GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
2 Bavis, Mark John M Rep 2006-03-03 2012-01-05
3 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
4 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
5 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
6 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
7 Castagne, Allan John M Rep 2009-07-16 2012-07-26
8 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
9 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
10 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
11 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
12 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
13 Crossan, Robert Emmit M Rep 2003-06-30
14 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
15 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
16 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
17 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
18 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
19 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
20 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
21 Halper, Brady Seth M Rep 2004-09-22
22 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
23 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
24 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
25 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
26 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
27 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
28 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
29 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
30 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
31 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
32 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
33 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
34 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
35 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
36 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
37 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
38 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
39 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
40 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
41 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
42 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
43 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
44 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
45 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
46 Pockney, Edward James M Rep 2009-01-12 2011-05-05
47 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
48 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
49 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
50 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
51 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
52 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
53 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
54 Tsun, Alexander Wing Gey 秦榮基 29 M Rep 2009-05-05 2010-03-02
55 White, Paul George M Rep 2005-01-19 2012-01-05
56 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
57 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
58 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top