GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
2 Bavis, Mark John M Rep 2006-03-03 2012-01-05
3 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
4 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
5 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
6 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
7 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
8 Castagne, Allan John M Rep 2009-07-16 2012-07-26
9 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
10 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
11 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
12 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
13 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
14 Crossan, Robert Emmit M Rep 2003-06-30
15 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
16 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
17 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
18 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
19 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
20 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
21 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
22 Halper, Brady Seth M Rep 2004-09-22
23 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
24 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
25 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
26 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
27 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
28 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
29 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
30 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
31 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
32 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
33 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
34 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
35 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
36 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
37 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
38 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
39 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
40 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
41 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
42 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
43 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
44 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
45 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
46 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
47 Pockney, Edward James M Rep 2009-01-12 2011-05-05
48 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
49 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
50 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
51 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
52 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
53 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
54 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
55 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
56 Tsun, Alexander Wing Gey 秦榮基 29 M Rep 2009-05-05 2010-03-02
57 White, Paul George M Rep 2005-01-19 2012-01-05
58 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
59 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
60 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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