Neuberger Berman Asia Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009		 ⚥ SFC ID Role From Until
1 Chong, Sue Ching 張素菁 F AQN999 Rep 2008-04-23 2014-07-01
2 Chow, Tak Yen 周得賢 ASE465 Rep 2008-12-23 2011-08-12
3 Chung, Tak Wai (SFC:AMM043) 鍾德偉 32 M AMM043 Rep 2008-12-18 2009-02-02
4 Dutray, Benjamin Guillaume Marie M AND843 Rep 2008-04-23 2008-06-16
5 Hao, Lei (SFC:ANX528) 郝雷 ANX528 Rep 2008-12-18 2009-06-30
6 Ingham, Fredrick Roy M APP053 Rep 2008-04-23 2012-03-23
7 Kwan, Herbert Wing Fung M ANX520 Rep 2008-12-18 2009-03-10
8 Kwok, Roy Shun Keung 郭舜強 M AQI400 Rep 2008-04-23 2008-10-24
9 Lau, Wing Chung (SFC:ANG393) 劉穎聰 ANG393 Rep 2008-04-23 2011-03-14
10 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2008-04-23 2009-03-31
RO 2009-03-31 2010-05-31
11 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2008-04-23 2008-07-08
12 Li, Sixuan (SFC:ARJ826) 李斯璇 ARJ826 Rep 2008-12-18 2009-05-26
13 Louie, Wai Ying 雷慧瑩 ARI453 Rep 2008-07-21 2012-09-01
14 Manning, Christopher Reid M APD925 RO 2008-03-13 2009-03-31
15 Nova, Ria Therese F APR251 Rep 2008-04-23 2011-08-29
16 O'Halloran, Paul Desmond M ATI406 Rep 2009-07-13 2010-08-17
17 Okita, Bradley M APH490 RO 2008-03-13 2010-01-22
18 Santilli, Filippo AOI871 Rep 2008-04-23 2008-10-24
19 Tang, Lihui 湯禮輝 AQI649 Rep 2008-04-23 2017-04-28
20 Vishnevskaja, Elizabeth F APN586 Rep 2008-04-23 2009-03-10
21 Watkins, Junjie 趙俊杰 AQS396 Rep 2008-03-27 2015-09-06
22 Williams, Douglas Brock M AQX957 Rep 2008-11-25 2017-07-14
23 Yao, Yulin (SFC:AQI648) 姚毓林 AQI648 Rep 2008-04-23 2009-05-18
RO 2009-05-18 2017-04-20

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