HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Barton, Richard Jeremy |
|
M |
ACF860 |
Rep |
2005-12-20 |
2008-07-18 |
| 2 |
Chan, Rene Hoi Yan 陳海茵 |
|
|
ANG332 |
Rep |
2006-03-29 |
2007-08-06 |
| 3 |
Chaneb, Khalid |
|
|
AFM356 |
Rep |
2006-07-19 |
2007-04-21 |
| 4 |
Cheng, Ivan Kwok Lueng 鄭國良 |
|
M |
AGZ747 |
Rep |
2005-12-20 |
2009-06-03 |
| 5 |
Crispin, James Anthony |
|
M |
ANU647 |
Rep |
2006-08-18 |
2009-02-16 |
| 6 |
Dunham, Christopher Mark |
|
M |
ANU648 |
Rep |
2006-08-18 |
2007-05-08 |
| 7 |
Hancock, Jonathan Stiles |
|
M |
ACJ318 |
RO |
|
2009-01-31 |
| 8 |
Lau, Che Wah 劉志華 |
|
|
AAB300 |
Rep |
2005-09-27 |
2007-09-29 |
| 9 |
Lau, Chun Hou 劉俊厚 |
|
|
AAE282 |
Rep |
|
2009-07-11 |
| 10 |
Lau, Wing Shan 劉詠珊 |
|
|
AFE210 |
Rep |
2006-05-26 |
2010-06-08 |
| 11 |
Leung, Kwok Wing (SFC:AAF592) 梁國榮 |
|
|
AAF592 |
Rep |
|
|
| 12 |
Leung, Wai Man (SFC:AGO399) 梁偉民 |
|
|
AGO399 |
Rep |
2005-03-24 |
2018-12-11 |
| 13 |
Leung, Wai Yin (SFC:AGO097) 梁偉賢 |
|
|
AGO097 |
Rep |
2005-08-04 |
2007-07-01 |
| 14 |
Lui, Moses Yu Mo 雷裕武 |
|
M |
AGL154 |
Rep |
2006-05-24 |
2007-06-09 |
| 15 |
McGee, Alan Craig |
|
M |
AMJ457 |
Rep |
2006-04-21 |
2007-04-10 |
| 16 |
Patel, Rakesh (SFC:ALI605) |
|
M |
ALI605 |
RO |
2006-05-16 |
2019-07-31 |
| 17 |
Sim, Mong Kwang 沈茂琼 |
|
|
ADJ827 |
Rep |
2006-12-12 |
2011-09-28 |
| 18 |
Taesch, Frederic Marcel Georges Marie |
|
M |
AML240 |
Rep |
2005-09-08 |
2007-04-28 |
| 19 |
Wallace, Lee Peter |
|
M |
ADM554 |
RO |
2006-05-16 |
2008-11-18 |
| 20 |
Wong, Gary Man Kuen 黃文權 |
|
M |
AGO032 |
Rep |
2005-08-04 |
2007-04-21 |
| 21 |
Wong, Siu Leung 黃紹良 |
|
|
ANK932 |
Rep |
2006-05-24 |
2009-03-28 |
| 22 |
Yu, Anthony Sai Yin 余世賢 |
|
M |
ACM394 |
Rep |
|
2007-08-11 |
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