GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Aquino, Derrick Anthony Constantino M ANG464 RO 2009-08-19 2013-12-03
2 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
3 Bellahcene, Nasser AVI335 Rep 2010-07-06 2011-05-31
4 Bradford, David John M ADO053 RO 2011-03-22 2021-10-29
5 Castagne, Allan John M AQU899 Rep 2009-07-16 2012-07-26
6 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
7 Chillington, Timothy John M ATB862 Rep 2009-06-01 2012-05-01
8 Chua, Pei Feng 蔡佩芬 ASL814 Rep 2009-03-24 2013-11-30
9 Crommen, Gregory M APY879 Rep 2010-12-14 2012-07-26
10 Fung, Ching Yu 馮程宇 AWZ725 Rep 2011-03-28 2018-01-15
11 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
12 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
13 Guetta, Yohan Victor Haim M AXD991 Rep 2011-04-18 2012-01-14
14 Guillo, Mathieu M ASL541 Rep 2009-02-20 2012-09-14
15 Hyams, Andrew Jon M ARR133 Rep 2008-09-30 2017-09-22
16 Jessop, Gary Mark M ASG075 Rep 2009-01-12 2011-11-05
17 Kang, Gyong Hee F AIK892 Rep 2009-10-20 2015-02-17
18 Lai, Telun Tik Lun 賴迪麟 ARD592 Rep 2009-06-18 2012-05-01
19 Ma, Ching Man (SFC:ASC666) 馬靜雯 ASC666 Rep 2008-12-17 2017-10-20
20 Mariano, Timothy Charles M AHC188 RO 2005-03-09 2019-05-15
21 Mundigian, Vatche Vartan M AUP689 Rep 2010-01-22 2015-02-11
22 Nebout, Alexandre Stanislas Thierry M AUH910 Rep 2009-12-07 2011-07-13
23 Noh, Kyoung Tae AXC514 Rep 2011-04-04 2012-03-24
24 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
25 Pockney, Edward James M ASF819 Rep 2009-01-12 2011-05-05
26 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
27 Rhee, Vincent Suk Kyu M AWJ997 Rep 2010-12-13 2011-10-29
28 Sparrow, Nicholas Charles M AHF977 Rep 2010-07-05 2013-04-19
29 Sripunporn, Roger Ardisorn 潘小山 M AIB741 Rep 2010-01-04 2018-01-16
30 Sznajder, Samuel M AUD249 Rep 2009-11-11 2012-01-13
31 Valdisolo, Mattia AUS156 Rep 2011-03-04 2012-05-10
32 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
33 Wong, Andrew Siu Hang 黃兆恒 M ARJ166 Rep 2008-08-26 2015-06-30

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