KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Cannon, Forrest Waller |
|
|
AMC982 |
Rep |
2005-06-17 |
2005-09-13 |
| 2 |
Chan, Jostein Toi Hing 陳代興 |
|
|
AEZ133 |
Rep |
|
2005-08-29 |
| 3 |
Chan, Ka Kit (SFC:AED841) 陳家傑 |
|
|
AED841 |
Rep |
|
2003-06-06 |
| 4 |
Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑 |
|
|
ACQ850 |
Rep |
|
2008-05-16 |
| 5 |
Chan, Ping Yip 陳炳業 |
|
|
AEF250 |
Rep |
|
2003-06-06 |
| 6 |
Chan, Sai Hung 陳世雄 |
|
|
ADV099 |
Rep |
|
2017-10-02 |
| 7 |
Chan, Yiu Kwong (SFC:AED596) 陳耀光 |
|
|
AED596 |
Rep |
|
2006-04-24 |
| 8 |
Cheung, Hiu Tung (SFC:AEA520) 張曉東 |
|
|
AEA520 |
Rep |
|
2004-10-14 |
| 9 |
Cho, Wai Fai 曹偉輝 |
|
|
ACZ775 |
Rep |
|
2017-10-02 |
| 10 |
Chong, Ming Man 莊銘文 |
|
|
AFF114 |
Rep |
|
2017-10-02 |
| 11 |
Chow, Sze Wan 周詩韻 |
|
|
AIJ676 |
Rep |
2005-08-16 |
2005-09-07 |
| 12 |
Chu, Kuan Hsun 朱光勳 |
|
|
ADR539 |
Rep |
2004-06-21 |
2004-10-11 |
|
|
|
RO |
2004-10-11 |
2017-10-02 |
| 13 |
Ho, Franki Kin Kei 何建祺 |
|
|
ACU642 |
Rep |
2005-10-19 |
2007-08-04 |
| 14 |
King, Christopher Holmes |
|
M |
ADU461 |
Rep |
|
2007-02-08 |
| 15 |
Kwok, Ka Yip 郭家業 |
|
|
AEB325 |
Rep |
|
2003-06-06 |
| 16 |
Kwong, Man Bun 鄺民彬 |
|
|
ABN127 |
RO |
|
2017-10-02 |
| 17 |
Lai, Wing Chung 黎永忠 |
|
|
AFY975 |
Rep |
2005-08-18 |
2017-10-02 |
| 18 |
Lam, Gilbert Shen Hriung 林聖鴻 |
|
M |
ADZ537 |
Rep |
2005-12-02 |
2006-01-23 |
| 19 |
Lam, Kai San 林啟新 |
|
|
ABA807 |
Rep |
|
2017-10-02 |
| 20 |
Lau, Ka Fai (SFC:ACY918) 劉嘉輝 |
|
|
ACY918 |
Rep |
|
2017-10-02 |
| 21 |
Lau, King Yuen 劉敬元 |
|
|
AAC341 |
Rep |
|
2003-12-08 |
|
|
|
RO |
2003-12-08 |
2008-06-21 |
| 22 |
Lau, Lynch 劉念慈 |
|
|
ADZ118 |
Rep |
|
2004-12-24 |
| 23 |
Law, Simon Man Sang 羅文生 |
43 |
M |
AAB973 |
RO |
2005-06-17 |
2017-10-02 |
| 24 |
Lee, Chak Ming 李澤銘 |
|
|
ACK564 |
Rep |
2003-09-22 |
2004-02-26 |
|
|
|
Rep |
2005-10-17 |
2007-05-20 |
| 25 |
Lee, Hoi Kam 李開淦 |
|
|
ABE301 |
Rep |
2003-09-08 |
2006-07-22 |
| 26 |
Lee, Mickey Wing Tak 李永德 |
|
M |
ABM912 |
Rep |
2004-07-02 |
2004-07-21 |
| 27 |
Lee, Siu Lun (SFC:ABN376) 李兆麟 |
|
|
ABN376 |
Rep |
|
2003-06-26 |
|
|
|
RO |
2003-06-26 |
2007-10-28 |
| 28 |
Lee, Wai Chung (SFC:ADW149) 李慧中 |
|
F |
ADW149 |
Rep |
2004-12-28 |
2017-10-02 |
| 29 |
Leung, Charles Kwok Kuen 梁國權 |
|
M |
AEU694 |
Rep |
|
2006-03-01 |
| 30 |
Li, Martin Kim Ho 李劍豪 |
|
M |
ACP472 |
Rep |
2005-03-08 |
2005-07-04 |
| 31 |
Ling, Daisy Yan Ki 凌恩琪 |
|
F |
AIN883 |
Rep |
|
2010-11-06 |
| 32 |
Ling, Kim Keung 凌劍強 |
|
|
ACS615 |
Rep |
|
2003-06-26 |
|
|
|
RO |
2003-06-26 |
2003-09-01 |
| 33 |
Liu, Cyrus Siu Ming 廖少明 |
|
M |
AFZ886 |
Rep |
2005-05-28 |
2005-10-06 |
| 34 |
Liu, Nelson Kwong Kin 廖廣健 |
|
M |
ABM667 |
Rep |
|
2017-10-02 |
| 35 |
Luk, Tim Tsing To 陸政渡 |
|
M |
ALU140 |
Rep |
2005-03-10 |
2010-11-06 |
| 36 |
Mui, Kay Boon 梅基本 |
|
|
AAJ763 |
Rep |
2005-05-03 |
2006-10-13 |
| 37 |
Ng, Ka Kit (SFC:ACM397) 吳家傑 |
|
|
ACM397 |
Rep |
|
2017-10-02 |
| 38 |
Ngo, Tong Heng |
|
|
AEI530 |
Rep |
2003-11-20 |
2010-07-01 |
| 39 |
Poon, Amy Yuen Shan 潘苑珊 |
|
F |
ABY416 |
Rep |
2005-11-08 |
2010-07-01 |
| 40 |
Sparrow, Nicholas Charles |
|
M |
AHF977 |
Rep |
|
2005-03-03 |
| 41 |
Swanston, David John |
|
M |
AJJ363 |
Rep |
2004-01-10 |
2005-03-04 |
| 42 |
Wai, Hing Hung 衛慶熊 |
|
|
AAV885 |
RO |
|
2005-04-12 |
| 43 |
Wong, Betty Siu Ping 黃小萍 |
|
F |
ACP677 |
RO |
2004-11-01 |
2017-10-02 |
| 44 |
Wong, Siu Yung (SFC:AAE033) 王少容 |
|
|
AAE033 |
Rep |
|
2015-04-20 |
| 45 |
Wong, Steven Wai Chiu 王偉超 |
|
M |
ACQ784 |
Rep |
2003-11-14 |
2004-02-21 |
| 46 |
Yap, Shun Chung (SFC:AAE039) 葉純忠 |
|
|
AAE039 |
Rep |
|
2003-07-21 |
| 47 |
Yeung, Hon Fat 楊漢發 |
|
|
AFN513 |
Rep |
|
2005-08-19 |
|
|
|
RO |
2005-08-19 |
2006-01-27 |
| 48 |
Young, Ting Cheung 楊庭章 |
|
|
ACR656 |
Rep |
2005-03-01 |
2017-10-02 |
| 49 |
Yung, Anthony 容天錫 |
|
M |
AAV701 |
RO |
|
2003-07-17 |
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