SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-03-16 | 2004-05-04 | |
| 2 | Chan, Chi Leong 陳智亮 | 64 | M | AAK013 | RO | 2006-05-08 | 2010-10-19 |
| 3 | Chan, Maureen Wai Ling 陳慧玲 | F | ACU384 | Rep | 2004-04-27 | 2011-03-18 | |
| 4 | Chan, Soo Sum 陳素心 | AOY533 | Rep | 2011-01-13 | 2013-09-27 | ||
| 5 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2008-03-18 | |||
| RO | 2008-03-18 | 2018-01-01 | |||||
| 6 | Chen, Yuan (SFC:AEJ844) 陳遠 | 42 | M | AEJ844 | Rep | 2006-04-10 | 2006-04-21 |
| 7 | Cheung, Frances 張淑嫻 | F | AGG658 | Rep | 2003-07-30 | 2005-10-05 | |
| 8 | Cheung, Warren Yui Kai 張睿佳 | 44 | M | ACX305 | Rep | 2011-04-08 | 2011-11-01 |
| 9 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | Rep | 2011-03-28 | 2012-07-20 | |
| 10 | Foo, King Wah 符敬華 | ADT598 | Rep | 2004-06-30 | |||
| 11 | Honda, Miwa 本田美和 | AQN414 | Rep | 2008-03-17 | 2022-05-30 | ||
| 12 | Koga, Akira 古賀彰 | AWK856 | RO | 2011-01-03 | 2013-03-30 | ||
| 13 | Kwan, Chi Hong (SFC:AJB565) 關志康 | AJB565 | Rep | 2003-08-13 | 2004-04-08 | ||
| 14 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2010-10-18 | ||
| Rep | 2010-10-18 | 2011-03-18 | |||||
| 15 | Lee, Jiin Yih 李謹亦 | AML646 | Rep | 2005-11-04 | 2007-09-11 | ||
| 16 | Leung, Chun Shing 梁俊成 | ALG206 | Rep | 2004-11-12 | 2007-09-15 | ||
| 17 | Lin, Ka Ho 連嘉豪 | AMR825 | Rep | 2005-12-29 | 2007-12-13 | ||
| 18 | Liu, Shuang (SFC:AHO649) 劉爽 | AHO649 | Rep | 2006-12-01 | 2007-11-11 | ||
| 19 | Louey, Cynthia Petrina 雷麗儀 | F | AOT558 | Rep | 2007-05-30 | 2009-04-08 | |
| 20 | Lu, Ta-Wen 陸大文 | ABI262 | RO | 2008-09-19 | 2008-11-28 | ||
| 21 | Lui, Andrew Kwan Ho 呂君皓 | M | ANH163 | Rep | 2007-12-19 | 2008-10-17 | |
| 22 | Man, Kon Sum 文幹森 | AFI890 | Rep | 2004-10-15 | 2005-07-08 | ||
| 23 | Man, Sunny Ho Kit 文浩傑 | AMZ965 | Rep | 2006-03-07 | 2006-10-20 | ||
| 24 | Maruyama, Masashi | ACB305 | RO | 2011-01-03 | 2012-10-22 | ||
| 25 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2006-04-03 | 2008-05-30 | |
| 26 | Sampson, Machiko | AJI380 | Rep | 2011-04-26 | 2018-10-11 | ||
| 27 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | ANS087 | RO | 2007-01-18 | 2012-06-29 | ||
| 28 | Surenkok White, Inci Irmak | APD602 | Rep | 2007-06-26 | 2007-07-30 | ||
| 29 | Suzuki, Kiyoko 鈴木清子 | AXE045 | Rep | 2011-04-21 | 2020-04-15 | ||
| 30 | Tada, Emiko | AWY707 | Rep | 2011-04-29 | 2019-06-13 | ||
| 31 | Tai, Kit Han 戴潔嫻 | AWL052 | Rep | 2011-01-07 | 2014-08-25 | ||
| 32 | Tsim, Hon Keung 詹漢強 | APW801 | Rep | 2007-12-20 | 2008-12-05 | ||
| 33 | Tu, Chia-Le Carol | F | AOT598 | Rep | 2007-06-20 | 2009-03-06 | |
| 34 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2011-01-19 | 2015-08-31 | |
| 35 | Wong, Benny Man San 黃文山 | M | ADN019 | Rep | 2003-07-24 | 2004-02-17 | |
| 36 | Wu, Tsz Yee 胡子宜 | AAV288 | Rep | 2006-12-04 | 2007-10-02 | ||
| 37 | Yeung, Kent Lai Wing 楊禮榮 | AIC463 | Rep | 2004-08-17 | 2005-02-08 | ||
| 38 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2010-12-28 | 2014-11-11 | ||
| 39 | Yip, Shui Key 葉紹基 | ACS410 | RO | 2004-08-11 | 2005-11-18 | ||
| 40 | Yonts, Charles Anthony | M | AJM207 | Rep | 2004-04-01 | 2004-10-18 | |
| 41 | Yu, Hoi Kit 余凱傑 | AMW555 | Rep | 2006-02-16 | 2006-03-03 | ||
| 42 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2010-10-18 | |||
| Rep | 2010-10-18 | 2011-03-18 | |||||
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