GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Ahmed, Syed Shaaz AWV272 Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M ANG464 Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
3 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
4 Bellahcene, Nasser AVI335 Rep 2010-07-06 2011-05-31
5 Bollerman, Luke Andre M ARI552 Rep 2008-07-29 2009-07-31
6 Bradford, David John M ADO053 Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
7 Brown, Ian Clement M ASH682 Rep 2009-02-12 2010-07-02
8 Bruno, Luigi Raphael M AVI336 Rep 2010-06-15 2011-01-31
9 Castagne, Allan John M AQU899 Rep 2009-07-16 2012-07-26
10 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
11 Chew, Philip Guy (SFC:ALN622) M ALN622 Rep 2004-12-08 2008-07-01
12 Chillington, Timothy John M ATB862 Rep 2009-06-01 2012-05-01
13 Chua, Pei Feng 蔡佩芬 ASL814 Rep 2009-03-24 2013-11-30
14 Colgan, Davis Gerrard AXS262 Rep 2011-08-01 2011-11-01
15 Cooney, Michael James (SFC:AJD244) M AJD244 Rep 2006-03-03 2006-10-31
16 Crommen, Gregory M APY879 Rep 2010-12-14 2012-07-26
17 Crossan, Robert Emmit M ADA458 Rep 2003-06-30
18 De Bourayne, Olivier Marie Stephane M AXC421 Rep 2011-08-05 2012-01-19
19 Didier, Virginie Emilie F ANH709 Rep 2009-06-19 2010-09-10
20 Four, Matthew M AXI468 Rep 2011-05-30 2015-02-16
21 Fung, Ching Yu 馮程宇 AWZ725 Rep 2011-03-28 2018-01-15
22 Fung, Kin Leung 馮健樑 APP362 Rep 2007-09-17 2008-05-01
23 Fung, Wilson Kee Hang 馮紀恆 M AGC284 Rep 2010-05-14 2010-10-31
24 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
25 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
26 Guetta, Yohan Victor Haim M AXD991 Rep 2011-04-18 2012-01-14
27 Guillo, Mathieu M ASL541 Rep 2009-02-20 2012-09-14
28 Hall, Jon (SFC:AGK991) AGK991 Rep 2005-03-07 2007-08-13
29 Halper, Brady Seth M AHC187 Rep 2004-09-22
30 Hine, Peter John M ADR773 Rep 2005-03-23
RO 2005-03-23 2005-09-08
31 Hyams, Andrew Jon M ARR133 Rep 2008-09-30 2017-09-22
32 Jessop, Gary Mark M ASG075 Rep 2009-01-12 2011-11-05
33 Kang, Gyong Hee F AIK892 Rep 2009-10-20 2015-02-17
34 Kim, Jason Sung Dal M ANH227 Rep 2008-11-11 2010-06-21
35 Kornberg, Benjamin Mikael M ATM599 Rep 2009-08-04 2011-02-05
36 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 AHT189 Rep 2005-02-17 2009-12-10
37 Kotecha, Anuj Ashok M AXS269 Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
38 Lai, Telun Tik Lun 賴迪麟 ARD592 Rep 2009-06-18 2012-05-01
39 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2008-11-14 2010-07-16
40 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2006-09-27 2008-02-29
41 Lee, Yick Chung 李易聰 AEE525 Rep 2008-11-14 2010-07-16
42 Ma, Ching Man (SFC:ASC666) 馬靜雯 ASC666 Rep 2008-12-17 2017-10-20
43 Ma, Hoi Sze 馬凱詩 AUW529 Rep 2011-10-26 2018-01-15
44 Mariano, Timothy Charles M AHC188 Rep 2005-03-09
RO 2005-03-09 2019-05-15
45 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2007-01-11 2007-06-23
46 Minards, Timothy Bede M ATM616 Rep 2009-08-03 2009-10-17
47 Monot, Cosme Hubert Roger Pierre M AVF688 Rep 2010-05-25 2010-12-25
48 Moore, Ashley Spencer M ASD881 Rep 2009-01-14 2009-12-07
49 Moore, Marianne Nicole F ASL739 Rep 2009-03-17 2009-06-01
50 Mundigian, Vatche Vartan M AUP689 Rep 2010-01-22 2015-02-11
51 Nebout, Alexandre Stanislas Thierry M AUH910 Rep 2009-12-07 2011-07-13
52 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
53 Nguyen, Thanh Cao ADQ686 Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
54 Nicolle, Amanda Louise F ASL544 Rep 2009-03-24 2009-08-07
55 Noh, Kyoung Tae AXC514 Rep 2011-04-04 2012-03-24
56 Park, Hye Yon AWM153 Rep 2010-12-16 2011-03-07
57 Patel, Rupesh (SFC:AXR739) AXR739 Rep 2011-07-25 2011-10-25
58 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
59 Pockney, Edward James M ASF819 Rep 2009-01-12 2011-05-05
60 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
61 Rhee, Vincent Suk Kyu M AWJ997 Rep 2010-12-13 2011-10-29
62 Saldanha, Joshua Gerard M ANB180 Rep 2009-07-14 2010-05-08
63 Simpson, Robert Roy Charles M ALS066 RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
64 Sohn, Charles Chongho M AUA852 Rep 2009-10-27 2011-02-14
65 Soon, Yung Kuen 秦容娟 AXU894 Rep 2011-08-10 2012-12-31
66 Sparrow, Nicholas Charles M AHF977 Rep 2010-07-05 2013-04-19
67 Sripunporn, Roger Ardisorn 潘小山 M AIB741 Rep 2010-01-04 2018-01-16
68 Sznajder, Samuel M AUD249 Rep 2009-11-11 2012-01-13
69 Tsang, Simon Sai Cheong 曾世昌 M AUW602 Rep 2010-03-12 2010-07-23
70 Tsun, Alexander Wing Gey 秦榮基 30 M ANM361 Rep 2009-05-05 2010-03-02
71 Valdisolo, Mattia AUS156 Rep 2011-03-04 2012-05-10
72 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
73 Wilson, Matthew Elliot M ARB300 Rep 2008-06-19 2010-04-15
74 Wong, Andrew Siu Hang 黃兆恒 M ARJ166 Rep 2008-08-26 2015-06-30
75 Zieleman, Tara Jessica F AUE399 Rep 2009-11-24 2010-05-24

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