Officers: HSBC SECURITIES (ASIA) LIMITED

HSBC SECURITIES (ASIA) LIMITED

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Au-Young, Ping 歐陽平			ABI868	Rep		2005-11-14
2	Bradley, Martin (SFC:ACC190)		M	ACC190	Rep		2005-10-27
3	Chan, Andrew Ding Bong 陳定邦		M	AGL865	Rep		2005-06-03
4	Chan, Ben Wei Beng 陳偉敏		M	ABX133	Rep	2003-08-14	2004-05-24
5	Chan, Mark Kar Yue 陳嘉裕		M	ABB625	Rep		2005-10-27
6	Chan, Otto Chun Shing 陳鎮成	42	M	AAF999	RO		2006-09-07
7	Chan, Yiu Fai (SFC:AEG477) 陳耀輝			AEG477	Rep		2005-11-12
8	Chang, Chao-Kung 張肇恭			AJD920	Rep	2003-11-11	2005-11-14
9	Chang, Po-Chi (SFC:AJD292) 張博淇			AJD292	Rep	2003-10-06	2004-05-24
10	Chen, Lawrence Yung 鄭勇		M	AHP543	Rep		2004-09-03
11	Cheng, Hon Fai 鄭漢輝			ADL038	Rep		2005-11-14
12	Cheung, Yat Ming (1968) 張一鳴	36	M	AEG753	Rep		2005-05-04
13	Chua, Siong Kheng 蔡尚慶			AHH618	Rep		2004-07-26
14	Chung, Tony Ming Lok 鍾明烙		M	AAF326	Rep	2003-09-11	2005-10-05
15	Dickinson, Alexander Edward		M	ADS488	Rep		2005-11-14
16	Dunn, Adrian Richard Howard		M	AJD150	Rep	2003-08-13	2004-06-10
17	Evans, Garry Owen		M	AJD756	RO	2003-11-05	2005-11-12
18	Gambrill, David Boys		M	ACF213	Rep	2003-08-01	2004-06-16
19	Goh, Daryl Shao Loong 吳少龍		M	AFM357	Rep		2005-08-10
20	Hancock, Jonathan Stiles		M	ACJ318	RO		2009-01-31
21	Hanson-Lawson, Michael John		M	AEW093	Rep	2003-11-10	2004-05-24
22	Heng, Franklin Ching Kuen 幸正權	39	M	ACY056	RO		2006-04-14
23	Jacobelli Yau, Maurien Oi Man 丘愛敏			ABK611	Rep		2004-04-28
24	Jajal, Kartik Chimanlal			AFU801	Rep		2004-03-29
25	Jasani, Nilesh Surendra Rai		M	AFJ460	RO	2003-09-11	2004-10-25
26	Kam, Franklin Pak Wah 金百華		M	AAD811	Rep		2005-04-07
27	Kim, Peter Sin		M	AFF924	Rep		2005-07-07
28	Kwok, Chau Wan 郭秋雲			ABF872	Rep		2004-04-02
29	Lam, Sum Sum 林森森			AFY780	Rep		2005-06-30
30	Lau, Chun Hou 劉俊厚			AAE282	Rep		2005-11-14
31	Lau, Peter Yim Lam 劉炎霖		M	ABE725	Rep	2003-09-11	2004-10-14
32	Lau, Shek Wing 劉錫榮			AAC254	Rep	2003-09-11	2004-12-09
33	Lee, Jeong Ja			AJG885	Rep	2003-11-25	2004-03-09
34	Lee, Sandra Wai Ying 李慧英		F	AGE483	Rep		2005-11-14
35	Letts, Darren Arthur Bohrsmann		M	AGC952	Rep		2004-03-12
36	Leung, Kwok Wing (SFC:AAF592) 梁國榮			AAF592	Rep	2003-09-11	2005-11-14
37	Leung, Wai Man (SFC:AGO399) 梁偉民			AGO399	Rep		2005-11-14
38	Leung, Wai Yin (SFC:AGO097) 梁偉賢			AGO097	Rep		2005-11-14
39	Li, Raymond Man Fai 李文輝		M	ADT897	Rep		2005-11-14
40	Ling, Anne Kin Shun 林建純		F	ACX120	Rep		2004-04-23
41	Lu, Ying-Chang 呂穎彰			AJD396	Rep	2003-08-20	2004-03-19
42	Ma, Diana Ka Lai 馬嘉麗		F	AHN555	Rep		2005-10-27
43	Man, Peter Kum-Chung		M	AFD980	Rep		2006-04-01
44	Masuda, Etsusuke			AJM779	Rep	2004-02-27	2005-01-04
45	Moss, James Thomas		M	AJC737	Rep	2003-08-01	2004-04-26
46	Naseer, Jahanzeb			AFR296	RO		2005-09-30
47	Ng, Kit Wei			AJD507	Rep	2003-08-26	2004-05-24
48	Ng, Wai Kwong (SFC:ADJ383) 吳衛剛			ADJ383	Rep		2004-05-24
49	Ngai, Thomas Kwok Kan 危國根		M	ACP700	Rep		2012-04-03
50	Offer, Richard George Michael		M	AEH723	Rep		2005-11-12
51	Park, Nam Chol			ADQ002	Rep		2005-11-12
52	Poon, Carolyn Yeuk Wan 潘若韻		F	AHT395	Rep	2003-07-26	2005-11-12
53	Robertson, Craig Anthony		M	AEP696	Rep		2005-11-14
54	Russell, John (SFC:AJL223)		M	AJL223	Rep	2004-02-11	2005-11-12
55	Sandhu, Tejinderjit Singh			AJD599	Rep	2003-09-02	2005-11-12
56	Sim, Mong Kwang 沈茂琼			ADJ827	Rep		2010-12-20
57	Siu, Chi Ming (SFC:AFZ476) 蕭智明			AFZ476	Rep		2005-11-12
58	So, Nelson Shing Hing 蘇盛興		M	ACH779	Rep		2004-05-24
59	Tantivorawong, Korawilai			AJD243	Rep	2003-10-22	2004-04-02
60	Turley, Francis Bernard		M	AIL649	Rep		2005-10-27
61	Webb, Mark Cameron Ross		M	AEJ064	Rep		2005-11-12
62	Wong, Edmond		M	ACD920	Rep		2005-08-10
63	Wong, Gary Man Kuen 黃文權		M	AGO032	Rep		2005-11-14
64	Wong, James Chung Yin 黃頌賢		M	ADT900	Rep		2005-07-07
65	Wong, Wing Wah (SFC:AEC773) 黃永華			AEC773	Rep		2005-11-14

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