GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Ahmed, Syed Shaaz Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
3 Bavis, Mark John M Rep 2006-03-03 2012-01-05
4 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
5 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
6 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
7 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
8 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
9 Castagne, Allan John M Rep 2009-07-16 2012-07-26
10 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
11 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
12 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
13 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
14 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
15 Crommen, Gregory M Rep 2010-12-14 2012-07-26
16 Crossan, Robert Emmit M Rep 2003-06-30
17 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
18 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
19 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
20 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
21 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
22 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
23 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
24 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
25 Halper, Brady Seth M Rep 2004-09-22
26 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
27 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
28 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
29 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
30 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
31 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
32 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
33 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
34 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
35 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
36 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
37 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
38 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
39 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
40 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
41 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
42 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
43 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
44 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
45 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
46 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
47 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
48 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
49 Park, Hye Yon Rep 2010-12-16 2011-03-07
50 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
51 Pockney, Edward James M Rep 2009-01-12 2011-05-05
52 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
53 Rhee, Vincent Suk Kyu M Rep 2010-12-13 2011-10-29
54 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
55 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
56 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
57 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
58 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
59 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
60 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
61 Tsun, Alexander Wing Gey 秦榮基 30 M Rep 2009-05-05 2010-03-02
62 Valdisolo, Mattia Rep 2011-03-04 2012-05-10
63 White, Paul George M Rep 2005-01-19 2012-01-05
64 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
65 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
66 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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