep |
2016-10-31 |
2020-03-27 |
944 |
TAT LEE SECURITIES COMPANY LIMITED |
Lee, Koon Wai 李冠偉 |
-Rep |
2010-09-20 |
2020-03-31 |
945 |
TELLIGENT CAPITAL MANAGEMENT LIMITED |
Wong, Wai Ho (SFC:AVV366) 黃偉豪 |
-RO |
2017-07-31 |
2020-04-07 |
946 |
TENGARD FUND MANAGEMENT LIMITED |
Shum, Hing Hung 沈慶洪 |
-RO |
2012-04-03 |
2020-03-31 |
947 |
|
|
-Rep |
2020-03-31 |
2020-10-31 |
948 |
TFI Securities and Futures Limited |
Wang, Ting (SFC:BIR267) 王町 |
-Rep |
2020-04-08 |
2020-05-29 |
949 |
TIANDA SECURITIES LIMITED |
Mok, Kin Wai 莫建偉 |
-RO |
2020-04-06 |
2022-12-31 |
950 |
TOPAZ CAPITAL MANAGEMENT LIMITED |
Ip, Tsz King 葉子敬 |
-Rep |
2019-07-02 |
2020-03-31 |
951 |
Topaz Financial Group Limited |
|
-Rep |
2019-06-19 |
2020-03-31 |
952 |
TradeMaster Securities (Hong Kong) Limited |
Fan, Jia (SFC:BEB083) 范佳 |
-Rep |
2020-02-03 |
2020-04-02 |
953 |
|
|
-RO |
2020-04-02 |
2020-10-16 |
954 |
UBS SECURITIES ASIA LIMITED |
Coote, Matthew Christopher |
-Rep |
2018-03-20 |
2020-03-31 |
955 |
|
Fang, Chenjun 方辰君 |
-Rep |
2020-01-16 |
2020-03-31 |
956 |
|
Farhat, Sarah |
+Rep |
2020-04-09 |
|
957 |
|
Moussa, Imene (SFC:BNU976) |
-Rep |
2018-11-19 |
2020-03-28 |
958 |
|
Teo, Swee Yong 張芮榮 |
-Rep |
2020-03-09 |
2020-04-09 |
959 |
|
Xu, Zihan (SFC:BGY750) 徐子涵 |
-Rep |
2018-11-28 |
2020-03-28 |
960 |
UBS SECURITIES HONG KONG LIMITED |
Farhat, Sarah |
+Rep |
2020-04-09 |
|
961 |
|
He, Di (1948) 何迪 |
-Rep |
2016-12-19 |
2020-04-01 |
962 |
|
Lau, Chris Cheuk Wah 劉卓樺 |
-RO |
2019-04-09 |
2020-04-10 |
963 |
|
Wang, Qin (SFC:BEC606) 王沁 |
-Rep |
2018-04-16 |
2020-04-01 |
964 |
|
Zhong, Mingchang 鐘銘昌 |
-Rep |
2018-06-13 |
2020-03-28 |
965 |
UNITED ZONE INVESTMENT LIMITED |
Wong, Shu Sing 王樹昇 |
-RO |
2017-02-16 |
2020-04-10 |
966 |
UOB KAY HIAN (HONG KONG) LIMITED |
Chen, Chucan 陈楚璨 |
-Rep |
2019-02-22 |
2020-04-08 |
967 |
|
Ng, Hong Yeung 吳康陽 |
+Rep |
2020-04-07 |
|
968 |
UOB KAY HIAN FUTURES (HONG KONG) LIMITED |
|
+Rep |
2020-04-07 |
|
969 |
uSmart Securities Limited |
Lam, Ka Chun (SFC:BOW602) 林嘉俊 |
-Rep |
2019-09-27 |
2020-04-07 |
970 |
|
Tang, Yick Shun 鄧奕迅 |
-Rep |
2020-04-06 |
2020-04-09 |
971 |
VALUE PARTNERS HONG KONG LIMITED |
Bae, Sang Hoon 裴相勳 |
-Rep |
2016-03-01 |
2020-03-31 |
972 |
|
Lam, Sze Hang Agnes 林思衡 |
-Rep |
2020-03-31 |
2022-06-02 |
973 |
|
Leung, Man Sik Manz 梁文適 |
-Rep |
2015-07-28 |
2020-03-27 |
974 |
|
Mills, Michael Jeffrey |
-Rep |
2018-10-04 |
2020-03-27 |
975 |
|
Zhu, Jiaying 朱嘉滢 |
-Rep |
2016-05-31 |
2020-03-27 |
976 |
VALUE PARTNERS LIMITED |
Bae, Sang Hoon 裴相勳 |
-Rep |
2016-03-01 |
2020-03-31 |
977 |
|
Lam, Sze Hang Agnes 林思衡 |
-Rep |
