UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2005-10-24 | |||
| 2 | Bustnes, Brynjar Eirik | ALJ914 | Rep | 2004-11-01 | 2006-12-31 | ||
| 3 | Chan, Chee Seng (SFC:AJO200) | AJO200 | Rep | 2004-03-17 | |||
| 4 | Chan, Patrick Hin Wai 陳獻為 | M | AAZ195 | Rep | 2004-06-16 | ||
| RO | 2004-06-16 | 2004-12-23 | |||||
| Rep | 2004-12-23 | 2008-05-24 | |||||
| 5 | Chen, Helen Yan Heung 陳仁香 | F | AMN662 | Rep | 2005-09-28 | 2011-07-08 | |
| 6 | Cheung, Catherine Ka Man 張嘉敏 | F | AMN773 | Rep | 2005-10-06 | 2010-07-17 | |
| 7 | Chu, Lawrence Sheng Yu 諸承譽 | 27 | M | AMY277 | Rep | 2006-01-20 | 2007-07-31 |
| 8 | Eichacker, Markus Karl Eugen | 38 | M | AGP574 | Rep | 2003-11-13 | |
| RO | 2003-11-13 | 2008-09-13 | |||||
| 9 | Fu, Teh-Hsiu 傅德修 | ADL952 | RO | 2003-12-05 | |||
| 10 | Gao, Hui (SFC:AKW845) 高卉 | AKW845 | Rep | 2004-07-06 | 2008-10-13 | ||
| 11 | Guan, Shao Ping 關少平 | AGB944 | Rep | 2006-05-22 | 2007-10-24 | ||
| 12 | Halek, David Neil | M | ACJ179 | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2013-06-03 | |||||
| 13 | Hong, James Shu Kin (SFC:AAK376) 洪樹堅 | M | AAK376 | RO | 2009-10-31 | ||
| 14 | Kohler, David Hermann | M | AMC977 | Rep | 2005-06-21 | 2009-07-01 | |
| 15 | Lam, Franklin Fan Keung 林奮強 | 46 | M | ABG110 | Rep | 2005-12-01 | 2006-01-18 |
| RO | 2006-01-18 | 2011-07-11 | |||||
| 16 | Lee, Teong Gee 李忠義 | ACU300 | Rep | 2005-05-26 | 2006-10-18 | ||
| 17 | Leung, Ho Wa (SFC:AAV118) 梁可華 | AAV118 | Rep | 2003-10-11 | |||
| 18 | Mondovits, Andreas Georg | M | ALO012 | RO | 2005-07-20 | 2010-04-26 | |
| 19 | Schlaepfer, Bruno | M | ANK105 | Rep | 2006-05-16 | 2006-12-22 | |
| 20 | Shi, Bin 施斌 | AMX414 | Rep | 2006-01-12 | 2010-08-11 | ||
| 21 | Shum, Yuk Yee 岑玉如 | AEJ175 | Rep | 2005-10-19 | 2006-04-13 | ||
| 22 | Tan, Siew Ming 陳秀敏 | ALO563 | Rep | 2004-12-29 | 2008-09-26 | ||
| 23 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2005-09-26 | 2011-09-26 | |
| 24 | Yeo, Keng Swee 楊慶瑞 | ALW483 | Rep | 2005-04-11 | 2008-07-14 | ||
| 25 | Yuen, Ben Cheuk Bun 阮卓斌 | M | ACH723 | Rep | 2006-04-24 | 2006-05-29 | |
| RO | 2006-05-29 | 2013-12-20 | |||||
| 26 | Yuen, Siu Fung 袁兆豐 | AFO695 | Rep | 2006-03-27 | 2007-07-21 | ||
| 27 | Yung, Yu Ming 翁耀明 | AMU880 | Rep | 2005-12-09 | 2006-01-18 | ||
| RO | 2006-01-18 | 2012-04-03 | |||||
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