2020-03-31 |
2022-06-02 |
978 |
|
Leung, Man Sik Manz 梁文適 |
-Rep |
2015-07-28 |
2020-03-27 |
979 |
|
Mills, Michael Jeffrey |
-Rep |
2018-10-04 |
2020-03-27 |
980 |
|
Zhu, Jiaying 朱嘉滢 |
-Rep |
2016-05-31 |
2020-03-27 |
981 |
Value Partners Private Equity Limited |
Mills, Michael Jeffrey |
-Rep |
2019-02-13 |
2020-03-27 |
982 |
VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED |
Lam, Yuen Hei (SFC:AXF651) 林婉琋 |
-Rep |
2020-02-19 |
2020-04-08 |
983 |
|
|
-RO |
2020-04-08 |
2024-01-07 |
984 |
Vana Holdings Limited |
Buclez, Francois Claude |
-RO |
2018-04-10 |
2020-03-31 |
985 |
VBG Capital Limited |
Law, Derek Cho Kwan 羅祖坤 |
-Rep |
2017-10-30 |
2020-03-27 |
986 |
VERCAP Financial Services Limited |
Cheung, Pui Ka Shelley 蔣佩珈 |
-Rep |
2016-08-04 |
2020-03-31 |
987 |
|
Luk, Wai Tat 陸偉達 |
-Rep |
2020-03-30 |
2021-01-29 |
988 |
|
Tsang, King Pan 曾敬彬 |
-RO |
2017-07-19 |
2020-04-08 |
989 |
|
Yang, Ying (SFC:BIY483) 楊瑛 |
-Rep |
2017-03-13 |
2020-04-06 |
990 |
VICTORY SECURITIES COMPANY LIMITED |
Chan, Kennix Pui Chuen 陳沛泉 |
-Rep |
2013-07-24 |
2020-04-06 |
991 |
|
|
+RO |
2020-04-06 |
|
992 |
|
Zhang, Jinghan (SFC:BPK430) 張靖晗 |
-Rep |
2020-04-07 |
2021-06-15 |
993 |
Viipark Corporate Finance Co., Limited |
Deng, Yuqun 鄧雨群 |
-Rep |
2018-11-26 |
2020-03-31 |
994 |
Virtu ITG Hong Kong Limited |
Chan, Chi Kin (SFC:AFD060) 陳志堅 |
-RO |
2005-07-28 |
2020-03-31 |
995 |
|
Darling, Robert Joseph |
-Rep |
2016-05-04 |
2020-03-31 |
996 |
VisionGain Capital Limited |
Luo, Shanshan (SFC:BEM051) 羅山山 |
-RO |
2015-07-02 |
2020-04-01 |
997 |
VMI Securities Limited |
Li, Minyu (SFC:BNC406) 李旻昱 |
-Rep |
2018-08-09 |
2020-04-06 |
998 |
Vontobel (Hong Kong) Limited |
Li, Zhen (SFC:BPN223) 李臻 |
+Rep |
2020-04-07 |
|
999 |
Walker Capital Limited (HK) |
Kwong, Wang Pok 鄺宏博 |
-RO |
2017-07-28 |
2020-04-06 |
1000 |
Wanhai Securities (HK) Limited |
Liu, Qiaosong 劉喬松 |
+RO |
2020-04-08 |
|
1001 |
WARD FERRY MANAGEMENT LIMITED |
Nakanishi, Hideyuki 中西秀幸 |
-Rep |
2013-07-17 |
2020-04-08 |
1002 |
Wealth Management Cube Limited |
Tse, Wai Biu 謝偉標 |
-RO |
2019-09-20 |
2020-03-31 |
1003 |
WealthQuay Asset Management Limited |
Ho, Ryan Cheuk Hang 何卓恒 |
-RO |
2020-04-02 |
2022-05-03 |
1004 |
|
Poon, To Sing 潘道成 |
-RO |
2018-11-27 |
2020-04-03 |
1005 |
WELLCHAMP CAPITAL LIMITED |
Wang, Yufei (SFC:BGZ968) 王宇飛 |
-Rep |
2016-02-15 |
2020-04-03 |
1006 |
|
|
+RO |
2020-04-03 |
|
1007 |
Wellington Management Hong Kong Limited (b2003-01-02) |
Zhao, Can (SFC:BKQ455) 趙燦 |
-Rep |
2020-04-08 |
2024-07-19 |
1008 |
Wells Fargo Securities Asia Limited |
Yung, Kathryn Ka Sing 榮嘉信 |
-Rep |
2016-03-14 |
2020-03-31 |
1009 |
|
|
-RO |
2020-03-31 |
2022-03-31 |
1010 |
WeShare Securities Limited |
Huang, Chih Hong 黃志鴻 |
-Rep |
2020-01-16 |
2020-03-31 |
1011 |
|
|
+RO |
2020-03-31 |
|
1012 |
Win Harvest Asset Management Limited |
Choy, Tsz Hin 蔡梓軒 |
-Rep |
2020-03-31 |
2021-03-19 |
1013 |
|
Tsui, Man Ki Natalie 崔敏祺 |
-Rep |
2020-03-31 |
2020-06-13 |
1014 |
Wisdom Asset Management Limited (HK) |
Chen, Yu Chun (SFC:BOC414) 陳鈺錞 |
-Rep |
2019-02-11 |
2020-04-01 |
1015 |
Wolver Hill Asset Management Asia Limited |
Jackson, Christopher Macdougall 賈克禮 |
-Rep |
2019-06-26 |
2020-03-31 |
1016 |
|
Yan, Wei (SFC:BMV569) 閆偉 |
-Rep |
2020-03-30 |
2020-04-28 |
1017 |
Yonghe Securities (Hong Kong) Limited |
Yeung, Kwai Hung 楊桂紅 |
-RO |
2019-07-17 |
2020-04-08 |
1018 |
YONXI International Finance Holdings Limited |
Chou, Chun Lam 周俊林 |
-RO |
2020-03-30 |
2021-04-23 |
1019 |
YUE XIU FUTURES COMPANY LIMITED |
Hao, Wenjing 郝文菁 |
-Rep |
2019-10-02 |
2020-03-31 |
1020 |
|
Li, Kwok Chiu 李國超 |
-RO |
2017-10-27 |
2020-03-31 |
1021 |
|
Mo, Xianjue 莫先觉 |
-Rep |
2019-05-30 |
2020-03-31 |
1022 |
|
Yip, Kwun Wang 葉冠宏 |
-Rep |
2020-02-26 |
2020-04-03 |
1023 |
YUE XIU SECURITIES COMPANY LIMITED |
Ding, Lin (SFC:BLU081) 丁琳 |
-Rep |
2018-06-12 |
2020-04-03 |
1024 |
|
Hao, Wenjing 郝文菁 |
-Rep |
2019-10-02 |
2020-03-31 |
1025 |
|
Li, Kwok Chiu 李國超 |
-RO |
2011-02-17 |
2020-03-31 |
1026 |
|
Mo, Xianjue 莫先觉 |
-Rep |
2019-03-25 |
2020-03-31 |
1027 |
|
Pang, Kwok Pan 彭國彬 |
+Rep |
2020-03-27 |
|
1028 |
|
Yip, Kwun Wang 葉冠宏 |
-Rep |
2020-02-12 |
2020-04-03 |
1029 |
Yunfeng Asset Management Limited |
Dong, Na 董納 |
-Rep |
2018-09-04 |
2020-04-01 |
1030 |
Yunfeng Financial Markets Limited |
|
-Rep |
2016-06-29 |
2020-04-01 |
1031 |
|
Lin, Hongwei (SFC:BOR991) 林弘煒 |
-Rep |
2019-08-13 |
2020-04-01 |
1032 |
Yunfeng Securities Limited |
Dong, Na 董納 |
-Rep |
2016-06-29 |
2020-04-01 |
1033 |
|
Lin, Hongwei (SFC:BOR991) 林弘煒 |
-Rep |
2019-08-13 |
2020-04-01 |
1034 |
Zhanlin Securities Limited |
Tsui, Randy 徐熙瑜 |
-RO |
2020-03-30 |
2023-02-02 |
1035 |
ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED |
Zou, Wuqiu 鄒吳秋 |
-RO |
2019-09-03 |
2020-03-27 |
1036 |
Zhong Shan Asset Management Limited |
Ji, Kaiqiang 冀鍇強 |
-Rep |
2019-10-02 |
2020-04-01 |
1037 |
ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED |
Huang, Wei (SFC:BLL815) 黃威 |
-Rep |
2017-11-15 |
2020-04-01 |
1038 |
ZHONGTAI INTERNATIONAL CAPITAL LIMITED |
Sze, Alan Man Tai 施文泰 |
-Rep |
2020-03-30 |
2022-06-24 |
1039 |
Zinvest Global Limited |
Fang, Wei (SFC:AOT337) 方煒 |
-RO |
2019-12-05 |
2020-04-08 |